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Structured Products Calendar
BANK OF AMERICA CORP.
0% Capped Leveraged Index Return Notes due April 2018 linked to the Dow Jones U.S. Real Estate Index; via BofA Merrill Lynch; pricing in April
0% market-linked step-up notes due June 2017 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in April
0% Accelerated Return Notes due June 2017 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in April
0% Accelerated Return Notes due July 2017 linked to the gold spot price; via BofA Merrill Lynch; pricing in April
8%-9% autocallable coupon bearing notes due May 2017 linked to NIKE Inc. shares; via BofA Merrill Lynch; pricing in April
0% autocallable market-linked step-up notes due April 2018 linked to the PHLX Housing Sector index; via BofA Merrill Lynch; pricing in April
0% Capped Leveraged Index Return Notes due April 2018 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in April
0% Accelerated Return Notes due June 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in April
Market-linked step-up notes due April 2018 tied to the S&P 500 index; via BofA Merrill Lynch; pricing in April
0% Capped Leveraged Index Return Notes due April 2018 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in April
BANK OF MONTREAL
0% buffered bullish enhanced return notes due April 30, 2018 linked to the Energy Select Sector SPDR fund; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TCZ1
0% buffered bullish enhanced return notes due April 30, 2018 linked to the Energy Select Sector SPDR fund; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TCX6
0% upside booster notes with barrier due April 30, 2019 linked to the Energy Select Sector SPDR fund; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TDD9
0% upside booster notes with barrier due April 30, 2019 linked to the Energy Select Sector SPDR fund; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TDC1
0% contingent risk absolute return notes due April 29, 2022 linked to the Euro Stoxx 50 index; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TCL2
0% buffered bullish digital plus notes due April 30, 2020 linked to the Euro Stoxx 50 index; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TDJ6
0% upside booster notes with barrier due April 30, 2019 linked to the Euro Stoxx 50 index; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TDB3
0% buffered bullish enhanced return notes due July 31, 2017 linked to the iShares MSCI EAFE exchange-traded fund; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TDQ0
0% buffered bullish enhanced return notes due July 31, 2017 linked to the iShares MSCI Emerging Markets exchange-traded fund; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TDR8
7.2% autocallable cash-settled notes with fixed interest payments due on April 28, 2017 linked to the iShares Nasdaq Biotechnology exchange-traded fund; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TCP3
9% autocallable cash-settled notes with fixed interest payments due on April 28, 2017 linked to the iShares Nasdaq Biotechnology exchange-traded fund; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TCS7
10.8% autocallable cash-settled notes with fixed interest payments due on April 28, 2017 linked to the Market Vectors Gold Miners exchange-traded fund; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TCN8
12.6% autocallable cash-settled notes with fixed interest payments due on April 28, 2017 linked to the Market Vectors Gold Miners exchange-traded fund; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TCR9
0% contingent risk absolute return notes with digital upside due April 30, 2018 linked to the Market Vectors Gold Miners exchange-traded fund; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TDE7
0% buffered bullish digital return notes due Oct. 31, 2019 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TDL1
0% bullish enhanced return notes due April 30, 2018 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TCV0
0% bullish enhanced return notes due April 30, 2018 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TCW8
7.8% autocallable cash-settled notes with fixed interest payments due April 28, 2017 linked to the lesser performing of the S&P 500 index and the iShares MSCI Emerging Markets exchange-traded fund; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TDH0
8.4% autocallable cash-settled notes with fixed interest payments due April 28, 2017 linked to the lesser performing of the S&P 500 index and the iShares MSCI Emerging Markets exchange-traded fund; 75% trigger; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TCT5
0% buffered bullish enhanced return notes due April 30, 2018 linked to the SPDR Dow Jones REIT exchange-traded fund; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TDA5
0% buffered bullish enhanced return notes due April 30, 2018 linked to the SPDR Dow Jones REIT exchange-traded fund; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TCY4
11.4% autocallable cash-settled notes with fixed interest payments due on April 28, 2017 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TCM0
13.2% autocallable cash-settled notes with fixed interest payments due on April 28, 2017 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TCQ1
BANK OF NOVA SCOTIA
Callable step-up rate notes due April 27, 2031; via Scotia Capital (USA) Inc.; pricing April 22; Cusip: 064159HP4
0% Capped Leveraged Index Return Notes due April 2018 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in April
0% Autocallable market-linked step-up notes due April 2021 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in April
Autocallable market-linked step-up notes due April 2019 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in April
BANK OF THE WEST
Contingent variable-income market-linked certificates of deposit due April 28, 2023 linked to a basket of common stocks; via BNP Paribas Securities Corp.; pricing April 25; Cusip 06426XQJ2
Income advantage market-linked certificates of deposit due April 28, 2023 linked to a basket of common stocks; via BNP Paribas Securities Corp.; pricing April 25; Cusip 06426XQK9
Income advantage market-linked certificates of deposit due April 28, 2023 linked to a basket of common stocks; via BNP Paribas Securities Corp.; pricing April 25; Cusip 06426XQL7
0% market-linked certificates of deposit due April 28, 2023 linked to the Morningstar Ultimate Stock-Pickers Target Volatility 7 index, via BNP Paribas Securities Corp.; pricing April 26; Cusip 06426XQM5
BARCLAYS BANK DELAWARE
Certificates of deposit due April 28, 2021 linked to a basket of stocks of AbbVie Inc., Apple Inc., AT&T Inc., Microsoft Corp. and Valero Energy Corp.; via Barclays and Incapital LLC; pricing April 25; Cusip: 06740FDU9
Certificates of deposit due April 28, 2022 linked to a basket of stocks of AbbVie Inc., Apple Inc., AT&T Inc., Microsoft Corp. and Valero Energy Corp.; via Barclays and Incapital LLC; pricing April 25; Cusip: 06740FDV7
Certificates of deposit due April 28, 2023 linked to a basket of stocks of AbbVie Inc., Apple Inc., AT&T Inc., Microsoft Corp. and Valero Energy Corp.; via Barclays and Incapital LLC; pricing April 25; Cusip: 06740FDW5
Certificates of deposit due April 28, 2021 linked to a basket of stocks of AbbVie Inc., AT&T Inc., CME Group Inc., Costco Wholesale Corp., Duke Energy Corp., HP Inc., Intel Corp., LyondellBasell Industries NV, Pfizer Inc. and Valero Energy Corp.; via Barclays and Incapital LLC; pricing April 25; Cusip: 06740FDX3
Certificates of deposit due April 28, 2022 linked to a basket of stocks of AbbVie Inc., AT&T Inc., CME Group Inc., Costco Wholesale Corp., Duke Energy Corp., HP Inc., Intel Corp., LyondellBasell Industries NV, Pfizer Inc. and Valero Energy Corp.; via Barclays and Incapital LLC; pricing April 25; Cusip: 06740FDY1
Certificates of deposit due April 28, 2023 linked to a basket of stocks of AbbVie Inc., AT&T Inc., CME Group Inc., Costco Wholesale Corp., Duke Energy Corp., HP Inc., Intel Corp., LyondellBasell Industries NV, Pfizer Inc. and Valero Energy Corp.; via Barclays and Incapital LLC; pricing April 25; Cusip: 06740FDZ8
0% certificates of deposit due April 28, 2023 linked to the Elkhorn DWA Tactical Tilt 5% Volatility Target index; via Barclays and Incapital LLC; pricing April 25; Cusip: 06740FEB0
0% certificates of deposit due April 28, 2021 linked to the Russell 2000 index; via Barclays and Incapital LLC; pricing April 25; Cusip: 06740FEA2
BARCLAYS BANK PLC
0% buffered Performance Leveraged Upside Securities due Nov. 5, 2018 linked to the Euro Stoxx 50 index; via Barclays and Morgan Stanley Wealth Management; pricing April 15; Cusip: 06744K616
Contingent income autocallable securities due April 18, 2019 linked to the common stock of Prudential Financial, Inc.; via Barclays and Morgan Stanley Wealth Management; pricing April 15 Cusip: 06744K574
Contingent income autocallable securities due April 19, 2018 linked to the S&P 500 index and the Russell 2000 index; via Barclays and Morgan Stanley Wealth Management; pricing April 15; Cusip: 06744K624
Callable contingent coupon notes due April 25, 2019 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Barclays; pricing April 22; Cusip: 06741U6X7
Callable contingent coupon notes due April 25, 2019 linked to the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Barclays; pricing April 22; Cusip: 06741U6W9
9.5%-10.5% autocallable notes due April 30, 2019 linked to the least performing of the class A common stock of Alphabet Inc., the common stock of Amazon.com, Inc., the class A common stock of Facebook, Inc. and the common stock of Netflix, Inc.; via Barclays; pricing April 26; Cusip: 06741U6Z2
0% buffered Super Track notes due April 29, 2021 linked to the Dow Jones industrial average; via Barclays; pricing April 26; Cusip: 06741U7A6
Callable contingent coupon notes due April 30, 2026 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Barclays; pricing April 26; Cusip: 06741U7D0
0% buffered digital notes due Oct. 29, 2018 linked to the Russell 2000 index; via Barclays; pricing April 26; Cusip: 06741U7B4
0% dual directional notes due April 30, 2018 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Barclays; pricing April 26; Cusip: 06741U7J7
Buffered phoenix autocallable notes due April 29, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Barclays; pricing April 26; Cusip: 06741U7F5
Phoenix autocallable notes due May 1, 2023 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Barclays; pricing April 26; Cusip: 06741U7G3
0% capped trigger gears due April 30, 2019 linked to the S&P 500 index; via UBS Financial Services Inc. and Barclays; pricing April 26; Cusip: 06740Q716
0% buffered digital notes due Oct. 29, 2019 linked to the S&P 500 index; via Barclays; pricing April 26; Cusip: 06741U7C2
0% capped trigger gears due April 30, 2019 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and Barclays; pricing April 27; Cusip: 06740Q690
0% trigger step securities due April 30, 2020 linked to the Euro Stoxx 50 index; via Barclays and UBS Financial Services Inc.; pricing April 27; Cusip: 06744K657
0% dual directional trigger Performance Leveraged Upside Securities due May 3, 2019 linked to the Euro Stoxx 50 index; via Barclays and Morgan Stanley Wealth Management; pricing April 29; Cusip: 06744K590
0% notes due May 8, 2019 linked to the EquityCompass Share Buyback index; via Barclays; pricing May 4; Cusip: 06741V2C5
BNP PARIBAS
0% buffered return enhanced notes due April 29, 2021 linked to a basket of 15 clean energy stocks; via BNP Paribas; pricing April 26; Cusip 05579TMU7
0% buffered return enhanced notes due April 29, 2021 linked to a basket of 15 clean energy stocks; via BNP Paribas; pricing April 26; Cusip 05579TMV5
0% digital buffered notes due April 29, 2019 linked to the S&P 500 index; via BNP Paribas; pricing April 26; Cusip 05579TMN3
0% buffered notes due April 29, 2020 linked to the S&P 500 index; via BNP Paribas; pricing April 26; Cusip 05579TMM5
0% leveraged notes due April 29, 2021 linked to the S&P 500 index; via BNP Paribas; pricing April 26; Cusip 05579TMP8
CANADIAN IMPERIAL BANK OF COMMERCE
0% buffered notes due April 29, 2021 linked to the S&P 500 index; via CIBC World Markets; pricing April 26; Cusip: 13605WBL4
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due May 4, 2021 linked to the S&P 500 index; via Wells Fargo Securities, LLC; pricing April 29; Cusip: 13605WBM2
0% market-linked step-up notes due April 2018 tied to the Energy Select Sector index; via BofA Merrill Lynch; pricing in April
0% Accelerated Return Notes due June 2017 linked to a basket of the Euro Stoxx 50 index with a 40% weight, the FTSE 100 index with a 20% weight, the Nikkei Stock Average index with a 20% weight, the Swiss Market index with a 7.5% weight, the S&P/ASX 200 index with a 7.5% weight and the Hang Seng index with a 5% weight; via BofA Merrill Lynch; pricing in April
0% Accelerated Return Notes due June 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in April
0% Accelerated Return Notes due June 2017 linked to the S&P Regional Banks Select Industry index; via BofA Merrill Lynch; pricing in April
CITIGROUP GLOBAL MARKETS HOLDINGS INC.
0% autocallable barrier securities due April 23, 2018 linked to the Energy Select Sector SPDR fund; via Citigroup Global Markets Inc.; pricing April 18; Cusip: 17324C2S4
Autocallable contingent coupon equity linked securities linked to the common stock of Amazon.com, Inc.; via Citigroup Global Markets Inc.; pricing April 19; Cusip: 17324C2T2
Autocallable contingent coupon equity-linked securities due April 24, 2017 linked to the common stock of Facebook, Inc.; via Citigroup Global Markets Inc.; pricing April 19; Cusip: 17324C2R6
Autocallable contingent coupon equity-linked securities due April 26, 2018 linked to the common stock of Apple Inc.; via Citigroup Global Markets Inc.; pricing April 22; Cusip: 17324C2Q8
Non-callable fixed-to-floating-rate notes due April 29, 2019; via Citigroup Global Markets Inc.; pricing April 26; Cusip: 17324C2N5
0% buffer securities due Oct. 31, 2018 linked to the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing April 26; Cusip: 17324C2K1
0.25% market-linked notes due Oct. 29, 2021 linked to the Dow Jones industrial average, the Nikkei 225 index and the iShares Core U.S. Aggregate Bond exchange-traded fund; via Citigroup Global Markets Inc.; pricing April 26; Cusip: 17324C2G0
0% market-linked notes due April 29, 2021 linked to iShares Core U.S. Aggregate Bond ETF, the S&P 500 index and the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing April 26; Cusip: 17324C2F2
0% enhanced buffered digital securities due May 1, 2019 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; pricing April 26; Cusip: 17324C2M7
Annual reset coupon securities due April 2021 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; pricing April 26; Cusip: 17324P131
0% buffer securities due April 29, 2021 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing April 26; Cusip: 17324C2L9
0% trigger gears due April 30, 2021 linked to the Vanguard FTSE Emerging Markets exchange-traded fund; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing April 26; Cusip: 17324P107
0% trigger gears due April 30, 2026 linked to the Bloomberg Commodity Index 3 Month Forward; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing April 27; Cusip: 17324P123
0% enhanced barrier digital plus securities due April 30, 2021 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing April 27; Cusip: 17324C2E5
0% barrier digital plus securities due Oct. 31, 2019 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing April 28; Cusip: 17324C2P0
0% enhanced barrier digital plus securities due May 4, 2021 linked to the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing April 29; Cusip: 17324C2D7
0% market-linked notes due November 2023 based on an equally weighted basket of the S&P 500 index, the Euro Stoxx 50 index and the Topix index; via Citigroup Global Markets Inc.; pricing April 29; Cusip: 17324P156
CITIGROUP INC.
0% buffered Performance Leveraged Upside Securities due Nov. 5, 2018 linked to the WisdomTree Japan Hedged Equity fund; via Citigroup Global Markets Inc. and Morgan Stanley Wealth Management; pricing April 18; Cusip: 17323P165
Callable step-up coupon notes due April 29, 2021; via Citigroup Global Markets Inc.; pricing April 26; Cusip: 17298CEG9
CREDIT SUISSE AG, LONDON BRANCH
0% Buffered Accelerated Return Equity Securities due July 17, 2017 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing April 12; Cusip: 22548Q3B9
13- to 15-month 0% leveraged notes linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing April 12; Cusip: 22548Q2Z7
0% digital barrier notes due May 17, 2017 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 12; Cusip: 22548Q3C7
0% Buffered Accelerated Return Equity Securities due July 17, 2017 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 12; Cusip: 22548Q3G8
0% digital barrier notes due May 17, 2017 linked to the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing April 12; Cusip: 22548Q3D5
0% Buffered Accelerated Return Equity Securities due May 17, 2017 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing April 12; Cusip: 22548Q3A1
Contingent coupon autocallable yield notes due Oct. 18, 2017 linked to the common stocks of Las Vegas Sands Corp. and Wynn Resorts, Ltd.; via Credit Suisse Securities (USA) LLC; pricing April 13; Cusip: 22548Q3M5
5.5% callable yield notes due April 22, 2019 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 13; Cusip: 22548Q3K9
11% to 12% autocallable yield notes due April 22, 2019 linked to stocks of Alphabet Inc., Amazon.com, Inc., Facebook, Inc. and Netflix, Inc.; via Incapital LLC; pricing April 18; Cusip: 22548Q2N4
6%-8% autocallable reverse convertible securities due April 24, 2017 linked to the common stock of Apple Inc.; via Credit Suisse Securities (USA) LLC; pricing April 19; Cusip: 22548Q3F0
5.5% callable yield notes due Oct. 30, 2017 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 22; Cusip: 22548Q2S3
0% digital buffered notes due April 30, 2018 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing April 22; Cusip: 22548Q2D6
0% digital plus barrier notes due April 29, 2022 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing April 22; Cusip: 22548Q3L7
0% autocallable securities due April 29, 2020 linked to the S&P 500 index and the Euro Stoxx 50 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing April 22; Cusip: 22548Q2F1
0% digital barrier notes due Oct. 30, 2017 linked to the S&P 500 index and the Russell 2000 index; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing April 22; Cusip: 22548Q2E4
Contingent coupon callable yield notes due April 29, 2019 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 22; Cusip: 22548Q2C8
0% fixed-to-floating notes due April 28, 2026 linked to the 10-year Constant Maturity Swap rate; via Incapital LLC; pricing April 25; Cusip: 22548Q2Q7
9% autocallable yield notes due April 28, 2017 linked to the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22548Q3R4
0% trigger gears due April 30, 2021 linked to the Energy Select Sector SPDR fund; via UBS Financial Services Inc.; pricing April 26; Cusip: 22548J879
9% to 10% autocallable yield notes due April 29, 2019 linked to the class P common stock of Kinder Morgan, Inc., the common stock of Exxon Mobil Corp. and the common stock of ConocoPhillips; via Incapital LLC; pricing April 26; Cusip: 22548Q2U8
Callable daily range accrual securities due Oct. 30, 2023 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 26; Cusip: 22548Q3N3
0% digital buffered notes due Oct. 31, 2017 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 26; Cusip: 22546VZN9
0% capped trigger gears due April 30, 2019 linked to the Russell 2000 index; via UBS Financial Services Inc.; pricing April 26; Cusip: 22548J853
0% absolute return barrier securities due April 29, 2021 linked to the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing April 26; Cusip: 22546VZS8
0% absolute return barrier securities due May 4, 2020 linked to the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing April 29; Cusip: 22546VZP4
0% accelerated barrier notes due May 4, 2021 linked to the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing April 29; Cusip: 22546VZR0
Contingent coupon yield notes due May 4, 2021 linked to the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing April 29; Cusip: 22548Q3S2
Contingent coupon autocallable yield notes due May 4, 2021 linked to the Russell 2000 index and the S&P 500 index; 55% trigger; via Credit Suisse Securities (USA) LLC; pricing April 29; Cusip: 22548Q2P9
0% digital plus barrier notes due April 29, 2021 linked to the S&P 500 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing April 26; Cusip: 22546VZZ2
0% trigger gears due April 30, 2026 linked to the S&P 500 index; via UBS Financial Services Inc.; pricing April 26; Cusip: 22548J861
0% trigger step securities due April 30, 2020 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC and UBS Financial Services Inc.; pricing April 26; Cusip: 22548R103
0% autocallable securities due April 30, 2018 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing April 26; Cusip: 22546VZU3
Contingent coupon callable yield notes due April 29, 2019 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 26; Cusip: 22548Q2T1
Contingent coupon callable yield notes due May 3, 2019 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 26; Cusip: 22548Q2T1
0% accelerated barrier notes due April 29, 2021 linked to the S&P 500 index and the Russell 2000 index; 50% trigger; via Credit Suisse Securities (USA) LLC; pricing April 26; Cusip: 22546VZT6
0% contingent coupon autocallable yield notes due April 29, 2021 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing April 26; Cusip: 22546VZY5
0% trigger gears due April 30, 2021 linked to the Vanguard FTSE Emerging Markets exchange-traded fund; via UBS Financial Services Inc.; pricing April 26; Cusip: 22548J887
0% digital buffered notes due Oct. 30, 2019 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 27; Cusip: 22548Q2K0
0% digital buffered notes due April 30, 2020 linked to the S&P 500 index; via Credit Suisse; pricing April 27; Cusip: 22548Q2J3
0% buffered return equity securities due Nov. 1, 2018 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing April 29; Cusip: 22546VZX7
0% digital buffered notes due May 4, 2020 linked to the S&P 500 index; via Credit Suisse; pricing April 29; Cusip: 22548Q2M6
High/low coupon callable yield notes due Nov. 6, 2017 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing April 29; Cusip: 22548Q2A2
14-month 0% Accelerated Return Notes linked to the JPX-Nikkei Index 400; via Credit Suisse International and BofA Merrill Lynch; pricing in April
Autocallable market-linked step-up notes due April 2019 linked to the Russell 2000 index; via Credit Suisse International and BofA Merrill Lynch; pricing in April
0% Strategic Accelerated Redemption Securities due May 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in April
Autocallable market-linked step-up notes due April 2022 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in April
CREDIT SUISSE AG, NASSAU BRANCH
0% CS notes due April 29, 2021 linked to the CS Retiree Consumer Expenditure 5% Blended Index Excess Return; via Credit Suisse Securities (USA) LLC; pricing April 22; Cusip: 22548Q2B0
DEUTSCHE BANK AG, LONDON BRANCH
0% capped buffer gears due April 30, 2019 linked to the MSCI EAFE index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing April 27; Cusip: 25190F681
GOLDMAN SACHS BANK USA
0% certificates of deposit due Oct. 30, 2023 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co. and Incapital LLC; pricing April 22; Cusip: 38148DJ62
0% certificates of deposit due Oct. 30, 2023 linked to the S&P 500 index; via Goldman Sachs & Co. and Incapital LLC; pricing April 22; Cusip: 38148DJ54
0% certificates of deposit due April 28, 2022 linked to the S&P 500 index; via Goldman Sachs & Co. and Incapital LLC; pricing April 25; Cusip: 38148DJK1
Variable coupon certificates of deposit due April 28, 2021 linked to the stocks of AbbVie Inc., Apple Inc., Bristol-Myers Squibb Co., Eli Lilly & Co., Kraft Heinz Co., Schlumberger NV (Schlumberger Ltd.), UnitedHealth Group Inc., Walgreens Boots Alliance, Inc., Walt Disney Co. and Wal-Mart Stores, Inc.; via Goldman Sachs & Co. and Incapital LLC; pricing April 25; Cusip: 38148DJH8
Variable coupon certificates of deposit due April 27, 2023 linked to the stocks of AbbVie Inc., Apple Inc., Bristol-Myers Squibb Co., Eli Lilly & Co., Kraft Heinz Co., Schlumberger NV (Schlumberger Ltd.), UnitedHealth Group Inc., Walgreens Boots Alliance, Inc., Walt Disney Co. and Wal-Mart Stores, Inc.; via Goldman Sachs & Co. and Incapital LLC; pricing April 25; Cusip: 38148DJJ4
Variable coupon certificates of deposit due April 27, 2023 linked to the stocks of AbbVie Inc., Apple Inc., Bristol-Myers Squibb Co., Eli Lilly & Co., Kraft Heinz Co., Schlumberger NV (Schlumberger Ltd.), UnitedHealth Group Inc., Walgreens Boots Alliance, Inc., Walt Disney Co. and Wal-Mart Stores, Inc.; via Goldman Sachs & Co. and Incapital LLC; pricing April 26; Cusip: 38148DJL9
GS FINANCE CORP.
Contingent income autocallable securities due April 18, 2019 linked to the common stock of Apple Inc.; via Goldman Sachs & Co.; pricing April 15; Cusip: 36250E761
Contingent income autocallable securities due April 20, 2017 linked to the common stock of Gilead Sciences, Inc.; via Goldman Sachs & Co.; pricing April 15; Cusip: 36250E779
Contingent income callable securities due April 20, 2020 linked to the worst performing of the MSCI EAFE index, the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing April 15; Cusip: 40054KAP1
0% Performance Leveraged Upside Securities due Aug. 3, 2017 linked to the Russell 2000 index; via Goldman Sachs & Co. and Morgan Stanley Wealth Management; pricing April 15; Cusip: 36250E662
Contingent income callable securities due April 20, 2026 linked to the S&P 500 index; via Goldman Sachs & Co. and Morgan Stanley Wealth Management; pricing April 15; Cusip: 36250E688
Callable contingent coupon notes due April 25, 2021 linked to the S&P 500 index; 55% trigger; via Goldman, Sachs & Co.; pricing April 20; Cusip: 40054KAQ9
0% leveraged notes due April 29, 2019 linked to the Dow Jones industrial average; via Goldman Sachs & Co.; pricing April 22; Cusip: 40054K7F7
0% leveraged notes due April 29, 2019 linked to the Dow Jones industrial average; via Goldman Sachs & Co.; pricing April 22; Cusip: 40054K7E0
0% notes due May 1, 2023 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing April 22; Cusip: 40054K7D2
0% index-linked notes due April 30, 2024 tied to the Dow Jones industrial average; via Goldman Sachs & Co.; pricing April 25; Cusip: 40054K7L4
0% leveraged buffered notes due April 29, 2021 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing April 25; Cusip: 40054K7M2
0% notes due Jan. 28, 2022 linked to the Solactive Eurozone 50 Equal Weight 5% AR index; via Goldman Sachs & Co.; pricing April 25; Cusip: 40054KAE6
0% notes due July 30, 2020 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing April 26; Cusip: 40054K7G5
0% notes due April 29, 2022 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing April 26; Cusip: 40054K7H3
0% notes due May 1, 2024 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing April 26; Cusip: 40054K7J9
0% notes due April 30, 2026 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing April 26; Cusip: 40054K7K6
0% autocallable notes due May 2, 2019 linked to the worse performing of the Russell 2000 index and the S&P 500 index; 75% trigger; via Goldman Sachs & Co.; pricing April 26; Cusip: 40054KA30
0% callable contingent coupon notes due April 29, 2021 linked to the worse performing of the Russell 2000 index and the S&P 500 index; 50% trigger; via Goldman Sachs & Co.; pricing April 26; Cusip: 40054KAR7
Callable CMS spread and Russell 2000 index-linked range accrual notes due April 29, 2031; via Goldman Sachs & Co.; pricing April 27; Cusip: 40054KA55
Callable CMS spread and Russell 2000 index-linked range accrual notes due April 29, 2031; via Goldman Sachs & Co.; pricing April 27; Cusip: 40054KA48
Callable buffered monthly range accrual notes due April 29, 2021 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing April 27; Cusip: 40054KA63
Callable monthly range accrual notes due April 29, 2026 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing April 27; Cusip: 40054KA71
0% callable contingent coupon notes due April 29, 2026 linked to the worse performing of the Russell 2000 index and the S&P 500 index; 70% trigger; via Goldman Sachs & Co.; pricing April 27; Cusip: 40054KAL0
0% callable contingent coupon notes due April 29, 2024 linked to the worse performing of the Russell 2000 index and the S&P 500 index; 60% trigger; via Goldman Sachs & Co.; pricing April 27; Cusip: 40054KAK2
0% callable contingent coupon notes due April 29, 2018 linked to the worse performing of the Russell 2000 index and the S&P 500 index; 70% trigger; via Goldman Sachs & Co.; pricing April 27; Cusip: 40054KAJ5
0% callable contingent coupon notes due April 29, 2020 linked to the worse performing of the Russell 2000 index and the S&P 500 index; 60% trigger; via Goldman Sachs & Co.; pricing April 27; Cusip: 40054KA97
0% autocallable contingent coupon notes due May 4, 2026 linked to the worse performing of the Russell 2000 index and the S&P 500 index; 50% trigger; via Goldman Sachs & Co.; pricing April 27; Cusip: 40054KAA4
0% trigger gears due April 30, 2026 linked to the Solactive Eurozone 50 Equal Weight 5% AR index; via Goldman Sachs & Co.; pricing April 27; Cusip: 36250E621
0% digital notes due June 2, 2017 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing April 27; Cusip: 40054KAS5
0% index-linked notes due May 2, 2018 tied to the S&P 500 index; via Goldman Sachs & Co.; pricing April 27; Cusip: 40054KAT3
0% index-linked notes due May 2, 2022 tied to the S&P 500 index; via Goldman Sachs & Co.; pricing April 27; Cusip: 40054KAM8
Three-year 0% leveraged buffered notes linked to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 40054K6U5
Three-year 0% leveraged buffered notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 40054K6R2
Three-year 0% leveraged buffered notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 40054K6T8
45- to 48-month 0% buffered digital notes linked to the S&P 500 index; via Goldman Sachs & Co.
0% five-year notes linked to the S&P GSCI Crude Oil 3-Month Forward Index Excess Return; via Goldman Sachs & Co.; Cusip: 40054K6F8
Six-month autocallable contingent coupon notes linked to the West Texas Intermediate light sweet crude oil futures contract; 80% trigger; via Goldman Sachs & Co.; Cusip: 40054K6C5
HSBC BANK USA, NA
Income Plus certificates of deposit due April 29, 2021 linked to the common stocks of Bristol-Myers Squibb Co., Ford Motor Co., McDonalds Corp., Philip Morris International Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing April 25; Cusip: 40434AS34
Income Plus certificates of deposit due April 29, 2021 linked to the common stocks of Bristol-Myers Squibb Co., Ford Motor Co., McDonalds Corp., Philip Morris International Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing April 25; Cusip: 40434AS42
Income Plus certificates of deposit due April 28, 2023 linked to the common stocks of Bristol-Myers Squibb Co., Ford Motor Co., McDonalds Corp., Philip Morris International Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing April 25; Cusip: 40434AS59
Income Plus certificates of deposit due April 28, 2023 linked to the common stocks of Bristol-Myers Squibb Co., Ford Motor Co., McDonalds Corp., Philip Morris International Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing April 25; Cusip: 40434AS75
Income Plus certificates of deposit due April 28, 2023 linked to the common stocks of Bristol-Myers Squibb Co., Ford Motor Co., McDonalds Corp., Philip Morris International Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing April 25; Cusip: 40434AS83
Growth opportunity averaging certificates of deposit due April 28, 2023 linked to the PowerShares S&P 500 Low Volatility Portfolio; via HSBC Securities (USA) Inc. and Incapital LLC; pricing April 25; Cusip: 40434AT58
HSBC USA INC.
0% buffered accelerated market participation securities due Feb. 15, 2018 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 12; Cusip: 40433ULL8
Contingent income autocallable securities due Oct. 20, 2016 linked to the American depositary shares of Baidu, Inc.; via HSBC Securities (USA) Inc. and Morgan Stanley Wealth Management; pricing April 15; Cusip: 40434N382
0% Performance Leveraged Upside Securities due Aug. 3, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing April 15; Cusip: 40434N440
0% trigger autocallable contingent yield notes due April 21, 2026 linked to the Euro Stoxx 50 index and the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 15; Cusip: 40434N390
0% trigger autocallable contingent yield notes due April 21, 2026 linked to the Russell 2000 index and the S&P 500 index; 50% trigger; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing April 15
0% buffered Performance Leveraged Upside Securities due Nov. 5, 2018 linked to the S&P 500 index; via HSBC Securities (USA) Inc. and Morgan Stanley Wealth Management; pricing April 15; Cusip: 40434N457
0% buffered Accelerated Market Participation Securities due Oct. 27, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing April 22; Cusip: 40433ULG9
0% buffered uncapped market participation securities due April 29, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 22; Cusip: 40433UKC9
0% digital barrier notes due April 30, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 22; Cusip: 40433UKH8
0% digital barrier notes due April 29, 2022 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 22; Cusip: 40433UKD7
0% worst of digital dual directional barrier securities due April 27, 2018 linked to the worse performing of the S&P 500 index and the Russell 2000 index; 80% trigger; via HSBC Securities (USA) Inc.; pricing April 22; Cusip: 40433ULH7
Autocallable barrier notes with contingent return due April 29, 2020 linked to the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via HSBC Securities (USA) Inc.; pricing April 22; Cusip: 40433UKB1
0% buffered Accelerated Market Participation Securities due April 2, 2018 linked to Apple Inc. shares; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433ULB0
Income plus notes due May 1, 2023 linked to basket containing common stocks of Cisco Systems, Inc., International Business Machines Corp., Merck & Co., Inc., Procter & Gamble Co. and Verizon Communications, Inc.; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433UKE5
0% autocallable growth barrier notes due April 30, 2019 linked to the Energy Select Sector SPDR fund; 75% trigger; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433ULC8
0% buffered Accelerated Market Participation Securities due April 30, 2018 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433UKS4
0% buffered Accelerated Market Participation Securities due April 30, 2018 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433UKS4
0% buffered Accelerated Market Participation Securities due Oct. 31, 2018 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433UKW5
0% leveraged buffered uncapped market participation securities due April 30, 2021 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433UKM7
0% buffered Accelerated Market Participation Securities due April 30, 2018 linked to the iShares MSCI EAFE exchange-traded fund; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433UKT2
0% buffered Accelerated Market Participation Securities due April 30, 2018 linked to the iShares MSCI EAFE exchange-traded fund; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433UKT2
0% buffered Accelerated Market Participation Securities due Oct. 31, 2018 linked to the iShares MSCI EAFE exchange-traded fund; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433UKX3
0% buffered uncapped market participation securities due April 30, 2019 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433UKJ4
0% buffered Accelerated Market Participation Securities due April 30, 2018 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433UKR6
0% buffered Accelerated Market Participation Securities due April 30, 2018 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433UKR6
0% buffered Accelerated Market Participation Securities due Oct. 31, 2018 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433UKV7
6% autocallable yield notes due Oct. 31, 2017 linked to the Russell 2000 index and the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433UKG0
7% autocallable yield notes due Oct. 31, 2017 linked to the Russell 2000 index and the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433UKF2
0% buffered uncapped market participation securities due April 29, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433ULM6
0% buffered Accelerated Market Participation Securities due April 30, 2018 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433UKQ8
0% buffered Accelerated Market Participation Securities due April 30, 2018 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433UKQ8
0% buffered Accelerated Market Participation Securities due Oct. 31, 2018 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433UKU9
0% barrier enhanced participation notes due Oct. 29, 2019 linked to the S&P 500 index; 75% trigger; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433ULD6
JPMORGAN CHASE & CO.
0% dual directional trigger Performance Leveraged Upside Securities due May 3, 2018 linked to the common stock of Apple Inc.; via J.P. Morgan Securities LLC; pricing April 15; Cusip: 48128B788
Autocallable contingent interest notes due April 21, 2020 linked to the S&P GSCI Crude Oil Index Excess Return; via J.P. Morgan Securities LLC; pricing April 15; Cusip: 48128GVJ6
Autocallable contingent interest notes due April 21, 2020 linked to the S&P GSCI Crude Oil Index Excess Return; via J.P. Morgan Securities LLC; pricing April 15; Cusip: 48128GVK3
Callable contingent interest notes due July 31, 2017 linked to Apple Inc. common stock; via J.P. Morgan Securities LLC; pricing April 22; Cusip: 46625HQY9
0% capped dual directional contingent buffered return enhanced notes due April 25, 2019 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 22; Cusip: 48128GRY8
Review notes due April 27, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 22; Cusip: 48128GRX0
Callable contingent interest notes due May 2, 2019 linked to the least performing of the American Depositary Shares of BP plc, the class C capital stock of Alphabet Inc. and the common stock of T-Mobile US, Inc.; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48128GVT4
Callable contingent interest notes due May 3, 2021 linked to the lesser performing of the Dow Jones industrial average and the Russell 2000 index; 65% trigger; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GVW7
0% capped buffered return enhanced notes due April 30, 2018 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GSD3
Callable contingent interest notes due May 1, 2017 linked to the lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GVA5
Contingent coupon callable yield notes due May 3, 2019 linked to the Euro Stoxx 50 index, the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GVL1
0% capped buffered return enhanced notes due April 30, 2018 linked to the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GSA9
0% uncapped contingent buffered equity notes due April 30, 2020 linked to the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GVC1
0% uncapped contingent buffered equity notes due April 30, 2020 linked to the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GSH4
0% capped buffered return enhanced notes due April 30, 2018 linked to the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GSB7
0% capped gears due June 30, 2017 linked to the Russell 2000 index; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128B770
0% capped buffered return enhanced notes due April 30, 2018 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GSE1
Callable yield notes due May 1, 2017 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GUU2
Callable yield notes due May 1, 2017 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GUX6
Callable contingent interest notes due May 1, 2017 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GUZ1
Callable contingent interest notes due May 1, 2017 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GUW8
Callable contingent interest notes due May 1, 2017 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GUV0
Callable contingent interest notes due May 1, 2017 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GUY4
0% dual directional contingent buffered return enhanced notes due April 30, 2019 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GVF4
0% review notes due April 30, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GVY3
0% dual directional contingent buffered return enhanced notes due April 30, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GVG2
Dual directional contingent buffered return enhanced notes due April 29, 2021 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 60% trigger; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GVX5
0% uncapped contingent buffered return enhanced notes due April 30, 2021 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GSP6
0% uncapped buffered return enhanced notes due April 30, 2020 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GWB2
High/low yield notes due April 30, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GVR8
High/low yield notes due April 30, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GVQ0
0% capped buffered return enhanced notes due April 30, 2018 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GSC5
0% digital notes due April 30, 2019 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GSF8
0% capped dual directional contingent buffered return enhanced notes due April 30, 2020 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GVD9
Capped dual directional contingent buffered return enhanced notes due April 30, 2020 linked to the S&P 500 index; 70% trigger; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GSJ0
0% uncapped contingent buffered equity notes due April 30, 2020 linked to the S&P 500 index; 75% trigger; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GVB3
0% capped dual directional contingent buffered return enhanced notes due April 30, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GVE7
Capped dual directional contingent buffered return enhanced notes due April 30, 2021 linked to the S&P 500 index; 67.5% trigger; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GSK7
Uncapped dual directional notes due April 30, 2021 linked to the S&P 500 index; 70% trigger; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GSN1
Dual directional contingent buffered return enhanced notes due April 30, 2019 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GSL5
Review notes due April 30, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GVH0
Dual directional contingent buffered return enhanced notes due April 30, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 67.5% trigger; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GSM3
Autocallable contingent interest notes due April 30, 2026 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 60% trigger; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GVP2
JPMORGAN CHASE BANK, NA
0% certificates of deposit due Oct. 29, 2021 linked to the J.P. Morgan Efficiente Plus DS 5 Index (Net ER); via J.P. Morgan Securities LLC and Incapital LLC; pricing April 26; Cusip: 48125YP32
0% certificates of deposit due April 29, 2022 linked to the J.P. Morgan Efficiente Plus DS 5 Index (Net ER); via J.P. Morgan Securities LLC and Incapital LLC; pricing April 26; Cusip: 48125YP40.
0% certificates of deposit due April 28, 2023 linked to the J.P. Morgan Efficiente Plus DS 5 Index (Net ER); via J.P. Morgan Securities LLC and Incapital LLC; pricing April 26; Cusip: 48125YP57.
Certificates of deposit with contingent annual interest due April 28, 2023 linked to the J.P. Morgan Efficiente Plus DS 5 Index (Net ER); via J.P. Morgan Securities LLC and Incapital LLC; pricing April 26; Cusip: 48125YN83
Variable annual income certificates of deposit due April 28, 2023 nked to the J.P. Morgan Efficiente Plus DS 5 Index (Net ER); via J.P. Morgan Securities LLC and Incapital LLC; pricing April 26; Cusip: 48125YN75
0% autocallable certificates of deposit with step-up call value due April 28, 2023 linked to the J.P. Morgan Efficiente Plus DS 5 Index (Net ER); via J.P. Morgan Securities LLC and Incapital LLC; pricing April 26; Cusip: 48125YR48
0% autocallable certificates of deposit with step-up call value due April 28, 2023 linked to the J.P. Morgan Efficiente Plus DS 5 Index (Net ER); via J.P. Morgan Securities LLC and Incapital LLC; pricing April 26; Cusip: 48125YR63
0% autocallable certificates of deposit with step-up call value due April 30, 2026 linked to the J.P. Morgan Efficiente Plus DS 5 Index (Net ER); via J.P. Morgan Securities LLC and Incapital LLC; pricing April 26; Cusip: 48125YR71
MORGAN STANLEY
0% capped gears due June 30, 2017 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing April 27; Cusip: 61766A251
0% 22- to 25-month leveraged buffered notes linked to the iShares MSCI Emerging Markets exchange-traded fund; via Morgan Stanley & Co. LLC; pricing in April; Cusip: 61761J2U2
MORGAN STANLEY FINANCE LLC
0% dual directional trigger jump securities due May 3, 2019 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; 80% trigger; via Morgan Stanley & Co. LLC; pricing April 19; Cusip: 61766B275
Contingent income autocallable securities due April 29, 2019 linked to the common stock of Apple Inc.; via Morgan Stanley & Co. LLC; pricing April 26; Cusip: 61766BAK7
0% trigger Performance Leveraged Upside Securities due April 28, 2023 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing April 26; Cusip: 61766BAG6
Contingent income autocallable securities due April 29, 2031 linked to the worse performing of the Euro Stoxx 50 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing April 26; Cusip: 61766BAM3
Contingent income autocallable securities due April 29, 2019 linked to Netflix, Inc. shares; 60% trigger; via Morgan Stanley & Co. LLC with Morgan Stanley Wealth Management; pricing April 26; Cusip: 61766BAJ0
0% trigger gears due April 30, 2021 linked to the Russell 2000 index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing April 26; Cusip: 61766B234
0% trigger gears due April 30, 2021 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing April 27; Cusip: 61766B226
0% trigger gears due April 30, 2026 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing April 27; Cusip: 61766B218
0% accelerated return securities due Oct. 31, 2019 linked to the Euro Stoxx 50 index; 75% trigger; via Morgan Stanley & Co. LLC; pricing April 29; Cusip: 61766BAH4
0% trigger Performance Leveraged Upside Securities due May 5, 2022 linked to the Euro Stoxx 50 index; 65% trigger; via Morgan Stanley & Co. LLC; pricing April 29; Cusip: 61766B283
0% market-linked notes due Nov. 3, 2021 linked to the Morgan Stanley ETF-Map 2 index; via Morgan Stanley & Co. LLC; pricing April 29; Cusip: 61766B309
0% trigger Performance Leveraged Upside Securities due May 4, 2022 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing April 29; Cusip: 61766B267
0% market-linked notes due Nov. 3, 2023 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing April 29; Cusip: 61766B259
ROYAL BANK OF CANADA
Trigger phoenix autocallable notes due April 18, 2017 linked to the common stock of Under Armour, Inc.; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing April 12; Cusip: 78013GAU9
Redeemable step-up notes due April 19, 2024; via RBC Capital Markets, LLC; pricing April 14; Cusip: 78012KMT1
0% capped buffer gears due April 30, 2019 linked to the stocks of American International Group, Inc., Ally Financial Inc., Ameriprise Financial, Inc., Bank of America Corp., Citigroup Inc., Capital One Financial Corp., Discover Financial Services, Goldman Sachs Group, Inc., Invesco, Ltd. and JPMorgan Chase & Co.; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing April 26; Cusip: 78013C864
Direct investment notes due May 8, 2017 linked to the RBC Capital Markets U.S. Equity Small Cap Focus List; via RBC Capital Markets, LLC; pricing April 26; Cusip: 78012KML8
0% bullish enhanced return notes due June 30, 2017 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing April 26; Cusip: 78012KMQ7
0% absolute return barrier notes due May 1, 2018 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing April 26; Cusip: 78012KNK9
0% trigger step securities due April 30, 2020 linked to the S&P 500 index; via RBC Capital Markets, LLC and UBS Financial Services Inc.; pricing April 26; Cusip: 780082152
0% buffered bullish enhanced return notes due April 30, 2021 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing April 26; Cusip: 78012KMR5
0% bullish barrier booster notes due April 29, 2022 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing April 26; Cusip: 78012KMS3
0% autocallable market-linked securities with fixed percentage buffered downside due May 4, 2018 linked to the Euro Stoxx 50 index; via Wells Fargo Securities, LLC; pricing April 29; Cusip: 78012KMP9
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Nov. 4, 2019 linked to the iShares MSCI EAFE exchange-traded fund; via Wells Fargo Securities, LLC; pricing on April 29; Cusip: 78012KMN4
0% Leveraged Index Return Notes due April 2021 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in April
TORONTO-DOMINION BANK
0% notes linked to the ordinary shares of the 25 Spanish companies included in the MSCI Spain 25/50 index; via TD Securities (USA) LLC and Goldman Sachs & Co.; pricing April 13; Cusip: 89114QVF2
Callable step-up notes due April 29, 2023; via TD Securities (USA) LLC; pricing April 26; Cusip: 89114QVE5
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Nov. 4, 2020 linked to SPDR S&P 500 ETF Trust, the iShares Russell 2000 ETF, the iShares MSCI EAFE ETF, the iShares MSCI Emerging Markets ETF, the PowerShares DB Commodity Index Tracking fund and the Vanguard REIT ETF; via Wells Fargo Securities, LLC; pricing April 29; Cusip: 89114QVB1
UBS AG, LONDON BRANCH
0% capped gears due June 30, 2017 linked to the S&P 500 index; via UBS Financial Services Inc.; pricing April 26; Cusip: 90275R299
0% trigger gears due April 30, 2021 linked to the S&P 500 index; 60% trigger; via UBS Financial Services Inc.; pricing April 26; Cusip: 90275R307
0% trigger gears due April 30, 2021 linked to the Vanguard FTSE Emerging Markets exchange-traded fund; 75% trigger; via UBS Financial Services Inc.; pricing April 26; Cusip: 90275R315
WELLS FARGO & CO.
Fixed-to-floating notes due April 21, 2026 linked to the 10-year Constant Maturity Swap rate; via Wells Fargo Securities, LLC; pricing April 18; Cusip: 94986RK67
Collared floating-rate notes due April 22, 2019; via Wells Fargo Securities LLC; pricing April 19; Cusip: 94986RK42
Market-linked securities with contingent coupon and contingent downside due April 28, 2022 linked to the Russell 2000 index; via Wells Fargo Securities LLC; pricing April 22; Cusip: 94986RJ77
Market-linked securities with contingent coupon and contingent downside due Oct. 28, 2022 linked to the Russell 2000 index; via Wells Fargo Securities, LLC: pricing April 22; Cusip: 94986RK34
Step-up callable notes due April 29, 2026; via Wells Fargo Securities LLC; pricing April 26; Cusip: 94986RK75
0% market-linked autocallable securities with fixed percentage buffered downside due May 6, 2019 linked to the S&P 500 index; via Wells Fargo Securities LLC; pricing April 29; Cusip: 94986RJ85
WELLS FARGO BANK, NA
Variable annual interest certificates of deposit due April 28, 2023 linked to Apple Inc., Merck & Co., Inc., AT&T Inc., Nike, Inc., Bristol-Myers Squibb Co., Procter & Gamble Co., Cisco Systems, Inc., Starbucks Corp., Coca-Cola Co. and Verizon Communications Inc.; via Incapital LLC; pricing April 26; Cusip: 94986TYM3
Certificates of deposit due May 1, 2023 linked to the S&P 500 index; via Incapital LLC; pricing April 26; Cusip: 94986TYK7
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