| 12/3/2014 | SPSW | Despite Bank of America’s strong input, November is year’s laggard with $3 billion in volume
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| 9/26/2014 | SP | New Issue: Barclays sells $540,000 20% reverse convertibles tied to GT Advanced Technologies
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| 8/27/2014 | SP | New Issue: Citigroup prices $15 million contingent absolute return autocallables linked to GT
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| 8/27/2014 | SPSW | Volume slows to $326 million as second half of month kicks in, but August still strong so far
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| 8/26/2014 | SP | New Issue: Deutsche Bank prices $19.78 million 11.5% airbag autocallables linked to GT Advanced Technologies
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| 8/20/2014 | SP | Citi plans contingent absolute return autocallables linked to GT
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| 8/20/2014 | SP | Deutsche Bank plans 9%-12% airbag autocallables linked to GT Advanced
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| 7/28/2014 | SP | New Issue: UBS prices $100,000 airbag yield optimization notes on GT Advanced
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| 7/17/2014 | SP | New Issue: UBS prices $135,000 trigger phoenix autocallables linked to GT Advanced
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| 7/10/2014 | SP | New Issue: UBS prices $105,000 trigger phoenix autocallables linked to GT Advanced
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| 7/9/2014 | SP | New Issue: UBS prices $361,000 airbag yield optimization notes on GT Advanced
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| 7/8/2014 | SP | New Issue: UBS prices $105,000 airbag yield optimization notes on GT Advanced
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| 6/20/2014 | SP | New Issue: UBS prices $180,000 trigger phoenix autocallables linked to GT Advanced
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| 6/4/2014 | SP | New Issue: UBS prices $100,000 airbag yield optimization notes on GT Advanced
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| 5/29/2014 | SP | New Issue: Citi prices $6.75 million contingent absolute return autocallables on GT Advanced
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| 5/29/2014 | SP | New Issue: UBS prices $100,000 airbag yield optimization notes on GT Advanced
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| 5/20/2014 | SP | New Issue: Citigroup prices $6.51 million contingent absolute return autocallables on GT Advanced
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| 5/20/2014 | SP | New Issue: RBC prices $12.42 million 11.75% airbag autocallable yield notes on GT Advanced Technologies
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| 5/14/2014 | SP | Citigroup plans contingent absolute return autocallables linked to GT
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| 5/13/2014 | SP | RBC plans 10%-12.25% airbag autocallable yield notes on GT Advanced
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| 5/1/2014 | SP | New Issue: UBS prices $3.66 million 8% airbag optimization notes linked to GT
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| 4/4/2014 | SP | New Issue: UBS prices $100,000 airbag yield optimization notes on GT Advanced
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| 4/1/2014 | SP | New Issue: UBS prices $122,000 airbag yield optimization notes on GT Advanced
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| 3/31/2014 | SP | New Issue: UBS prices $3.28 million 10.3% airbag notes linked to GT
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| 3/28/2014 | SP | New Issue: UBS prices $170,000 airbag yield optimization notes on GT Advanced
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| 3/26/2014 | SP | New Issue: UBS prices $185,000 airbag yield optimization notes on GT Advanced
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| 3/25/2014 | SP | UBS plans 8.6%-10.6% airbag yield optimization notes on GT Advanced
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| 3/13/2014 | SP | New Issue: UBS prices $154,980 12.8% trigger yield optimization notes linked to GT Advanced
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| 3/6/2014 | SP | New Issue: UBS prices $165,910 trigger phoenix autocallables linked to GT Advanced
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| 3/5/2014 | SP | New Issue: UBS prices $250,000 trigger phoenix autocallables linked to GT Advanced
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| 3/3/2014 | SP | New Issue: UBS prices $134,968 18.44% trigger yield optimization notes linked to GT Advanced
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| 2/28/2014 | SP | New Issue: UBS prices $6.13 million contingent absolute return autocallables linked to GT
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| 2/25/2014 | SP | New Issue: UBS prices $297,000 airbag yield optimization notes on GT Advanced
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| 2/25/2014 | SP | UBS plans contingent absolute return autocallables linked to GT
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| 2/21/2014 | SP | New Issue: UBS prices $110,000 trigger phoenix autocallables linked to GT Advanced
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| 2/21/2014 | SP | New Issue: UBS prices $146,580 trigger phoenix autocallables linked to GT Advanced
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| 2/20/2014 | SP | New Issue: UBS prices $6.5 million contingent absolute return autocallables linked to GT
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| 2/13/2014 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallables linked to GT Advanced
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| 2/12/2014 | SP | UBS plans contingent absolute return autocallables linked to GT
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| 2/7/2014 | SP | New Issue: UBS prices $115,000 trigger phoenix autocallables linked to GT Advanced
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| 12/24/2013 | SP | New Issue: Barclays prices $5.12 million 11% airbag autocallables linked to GT Advanced
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| 12/18/2013 | SP | Barclays to price 9.2%-11.2% airbag autocallables linked to GT
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| 12/3/2013 | SP | New Issue: JPMorgan sells $8.79 million contingent absolute return notes tied to GT Advanced
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| 12/2/2013 | SP | New Issue: UBS prices $1.5 million 19.1% trigger autocallable yield optimization notes on GT Advanced
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| 11/20/2013 | SP | JPMorgan plans contingent absolute return autocallables on GT Advanced
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| 10/31/2013 | SP | New Issue: UBS prices $8.38 million 10.5% airbag optimization notes linked to GT
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| 10/24/2013 | SP | UBS plans 8.5%-12% airbag yield optimization notes linked to GT
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