| 1/14/2013 | BKCVDDHY | S&P cuts Penson Worldwide to D
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| 1/14/2013 | CVDDHY | Penson Worldwide in bankruptcy; noteholders support liquidation plan
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| 8/14/2012 | CVDDHY | Penson, noteholders resume negotiations; no deal could mean bankruptcy
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| 6/7/2012 | CVDDHY | Penson rebounds from failed restructuring, sells futures business
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| 5/21/2012 | CVDDHYLM | Penson fails to launch exchange offer; support agreement terminated
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| 3/15/2012 | BKCVDDHY | Moody's lowers Penson
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| 3/14/2012 | BKCVDDHY | S&P downgrades Penson
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| 3/13/2012 | CVDDHYLMPF | Penson reaches preliminary agreement to reduce debt via exchange offer
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| 11/30/2011 | BKCVDDHY | Moody's downgrades Penson
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| 8/5/2011 | BKCVHY | Penson CEO disappointed with second-quarter results; cost-cutting measures may include sale
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| 8/5/2011 | BKCVHY | Moody's downgrades Penson
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| 8/5/2011 | BKCVHY | S&P: Penson outlook negative
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| 6/30/2011 | CVHY | Moody's may downgrade Penson
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| 4/21/2010 | BKCVHY | S&P assigns Penson BB, notes BB-
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| 4/21/2010 | BKCVHY | S&P assigns Penson BB, notes BB-
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| 4/20/2010 | BKCVHY | Moody's assigns Penson, notes B1
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| 11/18/2009 | CVHY | Penson Worldwide files $175 million shelf for stock, debt, preferreds
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| 6/5/2009 | CV | Penson 8% five-year convertibles lifted to $60 million via greenshoe
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| 5/29/2009 | CV | Market Commentary: Terex, Take-Two surge on debuts; Penson quiet; GM gains more; Hertz, Wyndham, Allegheny firm
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| 5/29/2009 | CV | New Issue: Penson prices $50 million five-year convertibles to yield 8%, up 15%
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| 5/28/2009 | CV | Penson Worldwide prices $50 million convertibles to yield 8%, up 15%
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| 5/28/2009 | CV | Market Commentary: GM up on bondholder deal; Allegheny, Terex draw interest; Alliance, Penson, Take-Two quiet
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| 5/27/2009 | CV | Penson Worldwide talks $50 million five-year convertibles at 7.75%-8.25%, up 12.5%-17.5%
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| 5/27/2009 | CV | Market Commentary: GM up amid bankruptcy threat; Allegheny adds, Alliance quiet in gray; Penson, Terex to price
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