Guggenheim Defined Portfolios, Series 855 registers five portfolios

By Toni Weeks

San Diego, Jan. 4 - Guggenheim Defined Portfolios, Series 855 has registered units of its five portfolios, according to an S-6 amendment filed with the Securities and Exchange Commission.

The depositor is Lisle, Ill.-based Guggenheim Funds Distributors, Inc.

The Guggenheim Global Expansion and Dividend Portfolio, Series 4 will seek to provide total return through capital appreciation with a secondary objective of providing dividend income. It will invest in a portfolio of 50 geographically diverse firms that may benefit from broad global economic expansion.

The Guggenheim Global Infrastructure and Dividend Portfolio, Series 4 aims to invest in firms that participate in the global governmental focus on expansion and upgrade of critical infrastructure. Its secondary objective is to provide dividend income. The trust will invest in a portfolio of 50 geographically diverse firms in the categories of basic utilities, railroads and major construction.

The Guggenheim Inflation Defense and Dividend Portfolio, Series 6 seeks to provide current income and total return through capital appreciation by investing in a portfolio of 50 global firms that may benefit from strong or rising commodity prices. The firms include those involved in natural resources or agricultural production.

The Guggenheim U.S. High Dividend Strategy Portfolio, Series 3 seeks to provide dividend income and will invest in companies that distribute significant dividends on a consistent basis.

The Guggenheim U.S. SMID High Dividend Strategy Portfolio, Series 3 also seeks to provide dividend income and will likewise invest in companies that distribute significant dividends on a consistent basis.

The units will carry a maximum sales charge of 2.95%, consisting of a 1% initial sales fee, a 1.45% deferred sales fee and a 0.5% creation and development fee.

The trusts will terminate in about 15 months.

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