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Structured Products Calendar
BANK OF MONTREAL
Autocallable cash-settled notes with conditional interest payments due Nov. 30, 2020 linked to the lesser performing of the Nasdaq-100 index and the Russell 2000 index; via BMO Capital Markets Corp.; pricing Oct. 28; Cusip: 06367WQM8
Autocallable barrier notes with a contingent coupon due Jan. 29, 2021 linked to the SPDR S&P Oil & Gas Exploration and Production ETF and the Energy Select Sector SPDR fund; via BMO Capital Markets Corp.; pricing Oct. 28; Cusip: 06367WQP1
Autocallable barrier notes with contingent coupon due Jan. 29, 2021 linked to the lesser performing of the VanEck Vectors Gold Miners exchange-traded fund and the VanEck Vectors Junior Gold Miners exchange-traded fund; via BMO Capital Markets Corp.; pricing Oct. 28; Cusip: 06367WQR7
Autocallable barrier notes with contingent coupon due Jan. 29, 2021 linked to the lesser performing of the VanEck Vectors Gold Miners exchange-traded fund and the VanEck Vectors Junior Gold Miners exchange-traded fund; via BMO Capital Markets Corp.; pricing Oct. 30; Cusip: 06367WQS5
BANK OF NOVA SCOTIA
0% Accelerated Return Notes due December 2020 linked to the common stocks of Citigroup Inc., JPMorgan Chase & Co. and Morgan Stanley: via BofA Securities Inc.; pricing in October
0% capped buffered enhanced participation notes due in 24 to 27 months linked to the Russell 2000 index; via Scotia Capital (USA) Inc.; Cusip: 064159PW0
BARCLAYS BANK PLC
Phoenix autocallable notes due Oct. 31, 2022 linked to the least performing of the common stocks of Advance Auto Parts, Inc., salesforce.com, inc. and Goldman Sachs Group, Inc.; via Barclays; pricing Oct. 28; Cusip: 06741WFM7
Callable contingent coupon notes due Oct. 31, 2029 linked to the Euro Stoxx Banks index; via Barclays; pricing Oct. 28; Cusip: 06747NKV5
9.05% autocallable notes due Oct. 31, 2022 linked to the least performing of the common stock of Netflix, Inc., the common stock of Amazon.com, Inc., the common stock of Apple Inc. and the class C common stock of Alphabet Inc.; via Barclays; pricing Oct. 28; Cusip: 06741WFK1
Phoenix autocallable notes due Oct. 31, 2029 linked to the least performing of the Nasdaq-100 index, the Russell 2000 index and the S&P 500 index; via Barclays; pricing Oct. 28; Cusip: 06747NJK1
Phoenix autocallable notes due Oct. 31, 2029 linked to the least performing of the Nasdaq-100 index, the Russell 2000 index and the S&P 500 index; via Barclays; pricing Oct. 28; Cusip: 06747NJJ4
Autocallable notes due April 30, 2021 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Dow Jones industrial average; via Barclays; pricing Oct. 28; Cusip: 06747NHZ0
0% buffered digital plus notes due Oct. 31, 2024 linked to the Russell 2000 index; via Barclays; pricing Oct. 28; Cusip: 06747NJM7
0% buffered digital plus notes due Oct. 31, 2024 linked to the S&P 500 index; via Barclays; pricing Oct. 28; Cusip: 06747NJN5
0% buffered SuperTrack notes due Oct. 31, 2024 linked to the S&P 500 index; via Barclays; pricing Oct. 28; Cusip: 06747NJ54
0% trigger gears due Oct. 31, 2022 linked to the S&P 500 index; via UBS Financial Services Inc. and Barclays; pricing Oct. 28; Cusip: 06747D767
0% buffered SuperTrack notes due Oct. 31, 2024 linked to the S&P 500 index; via Barclays; pricing Oct. 28; Cusip: 06747NJ47
Phoenix autocallable notes due Oct. 31, 2029 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing Oct. 28; Cusip: 06747NJL9
BOFA FINANCE LLC
Contingent income autocallable yield notes due May 3, 2023 linked to the Dow Jones industrial average and Russell 2000 index; via BofA Securities Inc.; pricing Oct. 28; Cusip: 09709TVN8
Contingent income autocallable yield notes due Nov. 2, 2022 linked to the worst performing of the common stocks of JPMorgan Chase & Co., Apple Inc. and McDonalds Corp.; via BofA Securities, Inc.; pricing Oct. 28; Cusip: 09709TWC1
Contingent income autocallable yield notes due Nov. 2, 2022 linked to the worst performing of the common stocks of NIKE, Inc., Proctor & Gamble Co. and Target Corp.; via BofA Securities, Inc.; pricing Oct. 28; Cusip: 09709TWD9
0% Accelerated Return Notes due December 2020 linked to the Euro Stoxx 50 index; via BofA Securities Inc.; pricing in October
CANADIAN IMPERIAL BANK OF COMMERCE
0% Accelerated Return Notes due December 2020 linked to the Euro Stoxx 50, FTSE 100, Nikkei Stock Average, Swiss Market, S&P/ASX 200 and Hang Seng indexes; via BofA Securities, Inc.; pricing in October
0% notes with absolute return buffer due October 2022 linked to the Euro Stoxx 50, FTSE 100, Nikkei Stock Average, Swiss Market, S&P/ASX 200 and Hang Seng indexes; via BofA Securities, Inc.; pricing in October
Canadian Imperial Bank of Commerce plans to price 0% capped Leveraged Index Return Notes due October 2021 linked to the MSCI Emerging Markets index; via BofA Securities, Inc.; pricing in October
0% capped Leveraged Index Return Notes due December 2020 linked to the S&P 500 index; via BofA Securities, Inc.; pricing in October
45- to 48-month 0% capped leveraged index-linked notes tied to the Russell 2000 index; via CIBC World Markets; Cusip: 13605WRB9
24- to 27-month 0% capped leveraged buffered notes linked to the S&P 500 index; via CIBC World Markets Corp.; Cusip: 13605WTE1
CITIGROUP GLOBAL MARKETS HOLDINGS INC.
Callable contingent coupon equity-linked securities due Nov. 1, 2029 tied to the worst performing of the Russell 2000 index and the Nasdaq-100 index; via Citigroup Global Markets Inc.; pricing Oct. 28; Cusip: 17327TWM4
Autocallable contingent coupon equity-linked securities due May 3, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing Oct. 28; Cusip: 17327TPM2
0% barrier securities with upside reset feature due Oct. 31, 2024 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Oct. 28; Cusip: 17324XSX9
Callable contingent coupon equity-linked securities due Nov. 1, 2029 linked to the lesser performing of the Euro Stoxx Banks index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing Oct. 28; Cusip: 17327THP4
0% buffer securities due Nov. 2, 2022 linked to the MSCI USA Womens Leadership index; via Citigroup Global Markets Inc.; pricing Oct. 28; Cusip: 17327TVH6
0% market-linked notes due Nov. 1, 2024 linked to an equally weighted basket of the S&P 500 index and the iStoxx Europe Economic Growth Select 50 index; via Citigroup Global Markets Inc.; pricing Oct. 29; Cusip: 17327THY5
0% buffer securities due Nov. 1, 2024 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Oct. 29; Cusip: 17327TFF8
0% enhanced barrier digital plus securities due Nov. 4, 2024 linked to the SPDR S&P 500 ETF trust; via Citigroup Global Markets Inc.; pricing Oct. 30; Cusip: 17324XTZ3
0% market-linked notes due Nov. 3, 2022 linked to the iShares MSCI EAFE exchange-traded fund; via Citigroup Global Markets Inc.; pricing Oct. 31; Cusip: 17327TND4
0% buffer securities due Feb. 4, 2021 linked to the iShares MSCI Emerging Markets exchange-traded fund; via Citigroup Global Markets Inc.; pricing Oct. 31; Cusip: 17327TLK0
0% buffer securities due Feb. 4, 2021 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; pricing Oct. 31; Cusip: 17327TJD9
0% buffer securities due Feb. 4, 2021 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Oct. 31; Cusip: 17327TGB6
0% enhanced buffered digital securities due Nov. 3, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing Oct. 31; Cusip: 17327TWR3
Callable step-up coupon notes due Nov. 13, 2034; via Citigroup Global Markets Inc.; pricing Nov. 8; Cusip: 17298CHE1
25- to 28-month 0% absolute return trigger notes linked to the S&P 500 index; via Citigroup Global Markets Inc.; Cusip: 17327TYG5
CREDIT SUISSE AG, LONDON BRANCH
0% CS notes due Aug. 2, 2023 linked to the Credit Suisse US Balanced 5% ER index; via Credit Suisse Securities (USA) LLC; pricing Oct. 28; Cusip: 22552FZM7
0% CS autocallable notes due Nov. 2, 2026 linked to the Credit Suisse US Balanced 5% ER index; via Credit Suisse Securities (USA) LLC; pricing Oct. 28; Cusip: 22552FZN5
0% accelerated barrier notes due Oct. 31, 2024 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 28; Cusip: 22552FZG0
Contingent coupon callable yield notes due July 29, 2022 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Dow Jones industrial average; via Credit Suisse Securities (USA) LLC; pricing Oct. 28; Cusip: 22552FZ47
Contingent coupon autocallable yield notes due Oct. 29, 2021 linked to the lesser performing of the SPDR S&P Biotech exchange-traded fund and the Energy Select Sector SPDR fund; via Credit Suisse Securities (USA) LLC; pricing Oct. 28; Cusip: 22552FXY3
Contingent coupon autocallable yield notes due April 29, 2022 linked to the lowest performing of common stocks of Workday, Inc., Microsoft Corp. and salesforce.com, inc.; via Credit Suisse Securities (USA) LLC; pricing Oct. 28; Cusip: 22551N3Y0
0% digital barrier notes due Dec. 3, 2020 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22551N3H7
Contingent coupon autocallable yield notes due Feb. 5, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22552FZD7
Contingent coupon autocallable yield notes due May 5, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22552FZF2
Contingent coupon autocallable yield notes due Nov. 5, 2021 linked to the lesser performing of the SPDR S&P Biotech exchange-traded fund and the Energy Select Sector SPDR fund; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22552FY22
0% accelerated barrier notes due Nov. 5, 2024 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22552FZJ4
Contingent coupon autocallable yield notes due May 5, 2021 linked to the S&P 500 index, the Russell 2000 index and the Nasdaq-100 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22552FZV7
GS FINANCE CORP.
0% index-linked notes due Nov. 2, 2022 to the Euro Stoxx 50 index; via Goldman Sachs & Co. LLC; pricing Oct. 28; Cusip: 40056XG34
Autocallable contingent coupon notes due Feb. 4, 2021 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing Oct. 28; Cusip: 40056XEP7
0% autocallable notes due Nov. 5, 2029 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing Oct. 28; Cusip: 40056XH58
0% autocallable notes due Nov. 12, 2026 linked to the Motif Capital Aging of America 7 ER index; via Goldman Sachs & Co. LLC; pricing Oct. 28; Cusip: 40056XH33
0% autocallable notes due Nov. 13, 2029 linked to the Motif Capital National Defense 7 ER index; via Goldman Sachs & Co. LLC; pricing Oct. 28; Cusip: 40056XGZ3
0% autocallable index-linked notes due Nov. 4, 2024 tied to the Russell 2000 index and the Euro Stoxx 50 index; via Goldman Sachs & Co. LLC; pricing Oct. 28; Cusip: 40056XFZ4
Autocallable contingent coupon index-linked notes due Feb. 4, 2021 linked to the least performing of the Euro Stoxx 50 index, the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing Oct. 28; Cusip: 40056XG75
0% autocallable index-linked notes due Nov. 4, 2024 tied to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co. LLC; pricing Oct. 28; Cusip: 40056XFY7
Callable contingent coupon notes due April 30, 2027 linked to lesser performing of the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co. LLC; pricing Oct. 28; Cusip: 40056XFC5
0% index-linked notes due Oct. 31, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing Oct. 28; Cusip: 40056XFR2
0% index-linked notes due Oct. 31, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing Oct. 28; Cusip: 40056XFN1
0% autocallable index-linked notes due Nov. 4, 2024 tied to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co. LLC; pricing Oct. 28; Cusip: 40056XH74
0% leveraged buffered notes due Nov. 2, 2021 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing Oct. 28; Cusip: 40056XGT7
Callable buffered monthly range accrual notes due April 30, 2027 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing Oct. 28; Cusip: 40056XH82
Callable contingent coupon notes due Oct. 31, 2029 linked to lesser performing of the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co. LLC; pricing Oct. 28; Cusip: 40056XGQ3
Autocallable contingent coupon notes due May 5, 2027 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing Oct. 28; Cusip: 40056XJV9
0% leveraged buffered notes due May 3, 2022 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing Oct. 28; Cusip: 40056XF92
0% leveraged buffered notes due Nov. 2, 2021 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing Oct. 28; Cusip: 40056XGT7
0% leveraged notes due Oct. 31, 2024 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing Oct. 28; Cusip: 40056XJK3
0% buffered notes due Oct. 31, 2024 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Oct. 28; Cusip: 40056XFS0
0% leveraged buffered notes due Nov. 5, 2024 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co. LLC; pricing Oct. 31; Cusip: 40056XGE0
0% leveraged buffered notes due Nov. 5, 2024 linked to an equally weighted basket of the S&P 500 index, the S&P MidCap 400 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing Oct. 31; Cusip: 40056XGL4
0% notes due May 4, 2023 linked to the least performing of the iShares MSCI EAFE exchange-traded fund and the iShares MSCI Emerging Markets exchange-traded fund; via Goldman Sachs & Co.; pricing Oct. 31; Cusip: 40056XGD2
0% leveraged buffered notes due Nov. 5, 2024 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing Oct. 31; Cusip: 40056XGC4
0% notes due Nov. 5, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing Oct. 31; Cusip: 40056XG83
0% notes due Nov. 5, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing Oct. 31; Cusip: 40056XGB6
24- to 27-month 0% leveraged buffered notes linked to the S&P 500 index; via Goldman Sachs & Co. LLC; Cusip: 40056XDS2
HSBC USA INC.
0% barrier enhanced participation notes due Oct. 31, 2024 linked to the lesser performing of the Dow Jones industrial average and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Oct. 28; Cusip: 40435UZZ0
0% performance allocator notes due Oct. 31, 2024 linked to three baskets of indexes (U.S. basket consists of S&P 500 index and the Russell 2000 index; the European region basket consists of the Euro Stoxx 50 index and the FTSE 100 index; the Asia Pacific region basket consists of the S&P/ASX 200 index and the Nikkei 225 index; each index has a 50% weight in its respective basket); via HSBC Securities (USA) Inc.; pricing Oct. 28; Cusip: 40435UZJ6
0% buffered digital due Oct. 31, 2022 tied to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Oct. 28; Cusip: 40435UZB3
JPMORGAN CHASE & CO.
Callable step-up fixed-rate notes due Oct. 30, 2022; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48128GL65
JPMORGAN CHASE FINANCIAL CO. LLC
Autocallable contingent interest notes due Nov. 2, 2022 linked to the least performing of the common stocks of Coca-Cola Co., Cigna Corp. and CVS Health Corp.; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48132F2Q8
0% step-up autocallable notes due Nov. 2, 2026 linked to the S&P Economic Cycle Factor Rotator index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48132F2T2
Autocallable contingent interest notes due Oct. 29, 2021 linked to the least performing of the Dow Jones industrial average, the Nasdaq-100 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48132FRC2
48132FRD0
0% uncapped dual directional buffered return enhanced notes due April 30, 2021 linked to the lesser performing of the iShares MSCI EAFE exchange-traded fund and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48132FQB5
0% uncapped contingent buffered return enhanced notes due Oct. 31, 2024 linked to the lesser performing of the Euro Stoxx 50 index and the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48132FQH2
0% capped notes due Nov. 3, 2020 linked to the price of gold; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48130USJ5
0% capped notes due Nov. 3, 2020 linked to the price of gold; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48130USK2
0% capped buffered return enhanced notes due Oct. 29, 2021 linked to the iShares MSCI Emerging Markets ETF; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48132FRU2
Autocallable contingent interest notes due Oct. 31, 2022 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip:
0% capped buffered return enhanced notes due Nov. 5, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48132FTA4
Autocallable contingent interest notes due Jan. 29, 2021 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48132FQZ2
0% autocallable contingent buffered equity notes due Oct. 31, 2024 linked to the lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48132FSJ6
0% capped notes due April 29, 2022 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48132FPZ3
0% dual directional contingent buffered equity notes due Oct. 31, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48132FQF6
0% autocallable contingent buffered equity notes due Oct. 31, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48132FSG2
0% contingent digital buffered notes due April 30, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48132FUX2
0% capped buffered return enhanced notes due April 29, 2022 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48132FUN4
0% step-up autocallable notes due Oct. 30, 2026 linked to the S&P Economic Cycle Factor Rotator index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48132FPX8
0% step-up autocallable notes due May 3, 2027 linked to the S&P Economic Cycle Factor Rotator index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48132FUW4
0% capped dual directional buffered equity notes due April 30, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48132FQA7
0% uncapped buffered return enhanced notes due Oct. 31, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48132FUR5
0% uncapped dual directional buffered return enhanced notes due Oct. 31, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48132FQM1
0% buffered digital notes due Oct. 29, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48132FPY6
0% dual directional knock-out notes due Nov. 2, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48132FZK5
0% uncapped dual directional contingent buffered equity notes due Nov. 2, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48132FZG4
0% trigger gears due Oct. 31, 2029 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48132G476
0% capped dual directional buffered return enhanced notes due Oct. 31, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48132FQK5
0% uncapped dual directional contingent buffered return enhanced notes due April 30, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48132FQE9
0% uncapped contingent buffered return enhanced notes due Oct. 31, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48132FQJ8
Autocallable contingent interest notes due Jan. 29, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48132FQY5
Autocallable contingent interest notes due Jan. 29, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48132FRA6
Autocallable contingent interest notes due April 30, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48132FRM0
0% autocallable contingent buffered equity notes due Oct. 31, 2022 linked to the lesser performing of the S&P 500 index, the Russell 2000 index and the Nasdaq-100 index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48132FSF4
Callable step-up fixed-rate notes due Oct. 31, 2024; via J.P. Morgan Securities LLC; pricing Oct. 29; Cusip: 48128GL73
Autocallable contingent interest notes due Nov. 3, 2020 linked to the lesser performing of the Nasdaq-100 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 29; Cusip: 48132F2V7
0% capped buffered return enhanced notes due Dec. 3, 2020 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 29; Cusip: 48132F2Y1
Autocallable contingent interest notes due Aug. 4, 2020 linked to the least performing of the Nasdaq-100 index, the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 30; Cusip: 48132F2Z8
0% digital equity notes due Dec. 2, 2020 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 30; Cusip: 48132F2F2
0% capped buffered return enhanced notes due April 29, 2022 linked to an equally weighted basket consisting of the Alerian MLP index and the Bloomberg Commodity index; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48132FZA7
Contingent income autocallable securities due May 5, 2020 linked to Bed Bath & Beyond Inc. common stock; via J.P. Morgan Securities LLC and Morgan Stanley Smith Barney LLC; pricing Oct. 31; Cusip: 48132G252
0% uncapped dual directional contingent buffered return enhanced notes due Oct. 31, 2022 linked to the lesser performing of the iShares MSCI EAFE exchange-traded fund and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48132FSL1
0% uncapped contingent buffered return enhanced notes due Oct. 31, 2023 linked to the lesser performing of the iShares MSCI EAFE exchange-traded fund and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48132FST4
Contingent income autocallable securities due Nov. 4, 2021 linked to the least performing of the Nikkei 225 index, the S&P 500 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC and Morgan Stanley Wealth Management; pricing Oct. 31; Cusip: 48132FZD1
Contingent income autocallable securities due Nov. 4, 2021 linked to the least performing of the Nikkei 225 index, the S&P 500 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC and Morgan Stanley Wealth Management; pricing Oct. 31; Cusip: 48132FZE9
0% uncapped contingent buffered return enhanced notes due Oct. 31, 2024 linked to the lesser performing of the iShares MSCI EAFE exchange-traded fund and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48132FSU1
Autocallable contingent interest notes due Oct. 29, 2021 linked to the least performing of the Nasdaq-100 index, the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48132FQW9
Autocallable contingent interest notes due Oct. 30, 2020 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48132FQR0
Autocallable contingent interest notes due Jan. 29, 2021 linked to the lesser performing of the S&P 500 index and the Nasdaq-100 index; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48132FQQ2
Autocallable contingent interest notes due Feb. 4, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48132F2W5
0% uncapped dual directional contingent buffered return enhanced notes due April 28, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48132FSP2
0% uncapped contingent buffered return enhanced notes due Oct. 31, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48132FSV9
Autocallable contingent interest notes due Jan. 29, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48132FQS8
Autocallable contingent interest notes due Jan. 29, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48132FQU3
Autocallable contingent interest notes due Jan. 29, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48132FQV1
Autocallable contingent interest notes due Oct. 31, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48132FQX7
Autocallable contingent interest notes due Oct. 29, 2021 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48132FSN7
0% uncapped buffered return enhanced notes due Oct. 31, 2024 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48132FRX6
MORGAN STANLEY FINANCE LLC
0% buffered Performance Leveraged Upside Securities due Oct. 31, 2024 linked to the Dow Jones Industrial Average; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61769HYB5
0% dual directional buffered jump securities due Oct. 31, 2024 linked to the least performing of the Dow Jones Industrial Average and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61769HYG4
0% buffered participation securities due Oct. 31, 2024 linked to the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61769HXB6
0% jump securities with autocallable feature due Nov. 2, 2022 linked to the worst performing of the Nasdaq-100 index, the Dow Jones industrial average and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61769HA21
0% buffered jump securities with autocallable feature due Oct. 31, 2024 linked to the lesser performing of the Dow Jones industrial average and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61769HA70
0% jump securities with autocallable feature due Oct. 31, 2024 linked to the worst performing of the Dow Jones industrial average and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61769HYY5
0% buffered Performance Leveraged Upside Securities due Oct. 31, 2024 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61769HXD2
0% jump notes with autocallable feature due Nov. 2, 2026 linked to the Morgan Stanley MAP Trend index; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61769HA47
0% jump notes with autocallable feature due Nov. 2, 2026 linked to the Morgan Stanley MAP Trend index; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61769HA54
0% market-linked notes due Aug. 4, 2022 linked to the Morgan Stanley MAP Trend index; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61769HXS9
0% market-linked notes due Nov. 5, 2024 linked to the Morgan Stanley MAP Trend index; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61769HXR1
0% jump securities with autocallable feature due Nov. 2, 2022 linked to the worst performing of the Nasdaq-100 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61769HB61
0% buffered participation securities due Oct. 31, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61769HXC4
0% trigger absolute return step securities due Oct. 31, 2024 linked to S&P 500 index; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61770C392
0% buffered participation securities due Oct. 31, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61769HWZ4
Contingent income buffered autocallable securities due Oct. 31, 2024 linked to the lesser performing of the SPDR S&P Biotech ETF and the Energy Select Sector SPDR fund; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61769HA39
Contingent income buffered autocallable securities due Nov. 2, 2022 linked to the lesser performing of the SPDR S&P Oil & Gas Exploration & Production ETF and VanEck Vectors Gold Miners ETF; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61769HYM1
0% equity-linked partial principal at risk securities due Oct. 31, 2024 tied to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61769HB53
0% buffered participation securities due Oct. 31, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61769HXP5
0% dual directional buffered Performance Leveraged Upside Securities due Nov. 2, 2022 linked to the worse performing of the S&P 500 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61769HYD1
0% equity-linked partial principal at risk securities due May 4, 2023 linked to the Stoxx Europe 600 index; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61769HXY6
0% buffered participation securities due Nov. 5, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Oct. 31; Cusip: 61769HYK5
0% dual directional trigger jump securities due Nov. 5, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Oct. 31; Cusip: 61769HYN9
0% buffered participation securities due May 5, 2021 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Oct. 31; Cusip: 61769HYA7
0% equity-linked partial principal at risk securities due Nov. 3, 2022 linked to the Stoxx Europe 600 index; via Morgan Stanley & Co. LLC; pricing Oct. 31; Cusip: 61769HYC3
0% trigger Performance Leveraged Upside Securities due Nov. 5, 2025 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Oct. 31; Cusip: 61770C335
16- to 19-month 0% digital notes linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; Cusip: 61769HZW8
19- to 22-month 0% buffered digital notes linked to the MSCI EAFE index; via Morgan Stanley & Co. LLC; Cusip: 61769HC78
ROYAL BANK OF CANADA
0% barrier absolute return notes due Jan. 31, 2025 linked to the S&P 500 index; via RBC Capital Markets LLC; pricing Oct. 28; Cusip: 78015KEX8
0% trigger gears due Oct. 31, 2024 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Oct. 28; Cusip: 78014J553
0% buffered return notes due Oct. 31, 2025 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Oct. 28; Cusip: 78015KEF7
Autocallable contingent coupon barrier notes due Nov. 2, 2021 linked to the least performing of the SPDR S&P Bank ETF and the SPDR S&P 500 ETF Trust; via RBC Capital Markets, LLC; pricing Oct. 28; Cusip: 78015KFF6
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Nov. 5, 2021 linked to the Euro Stoxx 50 index; via Wells Fargo Securities, LLC; pricing Oct. 31; Cusip: 78015KBK9
0% Leveraged Index Return Notes due October 2021 linked to the Euro Stoxx 50, FTSE 100, Nikkei Stock Average, Swiss Market, S&P/ASX 200 and Hang Seng indexes; via BofA Securities Inc.; pricing in October
0% Accelerated Return Notes due October 2021 linked to the S&P 500 index; via BofA Securities Inc.; pricing in October
0% digital notes due 2021 linked to the S&P 500 index; via RBC Capital Markets LLC; Cusip: 78015KEB6
13- to 15-month 0% leveraged buffered notes linked to the S&P 500 index; via RBC Capital Markets, LLC; Cusip: 78015KHW7
TORONTO-DOMINION BANK
0% leveraged buffered notes due Nov. 1, 2022 linked to the Euro Stoxx 50 index; via TD Securities (USA) LLC; pricing Oct. 28; Cusip: 89114R2Z8
Autocallable contingent interest barrier notes due Oct. 30, 2024 linked to the Russell 2000 index and the Euro Stoxx 50 index; via TD Securities (USA) LLC; pricing Oct. 28; Cusip: 89114R3F1
Autocallable contingent interest barrier notes due Nov. 1, 2021 linked to the Russell 2000 index and the S&P 500 index; via TD Securities (USA) LLC; pricing Oct. 28; Cusip: 89114R2L9
0% digital buffered notes due Nov. 1, 2022 linked to the Russell 2000 index; via TD Securities (USA) LLC; pricing Oct. 28; Cusip: 89114R2Y1
24- to 27-month 0% leveraged capped buffered notes linked to the S&P 500 index; via TD Securities (USA) LLC; Cusip: 89114R2B1
20- to 23-month 0% leveraged capped buffered notes linked to the S&P 500 index; via TD Securities (USA) LLC; Cusip: 89114R2G0
0% leveraged buffered notes due in 24 to 27 months linked to a basket of indexes (Euro Stoxx 50 index with a 36% weight, the Topix index with a 27% weight, the FTSE 100 index with a 19% weight, the Swiss Market index with a 10% weight and the S&P/ASX 200 index with an 8% weight); via TD Securities (USA) LLC; Cusip: 89114Q5N4
UBS AG, LONDON BRANCH
$3.65 million of trigger autocallable contingent yield notes due Nov. 2, 2022 linked to the common stocks of American Express Co., salesforce.com, inc. and Charles Schwab Corp.; via UBS Securities LLC and UBS Investment Bank; pricing Oct. 28; Cusip: 90270KQ36
Trigger autocallable contingent yield notes with conditional threshold event due Nov. 2, 2022 linked to shares of Citigroup Inc., salesforce.com, inc., Dollar Tree, Inc. and Intel Corp.; via UBS Securities LLC and UBS Investment Bank; pricing Oct. 28; Cusip: 90270KQ44
0% capped buffer gears due Oct. 29, 2021 linked to the Russell 2000 index; via UBS Securities LLC and UBS Investment Bank; pricing Oct. 28; Cusip: 90281E506
WELLS FARGO & CO.
Step-up callable notes due April 30, 2021; via Wells Fargo Securities LLC; pricing Oct. 28; Cusip: 95001D5B2
Step-up callable notes due Oct. 30, 2025; via Wells Fargo Securities LLC; pricing Oct. 28; Cusip: 95001D4Z0
WELLS FARGO FINANCE LLC
0% market-linked securities leveraged upside participation to a cap and fixed percentage buffered downside due Nov. 2, 2022 linked to the S&P 500 index; via Wells Fargo Securities, LLC; pricing Oct. 28; Cusip: 95001HBE0
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Nov. 8, 2021 linked to the S&P 500 index; via Wells Fargo Securities, LLC; pricing Oct. 31; Cusip: 95001HB34
0% buffered enhanced return securities with capped upside and buffered downside due in 24 to 27 months linked to the iShares MSCI Emerging Markets ETF; via Wells Fargo Securities, LLC; Cusip: 95001HAL5
0% buffered enhanced return securities with capped upside and buffered downside due in 26 to 29 months linked to the S&P 500 index; via Wells Fargo Securities, LLC; Cusip: 95001HAM3
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