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Prospect News home > News index > List of issuers Calendar > Headlines for 2018 > News item

Published on 5/14/2018 in the Prospect News Structured Products Daily.

Structured Products Calendar

BANK OF AMERICA CORP.

• Fixed- to floating-rate notes due May 18, 2025 linked to the 10-year U.S. dollar ICE swap rate; via BofA Merrill Lynch; pricing May 16; Cusip: 06048WWK2

• Fixed- to floating-rate notes due May 18, 2028 linked to the 10-year U.S. dollar ICE swap rate; via BofA Merrill Lynch; pricing May 16; Cusip: 06048WWL0

• Step-up callable notes due May 25, 2030; via BofA Merrill Lynch; pricing May 23; Cusip: 06048WWJ5

• Step-up callable notes due Nov. 30, 2021; via BofA Merrill Lynch; settlement May 30; Cusip: 06048WWP1

BANK OF MONTREAL

• Autocallable cash-settled notes with conditional interest payments due May 31, 2022 linked to the lesser performing of the SPDR S&P Oil & Gas Exploration & Production ETF and the VanEck Vectors Gold Miners ETF; 75% trigger; via BMO Capital Markets Corp.; pricing May 24; Cusip: 06367T5K2

• 0% bullish enhanced return notes due Aug. 30, 2019 linked to the Euro Stoxx 50 index; via BMO Capital Markets Corp.; pricing May 25; Cusip: 06367T5T3

• 0% bullish enhanced return notes due Aug. 30, 2019 linked to the Euro Stoxx 50 index; via BMO Capital Markets Corp.; pricing May 25; Cusip: 06367T5M8

• 0% contingent risk absolute return notes due May 31, 2022 linked to the S&P 500 index; 75% trigger; via BMO Capital Markets Corp.; pricing May 25; Cusip: 06367T5S5

BANK OF NOVA SCOTIA

• Capped fixed- to floating-rate notes due June 1, 2028 linked to Libor; via Scotia Capital (USA) Inc.; pricing May 30; Cusip: 064159LJ3

• 0% Capped Leveraged Index Return Notes due November 2019 linked to Euro Stoxx 50 index and S&P 500 index; via BofA Merrill Lynch; pricing in May

BANK OF THE WEST

• 0% market-linked certificates of deposit due May 30, 2023 linked to the Euro Stoxx 50 index; via BNP Paribas Securities Corp. with Incapital LLC as distributor; pricing May 24; Cusip: 06426XVT4

• 0% market-linked certificates of deposit due May 30, 2023 linked to the Morningstar Ultimate Stock-Pickers Target Volatility 7 index; via BNP Paribas Securities Corp. with Incapital LLC as distributor; pricing May 24; Cusip: 06426XVP2

• 0% market-linked certificates of deposit due May 30, 2024 linked to an equally weighted basket of the Nikkei 225 index, the S&P 500 index and the Euro Stoxx 50 index; via BNP Paribas Securities Corp. with Incapital LLC as distributor; pricing May 24; Cusip: 06426XVU1

BARCLAYS BANK PLC

• 0% partial principal at risk securities due May 20, 2020 tied to the MSCI Europe index; via Barclays with Morgan Stanley Wealth Management as dealer; pricing May 15; Cusip: 06746R320

• 0% trigger gears due May 20, 2021 linked to the Russell 2000 index; 75% trigger; via UBS Financial Services Inc. and Barclays; pricing May 16; Cusip: 06746R437

• 7% phoenix autocallable notes due May 23, 2023 linked to the least performing of the Dow Jones Industrial average and the Russell 2000 index; via Barclays; pricing May 18; Cusip: 06746XBY8

• Callable contingent coupon notes due May 21, 2021 linked to the lesser performing of the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production ETF; 65% trigger; via Barclays; pricing May 18; Cusip: 06746XAH6

• 0% annual autocallable notes due May 23, 2022 linked to the lesser performing of the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production ETF; 70% trigger; via Barclays; pricing May 18; Cusip: 06746XAJ2

• Floating-rate notes due May 22, 2023 linked to the Consumer Price Index; via Barclays; pricing May 22; Cusip: 06746XBW2

• Fixed- to floating-rate notes due May 24, 2023 tied to the 10-year U.S. dollar ICE swap rate; via Barclays; settlement May 24; Cusip: 06746XAN3

• Phoenix autocallable notes due May 27, 2021 linked to the least performing of the common stocks of Amazon.com Inc., Facebook, Inc., Alphabet, Inc. and Netflix, Inc.; 70% trigger; via Barclays; pricing May 24; Cusip: 06746XAC7

• 0% notes due May 27, 2021 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing May 24; Cusip: 06746X7C1

• 0% buffered SuperTrack notes due May 28, 2021 linked to the iShares MSCI Emerging Markets ETF and the iShares MSCI EAFE ETF; via Barclays; pricing May 24; Cusip: 06746X7H0

• Callable contingent coupon notes due May 30, 2028 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; 60% trigger; via Barclays; pricing May 24; Cusip: 06746XB28

• Callable contingent coupon notes due May 30, 2028 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 55% trigger; via Barclays; pricing May 24; Cusip: 06746XAW3

• Callable contingent coupon notes due May 30, 2028 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx Banks index; 60% trigger; via Barclays; pricing May 24; Cusip: 06746XAY9

• 0% buffered SuperTrack notes due May 30, 2023 linked to the S&P 500 index; via Barclays; pricing May 24; Cusip: 06746XA78

• Phoenix autocallable notes due Aug. 30, 2019 linked to the SPDR S&P Oil & Gas Exploration & Production ETF; 70% trigger; via Barclays; pricing May 24; Cusip: 06746XAP8

• Callable contingent coupon notes due May 28, 2021 linked to the least performing of the MSCI Emerging Markets index, the Russell 2000 index and the Euro Stoxx 50 index; 65% trigger; via Barclays; pricing May 25; Cusip: 06746XBA0

• 0% notes due Dec. 4, 2019 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing May 31; Cusip: 06746X7B3

• Callable contingent coupon notes due June 5, 2023 linked to the lesser performing of the Russell 2000 index, the S&P 500 index and the Dow Jones industrial average; 60% trigger; via Barclays; pricing May 31; Cusip: 06746XAT0

• 0% buffered SuperTrack notes due June 3, 2020 linked to the S&P 500 index; via Barclays; pricing May 31; Cusip: 06746X7K3

• 0% buffered SuperTrack notes due June 3, 2022 linked to the S&P 500 index; via Barclays; pricing May 31; Cusip: 06746XA37

• 0% buffered SuperTrack notes due June 5, 2023 linked to the S&P 500 index and the Dow Jones industrial average; 70% trigger; via Barclays; pricing May 31; Cusip: 06746XAU7

• Autocallable market-linked step-up notes due May 2023 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in May

BMO HARRIS BANK NA

• Annual income with minimum interest rate certificates of deposit due May 31, 2022 linked to an equally weighted basket of stocks (Target Corp., Home Depot, Inc., Verizon Communications Inc., Ford Motor Co. and Exxon Mobil Corp.); via BMO Capital Markets Corp. with Incapital LLC as distributor; pricing May 25; Cusip: 05581WXE0

BOFA FINANCE LLC

• 0% Accelerated Return Notes due July 2019 linked to the Nikkei Stock Average index; via BofA Merrill Lynch pricing in May

CITIGROUP GLOBAL MARKETS HOLDINGS INC.

• Callable fixed- to floating-rate notes due May 18, 2038 linked to the leveraged difference between the 30-year and two-year Constant Maturity Swap rates; via Citigroup Global Markets Inc.; pricing May 16; Cusip: 17324CUN4

• Callable fixed- to floating-rate notes due May 23, 2025 linked to the leveraged difference between the 30-year and two-year Constant Maturity Swap rates; via Citigroup Global Markets Inc.; pricing May 18; Cusip: 17324CUS3

• 8% to 9% autocallable contingent coupon Equity Linked Securities due May 28, 2019 linked to the worse performing of the class A common stock of Facebook, Inc. and the common stock of Apple Inc.; via Citigroup Global Markets Inc. pricing May 22; Cusip: 17324XLL2

• 0% market-linked notes due May 27, 2021 linked to an equally weighted basket of the S&P 500 index, the Euro Stoxx 50 index and the iShares MSCI Emerging Markets ETF; via Citigroup Global Markets Inc.; pricing May 23; Cusip: 17324CUL8

• 0% dual directional barrier securities due Nov. 24, 2021 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing May 24; Cusip: 17324CUJ3

• 0% market-linked notes due May 30, 2023 linked to a basket of the S&P 500 index with a 25% weight, the Euro Stoxx 50 index with a 25% weight and the iShares iBoxx $ High Yield Corporate Bond ETF with a 50% weight; via Citigroup Global Markets Inc.; pricing May 24; Cusip: 17324CUH7

• 0% dual directional barrier securities due Nov. 30, 2021 linked to the SPDR S&P 500 ETF trust; via Citigroup Global Markets Inc.; pricing May 24; Cusip: 17324XHQ6

• Callable step-up coupon notes due June 4, 2021; via Citigroup Global Markets Inc.; pricing May 30; Cusip: 17324CUU8

CREDIT SUISSE AG, LONDON BRANCH

• 17.5% autocallable reverse convertible securities due May 17, 2019 linked to the lowest performing of the common stocks of Overstock.com, Inc., Stamps.com Inc. and Workday, Inc.; via Credit Suisse Securities (USA) LLC; pricing May 15; Cusip: 22549JTF7

• 0% digital barrier notes due Nov. 25, 2019 linked to the lesser performing of the iShares MSCI Emerging Markets ETF and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing May 18; Cusip: 22550WSA6

• Contingent coupon callable yield notes due May 25, 2021 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing May 18; Cusip: 22550WSF5

• 0% accelerated barrier notes due Nov. 25, 2019 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing May 18; Cusip: 22550WSR9

• 0% accelerated barrier notes due May 25, 2021 linked to the SPDR S&P Regional Banking exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing May 18; Cusip: 22550WST5

• 8% contingent coupon autocallable reverse convertible securities due Aug. 26, 2019 linked to the common stock of Amazon.com, Inc.; via Credit Suisse Securities (USA) LLC; pricing May 22; Cusip 22549JSY7

• Callable step-up securities due Nov. 30, 2023; via Credit Suisse Securities (USA) LLC; pricing May 24; Cusip: 22550WS32

• Contingent coupon callable yield notes due May 30, 2023 linked to the lesser performing of the Russell 2000 index and the Nasdaq 100 index; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing May 24; Cusip: 22550WSZ1

• 0% Buffered Accelerated Return Equity Securities due June 27, 2019 tied to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing May 24; Cusip: 22550WQJ9

• 0% digital plus barrier notes due May 30, 2023 tied to the S&P 500 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing May 24; Cusip: 22550WQM2

• 0% accelerated barrier notes due May 29, 2020 linked to the Russell 2000 index; 80% trigger; via Credit Suisse Securities (USA) LLC; pricing May 25; Cusip: 22550WSX6

• Contingent coupon autocallable yield notes due Dec. 5, 2019 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing May 31; Cusip: 22550WRA7

• Contingent coupon callable yield notes due June 5, 2023 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing May 31; Cusip: 22550WQP5

• Autocallable securities due June 5, 2023 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing May 31; Cusip: 22550WRN9

• 0% Capped Leveraged Index Return Notes due July 2019 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in May

• Autocallable market-linked step-up notes due May 2021 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing May

• Autocallable market-linked step-up notes due May 2023 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing May

• 0% Accelerated Return Notes due July 2019 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in May

• Market-linked step-up notes due June 2020 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in May

CREDIT SUISSE AG, NASSAU BRANCH

• 0% barrier absolute return market-linked notes due Nov. 21, 2019 linked to the S&P 500 index; via Credit Suisse and UBS Financial Services, Inc.; pricing May 16; Cusip: 22550WTR8

DEUTSCHE BANK AG, LONDON BRANCH

• 0% trigger return enhanced securities due June 4, 2021 linked to the lesser performing of the S&P 500 index and the Euro Stoxx 50 index; 50% trigger; via Deutsche Bank Securities Inc.; pricing May 29; Cusip: 25155MLB5

• 0% trigger return enhanced securities due June 4, 2021 linked to the lesser performing of the iShares MSCI EAFE ETF and the Euro Stoxx 50 index; 50% trigger; via Deutsche Bank Securities Inc.; pricing May 31; Cusip: 25155MLC3

GOLDMAN SACHS BANK USA

• Variable-coupon basket-linked certificates of deposit due May 25, 2023 linked to a an equally weighted basket of 10 stocks (AbbVie Inc., AT&T Inc., Chevron Corp., Exxon Mobil Corp., Merck & Co., Inc., Pfizer Inc., Coca-Cola Co., Procter & Gamble Co. and Verizon Communications, Inc. and Wells Fargo & Co.); via Goldman Sachs & Co. with Incapital LLC as distributor; pricing May 23; Cusip: 38148REG4

• Variable-coupon basket-linked certificates of deposit due May 27, 2025 linked to a an equally weighted basket of 10 stocks (AbbVie Inc., AT&T Inc., Chevron Corp., Exxon Mobil Corp., Merck & Co., Inc., Pfizer Inc., Coca-Cola Co., Procter & Gamble Co. and Verizon Communications, Inc. and Wells Fargo & Co.); via Goldman Sachs & Co. with Incapital LLC as distributor; pricing May 23; Cusip: 38148REH2

• 0% certificates of deposit due Nov. 28, 2025 linked to the Dow Jones industrial average; via Goldman Sachs & Co. with LLC as distributor; pricing May 23; Cusip: 38148RDC4

• 0% equity-linked certificates of deposit due May 29, 2025 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co. with LLC as distributor; pricing May 23; Cusip: 38148RDB6

• 0% certificates of deposit due May 26, 2023 linked to the Russell 2000 index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing May 23; Cusip: 38148RDE0

• 0% certificates of deposit due May 29, 2025 linked to the S&P 500 index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing May 23; Cusip: 38148RDF7

• 0% certificates of deposit due Nov. 28, 2025 linked to the S&P 500 index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing May 23; Cusip: 38148RDD2

• 0% certificates of deposit due May 29, 2020 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing May 24; Cusip: 38148RDY6

• 0% certificates of deposit due Nov. 30, 2021 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing May 24; Cusip: 38148RDW0

• 0% certificates of deposit due Nov. 30, 2022 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing May 24; Cusip: 38148RDV2

• 0% certificates of deposit due Aug. 29, 2023 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing May 24; Cusip: 38148RDU4

• 0% certificates of deposit due May 30, 2024 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing May 24; Cusip: 38148RDT7

• 0% certificates of deposit due May 30, 2025 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing May 24; Cusip: 38148RE33

• 1.5% certificates of deposit due May 27, 2025 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing May 24; Cusip: 38148REL3

• Variable-coupon certificates of deposit due May 30, 2025 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing May 24; Cusip: 38148REP4

• 0% certificates of deposit due May 30, 2028 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing May 24; Cusip:38148RE25

• 0% certificates of deposit due May 30, 2025 linked to the Motif Capital Aging of America 7 ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing May 24; Cusip: 38148RDG5

• 0% certificates of deposit due May 30, 2025 linked to the Motif Capital National Defense 7 ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing May 24; Cusip: 38148RDH3

GOLDMAN SACHS GROUP, INC.

• Callable step-up fixed-rate notes due May 2020; via Goldman Sachs & Co. LLC and Incapital LLC; pricing in May; Cusip: 38150A6V2

• Callable step-up fixed-rate notes due May 2025; via Goldman Sachs & Co. LLC and Incapital LLC; pricing in May; Cusip: 38150A6X8

• Callable step-up fixed-rate notes due May 2028; via Goldman Sachs & Co. LLC; pricing in May; Cusip: 38150A6U4

• Floating-rate notes due May 2021 linked to the two-year Constant Maturity Swap rate; via Goldman Sachs & Co. LLC and Incapital LLC; pricing in May; Cusip: 38150A6S9

• Callable step-up fixed-rate notes due May 2024; via Goldman Sachs & Co. LLC; pricing in May; Cusip: 38150A6Q3

GS FINANCE CORP.

• 8.25% to 9.25% autocallable fixed coupon notes due Nov. 22, 2019 linked to Celgene Corp. stock; 75% trigger; via Goldman Sachs & Co. LLC; pricing May 15; Cusip: 40055AZ83

• 10.25% to 11.25% autocallable fixed coupon notes due Aug. 22, 2019 linked to Nvidia Corp. stock; 60% trigger; via Goldman Sachs & Co. LLC; pricing May 15; Cusip: 40055AZ75

• 0% Performance Leveraged Upside Securities due Sept. 5, 2019 linked to the Russell 2000 index; via Goldman Sachs & Co. as agent, Morgan Stanley Wealth Management as distributor; pricing May 16; Cusip: 36254G515

• 0% leveraged buffered notes due May 25, 2021 linked to the MSCI EAFE index; via Goldman Sachs & Co. LLC; pricing May 18; Cusip: 40055Q2G6

• Callable contingent coupon notes due May 23, 2022 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 55% trigger; via Goldman Sachs & Co. LLC; pricing May 18; Cusip: 40055Q2J0

• Callable contingent coupon notes due May 22, 2023 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 55% trigger; via Goldman Sachs & Co. LLC; pricing May 18; Cusip: 40055Q2H4

• 0% leveraged index-linked notes due May 28, 2024 linked to the S&P 500 index; 70% trigger; via Goldman Sachs & Co. LLC; pricing May 18; Cusip: 40055Q2L5

• 0% leveraged index-linked notes due May 28, 2024 linked to the S&P 500 index; 70% trigger; via Goldman Sachs & Co. LLC; pricing May 18; Cusip: 40055Q2K7

• 0% notes due May 29, 2026 linked to the S&P 500; via Goldman Sachs & Co. LLC; pricing May 23; Cusip: 40055AZY6

• 0% notes due May 30, 2025 linked to the Motif Capital National Defense 7 ER index; via Goldman Sachs & Co.; pricing May 24; Cusip: 40055AZM2

• 4.74% fixed coupon callable buffered notes due May 30, 2023 tied to the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing May 24; Cusip: 40055AZZ3

• Autocallable contingent coupon notes due Dec. 3, 2019 linked to the lesser performing of the Russell 2000 index and the S&P 500; 70% trigger; via Goldman Sachs & Co. LLC; pricing May 24; Cusip: 40055Q4G4

• Callable contingent coupon notes due May 30, 2022 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 60% trigger; via Goldman Sachs & Co. LLC; pricing May 24; Cusip: 40055Q3B6

• Callable contingent coupon notes due May 30, 2023 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 60% trigger; via Goldman Sachs & Co. LLC; pricing May 24; Cusip: 40055AZC4

• 7.5%-8.5% autocallable contingent coupon notes due Dec. 3, 2019 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via Goldman Sachs & Co. LLC; pricing May 24; Cusip: 40055AZF7

• 0% leveraged buffered notes due Nov. 30, 2020 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing May 24; Cusip: 40055AZV2

• 0% leveraged buffered notes due May 30, 2023 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing May 24; Cusip: 40055AZW0

• 0% buffered notes due May 30, 2023 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing May 24; Cusip: 40055AZA8

• 0% digital dual directional barrier securities due May 30, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via HSBC Securities (USA) Inc.; pricing May 24; Cusip: 40435FYW1

• Callable contingent coupon notes due Nov. 30, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 55% trigger; via Goldman Sachs & Co. LLC; pricing May 24; Cusip: 40055Q4A7

• Callable buffered monthly range accrual notes due May 31, 2024 tied to the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing May 29; Cusip: 40055Q2C5

• Callable monthly range accrual notes due May 31, 2028 linked to the Russell 2000 index; 75% trigger; via Goldman Sachs & Co.; pricing May 29; Cusip: 40055AZB6

• Autocallable contingent coupon notes due June 6, 2023 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; 70% trigger; via Goldman Sachs & Co. LLC; pricing May 29; Cusip: 40055Q4F6

• Autocallable contingent coupon notes due June 6, 2028 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; 50% trigger; via Goldman Sachs & Co. LLC; pricing May 29; Cusip: 40055Q4D1

• Callable contingent coupon notes due May 31, 2028 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; 60% trigger; via Goldman Sachs & Co. LLC; pricing May 29; Cusip: 40055Q4J8

• Callable contingent coupon notes due May 31, 2028 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 60% trigger; via Goldman Sachs & Co. LLC; pricing May 29; Cusip: 40055Q2Y7

• Callable contingent coupon notes due May 31, 2028 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 55% trigger; via Goldman Sachs & Co. LLC; pricing May 29; Cusip: 40055Q2Z4

• Autocallable contingent coupon notes due June 5, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500; 70% trigger; via Goldman Sachs & Co. LLC; pricing May 29; Cusip: 40055Q3A8

• Autocallable contingent coupon notes due Nov. 21, 2019 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; 50% trigger; via Goldman Sachs & Co. LLC; pricing May 29; Cusip: 40055Q4E9

• Callable contingent coupon notes due May 31, 2028 linked to the least performing of S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; 60% trigger; via Goldman Sachs & Co. LLC; pricing May 29; Cusip: 40055Q4B5

• Callable contingent coupon notes due May 31, 2023 linked to the least performing of S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; 60% trigger; via Goldman Sachs & Co. LLC; pricing May 29; Cusip: 40055Q3W0

• Callable contingent coupon notes due May 31, 2028 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 55% trigger; via Goldman Sachs & Co. LLC; pricing May 29; Cusip: 40055Q4H2

• Callable contingent coupon notes due May 31, 2033 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 50% trigger; via Goldman Sachs & Co. LLC; pricing May 29; Cusip: 40055Q4C3

• 0% barrier digital return notes due July 5, 2019 linked to the lesser performing of the Dow Jones industrial average and the Russell 2000 index; 70% trigger; via HSBC Securities (USA) Inc.; pricing May 31; Cusip: 40435FZR1

• 9.5%-10.5% autocallable contingent coupon notes due Dec. 9, 2019 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via Goldman Sachs & Co. LLC; pricing May 31; Cusip: 40055AZE0

• 7% autocallable yield notes due Sept. 5, 2019 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via HSBC Securities (USA) Inc.; pricing May 31; Cusip: 40435FZP5

• 0% digital dual directional barrier securities due June 5, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via HSBC Securities (USA) Inc.; pricing May 31; Cusip: 40435FYV3

• Callable fixed- to floating-rate notes due May 2023 linked to the 30-year and two-year Constant Maturity Swap rates; via Goldman Sachs & Co. LLC; pricing in May; Cusip: 40055Q2D3

HSBC BANK USA, NA

• Income Plus certificates of deposit due June 1, 2021 linked to the common stocks of Bristol-Myers Squibb Co., General Motors Co., Intel Corp., International Business Machines Corp. and Verizon Communications Inc.; via HSBC Securities (USA) Inc. with Incapital LLC as distributor; pricing May 23; Cusip: 40434YYK7

• Income Plus certificates of deposit due May 30, 2023 linked to the common stocks of Bristol-Myers Squibb Co., General Motors Co., Intel Corp., International Business Machines Corp. and Verizon Communications Inc.; via HSBC Securities (USA) Inc. with Incapital LLC as distributor; pricing May 23; Cusip: 40434YYL5

• Income Plus certificates of deposit due May 29, 2025 linked to the common stocks of Bristol-Myers Squibb Co., General Motors Co., Intel Corp., International Business Machines Corp. and Verizon Communications Inc.; via HSBC Securities (USA) Inc. with Incapital LLC as distributor; pricing May 23; Cusip: 40434YYN1

• 0% accumulated return certificates of deposit due May 31, 2022 linked to the S&P 500 index; via HSBC Securities (USA) Inc. with Incapital LLC as distributor; pricing May 23; Cusip: 40434YYQ4

• 0% accumulated return certificates of deposit due May 30, 2023 linked to the S&P 500 index; via HSBC Securities (USA) Inc. with Incapital LLC as distributor; pricing May 23; Cusip: 40434YYR2

HSBC USA, INC.

• 0% buffered market participation securities due Aug.19, 2019 tied to the Financial Select Sector SPDR fund; via HSBC Securities (USA) Inc.; pricing May 15; Cusip: 40435FZV2

• 0% buffered Performance Leveraged Upside Securities due Dec. 3, 2020 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc. as agent, Morgan Stanley Wealth Management as distributor; pricing May 16; Cusip: 40435M425

• Callable step-up rate notes due May 23, 2023; via HSBC Securities (USA) Inc.; pricing May 18; Cusip: 40435FA56

• Autocallable barrier notes with contingent return and step-down call threshold due May 3, 2021 linked to the lesser performing of the Euro Stoxx 50 index and the iShares MSCI Emerging Markets ETF; 70% trigger; via HSBC Securities (USA) Inc.; pricing May 18; Cusip: 40435FYR2

• Autocallable barrier notes with contingent return and step-down call threshold due May 25, 2022 linked to the lesser performing of the Euro Stoxx 50 index and the iShares MSCI Emerging Markets ETF; 70% trigger; via HSBC Securities (USA) Inc.; pricing May 18; Cusip: 40435FYS0

• Callable notes with contingent return and step-down call threshold due May 25, 2021 linked to the lesser performing of the SPDR S&P Biotech ETF and the Technology Select Sector SPDR Fund; 70% trigger; via HSBC Securities (USA) Inc.; pricing May 18; Cusip: 40435FYU5

• 0% barrier enhanced participation notes due May 30, 2023 linked to the Dow Jones industrial average and the Russell 200 index; via HSBC Securities (USA) Inc.; pricing May 24; Cusip: 40435FZL4

• 0% capped gears due July 31, 2019 linked to the iShares MSCI Emerging Markets exchange-traded fund; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing May 25; Cusip: 40435M391

• 0% trigger absolute return step securities due May 31, 2023 linked to the S&P 500 index; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing May 25; Cusip: 40435M383

• 0% trigger gears securities due May 31, 2023 linked to the S&P 500 index; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing May 25; Cusip: 40435M375

• 7.75% callable barrier notes with contingent return due May 31, 2028 linked to the least performing of the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing May 25; Cusip: 40435FA49

• 6% autocallable barrier notes with contingent return due May 25, 2028 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing May 25; Cusip: 40435FA31

• 0% Leveraged Index Return Notes due May 2020 linked to a basket of indexes; via BofA Merrill Lynch; pricing in May

JPMORGAN CHASE BANK, NA

• Digital contingent coupon certificates of deposit due May 30, 2025 linked to a basket of stocks (Altria Group, Inc., Apple Inc., AT&T Inc., Chevron Corp., Cisco Systems, Inc., Exxon Mobil Corp., Ford Motor Co., International Business Machines Corp., Merck & Co., Inc. and Verizon Communications Inc.); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing May 24; Cusip: 48128FAJ1

• Variable annual income certificates of deposit with due May 30, 2025 linked to the J.P. Morgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing May 29; Cusip: 48128FAW2

• Variable annual income certificates of deposit due May 30, 2025 linked to the J.P. Morgan Efficiente Plus DS 5 index (Net ER); J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing May 29; Cusip: 48128FAK8

• 0% capped quarterly observation certificates of deposit due May 31, 2022 linked to the S&P 500 index; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing May 29; Cusip: 48128FAV4

JPMORGAN CHASE FINANCIAL CO. LLC

• Contingent coupon callable yield notes due May 20, 2020 linked to the common stock of Bristol-Myers Squibb Co.; via J.P. Morgan Securities LLC; pricing May 15; Cusip: 48129MTU0

• 0% review notes due May 18, 2023 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Dow Jones industrial average; 60% trigger; via J.P. Morgan Securities LLC; pricing May 15; Cusip: 48129MC79

• 0% contingent buffered digital notes due May 23, 2024 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing May 18; Cusip: 48129MRK4

• 0% review notes due June 15, 2022 linked to the lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing May 18; Cusip: 48129MQZ2

• 0% review notes due June 15, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing May 18; Cusip: 48129MNP7

• 6.5% autocallable yield notes due Aug. 26, 2019 linked to the least performing of the Nasdaq-100 index, the Russell 2000 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing May 21; Cusip 48129MSV9

• 0% digital buffered equity notes due May 26, 2021 linked to the lesser performing of the iShares U.S. Real Estate ETF; 90% barrier; via J.P. Morgan Securities LLC; pricing May 22; Cusip: 48129MPJ9

• Autocallable contingent interest notes due May 30, 2025 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; 60% trigger; via J.P. Morgan Securities LLC; pricing May 24; Cusip: 48129MSD9

• 0% autocallable notes due May 28, 2021 linked to the worse performing of the Euro Stoxx 50 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing May 25; Cusip: 48129MRR9

• 0% capped buffered return enhanced notes due Nov. 30, 2020 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing May 29; Cusip: 48129MPG5

• 0% uncapped buffered return enhanced notes due May 31, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing May 29; Cusip: 48129MPH3

• 0% step-up autocallable contingent buffered equity notes due May 31, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 50% trigger; via J.P. Morgan Securities LLC; pricing May 29; Cusip: 48129MQN9

• 0% step-up autocallable buffered equity notes due May 30, 2025 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing May 29; Cusip: 48129MQT6

• Autocallable contingent interest notes due Aug. 30, 2019 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 70% trigger; via J.P. Morgan Securities LLC; pricing May 29; Cusip: 48129MPQ3

• 0% capped buffered return enhanced notes due May 29, 2020 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48129MNW2

• 0% uncapped dual directional contingent buffered return enhanced notes due May 28, 2021 linked to the lesser performing of the Euro Stoxx 50 index and the iShares MSCI EAFE ETF; 70% trigger; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48129MQW9

• 0% uncapped contingent buffered return enhanced notes due May 31, 2022 linked to the lesser performing of the Euro Stoxx 50 index and the iShares MSCI EAFE ETF; 50% trigger; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48129MRL2

• 0% uncapped contingent buffered return enhanced notes due May 31, 2023 linked to the lesser performing of the Euro Stoxx 50 index and the iShares MSCI EAFE ETF; 50% trigger; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48129MRM0

• 0% capped buffered return enhanced notes due Nov. 29, 2019 linked to the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48129MPB6

• 0% capped buffered return enhanced notes due May 29, 2020 linked to the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48129MNU6

• 0% capped buffered return enhanced notes due May 29, 2020 linked to the iShares MSCI Emerging Markets ETF; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48129MNV4

• 0% capped buffered return enhanced notes due Nov. 29, 2019 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48129MPA8

• 0% capped buffered return enhanced notes due May 29, 2020 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48129MNT9

• 0% capped buffered return enhanced notes due Nov. 29, 2019 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48129MNZ5

• 0% capped buffered return enhanced notes due May 29, 2020 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48129MNS1

• 0% uncapped buffered return enhanced notes due May 31, 2023 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48129MNY8

• 0% digital notes due June 28, 2019 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48129MRB4

• 0% uncapped dual directional contingent buffered return enhanced notes due May 28, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 75% trigger; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48129MQV1

• 0% uncapped dual directional contingent buffered return enhanced notes due Nov. 30, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48129MQX7

• 0% uncapped dual directional contingent buffered return enhanced notes due May 31, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 60% trigger; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48129MQY5

• 0% uncapped contingent buffered return enhanced notes due May 31, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 60% trigger; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48129MRD0

• 0% capped buffered return enhanced notes due May 29, 2020 linked to the Topix index; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48129MNX0

MORGAN STANLEY

• Floating-rate notes due May 23, 2025 linked to the 10-year U.S. dollar ICE swap rate; via Morgan Stanley & Co. LLC; settlement May 23; Cusip: 61760QLE2

MORGAN STANLEY BANK, NA

• Market-linked certificates of deposit due May 30, 2023 linked to the least performing of the common stocks of Apple Inc., Home Depot, Inc., Exxon Mobil Corp., Philip Morris International Inc. and Target Corp.; via Morgan Stanley & Co. LLC with Incapital LLC as distributor; pricing May 24; Cusip: 61765QGH6

MORGAN STANLEY FINANCE LLC

• 0% buffered Performance Leveraged Upside Securities due May 18, 2023 linked to S&P 500 index, the Russell 2000 index, the iShares MSCI EAFE ETF and iShares MSCI Emerging Markets ETF; via Morgan Stanley & Co. LLC; pricing May 15; Cusip: 61768CW29

• Contingent income autocallable securities due May 19, 2028 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Dow Jones industrial average; 50% trigger; via Morgan Stanley & Co. LLC; pricing May 16; Cusip: 61768CX85

• Floating-rate notes due May 23, 2025 linked to the 10-year U.S. dollar ICE swap rate; via Morgan Stanley & Co. LLC; pricing May 18; Cusip: 61760QLE2

• 0% buffered Performance Leveraged Upside Securities due May 29, 2020 linked to the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing May 24; Cusip: 61768CX93

• 0% buffered Performance Leveraged Upside Securities due June 4, 2020 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing May 24; Cusip: 61768CY84

• 0% buffered Performance Leveraged Upside Securities due May 30, 2023 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing May 24; Cusip: 61768C2D8

• 0% enhanced buffered jump securities due May 27, 2021 linked to the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing May 24; Cusip: 61768C2C0

• 6.25% to 6.75% contingent income autocallable securities due Nov. 29, 2019 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Morgan Stanley & Co. LLC; pricing May 24; Cusip: 61768C2E6

• 0% trigger gears securities due May 31, 2028 linked to the S&P 500 index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing May 25; Cusip: 61768Q270

• 0% trigger gears securities due May 31, 2023 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing May 29; Cusip: 61768Q296

• 0% jump securities with autocallable feature due June 2, 2023 linked to the worse performing of the Euro Stoxx 50 index and the S&P 500 index; via Morgan Stanley & Co. LLC; pricing May 29; Cusip: 61768C2G1

ROYAL BANK OF CANADA

• Leveraged steepener notes due May 22, 2023 linked to the 30-year and two-year Constant Maturity Swap rates; via RBC Capital Markets, LLC; pricing May 18; Cusip: 78014RAD2

• Redeemable step-up notes due May 23, 2033; via RBC Capital Markets, LLC; pricing May 21; Cusip: 78014RAB6

• 0% buffered return notes due June 2, 2023 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing May 29; Cusip: 78013XKD9

• 0% barrier absolute return notes due June 2, 2023 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing May 29; Cusip: 78013XKC1

• 0% market linked securities – autocallable with fixed percentage buffered downside due June 7, 2021 linked to the Euro Stoxx 50 index; via Wells Fargo Securities, LLC; pricing May 31; Cusip: 78013XHY7

• 0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Dec. 5, 2023 linked to the Euro Stoxx 50 index; via Wells Fargo Securities, LLC; pricing May 31; Cusip: 78013XKL1

TORONTO-DOMINION BANK

• Callable step-up notes due May 18, 2022; via TD Securities (USA) LLC; pricing May 15; Cusip: 89114QMS48

• Callable step-up notes due May 31, 2021; via TD Securities (USA) LLC; pricing May 25; Cusip: 89114QMZ8

• 0% leveraged capped buffered notes with a term of 23 to 26 months linked to the S&P 500 index; via TD Securities (USA) LLC; Cusip: 89114QNE4

UBS AG, LONDON BRANCH

• Step-up callable notes due May 18, 2028; via Wells Fargo Securities, LLC and UBS Securities LLC; pricing May 16; Cusip: 90270KRP6

WELLS FARGO & CO.

• Step-up callable notes due May 17, 2028; via Wells Fargo Securities, LLC; pricing May 15; Cusip: 95001D2K5

• Market-linked securities due May 30, 2023 – autocallable with contingent coupon and contingent downside linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 65% trigger; via Wells Fargo Securities LLC; pricing May 24; Cusip: 95001B3Q5

• Market-linked securities due May 27, 2022 – autocallable with contingent coupon and contingent downside linked to the least performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; 65% trigger; via Wells Fargo Securities LLC; pricing May 30; Cusip: 95001B3N2

• Market-linked securities due June 7, 2021 – autocallable with fixed percentage downside linked to the Energy Select Sector SPDR Fund; via Wells Fargo Securities LLC; pricing May 31; Cusip: 95001B3L6

• Market-linked step-up notes due June 2020 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in May

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