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Structured Products Calendar
BANK OF AMERICA CORP.
0% Accelerated Return Notes due October 2014 linked to a basket of 16 stocks (Accenture plc, Applied Materials Inc., CSX Corp., Eastman Chemical Co., Eaton Corp. plc, Fluor Corp., Ingersoll-Rand plc, International Paper Co., LyondellBasell Industries NV, Masco Corp., Nucor Corp., Occidental Petroleum Corp., Oracle Corp., Red Hat Inc., Teradata Corp. and VMware Inc.); via BofA Merrill Lynch; pricing in August
0% Leveraged Index Return Notes due August 2018 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in August
8% STEP Income Securities due August 2014 linked to Freeport-McMoRan Copper & Gold Inc. common stock; via BofA Merrill Lynch; pricing in August
0% Accelerated Return Notes due September 2015 linked to the spot price of gold; via BofA Merrill Lynch; pricing in August
0% Strategic Accelerated Redemption Securities due September 2014 linked to the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; via Bank of America Merrill Lynch; pricing in August
0% Capped Leveraged Index Return Notes due August 2015 linked to the NYSE Arca Gold Miners index; via BofA Merrill Lynch; pricing in August
0% Accelerated Return Notes due October 2014 linked to the PHLX Housing Sector index; via BofA Merrill Lynch; pricing in August
Capped Leveraged Index Return Notes due August 2015 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in August
0% autocallable market-linked step-up notes due August 2016 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in August
Capped Leveraged Index Return Notes due August 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August
0% Accelerated Return Notes due August 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August
Market-linked step-up notes due August 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August
0% autocallable market-linked step-up notes due August 2016 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August
0% relative value Strategic Accelerated Redemption Securities due September 2014 linked to the performance of the SPDR S&P 500 exchange-traded fund trust versus the iShares Barclays 20+ Year Treasury Bond ETF; via Bank of America Merrill Lynch; pricing in August
0% market-linked step-up notes due August 2018 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August
BANK OF MONTREAL
0% buffered bullish enhanced return notes due Aug. 31, 2015 linked to the Euro Stoxx 50 index; via BMO Capital Markets Corp.; pricing Aug. 28; Cusip: 06366RQG3
Autocallable barrier notes with step-up call price due Aug. 31, 2015 linked to the Euro Stoxx 50 index; via BMO Capital Markets Corp.; pricing Aug. 28; Cusip: 06366RQK4
0% autocallable cash-settled notes with step-up call price due Aug. 31, 2015 linked to the iShares MSCI EAFE index fund; via BMO Capital Markets Corp.; pricing Aug. 28; Cusip: 06366RQM0
0% buffered bullish enhanced return notes due Aug. 31, 2015 linked to the iShares Russell 2000 index fund; via BMO Capital Markets Corp.; pricing Aug. 28; Cusip: 06366RQE8
0% autocallable cash-settled notes with step-up call price due Aug. 31, 2015 linked to the iShares Russell 2000 index fund; via BMO Capital Markets Corp.; pricing Aug. 28; Cusip: 06366RQL2
0% buffered bullish enhanced return notes due Aug. 31, 2015 linked to the Market Vectors Gold Miners exchange-traded fund; via BMO Capital Markets Corp.; pricing Aug. 28; Cusip: 06366RQF5
BANK OF THE WEST
Income advantage market-linked certificates of deposit due Aug. 29, 2018 linked to a basket of common stocks (AbbVie Inc., Altria Group, Inc., AT&T Inc., ConocoPhillips and Garmin Ltd.); via BNP Paribas Securities Corp. with Advisors Asset Management, Inc. as distributor; pricing Aug. 26; Cusip: 06426XHL7
Income advantage market-linked certificates of deposit due Aug. 29, 2019 linked to a basket of common stocks (AbbVie Inc., Altria Group, Inc., AT&T Inc., ConocoPhillips and Garmin Ltd.); via BNP Paribas Securities Corp. with Advisors Asset Management, Inc. as distributor; pricing Aug. 26; Cusip: 06426XHM5
Income advantage market-linked certificates of deposit due Aug. 31, 2020 linked to a basket of common stocks (AbbVie Inc., Altria Group, Inc., AT&T Inc., ConocoPhillips and Garmin Ltd.); via BNP Paribas Securities Corp. with Advisors Asset Management, Inc. as distributor; pricing Aug. 26; Cusip: 06426XHN3
Contingent variable-income market-linked certificates of deposit due Aug. 31, 2020 linked to a basket of common stocks (AbbVie Inc., Altria Group, Inc., ConAgra Foods, Inc., ConocoPhillips, Ensco plc, Intel Corp., Lorillard Inc., Merck & Co., Inc., Pfizer Inc. and Williams Cos., Inc.); via BNP Paribas Securities Corp. with Advisors Asset Management, Inc. as distributor; pricing Aug. 26; Cusip: 06426XHQ6
0% market-linked certificates of deposit due Aug. 29, 2019 linked to the Morningstar Ultimate Stock-Pickers Target Volatility 7 index; via BNP Paribas Securities Corp. with Advisors Asset Management, Inc. as distributor; pricing Aug. 26; Cusip: 06426XHR4
Income advantage market-linked certificates of deposit due Aug. 31, 2020 linked to a basket of commodity future indexes (S&P GSCI Cocoa Dynamic Roll Index ER, the S&P GSCI Coffee Dynamic Roll Index ER, the S&P GSCI Lead Dynamic Roll Index ER, the S&P GSCI Natural Gas Dynamic Roll Index ER and the S&P GSCI Wheat Dynamic Roll Index ER); via BNP Paribas Securities Corp. with Advisors Asset Management, Inc. as distributor; pricing Aug. 26; Cusip: 06426XHP8
BARCLAYS BANK DELAWARE
Certificates of deposit due Aug. 29, 2018 linked to the common stocks of AT&T Inc., Darden Restaurants, Inc., Eli Lilly and Co., Exelon Corp., Intel Corp., Lockheed Martin Corp., Starbucks Corp., Wells Fargo & Co., Walgreen Co. and Verizon Communications Inc.; via Barclays and Incapital LLC; pricing Aug. 26; Cusip: 06740AB24
Certificates of deposit due Aug. 29, 2019 linked to the common stocks of AT&T Inc., General Electric Co., Intel Corp., Johnson & Johnson, Microsoft Corp., Procter & Gamble Co., Starbucks Corp., Verizon Communications Inc., Walgreen Co. and Wells Fargo & Co.; via Barclays and Incapital LLC; pricing Aug. 26; Cusip: 06740AA82
Certificates of deposit due Aug. 31, 2020 linked to the common stocks of AT&T Inc., General Electric Co., Intel Corp., Johnson & Johnson, Microsoft Corp., Procter & Gamble Co., Starbucks Corp., Verizon Communications Inc., Walgreen Co. and Wells Fargo & Co.; via Barclays and Incapital LLC; pricing Aug. 26; Cusip: 06740AB32
0% certificates of deposit due Aug. 29, 2019 linked to a basket of equally weighted international indexes (Hang Seng index, Euro Stoxx 50 index and FTSE 100 index); via Barclays; pricing Aug. 26; Cusip: 06740AB40
0.25%-0.5% certificates of deposit due Aug. 30, 2018 linked to the S&P 500 index; via Barclays and Incapital LLC; pricing Aug. 26; Cusip: 06740AA74
0.15%-0.25% certificates of deposit due Aug. 31, 2020 linked to the S&P 500 index; via Barclays and Incapital LLC; pricing Aug. 26; Cusip: 06740AA90
Certificates of deposit due Aug. 31, 2020 linked to a basket of commodity subindexes (S&P GSCI Aluminum Index Excess Return, the S&P GSCI Brent Crude Index Excess Return, the S&P GSCI Cocoa Index Excess Return, the S&P GSCI Lean Hogs Index Excess Return, the S&P GSCI Live Cattle Index Excess Return, the S&P GSCI Precious Metals Index Excess Return, the S&P GSCI Lead Index Excess Return, the S&P GSCI Nickel Index Excess Return, the S&P GSCI Sugar Index Excess Return and the S&P GSCI Zinc Index Excess Return); via Barclays; pricing Aug. 26; Cusip: 06740AA66
BARCLAYS BANK PLC
Step-up fixed-rate callable notes due Aug. 16, 2028; via BofA Merrill Lynch; pricing Aug. 13; Cusip: 06741TC39
Capped callable CMS steepener notes due Aug. 15, 2033; via Barclays; settlement Aug. 15; Cusip: 06741TZW0
0% buffered digital plus notes due Feb. 26, 2015 linked to the Market Vectors Gold Miners exchange-traded fund; via Barclays; pricing Aug. 22; Cusip: 06741TB71
Notes due Aug. 31, 2020 linked to the Dow Jones industrial average; via Barclays; pricing Aug. 27; Cusip: 06741TB22
Callable contingent payment notes due Aug. 31, 2023 linked to the Russell 2000 index; via Barclays; pricing Aug. 27; Cusip: 06741TB48
0% trigger step performance securities due Aug. 31, 2017 linked to the Russell 2000 index; via Barclays and UBS Financial Services Inc.; pricing Aug. 27; Cusip: 06742D390
Callable buffered range accrual notes due Aug. 30, 2019 linked to the S&P 500 index; via Barclays; pricing Aug. 27; Cusip: 06741TA23
0% trigger performance securities due Aug. 31, 2018 linked to the WisdomTree Japan Hedged Equity Fund; via UBS Financial Services Inc. and Barclays; pricing Aug. 27; Cusip: 06742D382
Annual reset coupon buffered notes due Aug. 30, 2019 linked to the Russell 2000 index; via Barclays; pricing Aug. 28; Cusip: 06741TB30
0% Performance Leveraged Upside Securities due Oct. 6, 2014 linked to the Vanguard FTSE Emerging Markets exchange-traded fund; via Barclays with Morgan Stanley Smith Barney LLC; pricing Aug. 30; Cusip: 06742D424
0% leveraged notes linked to the S&P 500 index; via Barclays; pricing in August; Cusip: 06741TA56
0% Accelerated Return Notes due October 2014 linked to the S&P MidCap 400 index; via BofA Merrill Lynch; pricing in August
0% leveraged buffered index-linked notes due in 22 to 24 months tied to the Russell 2000 index; via Barclays; Cusip: 06741TZV2
Five-year 0% buffered Super Track notes due 2018 linked to S&P 500 index; the iShares MSCI EAFE index fund; the Russell 2000 index and the PowerShares DB Commodity Index Tracking Fund; the iShares iBoxx $ Investment Grade Corporate Bond fund and the iShares MSCI Japan index fund; the Consumer Staples Select Sector SPDR fund, the iShares Dow Jones Select Dividend index fund and the iShares MSCI Emerging Markets index fund; the Health Care Select Sector SPDR fund and the PowerShares QQQ Trust, Series 1; and the iShares Barclays Treasury Inflation Protected Securities Bond fund; 75.5% to 85.5% trigger; via Barclays; Cusip: 06741TYY7
BMO HARRIS BANK NA
Annual digital yield generator certificates of deposit due Aug. 31, 2020 linked to a basket of stocks (American Eagle Outfitters, Inc., Best Buy Co., Inc., Bristol-Myers Squibb Co., Costco Wholesale Corp., Dollar General Corp., Lorillard, Inc., Seagate Technology plc, Vodafone Group plc, Walgreen Co. and Williams Partners LP); via BMO Capital Markets Corp.; pricing Aug. 27; Cusip: 05573JRQ9
Callable contingent monthly digital payout certificates of deposit due Aug. 31, 2028 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Aug. 27; Cusip: 05573JRZ9
Semiannual digital yield generator certificates of deposit due Aug. 30, 2019 linked to a basket of stocks (American Eagle Outfitters, Inc., Best Buy Co., Inc., Bristol-Myers Squibb Co., Costco Wholesale Corp., Dollar General Corp., Lorillard, Inc., Seagate Technology plc, Vodafone Group plc, Walgreen Co. and Williams Partners LP); pricing Aug. 27; Cusip: 05573JRR7
Semiannual digital yield generator certificates of deposit due Aug. 31, 2020 linked to a basket of stocks (Bristol-Myers Squibb Co., Costco Wholesale Corp., Ford Motor Co., HollyFrontier Corp., Lorillard, Inc., Newmont Mining Corp., Seagate Technology plc, Vodafone Group plc, Walgreen Co. and Williams Partners LP); via BMO Capital Markets Corp.; pricing Aug. 27; Cusip: 05573JRY2
CITIBANK, NA
Callable fixed-to-inverse-floating market-linked certificates of deposit due Aug. 22, 2033; via Citigroup Global Markets; pricing Aug. 19; Cusip: 172986GR6
Callable fixed-to-inverse-floating market-linked certificates of deposit due Aug. 29, 2033 linked to the Russell 2000 index; via Citigroup Global Markets; pricing Aug. 26; Cusip: 172986GS4
CITIGROUP INC.
7.75%-9.75% autocallable equity-linked securities due Aug. 14, 2014 tied to Cummins Inc. shares; via Citigroup Global Markets Inc.; pricing Aug. 9; Cusip: 173095175
Callable step-up coupon notes due Aug. 21, 2033; via Citigroup Global Markets Inc.; pricing Aug. 16; Cusip: 1730T0UR8
Non-callable fixed-to-floating notes due Aug. 28, 2018; via Citigroup Global Markets Inc.; pricing Aug. 23; Cusip: 1730T0UP2
Autocallable contingent coupon equity-linked securities due Sept. 3, 2014 linked to the common stock of LinkedIn Corp.; via Citigroup Global Markets Inc.; pricing Aug. 26; Cusip: 1730T0UQ0
0% enhanced barrier digital plus securities due August 2018 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Aug. 26; Cusip: 1730T0UM9
Fixed-to-float trigger securities due Aug. 29, 2023 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Aug. 26; Cusip: 1730T0US6
0% trigger performance securities due Aug. 31, 2018 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Aug. 27; Cusip: 173095167
0% dual directional trigger Performance Leveraged Upside Securities due March 5, 2019 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing Aug. 30; Cusip: 173095183
CREDIT SUISSE AG
0% return enhanced notes due Aug. 27, 2014 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC and JPMorgan Chase Bank NA; pricing Aug. 8; Cusip: 22547Q7F7
0% accelerated barrier notes due Aug. 30, 2019 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 23; Cusip: 22547Q6Q4
0% accelerated barrier notes due Aug. 30, 2018 linked to the iShares MSCI Emerging Markets exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Aug. 23; Cusip: 22547Q7A8
Contingent coupon yield notes due Aug. 30, 2019 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 23; Cusip: 22547Q6P6
0% Buffered Accelerated Return Equity Securities due Feb. 26, 2015 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 23; Cusip: 22547Q7C4
Contingent coupon callable yield notes due Aug. 30, 2016 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 23; Cusip: 22547Q6N1
Callable daily range accrual securities due Aug. 29, 2023 linked to the Russell 2000 index and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 26; Cusip: 22547Q7B6
0% Buffered Accelerated Return Equity Securities due Aug. 31, 2015 tied to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 26; Cusip: 22547Q7E0
0% Buffered Accelerated Return Equity Securities due March 4, 2015 linked to the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Aug. 27; Cusip: 22547Q6E1
High/low coupon buffered securities due Aug. 30, 2018 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 28; Cusip: 22547Q6U5
6.5%-7% contingent coupon callable yield notes due Sept. 4, 2018 linked to S&P 500 index and Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 29; Cusip: 22547Q6X9
0% digital Bares due Sept. 4, 2015 linked to the iShares MSCI EAFE exchange-traded fund and the iShares MSCI Emerging Markets ETF; via Credit Suisse Securities (USA) LLC; pricing Aug. 30; Cusip: 22547Q6J0
0% Buffered Accelerated Return Equity Securities due March 5, 2015 linked to the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Aug. 30; Cusip: 22547Q6F8
High/low coupon callable yield notes due Sept. 4, 2015 linked to the S&P 500 index and the Russell 2000 index; 65% trigger; via Credit Suisse Securities (USA) LLC; pricing Aug. 30; Cusip: 22547Q6L5
18-month 0% accelerated return notes linked to the WisdomTree Japan Hedged Equity fund; via Barclays; pricing in August; Cusip: 22547Q7D2
CREDIT SUISSE AG, LONDON BRANCH
0% leveraged buffered index-linked notes tied to the MSCI EAFE index; via Credit Suisse Securities (USA) LLC; pricing in August; Cusip: 22547Q6R2
CREDIT SUISSE AG, NASSAU BRANCH
Callable daily range accrual securities due Aug. 29, 2023 linked to the Russell 2000 index and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 26; Cusip: 22547Q7B6
0% digital-plus barrier notes due Aug. 30, 2017 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 27; Cusip: 22547Q6D3
0% cert plus securities due Aug. 30, 2017 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 27; Cusip: 22547Q6C5
High/low coupon callable yield notes due Feb. 27, 2015 linked to the United States Oil Fund, LP and the Market Vectors Gold Miners exchange-traded fund; 55% trigger; via Credit Suisse Securities (USA) LLC; pricing Aug. 27; Cusip: 22547Q6G6
0% Buffered Accelerated Return Equity Securities due Aug. 30, 2016 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 28; Cusip: 22547Q6S0
0% Buffered Accelerated Return Equity Securities due Aug. 29, 2017 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 28; Cusip: 22547Q6S0
0% cert plus securities due Sept. 5, 2017 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 30; Cusip: 22547Q6K7
High/low coupon callable yield notes due March 4, 2015 linked to the United States Oil Fund, LP and the Market Vectors Gold Miners exchange-traded fund; 50% trigger; via Credit Suisse Securities (USA) LLC; pricing Aug. 30; Cusip: 22547Q6M3
45-month 0% Accelerated Return Notes linked to the Euro Stoxx 50 index; via Barclays; pricing in August; Cusip: 22547Q6V3
0% Strategic Accelerated Redemption Securities due September 2014 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August
0% Strategic Accelerated Redemption Securities due September 2014 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August
45-month 0% Accelerated Return Notes linked to the S&P 500 index; via Barclays; pricing in August; Cusip: 22547Q6T8
0% Accelerated Return Notes due October 2014 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August
DEUTSCHE BANK AG, LONDON BRANCH
0% trigger autocallable optimization securities due Aug. 15, 2018 linked to the common stock of Intel Corp.; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Aug. 9; Cusip: 25155L756
0% trigger autocallable optimization securities due Aug. 15, 2018 linked to the common stock of Phillips 66; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Aug. 9; Cusip: 25155L764
0% autocallable securities due Sept. 1, 2016 linked to the Euro Stoxx 50 index; via Deutsche Bank Securities Inc.; pricing Aug. 27; Cusip: 25152REA7
0% trigger step performance securities due Aug. 31, 2017 linked to the S&P 500 index; 80% trigger; via Deutsche Bank Securities Inc. and UBS Financial Services Inc.; pricing Aug. 27; Cusip: 25155L780
0% trigger return optimization securities due Aug. 31, 2016 linked to Technology Select Sector SPDR fund; via Deutsche Bank Securities Inc. and UBS Financial Services Inc.; pricing Aug. 27; Cusip: 25155L772
0% accelerated return securities due October 2014 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in August
GOLDMAN SACHS BANK USA
Contingent coupon index-linked certificates of deposit due Aug. 27, 2020 tied to the GS Momentum Builder Multi-Asset 2 ER index; via Goldman Sachs & Co.; pricing Aug. 26; Cusip: 38147JKA9
Index-linked certificates of deposit due Aug. 31, 2020 tied to the GS Momentum Builder Multi-Asset 2 ER index; via Goldman Sachs & Co.; pricing Aug. 26; Cusip: 38147JKB7
0% leveraged index-linked certificates of deposit due Aug. 31, 2020 linked to the Morningstar Wide Moat Focus Target Volatility 5 index; via Goldman Sachs & Co. and Incapital LLC; pricing Aug. 26; 38147JEF5
Variable coupon certificates of deposit due Aug. 28, 2020 linked to a basket of common stocks (Apple Inc., Cisco Systems, Inc., Freeport-McMoRan Copper & Gold Inc., Kimberly-Clark Corp., McDonald's Corp., Merck & Co., Inc., Proctor & Gamble Co., Target Corp., Walgreen Co. and Wal-Mart Stores, Inc.); via Goldman Sachs & Co. is the agent. Incapital LLC; pricing Aug. 27; Cusip: 38147JKF8
Contingent coupon certificates of deposit due Aug. 28, 2020 linked to a basket of common stocks (Apple Inc., Cisco Systems, Inc., Freeport-McMoRan Copper & Gold Inc., Kimberly-Clark Corp., McDonald's Corp., Merck & Co., Inc., Proctor & Gamble Co., Target Corp., Walgreen Co. and Wal-Mart Stores, Inc.); via Goldman Sachs & Co.; pricing Aug. 27; Cusip: 38147JKE1
0% equity index-linked certificates of deposit due Sept. 1, 2020 linked to Euro Stoxx 50 index, the MSCI Taiwan index, the S&P/TSX 60 index and the Dow Jones industrial average; via Goldman Sachs & Co. with Incapital LLC; pricing Aug. 27; Cusip: 38147JKD3
GOLDMAN SACHS GROUP, INC.
Variable-coupon basket-linked notes due Aug. 28, 2020 linked to a basket of common stocks (Apple Inc., Deere and Co., Duke Energy Corp., Eli Lilly and Co., Freeport-McMoRan Copper & Gold Inc., Intel Corp., Merck & Co., Inc., Microsoft Corp., Mondelez International, Inc. and Pfizer Inc.); via Goldman Sachs & Co.; pricing Aug. 27; Cusip: 38147QLE4
0% notes due Sept. 2, 2020 tied to the Dow Jones industrial average; via Goldman Sachs & Co.; pricing Aug. 28; Cusip: 38147QJN7
Callable monthly Russell 2000 index-linked range accrual notes due Aug. 30, 2023; via Goldman Sachs & Co.; pricing Aug. 28; Cusip: 38147QKE5
Callable monthly Russell 2000 index-linked range accrual notes due Aug. 30, 2028; via Goldman Sachs & Co.; pricing Aug. 28; Cusip: 38147QKS4
Callable monthly S&P 500 index-linked range accrual notes due Aug. 30, 2028; via Goldman Sachs & Co.; pricing Aug. 28; Cusip: 38147QKW5
0% leveraged buffered notes due Sept 1, 2016 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Aug. 28; Cusip: 38147QKA3
Callable step-up fixed-rate notes due February 2023; via Goldman Sachs & Co. and Incapital LLC; pricing in August; Cusip: 38147QLA2
18-month 0% digital notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.
0% leveraged notes linked to the Euro Stoxx 50 index due in 18 to 21 months; via Goldman Sachs & Co.
0% notes linked to the Euro Stoxx 50 index due in 24 to 27 months; 90% trigger; via Goldman Sachs & Co.
36- to 40-month 0% leveraged buffered index-linked notes tied to the Euro Stoxx 50 index; via Goldman Sachs & Co.; Cusip: 38147QAC0
24- to 27-month 0% leveraged buffered index-linked notes tied to the MSCI EAFE index; via Goldman Sachs & Co.
0% leveraged buffered notes linked to the MSCI EAFE index due in 24 to 27 months; via Goldman, Sachs & Co.
0% leveraged notes tied to the MSCI EAFE index due in 25 to 28 months; 90% trigger; via Goldman Sachs & Co.
13- to 24-month 0% autocallable buffered index-linked notes tied to the Russell 2000 index; via Goldman Sachs & Co.
24-month 0% autocallable buffered notes linked to the Russell 2000 index; 85% trigger; via Goldman Sachs & Co.; Cusip: 38147QFA9
0% leveraged buffered notes due in 24-27 months linked to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38147QAE6
53-week 0% trigger notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38147QJS6
0% leveraged index-linked notes tied to the S&P 500 index due in 56 to 65 weeks; via Goldman Sachs & Co.
18- to 21-month 0% leveraged buffered index-linked notes tied to the S&P 500 index; via Goldman Sachs & Co.
24- to 27-month 0% leveraged notes linked to the S&P 500 index; via Goldman Sachs & Co.
0% leveraged buffered notes due 2018 linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38147QAD8
0% leveraged notes due 2018 linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38141GUD4
0% leveraged buffered notes due in five years linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38147QAD8
24-month 0% autocallable leveraged buffered notes linked to the S&P Banks Select Industry index; via Goldman Sachs & Co.
24- to 27-month 0% leveraged buffered notes linked to the S&P Banks Select Industry index; via Goldman Sachs & Co.
HSBC USA INC.
0% buffered Accelerated Market Participation Securities due Aug. 30, 2016 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Aug. 23; Cusip: 40432XJT9
0% buffered Accelerated Market Participation Securities due Aug. 27, 2015 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Aug. 23; Cusip: 40432XJ93
0% buffered Accelerated Market Participation Securities due Aug. 30, 2016 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Aug. 23; Cusip: 40432XJS1
0% accelerated barrier notes due Aug. 30, 2018 linked to the S&P 500 index; 70% trigger; via HSBC Securities (USA) Inc.; pricing Aug. 23; Cusip: 40432XJQ5
0% buffered Accelerated Market Participation Securities due Aug. 27, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Aug. 23; Cusip: 40432XJ85
0% buffered Accelerated Market Participation Securities due Aug. 27, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Aug. 23; Cusip: 40432XJE2
0% buffered Accelerated Market Participation Securities due Aug. 30, 2016 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Aug. 23; Cusip: 40432XJR3
Income plus notes due Aug. 31, 2020 linked to a basket of common stocks (AT&T Inc., General Electric Co., Hewlett-Packard Co., Intel Corp. and Pfizer Inc.); via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40432XJP7
0% uncapped Accelerated Market Participation Securities due Sept. 1, 2015 linked to the S&P 500 Low Volatility index; via HSBC Securities (USA) Inc.; pricing Aug. 27; Cusip: 40432XJV4
0% airbag performance securities due Aug. 31, 2018 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing Aug. 27; Cusip: 40433X332
0% leveraged buffered uncapped market participation securities due Sept. 1, 2016 linked to the S&P 500 Low Volatility index; via HSBC Securities (USA) Inc.; pricing Aug. 27; Cusip: 40432XJU6
0% leveraged buffered uncapped market participation securities due Aug. 30, 2018 linked to the S&P 500 Low Volatility index; via HSBC Securities (USA) Inc.; pricing Aug. 27; Cusip: 40432XJW2
0% airbag performance securities due Aug. 31, 2023 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing Aug. 28; Cusip: 40433X340
0% trigger performance securities due Aug. 31, 2023 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing Aug. 28; Cusip: 40433X324
0% Accelerated Return Notes due October 2014 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in August
0% Accelerated Return Notes due October 2014 linked to the MSCI EAFE index; via BofA Merrill Lynch; pricing in August
0% Accelerated Return Notes due July 2013 linked to the MSCI EAFE index; via BofA Merrill Lynch; pricing in August
9.5% STEP Income Securities due August 2014 linked to Whirlpool Corp. common stock; via BofA Merrill Lynch; pricing in August
JPMORGAN CHASE BANK, NA
Callable accrual certificates of deposit due Aug. 22, 2028 linked to six-month Libor and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Aug. 19; Cusip: 48124JZ92
Digital contingent coupon certificates of deposit due Aug. 30, 2019 linked to the common stocks of Hewlett-Packard Co., Kinross Gold Corp., Lorillard, Inc., McDonald's Corp., Mead Johnson Nutrition Co., PG&E Corp., Raytheon Co., Time Warner Cable Inc., Verizon Communications Inc. and Walgreen Co.; via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48124JX52
Digital contingent coupon certificates of deposit due Aug. 31, 2020 linked to the common stocks of Hewlett-Packard Co., Kinross Gold Corp., Lorillard, Inc., McDonald's Corp., Mead Johnson Nutrition Co., PG&E Corp., Raytheon Co., Time Warner Cable Inc., Verizon Communications Inc. and Walgreen Co.; via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48124JX78
Contingent interest certificates of deposit due Aug. 30, 2033 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48124J2A5
Digital contingent coupon certificates of deposit due Aug. 30, 2019 linked to the common stocks of AT&T, Inc., Bristol-Meyers Squibb Co., Coca-Cola Co., Kimberly-Clark Corp., McDonald's Corp., Philip Morris International, Inc., Procter & Gamble Co., Reynolds American Inc., Southern Co. and Unilever plc; via J.P. Morgan Securities LLC and Incapital LLC; pricing Aug. 27; Cusip: 48124JV39
Digital contingent coupon certificates of deposit due Aug. 31, 2020 linked to the common stocks of AT&T, Inc., Bristol-Meyers Squibb Co., Coca-Cola Co., Kimberly-Clark Corp., McDonald's Corp., Philip Morris International, Inc., Procter & Gamble Co., Reynolds American Inc., Southern Co. and Unilever plc; via J.P. Morgan Securities LLC and Incapital LLC; pricing Aug. 27; Cusip: 48124JV21
0% certificates of deposit due Aug. 30, 2019 linked to a basket of currencies (Brazilian real, Russian ruble, Indian rupee and Chinese renminbi) relative to the dollar; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Aug. 27; Cusip: 48124JY69
0% certificates of deposit due Aug. 30, 2019 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC with Incapital LLC; pricing Aug. 27; Cusip: 48124JW46
0% certificates of deposit due Aug. 30, 2019 linked to the J.P. Morgan Efficiente EM 5 index; via J.P. Morgan Securities LLC with Incapital LLC; pricing Aug. 27; Cusip: 48124JY93
0% certificates of deposit due Feb. 28, 2019 linked to the J.P. Morgan Mozaic Fixed Income Index (USD); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Aug. 27; Cusip: 48124JV88
0% certificates of deposit due Feb. 28, 2019 linked to the JPMorgan Optimax Market-Neutral index; via J.P. Morgan Securities LLC with Incapital LLC; pricing Aug. 27; Cusip: 48124JV54
JPMORGAN CHASE & CO.
0% capped buffered enhanced participation equity notes due Aug. 17, 2015 linked to the MSCI EAFE index; via J.P. Morgan Securities LLC; pricing Aug. 8; Cusip: 48126NNB9
0% capped index knock-out notes due Aug. 27, 2014 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Aug. 9; Cusip: 48126NNC7
0% capped single observation index knock-out notes due Aug. 27, 2014 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Aug. 9; Cusip: 48126NND5
Autocallable contingent interest notes due Aug. 27, 2014 linked to Expedia Inc. shares; 70% trigger; via J.P. Morgan Securities LLC; pricing Aug. 9; Cusip: 48126NNE3
Contingent income autocallable securities due Aug. 12, 2016 with step-up redemption threshold level linked to Starbucks Corp. shares; 80% trigger; via J.P. Morgan Securities LLC with Morgan Stanley Smith Barney LLC; pricing Aug. 9; Cusip: 48126H621
Autocallable contingent interest notes due Aug. 27, 2014 linked to Tesoro Corp. shares; 65% trigger; via J.P. Morgan Securities LLC; pricing Aug. 9; Cusip: 48126NNF0
0% quarterly review notes due Aug. 20, 2014 linked to a WTI crude oil futures contract; via J.P. Morgan Securities LLC; pricing Aug. 9; Cusip: 48126D6G9
0% contingent absolute return autocallable optimization securities due Aug. 15, 2014 linked to Barrick Gold Corp. shares; 65% trigger; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing Aug. 9; Cusip: 48126H571
0% contingent absolute return autocallable optimization securities due Aug. 15, 2014 linked to Carlyle Group LP shares; 75% trigger; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing Aug. 9; Cusip: 48126H589
0% contingent absolute return autocallable optimization securities due Aug. 15, 2014 linked to Nabors Industries Ltd. shares; 75% trigger; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing Aug. 9; Cusip: 48126H597
0% contingent absolute return autocallable optimization securities due Aug. 15, 2014 linked to Terex Corp. shares; 65% trigger; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing Aug. 9; Cusip: 48126H613
Floating-rate notes due Aug. 15, 2023 linked to the five-year Constant Maturity Swap rate; via J.P. Morgan Securities LLC; pricing Aug. 12; Cusip: 48126D6F1
14% reverse convertible notes due Feb. 20, 2014 linked to Barrick Gold Corp. stock; via JPMorgan; pricing Aug. 15; Cusip: 48126NMR5
13% reverse convertible notes due Nov. 20, 2013 linked to BlackBerry Ltd. stock; via JPMorgan; pricing Aug. 15; Cusip: 48126NMM6
14.5% reverse convertible notes due Feb. 20, 2014 linked to Cliffs Natural Resources Inc. stock; via JPMorgan; pricing Aug. 15; Cusip: 48126NMQ7
11% reverse convertible notes due Aug. 19, 2014 linked to Expedia, Inc. stock; via JPMorgan; pricing Aug. 15; Cusip: 48126NMZ7
15% reverse convertible notes due Feb. 20, 2014 linked to First Solar, Inc. stock; via JPMorgan; pricing Aug. 15; Cusip: 48126NMU8
12% reverse convertible notes due Feb. 20, 2014 linked to Lennar Corp. stock; via JPMorgan; pricing Aug. 15; Cusip: 48126NMV6
11% reverse convertible notes due Aug. 19, 2014 linked to LinkedIn Corp. stock; via JPMorgan; pricing Aug. 15; Cusip: 48126NMW4
13.5% reverse convertible notes due Feb. 20, 2014 linked to Newmont Mining Corp. stock; via JPMorgan; pricing Aug. 15; Cusip: 48126NMS3
13.5% reverse convertible notes due Feb. 20, 2014 linked to Netflix, Inc. stock; via JPMorgan; pricing Aug. 15; Cusip: 48126NMT1
10.25% reverse convertible notes due Nov. 20, 2013 linked to PulteGroup, Inc. stock; via JPMorgan; pricing Aug. 15; Cusip: 48126NML8
15% reverse convertible notes due Feb. 20, 2014 linked to Silver Wheaton Corp. stock; via JPMorgan; pricing Aug. 15; Cusip: 48126NMP9
15.5% reverse convertible notes due Feb. 20, 2014 linked to Tesla Motors, Inc. stock; via JPMorgan; pricing Aug. 15; Cusip: 48126NMN4
11% reverse convertible notes due Aug. 19, 2014 linked to United Continental Holdings, Inc. stock; via JPMorgan; pricing Aug. 15; Cusip: 48126NMX2
9.5% reverse convertible notes due Aug. 19, 2014 linked to Whirlpool Corp. stock; via JPMorgan; pricing Aug. 15; Cusip: 48126NMY0
Capped contingent trigger equity notes with contingent interest due Aug. 21, 2017 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Aug. 16; Cusip: 48126NMJ3
0% capped buffered return enhanced notes due May 29, 2015 linked to the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48126NME4
0% capped buffered return enhanced notes due May 29, 2015 linked to the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48126NMF1
Contingent interest notes due Aug. 30, 2019 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48126NNA1
Notes due Aug. 30, 2019 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48126NMG9
Contingent coupon notes due Aug. 31, 2023 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48126NMH7
0% return notes due Nov. 28, 2014 linked to the J.P. Morgan Strategic Volatility Dynamic Index (Series 1) (USD); via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48126NLV7
0% capped buffered return enhanced notes due May 29, 2015 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48126NMD6
0% capped buffered return enhanced notes due Aug. 31, 2015 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48126NMB0
Contingent income securities due Aug. 30, 2028 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Aug. 27; Cusip: 61761JKK4
6.5% to 8.5% autocallable yield notes due Sept. 2, 2014 linked to the Russell 2000 index and the iShares MSCI Brazil Capped index fund; 70% trigger; via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48126NLQ8
0% capped buffered return enhanced notes due Aug. 31, 2015 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48126NMA2
Contingent income securities due Aug. 30, 2028 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Aug. 27; Cusip: 61761JKE8
Contingent income buffered securities due Aug. 30, 2028 linked to the worst performing of the S&P 500 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Aug. 27; Cusip: 61761JKF5
5% to 7% autocallable yield notes due Sept. 2, 2014 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48126NLP0
6% to 8% autocallable yield notes due Sept. 2, 2014 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48126NLN5
Contingent coupon callable yield notes due Aug. 31, 2016 linked to the S&P 500 index, Russell 2000 index and iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48126NMC8
Capped contingent buffered equity notes due July 30, 2014 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC
MORGAN STANLEY
0% knock-out notes due Aug. 21, 2014 linked to the price of platinum; via Morgan Stanley & Co. LLC and J.P. Morgan Securities LLC; pricing Aug. 9; Cusip: 61762GAD6
Trigger phoenix autocallable optimization securities due Aug. 15, 2018 linked to Bank of America Corp.; via Morgan Stanley & Co. LLC; pricing Aug. 9; Cusip: 61762P500
Trigger phoenix autocallable optimization securities due Aug. 15, 2018 linked to eBay Inc.; via Morgan Stanley & Co. LLC; pricing Aug. 9; Cusip: 61762P526
Trigger phoenix autocallable optimization securities due Aug. 15, 2018 linked to JPMorgan Chase & Co.; via Morgan Stanley & Co. LLC; pricing Aug. 9; Cusip: 61762P518
Trigger phoenix autocallable optimization securities due Aug. 15, 2018 linked to VMware, Inc.; via Morgan Stanley & Co. LLC; pricing Aug. 9; Cusip: 61762P492
Fixed-to-floating-rate leveraged CMS curve and Russell 2000 index-linked notes due Aug. 19, 2033; via Morgan Stanley & Co. LLC; settling Aug. 19; Cusip: 61760QDD3
Fixed-to-floating leveraged CMS curve-linked notes due Aug. 19, 2033; via Morgan Stanley & Co. LLC; settlement Aug. 19; Cusip: 61760QDB7
Fixed-to-floating leveraged CMS curve-linked notes due Aug. 19, 2033; via Morgan Stanley & Co. LLC; settlement Aug. 19; Cusip: 61760QDC5
Leveraged CMS curve and Russell 2000 index-linked notes due Aug. 19, 2028; via Morgan Stanley & Co. LLC; settlement Aug. 19; Cusip: 61760QDA9
0% market-linked notes due Feb. 26, 2021 linked to the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing Aug. 27; Cusip: 61761JKJ7
Contingent coupon notes due Aug. 30, 2033 linked to the worst performing of the Euro Stoxx 50 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Aug. 27; Cusip: 61761JKL2
0% buffered Performance Leveraged Upside Securities due Aug. 30, 2018 linked to the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Aug. 27; Cusip: 61761JKD0
Contingent income securities due Aug. 30, 2023 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Aug. 27; Cusip: 61761JKM0
Floating-rate contingent income securities due Aug. 31, 2020 linked to the Russell 2000 index and the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Aug. 27; Cusip: 61761JKH1
Contingent coupon notes due Aug. 30, 2023 linked to the average of the four best performing of Russell 2000 index, S&P 500 index, Nasdaq 100 index, Euro Stoxx 50 index, FTSE 100 index, DAX index, CAC 40 index, S&P/TSX 60 index, Nikkei 225 index, S&P/ASX 200 index, Kospi 200 index and Hang Seng index; 50% trigger; via Morgan Stanley & Co. LLC; pricing Aug. 27; Cusip: 61761JKP3
0% trigger performance securities due Aug. 31, 2023 linked to the S&P 500 index; via Morgan Stanley & Co. LLC with UBS Financial Services Inc. as dealer; pricing Aug. 27; Cusip: 61762P369
0% Target Optimized Participation Securities due Feb. 26, 2021 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Aug. 27; Cusip: 61761JKG3
Contingent income autocallable step-up securities due Aug. 30, 2028 linked to the worst performing of the S&P 500 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Aug. 27; Cusip: 61761JKN8
0% airbag return optimization securities due Aug. 31, 2016 linked to the SPDR S&P 500 ETF trust; via Morgan Stanley & Co. LLC; pricing Aug. 27; Cusip: 61762P385
Contingent income autocallable securities due August 2016 linked to Broadcom Corp.; via Morgan Stanley & Co. LLC; pricing in August; Cusip: 61762P393
Contingent income autocallable securities due August 2016 linked to Coach, Inc.; via Morgan Stanley & Co. LLC; pricing in August; Cusip: 61762P401
0% buffered Performance Leveraged Upside Securities due August 2018 linked to the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing in August; Cusip: 61762P468
0% market-linked notes due August 2018 tied to the S&P 500 index; via Morgan Stanley & Co. LLC with Morgan Stanley Smith Barney LLC; pricing in August; Cusip: 61762P443
0% buffered Performance Leveraged Upside Securities due February 2016 linked to the S&P 500 index; via Morgan Stanley & Co. LLC with Morgan Stanley Smith Barney LLC; pricing in August; Cusip: 61762P427
0% Performance Leveraged Upside Securities due September 2014 linked to the S&P 500 index; via Morgan Stanley & Co. LLC with Morgan Stanley Smith Barney LLC; pricing in August; Cusip: 61762P419
0% dual directional trigger Performance Leveraged Upside Securities due February 2019 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in August; Cusip: 61762P450
0% trigger Performance Leveraged Upside Securities due August 2016 linked to the Vanguard FTSE Emerging Markets exchange-traded fund; via Morgan Stanley & Co. LLC; pricing in August; Cusip: 61762P435
Contingent income autocallable securities due August 2016 linked to Whole Foods Market, Inc. shares; 75% trigger; via Morgan Stanley & Co. LLC with Morgan Stanley Smith Barney LLC; pricing in August; Cusip: 61762P484
ROYAL BANK OF CANADA
Phoenix autocallable notes Aug. 27, 2014 linked to the common stock of Citigroup Inc.; via RBC Capital Markets, LLC with J.P. Morgan Securities LLC as placement agent; pricing Aug. 9; Cusip: 78008S7L4
8%-10.5% airbag yield optimization notes due Feb. 14, 2014 linked to the common stock of Jive Software, Inc.; via RBC Capital Markets LLC and UBS Financial Services Inc.; pricing Aug. 9; Cusip: 78009Q182
8.6%-11.6% airbag yield optimization notes due Feb. 14, 2014 linked to the common stock of Medivation, Inc.; via RBC Capital Markets LLC and UBS Financial Services Inc.; pricing Aug. 9; Cusip: 78009Q190
Redeemable step-up notes due Aug. 14, 2031; via RBC Capital Markets, LLC; settlement Aug. 14; Cusip: 78008SVZ6
9% reverse convertible notes due Nov. 21, 2013 linked to Delta Air Lines, Inc. stock; via RBC Capital Markets Corp.; pricing Aug. 16; Cusip: 78010UAC1
12% reverse convertible notes due Feb. 21, 2014 linked to Facebook, Inc. stock; via RBC Capital Markets Corp.; pricing Aug. 16; Cusip: 78010UAJ6
13% reverse convertible notes due Nov. 21, 2013 linked to KB Home stock; via RBC Capital Markets Corp.; pricing Aug. 16; Cusip: 78010UAD9
11% reverse convertible notes due Feb. 21, 2014 linked to lululemon athletica inc. stock; via RBC Capital Markets Corp.; pricing Aug. 16; Cusip: 78010UAK3
9.25% reverse convertible notes due Nov. 21, 2013 linked to Netflix Inc. stock; via RBC Capital Markets Corp.; pricing Aug. 16; Cusip: 78010UAE7
9.5% reverse convertible notes due Nov. 21, 2013 linked to Peabody Energy Corp. stock; via RBC Capital Markets Corp.; pricing Aug. 16; Cusip: 78010UAB3
10.75% reverse convertible notes due Feb. 21, 2014 linked to Seagate Technology plc stock; via RBC Capital Markets Corp.; pricing Aug. 16; Cusip: 78010UAL1
11.5% reverse convertible notes due Nov. 21, 2013 linked to Silver Wheaton Corp. stock; via RBC Capital Markets Corp.; pricing Aug. 16; Cusip: 78010UAF4
10.75% reverse convertible notes due Nov. 21, 2013 linked to Tesoro Corp. stock; via RBC Capital Markets Corp.; pricing Aug. 16; Cusip: 78010UAG2
9% reverse convertible notes due Nov. 21, 2013 linked to United States Steel Corp. stock; via RBC Capital Markets Corp.; pricing Aug. 16; Cusip: 78010UAH0
10.25% reverse convertible notes due Feb. 21, 2014 linked to Valero Energy Corp. stock; via RBC Capital Markets Corp.; pricing Aug. 16; Cusip: 78010UAM9
0% trigger return optimization securities due Aug. 31, 2016 linked to Financial Select Sector SPDR fund; via RBC Capital Markets, LLC with UBS Financial Services Inc. as placement agent; pricing Aug. 27; Cusip: 78009Q174
0% return optimization securities due Feb. 27, 2015 linked to the Russell 2000 index; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Aug. 27; Cusip: 78009Q166
0% contingent return optimization securities due Feb. 29, 2016 linked to the S&P 500 index; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Aug. 27; Cusip: 78009Q158
0% Performance Leveraged Upside Securities due October 2014 linked to the Euro Stoxx 50 index; via RBC Capital Markets, LLC with Morgan Stanley Smith Barney LLC handling distribution; pricing Aug. 30; Cusip: 78009Q117
0% Strategic Accelerated Redemption Securities due August 2014 linked to Citigroup Inc. shares; via BofA Merrill Lynch; pricing in August
18- to 21-month 0% leveraged buffered notes tied to the iShares MSCI EAFE index fund; 90% trigger; via Goldman Sachs & Co.
15- to 17-month 0% buffered equity index-linked notes tied to the MSCI EAFE index; 85% trigger; via Goldman Sachs & Co.
0% leveraged buffered notes due 2015 linked to the S&P 500 index due in 24 to 27 months; 90% trigger; via RBC Capital Markets, LLC; Cusip: 78008S6H4
UBS AG, LONDON BRANCH
4.5%-6.5% airbag autocallable yield optimization notes due Aug. 15, 2014 linked to the common stock of Chesapeake Energy Corp.; via UBS Financial Services Inc. and UBS Investment Bank; pricing Aug. 9; Cusip: 90271L692
Call warrants expiring Aug. 14, 2018 linked to the Euro Stoxx 50 index; via UBS Financial Services, Inc. and UBS Investment Bank; pricing Aug. 9; Cusip: 90271L734
Trigger phoenix autocallable optimization securities due Aug. 15, 2023 linked to the worst performing of the Euro Stoxx 50 index and the Russell 2000 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Aug. 9; Cusip: 90271L585
7.25-9.25% airbag autocallable yield optimization notes due Aug. 15, 2014 linked to the common stock of Incyte Corp.; via UBS Financial Services Inc. and UBS Investment Bank; pricing Aug. 9; Cusip: 90271L684
5.75%-7.75% airbag autocallable yield optimization notes due Aug. 15, 2014 linked to the American depositary shares of Itau Unibanco Holdings SA; via UBS Financial Services Inc. and UBS Investment Bank; pricing Aug. 9; Cusip: 90271L700
Call warrants expiring Aug. 14, 2018 linked to the S&P 500 index; via UBS Financial Services, Inc. and UBS Investment Bank; pricing Aug. 9; Cusip: 90271L742
7.3%-9.8% airbag autocallable yield optimization notes due Aug. 15, 2014 linked to the common stock of Tenet Healthcare Corp.; via UBS Financial Services Inc. and UBS Investment Bank; pricing Aug. 9; Cusip: 90271L718
Contingent income autocallable securities due Aug. 18, 2016 linked to the worse performing of Amazon.com, Inc. and eBay, Inc. shares; 70% trigger; via UBS Securities LLC with Morgan Stanley Smith Barney LLC; pricing Aug. 13; Cusip: 90271L726
0% contingent return optimization securities due Feb. 29, 2016 linked to the Russell 2000 index; via UBS Financial Services Inc. and UBS Investment Bank pricing Aug. 27; Cusip: 90271L643
0% trigger performance securities due Aug. 31, 2018 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Aug. 28; Cusip: 90271L635
0% short leverage securities linked to the S&P 500 Total Return index; via UBS Financial Services Inc. and UBS Investment Bank; Cusip: 90269V439
UNION BANK, NA
Non-callable fixed-to-floating notes due Aug. 28, 2018; via Citigroup Global Markets Inc.; pricing Aug. 23; Cusip: 1730T0UP2
Market-linked certificates of deposit due Aug. 31, 2020 linked to the Dow Jones industrial average; via UnionBanc Investment Services, LLC; pricing Aug. 27; Cusip: 90521ANN4
0% quarterly capped return market-linked certificates of deposit due Aug. 30, 2017 linked to the PowerShares QQQ Trust, Series 1; via UnionBanc Investment Services, LLC with Incapital LLC as distributor; pricing Aug. 27; Cusip: 90521ANQ7
0% quarterly capped return market-linked certificates of deposit due Aug. 30, 2018 linked to the S&P 500 index; via UnionBanc Investment Services, LLC with Incapital LLC as distributor; pricing Aug. 27; Cusip: 90521ANP9
Market-linked certificates of deposit due Aug. 30, 2018 linked to an equally weighted basket of four currencies relative to the dollar (Australian dollar, Brazilian real, Canadian dollar and Norwegian krone); via UnionBanc Investment Services, LLC; pricing Aug. 28; Cusip: 90521ANL8
0% quarterly capped return market-linked certificates of deposit due Aug. 30, 2017 linked to the spot price of gold; via UnionBanc Investment Services, LLC with Incapital LLC as distributor; pricing Aug. 28; Cusip: 90521ANM6
WELLS FARGO & CO.
Market-linked notes due Sept. 8, 2020 tied to a basket of the iShares MSCI EAFE ETF and the iShares MSCI Emerging Markets ETF; via Wells Fargo Securities, LLC; pricing Aug. 30; Cusip: 94986RQZ7
0% market-linked notes with upside participation and averaging due March 6, 2020 linked to the Vanguard Total Stock Market index fund; via Wells Fargo Securities LLC; pricing Aug. 30; Cusip: 94986RQX2
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