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Structured Products Calendar
BANK OF AMERICA CORP.
• Fixed-to-floating notes due Feb. 17, 2020; via BofA Merrill Lynch; settlement Feb. 17; Cusip: 06048WQH6
• Leveraged Index Return Notes due August 2016 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in February
BANK OF MONTREAL
• 0% notes due March 4, 2016 linked to the BMO Q-30 Strategy; via BMO Capital Markets Corp.; pricing Feb. 25; Cusip 06366RZZ1
• 0% contingent risk absolute return notes due Feb. 26, 2021 linked to the iShares MSCI EAFE exchange-traded fund; via BMO Capital Markets Corp.; pricing Feb. 25; Cusip: 06366RZU2
• 0% buffered bullish enhanced return notes due Feb. 28, 2020 linked to the iShares MSCI EAFE exchange-traded fund; via BMO Capital Markets Corp.; pricing Feb. 25; Cusip: 06366RZX6
• Tracking notes due March 4, 2016 linked to the Morningstar MLP Composite index; via BMO Capital Markets Corp.; pricing Feb. 25; Cusip: 06366RA21
• 0% buffered bullish enhanced return notes due Feb. 28, 2017 linked to the Russell 2000 index; 90% trigger; via BMO Capital Markets Corp.; pricing Feb. 25; Cusip: 06366RZY4
• 0% bullish enhanced return notes due Feb. 28, 2018 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing Feb. 25; Cusip: 06366RZS7
• 0% buffered bullish enhanced return notes due Feb. 28, 2019 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Feb. 25; Cusip: 06366RA54
• 0% buffered bullish enhanced return notes due Feb. 28, 2019 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Feb. 25; Cusip: 06366RZT5
• 0% buffered bullish enhanced return notes due Feb. 28, 2018 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Feb. 25; Cusip: 06366RA47
• 0% contingent risk absolute return notes due Feb. 26, 2021 linked to the SPDR Dow Jones Industrial Average exchange-traded fund; via BMO Capital Markets Corp.; pricing Feb. 25; Cusip: 06366RA62
• 0% contingent risk absolute return notes due Feb. 26, 2021 linked to the SPDR Dow Jones Industrial Average exchange-traded fund; via BMO Capital Markets Corp.; pricing Feb. 25; Cusip: 06366RZR9
• 0% contingent risk absolute return notes due Feb. 26, 2021 linked to the SPDR Euro Stoxx 50 exchange-traded fund; via BMO Capital Markets Corp.; pricing Feb. 25; Cusip: 06366RZQ1
• 0% buffered bullish enhanced return notes due Feb. 28, 2017 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via BMO Capital Markets Corp.; pricing Feb. 25; Cusip: 06366RZW8
• 15% autocallable cash-settled notes due Feb. 29, 2016 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via BMO Capital Markets Corp.; pricing Feb. 25; Cusip: 06366RZV0
BANK OF NOVA SCOTIA
• 0% series A enhanced participation notes due Aug. 30, 2019 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via Scotia Capital (USA) Inc.; pricing Feb. 23; Cusip: 064159EB8
BANK OF THE WEST
• Contingent variable-income market-linked certificates of deposit due Feb. 28, 2022 linked to a basket of stocks; via BNP Paribas Securities Corp.; pricing Feb. 23; Cusip 06426XMM9
• Income advantage market-linked certificates of deposit due Feb. 28, 2022 linked to a basket of five equally weighted stocks; via BNP Paribas Securities Corp.; pricing Feb. 23; Cusip 06426XMN7
• Income advantage market-linked certificates of deposit due Feb. 28, 2022 linked to a basket of commodity futures indexes; via BNP Paribas Securities Corp.; pricing Feb. 23; Cusip 06426XMP2
• 0% market-linked certificates of deposit due Feb. 28, 2022 linked to the DWA Large Cap Sector Rotation Target Volatility 7 index; via BNP Paribas Securities Corp.; pricing Feb. 24; Cusip 06426XMR8
• 0% market-linked certificates of deposit due Feb. 28, 2022 linked to the Morningstar Ultimate Stock-Pickers Target Volatility 7 index; via BNP Paribas Securities Corp.; pricing Feb. 24; Cusip 06426XMQ0
BARCLAYS BANK PLC
• 10.5% autocallable notes due Aug. 12, 2016 linked to the least performing of three stocks; via Barclays; pricing Feb. 9; Cusip: 06741UQL1
• Autocallable notes due Aug. 16, 2016 linked to the worst-performing of four common stocks (Travelers Cos., Inc., MetLife, Inc., Aetna Inc. and Berkshire Hathaway Inc.); via Barclays; pricing Feb. 11; Cusip: 06741UQT4
• Callable step-up fixed-rate notes due Feb. 18, 2020; via Barclays; pricing Feb. 12; Cusip: 06741UQK3
• Contingent income autocallable securities due Feb. 19, 2016 linked to American Airlines Group Inc. shares; 65% trigger; via Barclays with Morgan Stanley Wealth Management; pricing Feb. 13; Cusip: 06740D384
• 0% buffered Super Track notes due Feb. 27, 2020 linked to the Dow Jones industrial average; via Barclays; pricing Feb. 24; Cusip: 06741UQD9
• 0% trigger performance securities due Feb. 28, 2019 linked to the iShares MSCI EAFE exchange-traded fund; via UBS Financial Services Inc. and Barclays; pricing Feb. 24; Cusip: 06740D418
• 0% capped leveraged buffered notes linked to the MSCI EAFE index; via Barclays; pricing Feb. 24; Cusip: 06741UQN7
• Step-up callable contingent payment notes due Feb. 27, 2025 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; 50% trigger; via Barclays; pricing Feb. 24; Cusip: 06741UQH0
• Callable contingent payment notes due Feb. 27, 2025 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; 50% trigger; via Barclays; pricing Feb. 24; Cusip: 06741UQG2
• 0% trigger performance securities due Feb. 28, 2020 linked to the S&P 500 index; via UBS Financial Services Inc. and Barclays; pricing Feb. 24; Cusip: 06740D426
• 0% buffered Super Track notes due Feb. 27, 2020 linked to the S&P 500 index; via Barclays; pricing Feb. 24; Cusip: 06741UQE7
• Callable contingent payment notes due Feb. 28, 2019 linked to the least performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing Feb. 24; Cusip: 06741UQQ0
• Annual reset coupon buffered notes due Feb. 26, 2021 linked to the Russell 2000 index; via Barclays; pricing Feb. 25; Cusip: 06741UQM9
• 0% buffered digital notes due Aug. 29, 2018 linked to the Russell 2000 index; via Barclays; pricing Feb. 25; Cusip: 06741UQF4
• 0% leveraged notes due in 24 to 27 months linked to Euro Stoxx 50 index, the FTSE 100, the Topix index, the Swiss Market index and the S&P/ASX 200 index; via Barclays; Cusip: 06741UPY4
• 0% capped leveraged buffered notes linked to a basket of indexes (Euro Stoxx 50 index with a 37% weight, the FTSE 100 index with a 23% weight, the Topix index with a 23% weight, the Swiss Market index with a 9% weight and the S&P/ASX 200 index with an 8% weight); via Barclays; Cusip: 06741UQB3
• 0% capped leveraged notes du in 24 to 27 months linked to the Euro Stoxx 50 index, the FTSE 100 index, the Topix index, the Swiss Market index and the S&P/ASX 200 index; via Barclays; Cusip: 06741UQA5
• 15-18-month 0% digital notes linked to the iShares MSCI Emerging Markets exchange-traded fund; via Barclays; Cusip: 06741UPK4
BNP PARIBAS
• 0% buffered notes due Feb. 27, 2020 linked to the Dow Jones industrial average; via BNP Paribas; pricing Feb. 24; Cusip: 05579TAT3
• 7.25% to 8.25% phoenix notes due Feb. 27, 2018 linked to the worst of the Russell 2000 index and the S&P 500 index; via BNP Paribas; pricing Feb. 24; Cusip: 05579TAZ9
• 5.25% to 6.75% phoenix notes due Feb. 27, 2017 linked to the Russell 2000 index; via BNP Paribas; pricing Feb. 24; Cusip: 05579TAY2
• 0% buffered return enhanced notes due Aug. 29, 2017 linked to the Russell 2000 index; via BNP Paribas; pricing Feb. 24; Cusip: 05579TAS5
• 0% buffered notes due Aug. 27, 2019 linked to the S&P 500 index; via BNP Paribas; pricing Feb. 24; Cusip: 05579TAR7
• 0% buffered notes due Feb. 27, 2020 linked to the S&P 500 index, the iShares MSCI EAFE exchange-traded fund and the iShares MSCI Emerging Markets exchange-traded fund; via BNP Paribas; pricing Feb. 24; Cusip: 05579TB21
• 0% buffered notes due Feb. 27, 2020 linked to the S&P 500 index, the iShares MSCI EAFE exchange-traded fund and the iShares MSCI Emerging Markets exchange-traded fund; via BNP Paribas; pricing Feb. 24; Cusip: 05579TAX4
CANADIAN IMPERIAL BANK OF COMMERCE
• Redeemable step-up notes due 2025; via Janney Montgomery Scott LLC; settlement Feb. 23; Cusip: 13605WAG6
CITIGROUP INC.
• 0% upturn securities due Feb. 16, 2017 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing Feb. 12; Cusip 1730T04G1
• Autocallable contingent coupon equity-linked securities due Feb. 23, 2017 linked to Halliburton Co. shares; via Citigroup Global Markets Inc.; pricing Feb. 17; Cusip: 1730T04P1
• Callable step-up coupon notes due Feb. 25, 2020; via Citigroup Global Markets Inc.; pricing Feb. 20; Cusip: 1730T04E6
• Callable step-up coupon notes due Feb. 26, 2035; via Citigroup Global Markets Inc.; pricing Feb. 23; Cusip: 1730T04M8
• Floating-rate notes due Feb. 26, 2025 linked to the 10-year Constant Maturity Swap rate; via Citigroup Global Markets Inc.; pricing Feb. 23; Cusip: 1730T04K2
• 0% market-linked notes due Feb. 28, 2022 tied to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing Feb. 23; Cusip 1730T04J5
• 0% market-linked notes due Feb. 28, 2022 tied to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Feb. 23; Cusip 1730T04L0
• 0% barrier digital plus securities due Feb. 27, 2020 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Feb. 23; Cusip 1730T04H9
• 0% contingent return optimization securities due Feb. 28, 2018 linked to the S&P 500 index; via Citigroup Global Markets Inc. with UBS Financial Services Inc.; pricing Feb. 24; Cusip: 17323B307
• 0% trigger Performance Leveraged Upside Securities due March 2, 2018 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Feb. 27; Cusip: 17323B208
CREDIT SUISSE AG
• 8% autocallable reverse convertible securities due Feb. 22, 2016 linked to Southwest Airlines Co.; via Credit Suisse Securities (USA) LLC; pricing Feb. 10; Cusip: 22546V4J2
• 10.5% autocallable yield notes due Feb. 16, 2016 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Feb. 10; Cusip: 22546V4H6
• 8.5%-10.5% autocallable reverse convertible securities due Feb. 16, 2016 linked to VeriFone Systems, Inc.; via Credit Suisse Securities (USA) LLC; pricing Feb. 10; Cusip: 22546V4L7
• Contingent coupon autocallable yield notes due Feb. 24, 2020 linked to the S&P 500 index, the Russell 2000 index and the iShares MSCI EAFE exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Feb. 18; Cusip: 22546V4W3
• 0% absolute return barrier securities due March 1, 2021 linked to the Dow Jones industrial average; via Credit Suisse Securities (USA) LLC; pricing Feb. 20; Cusip: 22546V3S3
• 0% accelerated barrier notes due March 1, 2021 linked to the Euro Stoxx 50 index; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing Feb. 20; Cusip: 22546V3U8
• Contingent coupon callable yield notes due Feb. 27, 2018 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 20; Cusip: 22546V3W4
• 0% digital-plus barrier notes due March 1, 2021 linked to the S&P 500 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Feb. 20; Cusip: 22546V3R5
• Contingent coupon callable yield notes due Feb. 27, 2018 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 20; Cusip: 22546V3V6
• Contingent coupon autocallable buffered securities due Feb. 25, 2020 linked to the S&P 500 index and the United States Oil Fund, LP; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Feb. 20; Cusip: 22546V4P8
• Callable step-up securities due Feb. 27, 2022; via Credit Suisse Securities (USA) LLC; pricing Feb. 24; Cusip: 22546V3X2
• 8.5%-10.5% autocallable reverse convertible securities due Feb. 29, 2016 linked to Celgene Corp.; via Credit Suisse Securities (USA) LLC; pricing Feb. 24; Cusip: 22546V4S2
• Contingent coupon callable yield notes due Feb. 27, 2025 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 24; Cusip: 22546V4X1
• Callable daily range accrual securities due Aug. 29, 2022 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 24; Cusip: 22546V4B9
• 0% Accelerated Return Notes due Nov. 29, 2018 linked to the S&P 500 index; via Barclays as placement agent; pricing Feb. 24; Cusip: 22546V4N3
• Step-up contingent coupon callable yield notes due Feb. 27, 2030 linked to the S&P 500 index; via Incapital LLC as placement agent; pricing Feb. 24; Cusip: 22546V3Z7
• 0% trigger performance securities due Feb. 28, 2025 linked to the S&P 500 index; via UBS Financial Services Inc.; pricing Feb. 24; Cusip: 22547T696
• 0% accelerated barrier notes due Feb. 28, 2019 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 24; Cusip: 22546V3E4
• 0% absolute return barrier securities due Feb. 27, 2020 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 24; Cusip: 22546V3D6
• Contingent coupon autocallable yield notes due Feb. 27, 2025 linked to the S&P 500 index and the Russell 2000 index; via Incapital LLC; pricing Feb. 24; Cusip: 22546V4K9
• 8%-10% autocallable reverse convertible securities due Feb. 29, 2016 linked to Valeant Pharmaceuticals International, Inc.; via Credit Suisse Securities (USA) LLC; pricing Feb. 24; Cusip: 22546V4T0
• 0% digital plus buffered notes due March 1, 2021 linked to the Dow Jones industrial average; via Credit Suisse Securities (USA) LLC; pricing Feb. 25; Cusip 22546V4F0
• High/low coupon callable yield notes due Sept. 6, 2016 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 27; Cusip: 22546V3Q7
• 0% absolute return barrier securities due March 3, 2020 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 27; Cusip: 22546V3H7
• 0% digital barrier notes due March 3, 2020 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 27; Cusip: 22546V3K0
• 0% Market Index Target-Term Securities due February 2022 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in February
• Leveraged Index Return Notes due February 2020 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in February
• Autocallable market-linked step-up notes due February 2018 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in February
• 0% notes due April 2016 linked to the NYSE Arca Gold Miners index; via BofA Merrill Lynch; pricing in February
• 0% autocallable market-linked step-up notes due February 2018 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in February
• 0% autocallable market-linked step-up notes due February 2020 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in February
• Autocallable market-linked step-up notes due February 2018 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in February
• 0% Strategic Accelerated Redemption Securities due March 2016 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in February
• 0% autocallable market-linked step-up notes due February 2017 linked to the S&P Oil & Gas Exploration and Production Select Industry index; via BofA Merrill Lynch; pricing in February
• 0% autocallable market-linked step-up notes due February 2017 linked to the S&P Oil & Gas Exploration & Production Select Industry index; via BofA Merrill Lynch; pricing in February
• 0% Accelerated Return Notes due April 2016 linked to the S&P Regional Banks Select Industry index; via BofA Merrill Lynch; pricing in February
• 0% accelerated return notes due Nov. 1, 2018 linked to the Russell 2000 index; via Barclays; Cusip: 22546V3N4
CREDIT SUISSE AG, NASSAU BRANCH
• Callable step-up securities due Feb. 27, 2020; via Credit Suisse Securities (USA) LLC; pricing Feb. 24; Cusip: 22546V3Y0
• Callable step-up securities due Feb. 27, 2025; via Credit Suisse Securities (USA) LLC; pricing Feb. 24; Cusip: 22546V4C7
DEUTSCHE BANK AG, LONDON BRANCH
• 0% autocallable securities due March 1, 2018 linked to the S&P 500 index and the iShares MSCI EAFE exchange-traded fund; 75% trigger; via Deutsche Bank Securities Inc.; pricing Feb. 24; Cusip: 25152RUP6
• 0% trigger performance securities due Feb. 28, 2025 linked to the Russell 2000 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Feb. 24; Cusip: 25190E700
• 0% return optimization securities due March 31, 2016 linked to the Russell 2000 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Feb. 24; Cusip: 25190E684
• 0% return optimization securities due March 31, 2016 linked to the S&P 500 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Feb. 24; Cusip: 25190E692
• 0% trigger performance securities due Feb. 28, 2019 linked to the Vanguard FTSE Emerging Markets exchange-traded fund; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Feb. 24; Cusip: 25190E726
• 0% trigger performance securities due Feb. 28, 2025 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Feb. 25; Cusip: 25190E718
• 0% uncapped buffered underlying securities due March 1, 2019 linked to the Euro Stoxx 50 index; via Deutsche Bank Securities Inc.; pricing Feb. 26; Cusip: 25152RKQ5
• Phoenix autocallable securities due March 2, 2017 linked to the iShares MSCI Emerging Markets exchange-traded fund; via Deutsche Bank Securities Inc.; pricing Feb. 26; Cusip: 25152RKP7
• 0% uncapped buffered underlying securities due March 2, 2020 linked to the S&P 500 index; via Deutsche Bank Securities Inc.; pricing Feb. 26; Cusip: 25152RKR3
• 23-25-month 0% capped leveraged currency-linked notes tied to the dollar relative to the euro; via Deutsche Bank Securities Inc.; Cusip: 25152RTW3
• 14-to-17-month 0% capped leveraged buffered notes linked to a basket of indexes (Euro Stoxx 50 index, FTSE 100 index, Tokyo Stock Price index, Swiss Market index and S&P/ASX 200 index); via Deutsche Bank Securities Inc.; Cusip: 25152RUR2
GOLDMAN SACHS GROUP, INC.
• Callable quarterly range accrual notes due Feb. 17, 2030 linked to the S&P 500 index and six-month Libor; via Goldman Sachs & Co.; pricing Feb. 11; Cusip: 38147QU79
• Notes due Feb. 28, 2023 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing Feb. 20; Cusip: 38147QT89
• 0% notes due Feb. 28, 2023 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing Feb. 23; Cusip 38147QT97
• Notes due Feb. 28, 2023 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing Feb. 23; Cusip: 38147QT97
• 0% leveraged notes due Aug. 29, 2022 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing Feb. 24; Cusip 38147QTV8
• 0% trigger performance securities due Feb. 28, 2020 linked to the iShares MSCI EAFE exchange-traded fund; via Goldman Sachs & Co.; pricing Feb. 24; Cusip: 38148L577
• Callable monthly index-linked range accrual notes due Feb. 27, 2019 linked to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing Feb. 24; Cusip: 38147QT71
• 0% leveraged buffered notes due Feb. 27, 2020 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Feb. 24; Cusip 38147QTY2
• 0% trigger performance securities due Feb. 28, 2020 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Feb. 24; Cusip: 38148L551
• 0% trigger performance securities due Feb. 28, 2020 linked to the Vanguard FTSE Emerging Markets exchange-traded fund; via Goldman Sachs & Co.; pricing Feb. 24; Cusip: 38148L569
• Callable monthly Russell 2000 index-linked range accrual notes due Feb. 27, 2025; via Goldman Sachs & Co.; pricing Feb. 25; Cusip: 38147QTL0
• Autocallable contingent coupon notes due March 11, 2025 linked to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing Feb. 25; Cusip: 38147QSU1
• Callable monthly Russell 2000 index-linked range accrual notes due Feb. 27, 2025; via Goldman Sachs & Co.; settling Feb. 27; Cusip: 38147QTM8
• Callable monthly S&P 500 index-linked range accrual notes due Aug. 27, 2022; via Goldman Sachs & Co.; settling Feb. 27; Cusip: 38147QTQ9
• Callable step-up fixed-rate notes due February 2018 with a 1% initial rate; via Goldman Sachs & Co.; pricing in February; Cusip 38147QTR7
• Callable step-up fixed-rate notes due February 2020; via Goldman Sachs & Co. and Incapital LLC; settlement in February; Cusip: 38147QTC0
• Callable step-up fixed-rate notes due February 2025; via Goldman Sachs & Co. and Incapital LLC; settlement in February; Cusip: 38147QTD8
• Callable step-up fixed-rate notes due February 2030; via Goldman Sachs & Co. and Incapital LLC; settling in February; Cusip: 38147QTG1
• 0% 60-month leveraged buffered notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; Cusip: 38147QSZ0
• 60-month 0% leveraged buffered notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; Cusip: 38147QRY4
• 60-month 0% leveraged buffered notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; Cusip: 38147QMM5
• 60-month 0% leveraged buffered notes linked to the MSCI EAFE index; via Goldman Sachs & Co.; Cusip: 38147QER3
• 0% 60-month leveraged buffered notes linked to the MSCI EAFE index; 75% trigger; via Goldman, Sachs & Co.; Cusip: 38147QU38
• 13-month 0% leveraged buffered notes linked to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38147QSV9
• 14-month 0% leveraged buffered notes linked to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38147QTH9
• 24- to 27-month 0% leveraged notes linked to the S&P 500 index; via Goldman Sachs & Co.
• 0% 60-month leveraged buffered notes linked to the S&P 500 index; 75% trigger; via Goldman Sachs & Co.; Cusip: 38147QQ90
• 24-month 0% leveraged buffered notes linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Goldman Sachs & Co.; Cusip: 38147QRZ1
HSBC USA INC.
• Contingent income autocallable securities due Feb. 19, 2016 linked to Macy’s, Inc. common stock; via HSBC Securities (USA) Inc. (agent) and Morgan Stanley Wealth Management (distribution); pricing Feb. 13; Cusip: 40434F355
• Fixed-to-floating notes due Feb. 18, 2020; via HSBC Securities (USA) Inc.; settlement Feb. 18; Cusip: 40433BA65
• 0% SelectInvest debt securities due Feb. 24, 2016 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Feb. 19; Cusip: 40433BYY8
• 0% SelectInvest debt securities due Feb. 26, 2018 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Feb. 19; Cusip: 40433BZD3
• 0% SelectInvest debt securities due Feb. 24, 2016 linked to the iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing Feb. 19; Cusip: 40433BYX0
• 0% SelectInvest debt securities due Feb. 26, 2018 linked to the iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing Feb. 19; Cusip: 40433BZC5
• 0% SelectInvest debt securities due Feb. 24, 2016 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Feb. 19; Cusip: 40433BYW2
• 0% SelectInvest debt securities due Feb. 26, 2018 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Feb. 19; Cusip: 40433BZB7
• 0% SelectInvest debt securities due Feb. 24, 2016 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Feb. 19; Cusip: 40433BYV4
• 0% SelectInvest debt securities due Feb. 26, 2018 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Feb. 19; Cusip: 40433BZA9
• 0% SelectInvest debt securities due Feb. 24, 2016 linked to a basket of one exchange-traded fund and three indexes (S&P 500 index, Euro Stoxx 50 index, Russell 2000 index and iShares MSCI Emerging Markets exchange-traded fund); via HSBC Securities (USA) Inc.; pricing Feb. 19; Cusip: 40433BYZ5
• 0% SelectInvest debt securities due Feb. 26, 2018 linked to a basket of one exchange-traded fund and three indexes (S&P 500 index, Euro Stoxx 50 index, Russell 2000 index and iShares MSCI Emerging Markets exchange-traded fund); via HSBC Securities (USA) Inc.; pricing Feb. 19; Cusip: 40433BZE1
• Income plus notes due Feb. 25, 2022 linked to Altria Group, Inc., Apple Inc., Kraft Foods Group Inc., Microsoft Corp. and Ford Motor Co.; via HSBC Securities (USA) Inc.; pricing Feb. 20; Cusip: 40433BZF8
• 0% buffered Accelerated Market Participation Securities due Aug. 25, 2017 linked to the Energy Select Sector SPDR fund; via HSBC Securities (USA) Inc.; pricing Feb. 20; Cusip: 40433BZW1
• 0% buffered Accelerated Market Participation Securities due Feb. 27, 2017 linked to the Energy Select Sector SPDR Fund; via HSBC Securities (USA) Inc.; pricing Feb. 20; Cusip: 40433BZS0
• 0% buffered Accelerated Market Participation Securities due Feb. 27, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Feb. 20; Cusip: 40433BZT8
• 0% buffered Accelerated Market Participation Securities due Aug. 25, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Feb. 20; Cusip: 40433BZX9
• 0% barrier Accelerated Market Participation Securities due Aug. 27, 2018 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Feb. 20; Cusip: 40433BYM4
• 0% leveraged buffered uncapped market participation securities due Aug. 27, 2018 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Feb. 20; Cusip: 40433BZK7
• 0% buffered uncapped market participation securities due Aug. 26, 2019 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Feb. 20; Cusip: 40433BZN1
• 0% leveraged buffered uncapped market participation securities due Feb. 25, 2020 linked to the Hang Seng China Enterprises index; via HSBC Securities (USA) Inc.; pricing Feb. 20; Cusip: 40433BZP6
• 0% barrier Accelerated Market Participation Securities due Aug. 27, 2018 linked to the iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing Feb. 20; Cusip: 40433BYN2
• 0% buffered uncapped market participation securities due Feb. 26, 2018 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Feb. 20; Cusip: 40433BZL5
• 0% leveraged buffered uncapped market participation securities due Feb. 25, 2020 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Feb. 20; Cusip: 40433BZM3
• 0% buffered Accelerated Market Participation Securities due Aug. 25, 2017 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Feb. 20; Cusip: 40433BZV3
• 0% barrier Accelerated Market Participation Securities due Aug. 27, 2018 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Feb. 20; Cusip: 40433BYP7
• 0% buffered uncapped market participation securities due Feb. 25, 2020 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Feb. 20; Cusip: 40433BYT9
• 0% buffered Accelerated Market Participation Securities due Feb. 27, 2017 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Feb. 20; Cusip: 40433BZR2
• Contingent income barrier notes due March 1, 2021 linked to the Russell 2000 index; 70% trigger; via HSBC Securities (USA) Inc.; pricing Feb. 20; Cusip: 40433BYR3
• 0% buffered Accelerated Market Participation Securities due Aug. 25, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Feb. 20; Cusip: 40433BZU5
• 0% barrier Accelerated Market Participation Securities due Aug. 27, 2018 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Feb. 20; Cusip: 40433BYQ5
• 0% buffered uncapped market participation securities due Feb. 25, 2020 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Feb. 20; Cusip: 40433BYS1
• 0% buffered uncapped market participation securities due Feb. 25, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Feb. 20; Cusip: 40433BZJ0
• 0% buffered Accelerated Market Participation Securities due Feb. 27, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Feb. 20; Cusip: 40433BZQ4
• 0% buffered uncapped market participation securities due Feb. 25, 2020 linked to equal weights of the S&P 500 index, the Euro Stoxx 50 index and the Hang Seng China Enterprises index; via HSBC Securities (USA) Inc.; pricing Feb. 20; Cusip: 40433BYU6
• 6% autocallable yield notes due May 25, 2016 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Feb. 20; Cusip 40433BZH4
• 7% autocallable yield notes due May 25, 2016 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Feb. 20; Cusip 40433BZG6
• 0% performance barrier notes due Aug. 27, 2018 linked to the FTSE 100 index; via HSBC Securities (USA) Inc.; pricing Feb. 24; Cusip: 40433BA73
• 0% trigger return optimization securities due Feb. 28, 2018 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Feb. 24; Cusip: 40434F363
• 0% trigger performance securities due Feb. 28, 2019 linked to the S&P 500 index; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing Feb. 24; Cusip: 40434F371
• 0% trigger performance securities due Feb. 28, 2020 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing Feb. 25; Cusip: 40434F397
• 0% trigger performance securities due Feb. 28, 2020 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing Feb. 25; Cusip: 40434F413
• 0% Performance Leveraged Upside Securities due June 2, 2016 linked to the Energy Select Sector SPDR Fund; via agent HSBC Securities (USA) Inc. and distributor Morgan Stanley Wealth Management; pricing Feb. 27; Cusip: 40434F439
• Market-linked step-up notes due February 2017 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in February
• 0% Accelerated Return Notes due April 2016 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in February
• 0% Accelerated Return Notes due April 2016 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in February
• Market-linked step-up notes due February 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in February
• 0% Accelerated Return Notes due February 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in February
• Capped Leveraged Index Return Notes due February 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in February
• Four- to five-year 0% lookback allocator notes linked to the S&P 500, Euro Stoxx 50 and Hang Seng China Enterprises indexes; via HSBC Securities (USA) Inc.; pricing in February; Cusip: 40433BA40
JPMORGAN CHASE & CO.
• 0% autocallable dual directional notes due March 15, 2016 linked to the S&P GSCI Crude Oil Index Excess Return; via J.P. Morgan Securities LLC; pricing Feb. 10; Cusip: 48125UCD2
• Callable step-up fixed-rate notes due Feb. 18, 2020; via J.P. Morgan Securities LLC; pricing Feb. 13; Cusip: 48127DQD3
• Contingent income autocallable securities due Feb. 16, 2018 linked to Amgen Inc. common stock; via J.P. Morgan Securities LLC and Morgan Stanley Smith Barney LLC; pricing Feb. 13; Cusip: 48127R479
• 0% trigger jump securities due Feb. 16, 2017 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC with Morgan Stanley Wealth Management; pricing Feb. 13; Cusip: 48127R560
• Trigger phoenix autocallable optimization securities due Feb. 20, 2025 linked to the least performing of the Euro Stoxx 50 index and the Russell 2000 index; via J.P. Morgan Securities LLC and UBS Financial Services Inc.; pricing Feb. 13; Cusip: 48127R578
• Contingent income autocallable securities due Feb. 16, 2018 linked to the class A common stock of Facebook Inc.; via J.P. Morgan Securities LLC and Morgan Stanley Smith Barney LLC; pricing Feb. 13; Cusip: 48127R446
• Contingent income autocallable securities due Feb. 16, 2018 linked to Qualcomm Inc. common stock; via J.P. Morgan Securities LLC and Morgan Stanley Smith Barney LLC; pricing Feb. 13; Cusip: 48127R487
• Callable step-up fixed-rate notes due Feb. 19, 2020; via J.P. Morgan Securities LLC; pricing Feb. 17; Cusip: 48127DQE1
• Callable step-up fixed-rate notes due Feb. 19, 2025; via J.P. Morgan Securities LLC; pricing Feb. 17; Cusip: 48127DQC5
• Callable step-up fixed-rate notes due Feb. 19, 2030; via J.P. Morgan Securities LLC; pricing Feb. 17; Cusip: 48127DQB7
• Autocallable contingent interest notes due Feb. 22, 2018 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Feb. 18; Cusip: 48125UBH4
• Autocallable contingent interest notes due Feb. 21, 2020 linked to the S&P 500 index, the Russell 2000 index and the iShares MSCI EAFE exchange-traded fund; 75% trigger; via J.P. Morgan Securities LLC; pricing Feb. 18; Cusip: 48125UBZ4
• 0% review notes due Feb. 25, 2019 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Feb. 20; Cusip: 48127D7L6
• 0% contingent buffered return enhanced notes due Aug. 23, 2018 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; 65% trigger; via J.P. Morgan Securities LLC; pricing Feb. 20; Cusip: 48127D7M4
• Autocallable reverse exchangeable notes due May 26, 2016 linked to Apple Inc. shares; via J.P. Morgan Securities LLC; pricing Feb. 23; Cusip: 48125UAK8
• Fixed-rate step-up callable notes due Feb. 27, 2030; via J.P. Morgan Securities LLC with Morgan Stanley Smith Barney LLC handling distribution; pricing Feb. 24; Cusip: 48127DQM3
• Fixed-rate step-up callable notes due Feb. 27, 2035; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48127DQK7
• Callable range accrual notes due Feb. 27, 2030 linked to the 30-year Constant Maturity Swap rate, the two-year CMS rate and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48127DQH4
• 0% uncapped contingent buffered return enhanced notes due Feb. 28, 2020 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48125UBJ0
• 0% digital notes due Aug. 31, 2018 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48125UBE1
• 0% contingent buffered equity notes due Feb. 28, 2020 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48125UBF8
• 0% uncapped buffered return enhanced notes due Feb. 28, 2019 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48125UAX0
• 0% capped buffered return enhanced notes due Feb. 28, 2017 linked to the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48125UAT9
• 0% capped buffered return enhanced notes due Feb. 28, 2017 linked to the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48125UAU6
• 0% return notes due March 31, 2016 linked to the J.P. Morgan U.S. Long Equity Dynamic Overlay 80 Index (Series 1); via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48125UAZ5
• 0% capped dual directional contingent buffered return enhanced notes due Feb. 28, 2019 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48125UBA9
• 0% capped dual directional contingent buffered return enhanced notes due Feb. 28, 2019 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48125UBB7
• Autocallable contingent interest notes due May 27, 2016 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48125UAM4
• 0% review notes due March 1, 2018 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48125UAQ5
• 0% uncapped buffered return enhanced notes due Feb. 28, 2019 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48125UAW2
• 0% uncapped contingent buffered equity notes due Feb. 28, 2019 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48125UAY8
• 0% capped buffered return enhanced notes due Feb. 28, 2017 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48125UAV4
• Autocallable contingent interest notes due May 27, 2016 linked to the S&P 500 index and the iShares MSCI Brazil Capped exchange-traded fund; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48125UAP7
• Autocallable contingent interest notes due May 27, 2016 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48125UAN2
• Callable contingent interest notes due March 2, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48125UBY7
• 0% trigger return optimization securities due Feb. 28, 2018 linked to the S&P MidCap 400 index; 80% trigger; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48127R552
• 0% capped return enhanced notes due Sept. 6, 2016 linked to the S&P GSCI Crude Oil Index Excess Return; via J.P. Morgan Securities LLC; pricing Feb. 27; Cusip: 48127DQL5
• 0% trigger performance securities due Feb. 28, 2020 linked to the DAX index; 75% trigger; via J.P. Morgan Securities LLC; pricing Feb. 25; Cusip: 48127R537
• 0% Performance Leveraged Upside Securities due June 2, 2016 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC with Morgan Stanley Wealth Management handling distribution; pricing Feb. 27; Cusip: 48127R669
• 0% Performance Leveraged Upside Securities due June 2, 2016 linked to the iShares U.S. Real Estate exchange-traded fund; via J.P. Morgan Securities LLC with Morgan Stanley Wealth Management; pricing Feb. 27; Cusip: 48127R651
• 0% trigger Performance Leveraged Upside Securities due March 2, 2018 linked to the iShares U.S. Real Estate exchange-traded fund; via J.P. Morgan Securities LLC with Morgan Stanley Wealth Management; pricing Feb. 27; Cusip: 48127R594
• 0% Performance Leveraged Upside Securities due June 2, 2016 linked to the S&P 500 index; via J.P. Morgan Securities LLC with Morgan Stanley Wealth Management; pricing Feb. 27; Cusip: 48127R677
MORGAN STANLEY
• Contingent income autocallable securities due Feb. 21, 2017 linked to the common stock of Chesapeake Energy Corp.; via Morgan Stanley & Co. LLC; pricing Feb. 13; Cusip: 61761JWK1
• 0% autocallable securities due Feb. 16, 2018 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Feb. 13; Cusip: 61764V224
• 0% dual directional Trigger Performance Leveraged Upside Securities due Feb. 19, 2021 linked to the S&P 500 index; 70% trigger; via Morgan Stanley & Co. LLC; pricing Feb. 13; Cusip: 61764V208
• Contingent income autocallable securities due Feb. 16, 2018 linked to the S&P GSCI Crude Oil Index - Excess Return; via Morgan Stanley & Co. LLC; pricing Feb. 13; Cusip: 61762GDA9
• Contingent income autocallable securities due Feb. 21, 2017 linked to the common stock of Tesla Motors, Inc.; via Morgan Stanley & Co. LLC; pricing Feb. 13; Cusip: 61761JWJ4
• Contingent income autocallable securities due Feb. 19, 2016 linked to Wynn Resorts, Ltd. shares; 75% trigger; via Morgan Stanley & Co. LLC with Morgan Stanley Wealth Management; pricing Feb. 13; Cusip: 61764V273
• 8% worst-of autocallable RevCons due Aug. 22, 2016 linked to the worst performing of the common stocks of TD Ameritrade Holding Corp., Charles Schwab Corp. and E*Trade Financial Corp.; 70% trigger; via Morgan Stanley & Co. LLC; pricing Feb. 17; Cusip: 61761JWV7
• 0% trigger performance securities due Feb. 28, 2019 linked to the Bloomberg Commodity Index 3 Month Forward; via Morgan Stanley & Co. LLC with UBS Financial Services Inc.; pricing Feb. 24; Cusip: 61764V182
• Floating-rate CMS curve and Russell 2000 index-linked notes due Feb. 27, 2035; via Morgan Stanley & Co. LLC; pricing Feb. 24; Cusip: 61760QFR0
• 0% airbag performance securities due Feb. 28, 2020 linked to the Energy Select Sector SPDR fund; via Morgan Stanley & Co. LLC with UBS Financial Services Inc. as dealer; pricing Feb. 24; Cusip: 61764V141
• Contingent income autocallable cannon securities due Feb. 27, 2030 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Feb. 24; Cusip: 61761JWR6
• Contingent income securities due Feb. 27, 2030 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Feb. 24; Cusip: 61761JWP0
• Contingent income participation securities due Feb. 27, 2030 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Feb. 24; Cusip: 61761JWQ8
• Contingent income autocallable securities due Feb. 27, 2030 linked to the worst performing of the Russell 2000 index and the S&P GSCI Crude Oil Index - Excess Return; 50% trigger; via Morgan Stanley & Co. LLC with Morgan Stanley Wealth Management; pricing Feb. 24; Cusip: 61761JWN5
• 0% trigger Performance Leveraged Upside Securities due Feb. 27, 2023 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Feb. 24; Cusip: 61761JWM7
• Contingent income autocallable securities due Feb. 27, 2025 linked to the S&P GSCI Crude Oil Index - Excess Return; via Morgan Stanley & Co. LLC; pricing Feb. 24; Cusip: 61762GDB7
• 0% Buffered Performance Leveraged Upside Securities due March 4, 2021 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Feb. 27; 61764M844
• 0% trigger jump securities due March 4, 2021 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Feb. 27; Cusip: 61764M851
• 0% dual directional trigger Performance Leveraged Upside Securities due March 4, 2021 linked to the S&P 500 index; 65% trigger; via Morgan Stanley & Co. LLC with Morgan Stanley Wealth Management; pricing Feb. 27; 61764M810
• 0% trigger jump securities due March 4, 2021 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Feb. 27; Cusip: 61764M828
• 0% Trigger Performance Leveraged Upside Securities due March 3, 2020 linked to the Energy Select Sector SPDR Fund; 60% trigger; via Morgan Stanley & Co. LLC; settling Feb. 27; Cusip: 61764V190
• Fixed-to-floating leveraged CMS curve and Russell 2000 index-linked notes due Feb. 27, 2035; via Morgan Stanley & Co. LLC; settling Feb. 27; Cusip: 61760QFS8
• 0% securities with leveraged upside participation to a cap and fixed-percentage buffered downside due March 4, 2020 linked to a basket of unequally weighted exchange-traded funds (SPDR S&P 500 ETF Trust, iShares Russell 2000 ETF, iShares MSCI EAFE ETF and iShares MSCI Emerging Markets ETF); via Morgan Stanley & Co. LLC and Wells Fargo Securities, LLC; pricing Feb. 27; Cusip: 61761JWU9
• 19-22-month 0% leveraged buffered notes linked to the S&P 500 index; via Morgan Stanley & Co.; pricing in February; Cusip: 61761JWS4
• Contingent income autocallable securities due August 2015 linked to the S&P GSCI Crude Oil Index - Excess Return; via Morgan Stanley & Co. LLC; pricing in February; Cusip: 61762GDC5
ROYAL BANK OF CANADA
• 0% enhanced barrier digital plus securities due February 2019 linked to the Euro Stoxx 50 index; via RBC Capital Markets, LLC; pricing Feb. 9; Cusip: 78012KBJ5
• 0% autocallable Trigger Performance Leveraged Upside Securities due Feb. 16, 2018 linked to the Euro Stoxx 50 index; 80% trigger; via RBC Capital Markets, LLC with Morgan Stanley Wealth Management; pricing Feb. 13; Cusip: 780082392
• 0% buffered market participation securities due Feb. 26, 2018 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Feb. 20; Cusip: 40433BA57
• Redeemable step-up notes due Feb. 23, 2023; via RBC Capital Markets, LLC; settling Feb. 23; Cusip: 78012KAF4
• Contingent coupon callable yield notes due March 1, 2017 linked to the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; 70% trigger; via RBC Capital Markets, LLC and Barclays; pricing Feb. 24; Cusip: 78012KBD8
• 0% buffered bullish enhanced return notes due Feb. 27, 2019 linked to the Euro Stoxx 50 index; via RBC Capital Markets, LLC; pricing Feb. 25; Cusip: 78012KBB2
• 0% trigger return optimization securities due Feb. 28, 2018 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Feb. 25; Cusip: 780082400
• 0% buffered bullish enhanced return notes due Feb. 27, 2020 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Feb. 25; Cusip: 78012KBC0
• Contingent income callable notes due March 1, 2022 linked to the worst performing of the S&P 500 index and the Russell 2000 index; 60% trigger; via RBC Capital Markets, LLC; pricing Feb. 25; Cusip: 78012KBF3
• Redeemable step-up notes due Feb. 25, 2028; via RBC Capital Markets, LLC; settling Feb. 25; Cusip: 78012KAE7
• Redeemable step-up notes due Feb. 26, 2025; via RBC Capital Markets, LLC; settling Feb. 26; Cusip: 78012KAG2
• 0% Performance Leveraged Upside Securities due June 2, 2016 linked to the Russell 2000 index; via RBC Capital Markets, LLC; pricing Feb. 27; Cusip: 780082376
• 0% Performance Leveraged Upside Securities due June 2016 linked to the WisdomTree India Earning Fund, the iShares MSCI Malaysia ETF, the iShares MSCI Taiwan ETF, the iShares MSCI South Korea Capped ETF and the iShares China Large-Cap ETF; via agent RBC Capital Markets, LLC and distributor Morgan Stanley Wealth Management; pricing Feb. 27; Cusip: 780082384
• 9% STEP Income Securities due February 2016 linked to JetBlue Airways Corp.; via BofA Merrill Lynch; pricing in February
• 10% STEP Income Securities due February 2016 linked to United Rentals, Inc. shares; via BofA Merrill Lynch; pricing in February
• 0% direct investment notes due April 8, 2016 linked to the Equity Compass Equity Risk Management Strategy; via RBC Capital Markets, LLC; pricing March 4; Cusip: 78012KBH9
TORONTO-DOMINION BANK
• Callable step-up notes due Feb. 26, 2022; via TD Securities (USA) LLC; pricing Feb. 23; Cusip: 89114QSI0
• Callable step-up notes due Feb. 26, 2020; via TD Securities (USA) LLC; pricing Feb. 23; Cusip: 89114QSH2
• Callable step-up notes due Feb. 26, 2025; via TD Securities (USA) LLC; pricing Feb. 23; Cusip: 89114QSJ8
UBS AG, LONDON BRANCH
• Trigger phoenix autocallable optimization securities due Feb. 20, 2025 linked to the least performing of the Euro Stoxx 50 index and the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Feb. 13; Cusip: 90274F858
• Trigger phoenix autocallable optimization securities due Feb. 20, 2025 linked to the least performing of the Russell 2000 index and the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Feb. 13; Cusip: 90274F841
• Contingent income autocallable securities due Feb. 16, 2018 linked to Marathon Oil Corp. shares; via UBS Securities LLC is the agent with Morgan Stanley Wealth Management; pricing Feb. 13; Cusip: 90274H532
• 0% contingent return optimization securities due Feb. 28, 2018 linked to the Russell 2000 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Feb. 24; Cusip: 90274F866
• 0% trigger return optimization securities due Feb. 28, 2018 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Feb. 24; Cusip: 90274F874
• 0% contingent absolute return performance securities due Feb. 28, 2020 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Feb. 25; Cusip: 90274F882
WELLS FARGO & CO.
• Autocallable access securities with contingent coupon and contingent downside due March 2, 2017 linked to the Market Vectors Oil Services ETF; via Wells Fargo LLC; pricing Feb. 24; Cusip: 94986RVV0
• 0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Sept. 8, 2020 linked to the SPDR S&P 500 ETF Trust; via Wells Fargo Securities LLC; pricing Feb. 27; Cusip: 94986RVU2
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