Preferred Stock Calendar

On The Horizon

GOLDMAN SACHS GROUP, INC.:

• $15 million of series R perpetual fixed-rate reset non-cumulative preferred stock at 4.95%

• Goldman Sachs & Co. LLC (bookrunner)

• Proceeds to redeem a portion of the company’s 5.7% series L fixed-to-floating rate non-cumulative preferred stock

• New York-based banking, securities and investment management company

BLUEROCK RESIDENTIAL GROWTH REIT, INC.:

• Up to $800 million series T redeemable preferred stock at 6.15%

• Bluerock Capital Markets, LLC (dealer manager)

• Proceeds for future investments and acquisitions and for other general corporate and working capital purposes, which may include the funding of capital improvements at properties

• New York-based real estate investment trust

FAT BRANDS INC.:

• Up to $30 million of $25-par series B cumulative preferred stock with a dividend of 8.25%

• TriPoint Global Equities, LLC (bookrunner)

• Proceeds to refinance existing debt, as well as for general working capital and future acquisitions

• Beverly Hills, Calif.-based restaurant company

CIM COMMERCIAL TRUST CORP.:

• Up to $900 million $25-par series A preferred stock units with a dividend of 5.5%

• Includes one warrant to purchase common stock

• Redeemable after five years. In the two years after the redemption date, the preferreds are redeemable at $21.75. After two years to five years, they are redeemable at $22.50. After five years, they are redeemable at $25.00

• Dallas-based real estate investment trust specializing in office space

NATUR INTERNATIONAL CORP.:

• $7.2 million total of series D, series E and series G preferred stock

• Convertible into common stock at the option of the holder until Dec. 31, 2021, then automatically converted

• Amsterdam-based home health care services holding company

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