Guggenheim Defined Portfolios, Series 813 begins trading

By Susanna Moon

Chicago, Sept. 14 - Guggenheim Defined Portfolios, Series 813 began trading under the ticker "CICENX" on Wednesday, according to an amended S-6 filing with the Securities and Exchange Commission.

Guggenheim Defined Portfolios, Series 813 is a unit investment trust that consists of the Income & Treasury Limited Duration Portfolio of Funds, Series 15. Guggenheim Funds Distributors, Inc. is the trust sponsor.

The trust is scheduled to terminate in about two years.

The trust will invest at least 80% of the value of its assets in common shares of closed-end investment companies that invest in various income-oriented securities of different asset classes and shares of an exchange-traded fund that invests substantially all of its assets in short-term U.S. Treasury bonds, the filing noted.

The mix of assets will comprise about 80.09% of closed-end funds and 19.91% exchange-traded funds.

The asset classes in which the closed-end funds invest may include government bonds, mortgage-backed bonds, convertible bonds, preferred securities, corporate bonds, senior loans, high-yield bonds and international bonds, including those from issuers in emerging markets.

The deferred sales fee will be 3.45%.

Guggenheim Funds is based in Lisle, Ill.

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