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Structured Products Calendar
BANK OF AMERICA CORP.
• 0% digital return notes due April 2015 linked to the 30-year Constant Maturity Swap rate; via Bank of America Merrill Lynch; pricing in April
• Callable capped notes due April 16, 2032 linked to the 30-year and two-year Constant Maturity Swap Rates; via Bank of America Merrill Lynch; pricing in April
• 0% enhanced market-linked step-up notes with buffer due April 2015 linked to the Dow Jones industrial average; via Bank of America Merrill Lynch; pricing in April
• 0% Market Index Target-Term Securities due April 2018 linked to the Dow Jones industrial average; via Bank of America Merrill Lynch; pricing in April
• 0% Capped Leveraged Index Return Notes due April 2014 linked to the Dow Jones U.S. Real Estate index; 90% trigger; via Bank of America Merrill Lynch; pricing in April
• Capped Leveraged Index Return Notes due May 2014 linked to the spot price of gold; 90% trigger; via Bank of America Merrill Lynch; pricing in April
• Currency-linked step-up notes due May 2015 linked to the Indonesian rupiah, Indian rupee and Chinese renminbi; via Bank of America Merrill Lynch; pricing in April
• 0% Strategic Accelerated Redemption Securities due May 2013 linked to iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; 95% trigger; via Bank of America Merrill Lynch; pricing in April
• 0% Strategic Accelerated Redemption Securities due December 2012 linked to the platinum futures contract; via Bank of America Merrill Lynch; pricing in April
• 0% Accelerated Return Notes due June 2013 linked to the Rogers International Commodity Index - Excess Return; via Bank of America Merrill Lynch; pricing in April
• 0% Accelerated Return Notes due June 2013 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in April
• 0% Accelerated Return Notes due April 2014 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in April
• 0% autocallable market-linked step-up notes due April 2015 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in April
• Market-linked step-up notes due April 2015 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in April
• 0% Leveraged Index Return Notes due April 2015 linked to the Technology Select Sector index; 95% trigger; via Bank of America Merrill Lynch; pricing in April
BANK OF MONTREAL
• 13% annualized reverse exchangeable notes due July 18, 2012 linked to AK Steel Holding Corp. common stock; 80% trigger; via BMO Capital Markets Corp.; pricing April 13; Cusip: 06366Q6A0
• 9% annualized reverse exchangeable notes due Oct. 18, 2012 linked to Amazon.com, Inc. common stock; 80% trigger; via BMO Capital Markets Corp.; pricing April 13; Cusip: 06366Q6E2
• 10.5% annualized reverse exchangeable notes due Oct. 18, 2012 linked to Bank of America Corp. common stock; 70% trigger; via BMO Capital Markets Corp.; pricing April 13; Cusip: 06366Q6F9
• 10.5% annualized reverse exchangeable notes due Oct. 18, 2012 linked to CF Industries Holdings, Inc. shares; 75% trigger; via BMO Capital Markets Corp.; pricing April 13; Cusip: 06366Q6G7
• 12% annualized reverse exchangeable notes due July 18, 2012 linked to Clean Energy Fuels Corp. common stock; 75% trigger; via BMO Capital Markets Corp.; pricing April 13; Cusip: 06366Q6B8
• 13% annualized reverse exchangeable notes due Oct. 18, 2012 linked to Goodyear Tire & Rubber Co. shares; 80% trigger; via BMO Capital Markets Corp.; pricing April 13; Cusip: 06366Q6K8
• 10% annualized reverse exchangeable notes due Oct. 18, 2012 linked to Halliburton Co. shares; 80% trigger; via BMO Capital Markets Corp.; pricing April 13; Cusip: 06366Q6L6
• 13% annualized reverse exchangeable notes due Oct. 18, 2012 linked to lululemon athletica inc. shares; 75% trigger; via BMO Capital Markets Corp.; pricing April 13; Cusip: 06366Q6M4
• 13.25% annualized reverse exchangeable notes due Oct. 18, 2012 linked to MercadoLibre, Inc. shares; 80% trigger; via BMO Capital Markets Corp.; pricing April 13; Cusip: 06366Q6N2
• 14.5% annualized reverse exchangeable notes due July 18, 2012 linked to Riverbed Technology, Inc. common stock; 80% trigger; via BMO Capital Markets Corp.; pricing April 13; Cusip: 06366Q6C6
• 12% annualized reverse exchangeable notes due Oct. 18, 2012 linked to Salesforce.com, Inc. shares; 80% trigger; via BMO Capital Markets Corp.; pricing April 13; Cusip: 06366Q6H5
• 12.5% annualized reverse exchangeable notes due Oct. 18, 2012 linked to Silver Wheaton Corp. shares; 80% trigger; via BMO Capital Markets Corp.; pricing April 13; Cusip: 06366Q6Q
• 9.5% annualized reverse exchangeable notes due Oct. 18, 2012 linked to Transocean Ltd. shares; 80% trigger; via BMO Capital Markets Corp.; pricing April 13; Cusip: 06366Q6P7
• 14% annualized reverse exchangeable notes due July 18, 2012 linked to United States Steel Corp. common stock; 80% trigger; via BMO Capital Markets Corp.; pricing April 13; Cusip: 06366Q6D4
• 12% annualized reverse exchangeable notes due Oct. 18, 2012 linked to Wynn Resorts Ltd. shares; 80% trigger; via BMO Capital Markets Corp.; pricing April 13; Cusip: 06366Q6S1
• Redeemable step-up notes due April 19, 2027; via BMO Capital Markets Corp.; pricing April 16; Cusip: 06366Q6W2
• 0% buffered bullish notes due Oct. 25, 2012 linked to the first nearby futures contract for New York Harbor RBOB gasoline traded on the New York Mercantile Exchange; via BMO Capital Markets Corp.; pricing April 20; Cusip: 06366Q4Q7
• 0% notes due May 30, 2013 linked to 15 common stocks selected from the S&P High Yield Dividend Aristocrats index (AT&T Inc., Black Hills Corp., Cincinnati Financial Corp., Consolidated Edison, Inc., HCP, Inc., Kimberly-Clark Corp., Leggett & Platt, Mercury General Corp., Northwest Natural Gas Co., Old Republic International Corp., Piedmont Natural Gas Co. Inc., Pitney Bowes Inc., United Bankshares, Inc., Vectren Corp. and WGL Holdings Inc.); via BMO Capital Markets Corp.; pricing April 25; Cusip: 06366Q6Y8
• 6.5% to 9.5% autocallable reverse exchangeable notes due April 30, 2013 linked to the iShares MSCI Emerging Markets index fund; 75% trigger; via BMO Capital Markets Corp.; pricing April 25; Cusip: 06366Q7A9
BANK OF THE WEST
• Contingent variable income market-linked certificates of deposit due April 28, 2017 linked to Altria Group, Inc., American Electric Power, AT&T, Inc., Eli Lilly & Co., Lorillard, Inc., Macy's, Inc., Mattel, Inc., Maxim Integrated Products, Silver Wheaton Corp. and Verizon Communications Inc.; via BNP Paribas Securities Corp. andAdvisors Asset Management, Inc.; pricing April 25; Cusip: 06426XDL1
• Contingent variable income market-linked certificates of deposit due April 30, 2018 linked to Altria Group, Inc., AT&T, Inc., Banco Santander SA American Depositary Receipts, Eli Lilly & Co., GlaxoSmithKline plc American Depositary Receipts, HSBC Holdings plc American Depositary Receipts, Maxim Integrated Products, Silver Wheaton Corp., Vale SA American Depositary Receipts and Verizon Communications Inc.; via BNP Paribas Securities Corp. and Advisors Asset Management, Inc.; pricing April 25; Cusip: 06426XDN7
• Contingent variable income market-linked certificates of deposit due April 30, 2018 linked to a basket of stocks (Altria Group, Inc., American Electric Power, AT&T, Inc., Eli Lilly & Co., Lorillard, Inc., Macy's, Inc., Mattel, Inc., Maxim Integrated Products, Silver Wheaton Corp. and Verizon Communications Inc.) via BNP Paribas Securities Corp.; pricing April 25; Cusip: 06426XDM9
• Contingent variable income market-linked certificates of deposit due April 30, 2019 linked to Altria Group, Inc., American Electric Power, AT&T, Inc., Eli Lilly & Co., Lorillard, Inc., Macy's, Inc., Mattel, Inc., Maxim Integrated Products, Silver Wheaton Corp. and Verizon Communications Inc.; via BNP Paribas Securities Corp. andAdvisors Asset Management, Inc.; pricing April 25; Cusip: 06426XDQ0
• Contingent variable income market-linked certificates of deposit due April 30, 2019 linked to a basket of stocks (Altria Group, Inc., American Electric Power, AT&T, Inc., Eli Lilly & Co., Lorillard, Inc., Macy's, Inc., Mattel, Inc., Maxim Integrated Products, Silver Wheaton Corp. and Verizon Communications Inc.) via BNP Paribas Securities Corp.; pricing April 25; Cusip: 06426XDR8
• Contingent variable income market-linked certificates of deposit due April 30, 2018 linked to S&P GSCI Cocoa Dynamic Roll Index ER, S&P GSCI Coffee Dynamic Roll Index ER, S&P GSCI Cotton Dynamic Roll Index ER, S&P GSCI Gold Dynamic Roll Index ER,S&P GSCI Lead Dynamic Roll Index ER, S&P GSCI Natural Gas Dynamic Roll Index ER, S&P GSCI Nickel Dynamic Roll Index ER, S&P GSCI Silver Dynamic Roll Index ER, S&P GSCI Sugar Dynamic Roll Index ER and S&PGSCI Zinc Dynamic Roll Index ER; via BNP Paribas Securities Corp. and Advisors Asset Management, Inc.; pricing April 25; Cusip: 06426XDP2
BARCLAYS BANK DELAWARE
• Certificates of deposit due April 27, 2017 linked to a basket of common stocks of Alcoa Inc., Amazon.com, Inc., Cheniere Energy, Inc., Green Mountain Coffee Roasters, Inc., Halliburton Co., Newmont Mining Corp., Omnivision Technologies, Inc., Questcor Pharmaceuticals, Inc., Sina Corp. and Walgreen Co.; via Barclays Capital Inc. with Advisors Asset Management, Inc. as distributor; pricing April 24; Cusip: 06740ATJ8
• Certificates of deposit due April 27, 2018 linked to a basket of common stocks of Alcoa Inc., Amazon.com, Inc., Cheniere Energy, Inc., Green Mountain Coffee Roasters, Inc., Halliburton Co., Newmont Mining Corp., Omnivision Technologies, Inc., Questcor Pharmaceuticals, Inc., Sina Corp. and Walgreen Co.; via Barclays Capital Inc. with Advisors Asset Management, Inc. as distributor; pricing April 24; Cusip: 06740ATH2
• Certificates of deposit due April 29, 2019 linked to a basket of common stocks of Alcoa Inc., Amazon.com, Inc., Cheniere Energy, Inc., Green Mountain Coffee Roasters, Inc., Halliburton Co., Newmont Mining Corp., Omnivision Technologies, Inc., Questcor Pharmaceuticals, Inc., Sina Corp. and Walgreen Co.; via Barclays Capital Inc. with Advisors Asset Management, Inc. as distributor; pricing April 24; Cusip: 06740ATF6
• Certificates of deposit due April 29, 2019 linked to a basket of common stocks of Alcoa Inc., Amazon.com, Inc., Cheniere Energy, Inc., Green Mountain Coffee Roasters, Inc., Halliburton Co., Newmont Mining Corp., Omnivision Technologies, Inc., Questcor Pharmaceuticals, Inc., Sina Corp. and Walgreen Co.; via Barclays Capital Inc. with Advisors Asset Management, Inc. as distributor; pricing April 24; Cusip: 06740ATG4
• 0.3% certificates of deposit due April 29, 2019 linked to the Barclays Q-GSP Large Cap US Risk Controlled 5% USD ER index; via agent Barclays Capital Inc. and distributor Advisors Asset Management, Inc.; pricing April 24; Cusip: 06740ATA7
• 0% certificates of deposit due April 27, 2017 linked to the Brazilian real, the Russian ruble, the Indian rupee and the Chinese renminbi; via agent Barclays Capital Inc. and distributor Advisors Asset Management, Inc.; pricing April 24; Cusip: 06740ATB5
• 0% certificates of deposit due April 29, 2019 linked to the S&P 500 index, the Euro Stoxx 50 index and the FTSE 100 index; via agent Barclays Capital Inc. and distributor Advisors Asset Management, Inc.; pricing April 24; Cusip: 06740ATC3
BARCLAYS BANK PLC
• 9%-11% autocallable yield notes due April 19, 2013 linked to the S&P 500 index, the Russell 2000 index and the SPDR S&P Metals & Mining exchange-traded fund; via Barclays Capital Inc.; pricing April 17; Cusip: 06738K2K6
• 18% reverse convertible notes due July 30, 2012 linked to Alpha Natural Resources, Inc. stock; via Barclays Capital; pricing April 25; Cusip: 06741JA82
• 13.5% reverse convertible notes due July 30, 2012 linked to Basic Energy Services, Inc. stock; via Barclays Capital; pricing April 25; Cusip: 06741JA90
• 0% notes due April 30, 2014 linked to the performance of the Brent crude futures contract; via Barclays Capital Inc.; pricing April 25; Cusip: 06738K2N0
• 14.5% reverse convertible notes due Oct. 30, 2012 linked to Cree, Inc. stock; via Barclays Capital; pricing April 25; Cusip: 06741JB32
• 18.25% reverse convertible notes due April 30, 2013 linked to First Solar, Inc. stock; via Barclays Capital; pricing April 25; Cusip: 06741JB57
• 15.75% reverse convertible notes due April 30, 2013 linked to Green Mountain Coffee Roasters, Inc. stock; via Barclays Capital; pricing April 25; Cusip: 06741JB65
• 12.75% reverse convertible notes due Oct. 30, 2012 linked to Northern Oil and Gas, Inc. stock; via Barclays Capital; pricing April 25; Cusip: 06741JB40
• Notes due April 28, 2016 linked to a basket of 10 commodity indexes (S&P GSCI Sugar Index Excess Return, S&P GSCI Cocoa Index Excess Return, S&P GSCI Corn Index Excess Return, S&P GSCI Cotton Index Excess Return, S&P GSCI Lean Hogs Index Excess Return, S&P GSCI Gold Index Excess Return, S&P GSCI Natural Gas Index Excess Return, S&P GSCI Lead Index Excess Return, S&P GSCI Nickel Index Excess Return and S&P GSCI Zinc Index Excess Return); via Barclays Capital Inc.; pricing April 25; Cusip: 06738K2J9
• 15% reverse convertible notes due Oct. 30, 2012 linked to Supervalu Inc. stock; via Barclays Capital; pricing April 25; Cusip: 06741JB24
• 8.75% reverse convertible notes due April 30, 2013 linked to Bank of America Corp. stock; via Barclays Capital; pricing April 26; Cusip: 06741JA74
• 10.75% reverse convertible notes due April 30, 2013 linked to Peabody Energy Corp. stock; via Barclays Capital; pricing April 26; Cusip: 06741JA66
• 0% buffered Super Track digital notes due April 30, 2014 linked to the Russell 2000 index; via Barclays Capital; pricing April 26; Cusip: 06738K2V2
• 0% buffered Super Track digital notes due April 30, 2015 linked to the S&P 500 index; via Barclays Capital; pricing April 26; Cusip: 06738K2Y6
• 9.5% reverse convertible notes due Oct. 31, 2012 linked to Superior Energy Services, Inc. stock; via Barclays Capital; pricing April 26; Cusip: 06741JA58
• 8.5% STEP Income Securities due April 2013 linked to the common stock of Freeport-McMoRan Copper & Gold Inc.; via Bank of America Merrill Lynch; pricing in April
• 0% notes due May 12, 2015 linked to the EquityCompass Share Buyback index; via Barclays Capital Inc.; pricing May 7; Cusip: 06738K2Z3
BMO HARRIS BANK NA
• Annual digital yield generator certificates of deposit due April 30, 2018 linked to the common stocks of Altria Group Inc., Archer-Daniels-Midland Co., Avon Products Inc., Barrick Gold Corp., Best Buy Co. Inc., Cablevision Systems Corp., JPMorgan Chase & Co., Lockheed Martin Corp., Walgreen Co. and Whirlpool Corp.; via BMO Capital Markets Corp. and distributor Incapital LLC; pricing April 24; Cusip: 05573JGA6
• Annual digital yield generator certificates of deposit due April 28, 2017 linked to the common stocks of Altria Group Inc., Archer-Daniels-Midland Co., Avon Products Inc., Barrick Gold Corp., Best Buy Co. Inc., Cablevision Systems Corp., JPMorgan Chase & Co., Lockheed Martin Corp., Walgreen Co. and Whirlpool Corp.; via BMO Capital Markets Corp. and distributor Incapital LLC; pricing April 25; Cusip: 05573JFZ2
• Annual digital yield generator certificates of deposit due April 30, 2019 linked to the common stocks of Altria Group Inc., Archer-Daniels-Midland Co., Avon Products Inc., Barrick Gold Corp., Best Buy Co. Inc., Cablevision Systems Corp., JPMorgan Chase & Co., Lockheed Martin Corp., Walgreen Co. and Whirlpool Corp.; via BMO Capital Markets Corp. and distributor Incapital LLC; pricing April 25; Cusip: 05573JGB4
• Semiannual digital yield generator certificates of deposit due April 30, 2018 linked to the common stocks of Altria Group Inc., Archer-Daniels-Midland Co., Avon Products Inc., Barrick Gold Corp., Best Buy Co. Inc., Cablevision Systems Corp., JPMorgan Chase & Co., Lockheed Martin Corp., Walgreen Co. and Whirlpool Corp.; via BMO Capital Markets Corp. and distributor Incapital LLC; pricing April 25; Cusip: 05573JGC2
• Semiannual digital yield generator certificates of deposit due April 30, 2019 linked to the common stocks of Altria Group Inc., Archer-Daniels-Midland Co., Avon Products Inc., Barrick Gold Corp., Best Buy Co. Inc., Cablevision Systems Corp., JPMorgan Chase & Co., Lockheed Martin Corp., Walgreen Co. and Whirlpool Corp.; via BMO Capital Markets Corp. and distributor Incapital LLC; pricing April 25; Cusip: 05573JGD0
CITIGROUP FUNDING INC.
• Noncallable floating-rate notes due April 27, 2016; via Citigroup Global Markets Inc.; pricing April 24; Cusip: 1730T0WY1
• 0% Index Lasers due October 2015 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; pricing April 24; Cusip: 1730T0WW5
• Buffered range accrual notes due Oct. 29, 2015 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing April 24; Cusip: 1730T0WZ8
• 0% buffered digital plus notes due October 2015 linked to the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing April 26; Cusip: 1730T0WX3
• 7%-9% annualized single observation Equity LinKed Securities due Nov. 21, 2012 linked to Freeport-McMoRan Copper & Gold Inc. common stock; via Citigroup Global Markets Inc.; pricing April 27; Cusip: 17318Q707
• 0% jump securities due May 30, 2013 linked to the Market Vectors Gold Miners exchange-traded fund; via Citigroup Global Markets Inc.; pricing April 27; Cusip: 17318Q806
• 0% Performance Leveraged Upside Securities due May 2013 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing April 27; Cusip: 17318Q509
CREDIT SUISSE AG, NASSAU BRANCH
• 0% digital-plus barrier notes due April 18, 2016 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing April 11; Cusip: 22546TQT1
• 8% callable yield notes due April 17, 2014 linked to the S&P 500 index and the Russell 2000 index; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing April 12; Cusip: 22546TPT2
• 11%-13% callable yield notes due April 18, 2013 linked to the Russell 2000 index, the United States Oil Fund, LP and the Market Vectors Gold Miners Exchange-Traded Fund; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing April 12; Cusip: 22546TQK0
• 0% Cert Plus securities due April 17, 2015 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 12; Cusip: 22546TPQ8
• High/low coupon callable yield notes due April 18, 2013 linked to the Russell 2000 index, the UnitedStates Oil Fund, LP and the Market Vectors Gold Miners Exchange-Traded Fund; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing April 13; Cusip: 22546TQL8
• 7%-9% annualized callable yield notes due Jan. 23, 2013 linked to the S&P 500 index, Russell 2000 index and the Market Vectors Gold Miners Exchange-Traded Fund; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing April 18; Cusip: 22546TQJ3
• 0% digital plus barrier notes due April 27, 2016 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing April 20; Cusip: 22546TQQ7
• 5.5%-7.5% callable yield notes due July 29, 2013 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 20; Cusip: 22546TQS3
• 0% digital barrier notes due July 29, 2013 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 20; Cusip: 22546TQR5
• 4% digital barrier coupon notes due May 2, 2016 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22546TQP9
• 7%-8% callable yield notes due Aug. 1, 2013 linked to the S&P 500 index, the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing April 26; Cusip: 22546TQV6
DEUTSCHE BANK AG, LONDON BRANCH
• 0% market contribution securities due Oct. 16, 2013 linked to the Deutsche Bank Liquid Commodity Index-Mean Reversion Total Return; via Deutsche Bank Securities Inc.; pricing April 10; Cusip: 2515A1HX2
• 0% capped buffered underlying securities due April 29, 2016 linked to a basket of equity components; via Deutsche Bank Securities Inc.; pricing April 20; Cusip: 2515A1HY0
• 0% return optimization securities due May 31, 2013 linked to the S&P 500 index; via Deutsche Bank Securities Inc. and UBS Financial Services Inc.; pricing April 25; Cusip: 25154V474
GOLDMAN SACHS BANK USA
• Contingent coupon certificates of deposit due 2019 linked to Altria Group, Inc., Amazon.com, Inc., Amgen Inc., Gilead Sciences, Inc., Google, Inc. Hewlett-Packard Co., Newmont Mining Corp., PepsiCo, Inc., Southern Co. and Target Corp.; via Goldman, Sachs & Co. with Incapital LLC; Cusip: 38143APE9
• Contingent coupon certificates of deposit due 2017 linked to Altria Group, Inc., Amazon.com, Inc., Amgen Inc., Gilead Sciences, Inc., Google, Inc. Hewlett-Packard Co., Newmont Mining Corp., PepsiCo, Inc., Southern Co. and Target Corp.; via Goldman, Sachs & Co. with Incapital LLC; Cusip: 38143APJ8
• Contingent coupon certificates of deposit due 2017 linked to Altria Group, Inc., Amazon.com, Inc., Amgen Inc., Gilead Sciences, Inc., Google, Inc. Hewlett-Packard Co., Newmont Mining Corp., PepsiCo, Inc., Southern Co. and Target Corp.; via Goldman, Sachs & Co. with Incapital LLC; Cusip: 38143APD1
• Contingent coupon certificates of deposit due 2018 linked to Altria Group, Inc., Amazon.com, Inc., Amgen Inc., Gilead Sciences, Inc., Google, Inc. Hewlett-Packard Co., Newmont Mining Corp., PepsiCo, Inc., Southern Co. and Target Corp.; via Goldman, Sachs & Co. with Incapital LLC; Cusip: 38143APH2
• 0% equity-linked certificates of deposit due 2019 linked to equal weights of the Euro Stoxx 50 index, the S&P 500 index, the S&P/TSX 60 index and the Topix; via Goldman, Sachs & Co. with Incapital LLC; Cusip: 38143APG4
GOLDMAN SACHS GROUP, INC.
• 42-month 0% buffered index-linked digital notes tied to the Dow Jones industrial average; 80% trigger; via Goldman Sachs & Co.; Cusip: 38143U2B6
• 69-month 0% equity index-linked notes tied to the Dow Jones industrial average; via Goldman Sachs & Co.; Cusip: 38143U2A8
• 0% buffered equity index fund-linked notes tied to the iShares MSCI Emerging Markets index fund; via Goldman, Sachs & Co.; Cusip: 38143UU82
• 0% buffered notes due in 24 to 26 months linked to a basket containing the MSCI EAFE index and the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38143UU41
• 18-month 0% autocallable buffered index-linked notes linked to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38143UQ53
• 36-month 0% buffered notes linked to S&P 500 index; 80% trigger; via Goldman Sachs & Co.; Cusip: 38143U2C4
• 48-month 0% leveraged buffered index-linked notes tied to the S&P 500 index; 75% trigger; via Goldman Sachs & Co.; Cusip: 38143UT43
• Five-year 0% buffered index-linked range accrual notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38143UU66
• 10-year callable monthly range accrual notes linked to the S&P 500 index and six-month Libor; via Goldman Sachs & Co.; Cusip: 38143U2G5
• 15-year callable monthly range accrual notes tied to the S&P 500 index and six-month Libor; 65%-69% trigger; via Goldman Sachs & Co.; 38143U2F7
• 42-month 2% buffered basket-linked notes linked to the S&P 500 index, the MSCI EAFE index, the S&P MidCap 400 index, the iShares MSCI Emerging Markets index fund, the iShares Dow Jones U.S. Real Estate index fund and the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38143UT92
HSBC BANK USA, NA
• Annual income opportunity Morningstar Wide Moat series 7 CDs with auto cap due April 26, 2019 linked to the common stocks of Amgen Inc., Applied Materials, Inc., Exelon Corp., General Electric Co., Intel Corp., Lorillard, Inc., PepsiCo, Inc., Pfizer Inc., Procter & Gamble Co. and Time Warner Cable Inc.; via HSBC Securities (USA) Inc.; pricing April 23; Cusip: 40431GP37
• Annual income opportunity technology titans CDs with auto cap due April 26, 2019 linked the common stocks of Apple Inc., Cisco Systems, Inc., Google Inc., IBM Corp., Intel Corp., Microsoft Corp., Oracle Corp. Qualcomm, Inc., AT&T and Verizon Communications Inc.; via HSBC Securities (USA) Inc.; pricing April 23; Cusip: 40431GP29
• 0% Global Opportunity certificates of deposit due April 29, 2019 linked to the Dow Jones industrial average, the Euro Stoxx 50 index and the TWSE index; via HSBC Securities (USA) Inc.; pricing April 23; Cusip: 40431GQ85
• 0.25%-0.35% growth opportunity certificates of deposit due April 26, 2019 linked to the S&P 500 Low Volatility index; via HSBC Securities (USA) Inc.; pricing April 23; Cusip: 40431GQ69
• Head-Start Annual Income Opportunity certificates of deposit with auto cap feature due April 29, 2019 linked to the common stocks of American Electric Power Co., AT&T Inc., Biogen Idec Inc., Kimberley-Clark Corp., Lockheed Martin Corp., Maxim Integrated Products, Mosaic Co., Pfizer Inc., Ralph Lauren Corp. and Silver Wheaton Corp.; via HSBC Securities (USA) Inc.; pricing April 24; Cusip: 40431GQ51
• Income Plus certificates of deposit due April 29, 2019 with 2.5% potential coupon linked to the common stocks of AT&T Inc., Intel Corp., Kraft Foods Inc., Pfizer Inc. and Reynolds American Inc.; via HSBC Securities (USA) Inc.; pricing April 24; Cusip: 40431GN70
• Income Plus certificates of deposit due April 29, 2019 with 5.25% potential coupon linked to the common stocks of AT&T Inc., Intel Corp., Kraft Foods Inc., Pfizer Inc. and Reynolds American Inc.; via HSBC Securities (USA) Inc.; pricing April 24; Cusip: 40431GN88
• Income Plus certificates of deposit due April 29, 2019 with 6.75% potential coupon linked to the common stocks of AT&T Inc., Intel Corp., Kraft Foods Inc., Pfizer Inc. and Reynolds American Inc.; via HSBC Securities (USA) Inc.; pricing April 24; Cusip: 40431GN62
• Annual income opportunity notes with auto cap due May 1, 2017 linked to American Electric Power Co., AT&T Inc., Biogen Idec Inc., Kimberly-Clark Corp., Lockheed Martin Corp., Maxim Integrated Products, Pfizer Inc., Ralph Lauren Corp., Silver Wheaton Corp. and Mosaic Co.; via HSBC Securities (USA) Inc.; pricing April 25; Cusip: 40431GP78
• Annual income opportunity notes with auto cap due April 27, 2018 linked to American Electric Power Co., AT&T Inc., Biogen Idec Inc., Kimberly-Clark Corp., Lockheed Martin Corp., Maxim Integrated Products, Pfizer Inc., Ralph Lauren Corp., Silver Wheaton Corp. and Mosaic Co.; via HSBC Securities (USA) Inc.; pricing April 24; Cusip: 40431GQ28
• Annual income opportunity notes with auto cap due April 30, 2019 linked to American Electric Power Co., AT&T Inc., Biogen Idec Inc., Kimberly-Clark Corp., Lockheed Martin Corp., Maxim Integrated Products, Pfizer Inc., Ralph Lauren Corp., Silver Wheaton Corp. and Mosaic Co.; via HSBC Securities (USA) Inc.; pricing April 25; Cusip: 40431GP52
• Annual Income Opportunity certificates of deposit with auto cap feature due April 30, 2019 linked to a global industry titans basket, including AstraZeneca plc, Encana Corp., General Mills, Inc., Gerdau SA, Home Depot, Inc., Icici Bank Ltd., Randgold Resources Ltd., Taiwan Semiconductor Manufacturing Co., Unilever NV and Vodafone Group plc; via HSBC Securities (USA) Inc.; pricing April 25; Cusip: 40431GQ36
HSBC USA INC.
• 0% buffered Accelerated Market Participation Securities due Oct. 24, 2013 linked to the iShares MSCI Emerging Markets index fund; via HSBC Securities (USA) Inc.; pricing April 20; Cusip: 4042K1F24
• 0% buffered Accelerated Market Participation Securities due Oct. 24, 2013 linked to the iShares MSCI Emerging Markets index fund; via HSBC Securities (USA) Inc.; pricing April 20; Cusip: 4042K1F57
• 0% buffered Accelerated Market Participation Securities due Oct. 24, 2013 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing April 20; Cusip: 4042K1E90
• 0% buffered Accelerated Market Participation Securities due Oct. 24, 2013 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing April 20; Cusip: 4042K1F40
• 0% buffered Accelerated Market Participation Securities due Oct. 24, 2013 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 20; Cusip: 4042K1E82
• 0% buffered Accelerated Market Participation Securities due Oct. 24, 2013 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 20; Cusip: 4042K1F32
• 7%-9% autocallable yield notes due April 26, 2013 linked to the S&P 500 index and the Russell 2000 index; 75% trigger; via HSBC Securities (USA) Inc.; pricing April 20; Cusip: 4042K1C68
• 10%-12% autocallable yield notes due April 26, 2013 linked to the S&P 500 index and the Russell 2000 index; 75% trigger; via HSBC Securities (USA) Inc.; pricing April 20; Cusip: 4042K1C50
• 0% buffered performance plus securities due April 27, 2015 linked to the S&P 500 Low Volatility index; via HSBC Securities (USA) Inc.; pricing April 20; Cusip: 4042K1F73
• 0% leveraged buffered uncapped market participation securities due April 28, 2015 linked to the S&P 500 Low Volatility index; 80% trigger; via HSBC Securities (USA) Inc.; pricing April 23; Cusip: 4042K1E41
• 0% performance notes due April 27, 2017 linked to the S&P 500 Low Volatility index; via HSBC Securities (USA) Inc.; pricing April 23; Cusip: 4042K1E66
• 0% 50/150 performance securities due April 27, 2017 linked to the S&P 500 Low Volatility index; via HSBCSecurities (USA) Inc.; pricing April 23; Cusip: 4042K1E33
• 0% peak return participation notes due April 26, 2019 linked to the S&P 500 Low Volatility index; via HSBC Securities (USA) Inc.; pricing April 23; Cusip: 4042K1F65
• 0% performance notes due Oct. 26, 2018 linked to the S&P 500 Low Volatility index; via HSBC Securities (USA) Inc.; pricing April 23; Cusip: 4042K1E58
• Annual income opportunity notes with auto cap due April 27, 2015 linked to the common stocks of American Electric Power Co., Biogen Idec Inc., Chipotle Mexican Grill, Inc., ConocoPhillips, Lockheed Martin Corp., Mosaic Co., Maxim Integrated Products, Inc., Polo Ralph Lauren Corp., Starbucks Corp. and Silver Wheaton Corp.; via HSBC Securities (USA) Inc.; pricing April 24; Cusip: 4042K1B51
• Annual income opportunity notes with auto cap due April 27, 2019 linked to the common stocks of American Electric Power Co., Biogen Idec Inc., Chipotle Mexican Grill, Inc., ConocoPhillips, Lockheed Martin Corp., Mosaic Co., Maxim Integrated Products, Inc., Polo Ralph Lauren Corp., Starbucks Corp. and Silver Wheaton Corp.; via HSBC Securities (USA) Inc.; pricing April 24; Cusip: 4042K1B77
• Head start annual income opportunity notes with auto cap due April 27, 2017 linked to the common stocks of American Electric Power Co., Biogen Idec Inc., Chipotle Mexican Grill, Inc., ConocoPhillips, Lockheed Martin Corp., Mosaic Co., Maxim Integrated Products, Inc., Polo Ralph Lauren Corp., Starbucks Corp. and Silver Wheaton Corp.; via HSBC Securities (USA) Inc.; pricing April 24; Cusip: 4042K1B69
• 0% buffered uncapped market participation securities due April 29, 2015 linked to the Dow Jones industrial average; 80%-85% trigger; via HSBC Securities (USA) Inc.; pricing April 24; Cusip: 4042K1C27
• 0% buffered uncapped market participation securities due April 29, 2015 linked to the S&P 500 index; 75%-80% trigger; via HSBC Securities (USA) Inc.; pricing April 24; Cusip: 4042K1B85
• 0% buffered performance plus securities due April 29, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 24; Cusip: 4042K1E25
• 0% buffered uncapped market participation securities due April 28, 2016 linked to the S&P 500 index; 75%-80% trigger; via HSBC Securities (USA) Inc.; pricing April 24; Cusip: 4042K1B93
• 0% buffered performance plus securities due April 28, 2016 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 24; Cusip: 4042K1D91
• 0% buffered return optimization securities due April 30, 2014 linked to the iShares MSCI Emerging Markets Index Fund; 73%-78% trigger; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing April 25; Cusip: 40433K140
• 0% currency-linked trigger jump securities due May 2, 2014 linked to Brazilian real, Australian dollar, Russian ruble and Canadian dollar, euro, U.S. dollar and the Japanese yen; 90% trigger; via HSBC Securities (USA) Inc. and Morgan Stanley Smith Barney LLC; pricing April 27; Cusip: 4042K1E74
• 8% coupon-bearing notes due April 2013 linked to the common stock of Corning Inc.; via Bank of America Merrill Lynch; pricing in April
• 0% Accelerated Return Notes due June 2013 linked to the MSCI EAFE index; via Bank of America Merrill Lynch; pricing in April
JPMORGAN CHASE BANK, NA
• Digital contingent coupon certificates of deposit due April 30, 2018 linked to Altria Group, Inc., Clorox Co., Duke Energy Corp., Goldcorp Inc., Hasbro, Inc., Kellogg Co., Lockheed Martin Corp., Lorillard, Inc., PepsiCo, Inc. and Sysco Corp.; via J.P. Morgan Securities LLC and Incapital LLC; pricing April 25; Cusip: 48124JBH0
• Digital contingent coupon certificates of deposit due April 28, 2017 linked to Altria Group, Inc., Clorox Co., Duke Energy Corp., Goldcorp Inc., Hasbro, Inc., Kellogg Co., Lockheed Martin Corp., Lorillard, Inc., PepsiCo, Inc. and Sysco Corp.; via J.P. Morgan Securities LLC and Incapital LLC; pricing April 25; Cusip: 48124JBG2
• Digital contingent coupon certificates of deposit due April 30, 2019 linked to Altria Group, Inc., Clorox Co., Duke Energy Corp., Goldcorp Inc., Hasbro, Inc., Kellogg Co., Lockheed Martin Corp., Lorillard, Inc., PepsiCo, Inc. and Sysco Corp.; via J.P. Morgan Securities LLC and Incapital LLC; pricing April 25; Cusip: 48124JBJ6
• Digital contingent coupon certificates of deposit due April 30, 2019 linked to Altria Group, Inc., Clorox Co., Duke Energy Corp., Goldcorp Inc., Hasbro, Inc., Kellogg Co., Lockheed Martin Corp., Lorillard, Inc., PepsiCo, Inc. and Sysco Corp.; via J.P. Morgan Securities LLC and Incapital LLC; pricing April 25; Cusip: 48124JBK3
• 0% certificates of deposit due Oct. 31, 2018 linked to the J.P. Morgan Alternative Index Multi-Strategy 5 (USD); via J.P. Morgan Securities LLC and Incapital LLC; pricing April 25; Cusip: 48124JAP3
• 0% certificates of deposit due Oct. 31, 2018 linked to the JPMorgan Asia-Pacific Equity Rotator 5 index; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing April 25; Cusip: 48124JAW8
• 0% certificates of deposit due Oct. 31, 2018 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC and Incapital LLC; pricing April 25; Cusip: 48124JBC1
• 0% certificates of deposit due April 30, 2018 linked to the JPMorgan Optimax Market-Neutral index; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing April 25; Cusip: 48124JAT5
JPMORGAN CHASE & CO.
• 10%-11% autocallable yield notes due April 11, 2013 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 8; Cusip: 48125VSR2
• 0% return notes due July 12, 2013 linked to the J.P. Morgan Strategic Volatility index; via J.P. Morgan Securities LLC; pricing April 9; Cusip: 48125VSS0
• Callable variable-rate range accrual notes due April 13, 2027 linked to six-month Libor and the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 10; Cusip: 48125VUF5
• Callable range accrual notes due April 17, 2027 linked to six-month Libor and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 11; Cusip: 48125VUG3
• Callable range accrual notes due April 16, 2027 linked to the S&P 500 index and six-month Libor; via J.P. Morgan Securities LLC; pricing April 11; Cusip: 48125VUE8
• 10.5% reverse convertible notes due July 18, 2012 linked to Bank of America Corp. stock; via JPMorgan; pricing April 13; Cusip: 48125VUA6
• 10% reverse convertible notes due Oct. 18, 2012 linked to Las Vegas Sands Corp. stock; via JPMorgan; pricing April 13; Cusip: 48125VUU2
• 11.75% reverse convertible notes due Oct. 18, 2012 linked to Lululemon Athletica Inc. stock; via JPMorgan; pricing April 13; Cusip: 48125VTY6
• 14.25% reverse convertible notes due July 18, 2012 linked to Molycorp, Inc. stock; via JPMorgan; pricing April 13; Cusip: 48125VUV0
• 18.5% reverse convertible notes due July 18, 2012 linked to Netflix, Inc. stock; via JPMorgan; pricing April 13; Cusip: 48125VTW0
• 12.25% reverse convertible notes due July 18, 2012 linked to Peabody Energy Corp. stock; via JPMorgan; pricing April 13; Cusip: 48125VTZ3
• 10% to 12% autocallable yield notes due April 18, 2013 linked to the SPDR S&P Metals & Mining Exchange-Traded Fund, the S&P 500 index and the Russell 2000 index; 60%trigger; via J.P. Morgan Securities LLC; pricing April 13; Cusip: 48125VUX6
• 15.75% reverse convertible notes due Oct. 18, 2012 linked to United States Steel Corp. stock; via JPMorgan; pricing April 13; Cusip: 48125VTX8
• 11.75% reverse convertible notes due Oct. 18, 2012 linked to Valero Energy Corp. stock; via JPMorgan; pricing April 13; Cusip: 48125VUB4
• 10% upside autocallable single observation reverse exchangeable notes due April 19, 2013 linked to the common stock of Valero Energy Corp.; via J.P. Morgan Securities LLC; pricing April 16; Cusip: 48125VUW8
• Digital contingent coupon notes due April 30, 2018 linked to the common stocks of Altria Group, Inc., Barrick Gold Corp., CenturyLink, Inc., Kinross Gold Corp., Lorillard, Inc., Mead Johnson Nutrition Co., PG&E Corp., Time Warner Cable Inc., Verizon Communications Inc. and Walgreen Co.; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48125VTN0
• 0% buffered return enhanced notes due Oct. 31, 2013 linked to the iShares MSCI EAFE index fund; 90% trigger; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48125VTC4
• 0% buffered return enhanced notes due April 30, 2014 linked to the iShares MSCI EAFE index fund; 90% trigger; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48125VTF7
• 10%-11% autocallable yield notes due April 30, 2013 linked to the iShares MSCI EAFE index fund and the Market Vectors Gold Miners Exchange Traded Fund; 65% trigger; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48125VTR1
• 0% notes due Oct. 30, 2015 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC and UBS Financial Services Inc.; pricing April 25; Cusip: 48125VTL4
• 0% notes due July 29, 2016 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC and UBS Financial Services Inc.; pricing April 25; Cusip: 48125VTK6
• 0% notes due April 30, 2018 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48125VTP5
• Annual income notes contingent on the performance of the JPMorgan ETF Efficiente 5 index due April 29, 2016; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48125VTH3
• Annual income notes contingent on the performance of the JPMorgan ETF Efficiente 5 index due April 30, 2018; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48125VTJ9
• 0% return notes due July 31, 2013 linked to the J.P. Morgan Strategic Volatility index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48125VTG5
• 10%-11% autocallable yield notes due April 30, 2013 linked to the Russell 2000 index and the Market Vectors Gold Miners Exchange Traded Fund; 65% trigger; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48125VTQ3
• 0% buffered return enhanced notes due Oct. 31, 2013 linked to the Russell 2000 index; 90% trigger; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48125VTB6
• 0% buffered return enhanced notes due Oct. 31, 2013 linked to the S&P 500 index; 90% trigger; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48125VTE0
LLOYDS TSB BANK PLC
• Steepener notes due April 26, 2027 linked to the 30-year and two-year Constant Maturity Swap rates; via Barclays Capital Inc.; pricing April 23; Cusip: 5394E8AN9
MORGAN STANLEY
• Senior floating-rate notes due April 13, 2014 linked to the two-year Constant Maturity Treasury rate; via Morgan Stanley & Co. LLC and Morgan Stanley Smith Barney LLC; settlement April 13; Cusip: 61760QAT1
• Fixed-to-floating notes due April 16, 2019; via Morgan Stanley & Co. LLC and Morgan Stanley Smith Barney LLC; settling April 16; Cusip: 61760QAY0
• Fixed-to-floating notes due April 16, 2016; via Morgan Stanley & Co. LLC and Morgan Stanley Smith Barney LLC; settling April 16; Cusip: 61760QAX2
• 0% dual directional trigger Performance Leveraged Upside Securities due April 30, 2014 linked to Apple Inc. common stock; via Morgan Stanley & Co. LLC; pricing April 25; Cusip: 617482J54
• 0% buffered jump securities due Oct. 28, 2016 linked to the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing April 25; Cusip: 617482J39
• 0% market-linked notes due April 28, 2017 linked to the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing April 25; Cusip: 617482J62
• 0% market-linked notes due April 28, 2017 linked to the Dow Jones industrial average; via Morgan Stanley & Co. LLC is the agent, and UBS Financial Services Inc.; pricing April 25; Cusip: 617482J96
• 0% jump notes due April 30, 2018 linked to the performance of gold; via Morgan Stanley & Co. LLC; pricing April 25; Cusip: 617482N26
• 0% market-linked notes due Oct. 30, 2015 based on the quarterly capped performance of the S&P 500 index; via Morgan Stanley & Co. LLC; pricing April 25; Cusip: 617482J47
• 0% buffered return optimization securities due April 30, 2014 linked to the Technology Select Sector SPDR fund; 90% trigger; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing April 25; Cusip: 61760T694
• Leveraged CMS curve and S&P 500 index-linked notes due April 30, 2032 tied to 30-year Constant Maturity Swap rate over the two-year CMS rate; via Morgan Stanley & Co. LLC; settling April 30; Cusip: 61760QAW4
• 0% dual directional trigger securities due April 2014 linked to Apple Inc. common stock; via Morgan Stanley & Co. LLC; pricing in April; Cusip: 61760T678
• Contingent income autocallable securities due April 2013 linked to Broadcom Corp. common stock; via Morgan Stanley & Co. LLC; pricing in April; Cusip: 61760T637
• 0% buffered jump securities due October 2015 linked to the iShares MSCI Emerging Markets index fund; via Morgan Stanley & Co. LLC; pricing in April; Cusip: 61760T652
• 0% dual directional trigger Performance Leveraged Upside Securities due April 2014 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in April; Cusip: 61760T645
• 0% market-linked notes due April 2017 linked to the S&P 500 Daily Risk Control 10% Index Excess Return; via Morgan Stanley & Co. LLC; pricing in April; Cusip: 61760T660
ROYAL BANK OF CANADA
• 11.25% reverse convertible notes due July 18, 2012 linked to Bank of America Corp. stock; via RBC Capital Markets Corp.; pricing April 13; Cusip: 78008T3R3
• 11.5% reverse convertible notes due July 18, 2012 linked to Morgan Stanley stock; via RBC Capital Markets Corp.; pricing April 13; Cusip: 78008T3S1
• 11% reverse convertible notes due July 18, 2012 linked to United States Steel Corp. stock; via RBC Capital Markets Corp.; pricing April 13; Cusip: 78008T3T9
• 10.25% reverse convertible notes due Oct. 17, 2012 linked to Chesapeake Energy Corp. stock; via RBC Capital Markets Corp.; pricing April 13; Cusip: 78008T3U6
• 10% reverse convertible notes due Oct. 17, 2012 linked to Cummins Inc. stock; via RBC Capital Markets Corp.; pricing April 13; Cusip: 78008T3V4
• 11.5% reverse convertible notes due Oct. 17, 2012 linked to Cabot Oil & Gas Corp. stock; via RBC Capital Markets Corp.; pricing April 13; Cusip: 78008T3W2
• 10.75% reverse convertible notes due Oct. 17, 2012 linked to Freeport-McMoRan Copper & Gold Inc. stock; via RBC Capital Markets Corp.; pricing April 13; Cusip: 78008T3X0
• 11.75% reverse convertible notes due Oct. 17, 2012 linked to Valero Energy Corp. stock; via RBC Capital Markets Corp.; pricing April 13; Cusip: 78008T3Y8
• 10.5% reverse convertible notes due Oct. 17, 2012 linked to Whirlpool Corp. stock; via RBC Capital Markets Corp.; pricing April 13; Cusip: 78008T3Z5
• Redeemable step-up notes due April 18, 2028; via RBC Capital Markets, LLC; settlement April 18; Cusip: 78008T4D3
• 0% buffered bullish return notes due April 30, 2014 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing April 25; Cusip: 78008T4B7
• 0% buffered bullish return notes due Oct. 30, 2015 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing April 25; Cusip: 78008T4C5
• Contingent income autocallable securities due April 2013 linked to Chesapeake Energy Corp. shares; 75% trigger; via RBC Capital Markets, LLC and Morgan Stanley Smith Barney LLC; pricing in April; Cusip: 78008C192
• 0% Accelerated Return Notes due June 2013 linked to the Energy Select Sector index; via Bank of America Merrill Lynch; pricing in April
• 0% Strategic Accelerated Redemption Securities due May 2013 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in April
ROYAL BANK OF SCOTLAND PLC
• 0% digital notes with fixed buffer due Oct. 30, 2015 linked to the Dow Jones industrial average; via RBS Securities Inc.; pricing April 26; Cusip: 78009PCS8
AB SVENSK EXPORTKREDIT
• Fixed-to-floating-rate notes due April 19, 2018; via Wells Fargo Securities LLC; pricing April 12
UBS AG, JERSEY BRANCH
• Fixed-rate step-up callable notes due April 16, 2027; via UBS Securities LLC; pricing April 11; Cusip: 90261JJK0
• Callable step-up fixed-rate notes due April 13, 2022; via UBS Securities LLC; settlement April 13; Cusip: 90261JJH7
UBS AG, LONDON BRANCH
• 0% contingent absolute return optimization securities due April 21, 2014 linked to Apple Inc. shares; via UBS Securities LLC and UBS Investment Bank; pricing April 13; Cusip: 902674HL7
• 0% exchange-traded access securities due April 30, 2042 linked to the Dow Jones-UBS Commodity Index 2-4-6 Forward Blend Total Return; via UBS Securities LLC; pricing April 25; Cusip: 90267L201
• 0% contingent return optimization securities due April 30, 2014 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing April 25; Cusip: 9026M0556
• 0% trigger performance securities due April 28, 2017 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing April 25; Cusip: 9026M0549
• Contingent income autocallable securities due May 7, 2013 linked to Brent crude oil; via UBS Securities LLC and Morgan Stanley Smith Barney LLC; pricing April 27; Cusip: 902674HM5
• 6.25% to 6.8% reverse convertible securities due April 2013 linked to the SPDR Gold Trust; via UBS Securities LLC; pricing in April; Cusip: 902674HN3
WELLS FARGO BANK, NA
• 0% market-linked certificates of deposit due April 30, 2018 linked to the Australian dollar, the Chinese renminbi, the Norwegian krone, the Singapore dollar and the Swiss franc; via distributor Incapital LLC; pricing April 24; Cusip: 949748P35
• 0.5% quarterly capped certificates of deposit due Oct. 31, 2017 linked to the S&P 500 index; via Wells Fargo Securities, LLC; pricing April 25; Cusip: 949748P27
WELLS FARGO & CO.
• 0% market-linked notes due November 2018 linked to the Dow Jones industrial average; via Wells Fargo Securities, LLC; pricing in April; Cusip: 94986RJH5
• 0% market-linked notes due November 2016 linked to a basket of currencies (Australian dollar, Norwegian krone and Canadian dollar); via Wells Fargo Securities, LLC; settlement in May; Cusip: 94986RJJ1
• 0% growth securities with upside participation and buffered downside due November 2015 linked to the SPDR S&P 500 ETF Trust, SPDR S&P MidCap 400 ETF Trust and the iShares Russell 2000 index fund; 90% trigger; via Wells Fargo Securities, LLC; settling May; Cusip: 94986RJF9
• 0% growth securities with upside participation and buffered downside due November 2016 linked to the SPDR S&P 500 ETF Trust, the iShares Russell 2000 index fund, the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; 80% trigger; via Wells Fargo Securities, LLC; settling May; Cusip: 94986RJG7
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