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Published on 5/9/2017 in the Prospect News Preferred Stock Daily.

Preferred Stock Calendar: Capitala in the market

On The Horizon

CAPITALA FINANCE CORP.:

• $50 million of $25-par notes due 2022

• Ladenburg Thalmann & Co. Inc., BB&T Capital Markets, Janney Montgomery Scott LLC, William Blair & Co. LLC and Wunderlich Securities Inc. (bookrunners)

• Redeemable in 2019

• Proceeds will be used to redeem a portion of its $113.4 million outstanding 7.125% fixed-rate notes due 2021.

• Menlo Park, Calif.-based business development company


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