| 12/22/2017 | SP | New Issue: Credit Suisse prices $793,000 13.5% autocallable reverse convertibles linked to stocks
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| 12/18/2017 | SP | Credit Suisse plans autocallable reverse convertibles on three stocks
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| 9/25/2017 | SP | CIBC corrects Cusips for Raymond James Technology Top Selections notes
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| 8/31/2017 | SP | New Issue: Credit Suisse sells $1.16 million 23.5% autocallable reverse convertibles on two stocks
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| 8/28/2017 | SP | New Issue: CIBC sells $455,000 Raymond James Technology Top Selections notes on 19 stocks
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| 8/28/2017 | SP | New Issue: CIBC sells $2.84 million Raymond James Technology Top Selections notes on 19 stocks
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| 8/14/2017 | SP | CIBC to price notes on 19 Raymond James top pick technology stocks
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| 8/14/2017 | SP | CIBC plans Raymond James Technology Top Selections notes on 19 stocks
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| 7/28/2017 | SP | New Issue: Barclays prices $1.2 million phoenix autocallable notes linked to stocks
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| 7/20/2017 | SP | Barclays plans two-year phoenix autocallables linked to three stocks
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| 11/18/2014 | SP | New Issue: JPMorgan prices $1 million 9.25% reverse exchangeables linked to Finisar
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| 6/16/2014 | SP | New Issue: JPMorgan prices $1 million 9% reverse exchangeables linked to Finisar
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| 8/31/2011 | SP | Bank of Montreal plans 17% reverse exchangeables linked to Finisar
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| 7/21/2011 | SP | Bank of Montreal plans 21% reverse exchangeables linked to Finisar
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| 7/18/2011 | SP | New Issue: Bank of Montreal prices $125,000 17% reverse exchangeables on Finisar
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| 7/5/2011 | SP | Bank of Montreal plans 17% reverse exchangeables linked to Finisar
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| 6/22/2011 | SP | New Issue: RBC prices $500,000 26.15% reverse convertibles linked to Finisar
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| 6/10/2011 | SP | New Issue: RBC prices $500,000 20.9% reverse convertibles linked to Finisar
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| 6/8/2011 | SP | New Issue: RBC prices $350,000 20% reverse convertibles linked to Finisar
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| 6/6/2011 | SP | RBC to price 16% reverse convertibles linked to Finisar
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| 5/31/2011 | SP | New Issue: Bank of Montreal prices $105,000 15.5% reverse exchangeables linked to Finisar
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| 5/17/2011 | SP | RBC to price 13.5% reverse convertibles linked to Finisar
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| 5/17/2011 | SP | New Issue: RBC prices $630,000 19.75% reverse convertibles linked to Finisar
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| 5/13/2011 | SP | Bank of Montreal plans 15.5% reverse exchangeables tied to Finisar
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| 5/4/2011 | SP | RBC to price 19.75% reverse convertibles linked to Finisar
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| 3/14/2011 | SP | New Issue: RBC prices $600,000 25% reverse convertibles linked to Finisar
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| 3/7/2011 | SP | Market Commentary: UBS callable exchangeable securities tied to six stocks limit downside, price at premium
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| 3/4/2011 | SP | UBS plans 0.125% callable exchangeable securities tied to six stocks
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| 11/1/2010 | SP | New Issue: RBC prices $500,000 15.25% reverse convertibles linked to Finisar
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