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Structured Products Calendar
BANK OF AMERICA CORP.
• Callable capped notes due Sept. 30, 2031 linked to the 30-year and two-year Constant Maturity Swap rates; via Bank of America Merrill Lynch; settlement Sept. 30; Cusip: 06048WHN3
• Floating-rate notes linked to the 10-year dollar Constant Maturity Swap Rate; via Bank of America Merrill Lynch; pricing in September
• Floating-rate notes due October 2021 linked to the Consumer Price Index; via Bank of America Merrill Lynch; pricing in September
• Variable coupon notes due September 2016 linked to gold, palladium, platinum and copper spot prices and Brent crude oil, RBOB gasoline, heating oil, natural gas, soybeans, sugar, wheat and corn futures contracts; via Bank of America Merrill Lynch; pricing in September
• Variable coupon notes due October 2016 linked to a gold, palladium, platinum and copper spot prices and Brent crude oil, RBOB gasoline, heating oil, natural gas, soybeans, sugar, wheat and corn futures contracts; via Bank of America Merrill Lynch; pricing in September
• 12% notes due October 2012 linked to the common stock of JPMorgan Chase & Co.; via Bank of America Merrill Lynch; pricing in September
• 0% leveraged index return notes due September 2015 linked to the MSCI Emerging Markets index; via Bank of America Merrill Lynch; pricing in September
• 0% currency-linked step-up notes due September 2014 linked to the Norwegian krone and the Swedish krona relative to the euro; via Bank of America Merrill Lynch; pricing in September
• 0% Accelerated Return Notes due October 2012 linked to the Rogers International Commodity Index - Excess Return; via Bank of America Merrill Lynch; pricing in September
• 0% market-linked step-up notes due September 2015 linked to the Russell 2000 index; via Bank of America Merrill Lynch; pricing in September
• 0% market-linked step-up notes due September 2013 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in September
• 0% market-linked step-up notes due September 2015 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in September
• Callable dual range accrual notes due September 2023 linked to six-month Libor and the S&P 500 index; via Bank of America Merrill Lynch; pricing in September
BANK OF MONTREAL
• 15%-18% annualized reverse exchangeable notes due March 30, 2012 linked to Deere & Co. shares; via BMO Capital Markets Corp.; pricing Sept. 27; Cusip: 06366QVZ7
• 17% reverse exchangeable notes due Dec. 30, 2011 linked to the common stock of Electronic Arts Inc.; via BMO Capital Markets Corp.; pricing Sept. 27; Cusip: 06366QWT0
• 15% reverse exchangeable notes due Dec. 30, 2011 linked to the common stock of Ford Motor Co.; via BMO Capital Markets Corp.; pricing Sept. 27; Cusip: 06366QWU7
• 16% reverse exchangeable notes due Dec. 30, 2011 linked to the common stock of Freeport-McMoRan Copper & Gold Inc.; via BMO Capital Markets Corp.; pricing Sept. 27; Cusip: 06366QWV5
• 21.75%-24.75% annualized reverse exchangeable notes due March 30, 2012 linked to Gannett Co., Inc. shares; via BMO Capital Markets Corp.; pricing Sept. 27; Cusip: 06366QWA1
• 8.5% reverse exchangeable notes due Dec. 30, 2011 linked to the common stock of General Electric Co.; via BMO Capital Markets Corp.; pricing Sept. 27; Cusip: 06366QWX1
• 13% annualized reverse exchangeable notes due Dec. 30, 2011 linked to Goldman Sachs Group, Inc.; 75% trigger; via BMO Capital Markets Corp.; pricing Sept. 27; Cusip: 06366QWZ6
• 27.5% annualized reverse exchangeable notes due Dec. 30, 2011 linked to Green Mountain Coffee Roasters, Inc.; 70% trigger; via BMO Capital Markets Corp.; pricing Sept. 27; Cusip: 06366QWY9
• 12% annualized reverse exchangeable notes due Dec. 30, 2011 linked to Hewlett-Packard Co.; 75% trigger; via BMO Capital Markets Corp.; pricing Sept. 27; Cusip: 06366QWA0
• 13.25%-16.25% annualized reverse exchangeable notes due March 30, 2012 linked to Honeywell International Inc. shares; via BMO Capital Markets Corp.; pricing Sept. 27; Cusip: 06366QWB9
• 15% annualized reverse exchangeable notes due Dec. 30, 2011 linked to JPMorgan Chase & Co.; 75% trigger; via BMO Capital Markets Corp.; pricing Sept. 27; Cusip: 06366QXC6
• 17% annualized reverse exchangeable notes due Dec. 30, 2011 linked to Juniper Networks, Inc.; 70% trigger; via BMO Capital Markets Corp.; pricing Sept. 27; Cusip: 06366QWB8
• 15% annualized reverse exchangeable notes due Dec. 30, 2011 linked to Las Vegas Sands Corp. common stock; 75% trigger; via BMO Capital Markets Corp.; pricing Sept. 27; Cusip: 06366QXD4
• 14% annualized reverse exchangeable notes due Dec. 30, 2011 linked to Transocean Ltd. common stock; 75% trigger; via BMO Capital Markets Corp.; pricing Sept. 27; Cusip: 06366QXE2
• 12% annualized reverse exchangeable notes due Dec. 30, 2011 linked to Suncor Energy, Inc. common stock; 75% trigger; via BMO Capital Markets Corp.; pricing Sept. 27; Cusip: 06366QXF9
• 20% annualized reverse exchangeable notes due Dec. 30, 2011 linked to the common stock of United States Steel Corp.; via BMO Capital Markets Corp.; pricing Sept. 27; Cusip: 06366QXL6
• 16% annualized reverse exchangeable notes due Dec. 30, 2011 linked to Urban Outfitters, Inc. common stock; 80% trigger; via BMO Capital Markets Corp.; pricing Sept. 27; Cusip: 06366QXG7
• 14% annualized reverse exchangeable notes due Dec. 30, 2011 linked to Vertex Pharmaceuticals Inc. common stock; 80% trigger; via BMO Capital Markets Corp.; pricing Sept. 27; Cusip: 06366QXH5
• 15% annualized reverse exchangeable notes due Dec. 30, 2011 linked to the common stock of Whole Foods Market, Inc.; via BMO Capital Markets Corp.; pricing Sept. 27; Cusip: 06366QXJ1
• 19% annualized reverse exchangeable notes due Dec. 30, 2011 linked to the common stock of Wynn Resorts Ltd.; via BMO Capital Markets Corp.; pricing Sept. 27; Cusip: 06366QXK8
• 17% annualized reverse exchangeable notes due Dec. 30, 2011 linked to the common stock of Yahoo! Inc.; via BMO Capital Markets Corp.; pricing Sept. 27; Cusip: 06366QXM4
BANK OF THE WEST
• Contingent variable income market-linked certificates of deposit due Sept. 30, 2016 linked to a basket of stocks including Abbott Laboratories, Altria Group, Inc., Boston Scientific Corp., Broadcom Corp., CenturyLink, Inc., Entergy Corp., First Solar, Inc., Northern Trust Corp., priceline.com Inc. and SunTrust Banks, Inc.; via Advisors Asset Management, Inc. as distributor; pricing Sept. 27; Cusip: 06426XBS8
• Contingent variable income market-linked certificates of deposit due Sept. 29, 2017 linked to a basket of stocks including Abbott Laboratories, Altria Group, Inc., Boston Scientific Corp., Broadcom Corp., CenturyLink, Inc., Entergy Corp., First Solar, Inc., Northern Trust Corp., priceline.com Inc. and SunTrust Banks, Inc.; via Advisors Asset Management, Inc. as distributor; pricing Sept. 27; Cusip: 06426XBT6
• Contingent variable income market-linked certificates of deposit due Sept. 28, 2018 linked to a basket of stocks including Abbott Laboratories, Altria Group, Inc., Boston Scientific Corp., Broadcom Corp., CenturyLink, Inc., Entergy Corp., First Solar, Inc., Northern Trust Corp., priceline.com Inc. and SunTrust Banks, Inc.; via Advisors Asset Management, Inc. as distributor; pricing Sept. 27; Cusip: 06426XBW9
• 0% growth opportunity market-linked certificates of deposit due Sept. 28, 2018 linked to the common stocks of Altria Group, Inc., AT&T Inc., CenturyLink, Inc., Eli Lilly & Co., Exelon Corp., M&T Bank Corp. and McDonald's Corp.; via agent BNP Paribas Securities Corp. and distributor Advisors Asset Management, Inc.; pricing Sept. 27; Cusip: 06426XBX7
• Contingent variable income market-linked certificates of deposit due Sept. 29, 2017 linked to the S&P GSCI Cocoa Dynamic Roll Index Excess Return, S&P GSCI Corn Dynamic Roll Index Excess Return, S&P GSCI Cotton Dynamic Roll Index Excess Return, S&P GSCI Lead Dynamic Roll Index Excess Return, S&P GSCI Natural Gas Dynamic Roll Index Excess Return, S&P GSCI Nickel Dynamic Roll Index Excess Return, S&P GSCI Silver Dynamic Roll Index Excess Return, S&P GSCI Sugar Dynamic Roll Index Excess Return, S&P GSCI Wheat Dynamic Roll Index ER and S&P GSCI Zinc Dynamic Roll Index Excess Return; via agent BNP Paribas Securities Corp. and distributor Advisors Asset Management, Inc.; pricing Sept. 27; Cusip: 06426XBV1
BARCLAYS BANK DELAWARE
• Certificates of deposit due Sept. 28, 2018 linked to the common stocks of Apollo Group, Inc., Apple Inc., Coventry Health Care, Inc., Dr Pepper Snapple Group, Inc., Intuit Inc., Marriott International, Inc., McGraw-Hill Cos., Inc., Micron Technology, Inc., Pfizer Inc. and Verizon Communications, Inc.; via agent Barclays Capital Inc. and distributor Advisors Asset Management, Inc.; pricing Sept. 26; Cusip: 06740AQMA
• 0.25%-1% certificates of deposit due Sept. 28, 2018 linked to the S&P 500 index; via agent Barclays Capital Inc. and distributor Advisors Asset Management, Inc.; pricing Sept. 26; Cusip: 06740AQH5
• Certificates of deposit due Sept. 28, 2018 linked to the S&P GSCI Aluminum Index Excess Return, the S&P GSCI Cocoa Index Excess Return, the S&P GSCI Corn Index Excess Return, the S&P GSCI Cotton Index Excess Return, the S&P GSCI Gold Index Excess Return, the S&P GSCI Live Cattle Index Excess Return, the S&P GSCI Natural Gas Index Excess Return, the S&P GSCI Nickel Index Excess Return, the S&P GSCI Sugar Index Excess Return and the S&P GSCI Zinc Index Excess Return; via agent Barclays Capital Inc. and distributor Advisors Asset Management, Inc.; pricing Sept. 26; Cusip: 06740AQJ1
BARCLAYS BANK PLC
• 0% trigger Performance Leveraged Upside Securities due Oct. 3, 2013 linked to the performance of a basket of currencies including the Australian dollar, the Korean won, the Malaysian ringgit, the New Zealand dollar and the Philippine peso, relative to the euro; via Morgan Stanley Smith Barney LLC and Barclays Capital Inc.; pricing Sept. 26; Cusip: 06738KSX0
• 11.9% reverse convertible notes due March 30, 2012 linked to Alcoa Inc. stock; via Barclays Capital; pricing Sept. 27; Cusip: 06741JMY2
• 10.5%-13% reverse convertible notes due March 30, 2012 linked to American Express Co stock; via Barclays Capital; pricing Sept. 27; Cusip: 06741JNE5
• Notes due Sept. 30, 2021 linked to the performance of the Australian dollar exchange rate relative to the U.S. dollar; via Barclays Capital Inc.; pricing Sept. 27; Cusip: 06738KUR0
• 11.3% reverse convertible notes due March 30, 2012 linked to Baker Hughes Inc. stock; via Barclays Capital; pricing Sept. 27; Cusip: 06741JMZ9
• 0% double short leverage securities due Sept. 30, 2014 linked to the Barclays Capital 30Y Treasury Futures index; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing Sept. 27; Cusip: 06738KVK4
• 0% notes due Sept. 30, 2016 linked to the Barclays Capital Voyager II DJ-UBSCI Total Return index; via Barclays Capital Inc.; pricing Sept. 27; Cusip: 06738KUS8
• 0% Barclays Perpetual Rolling Open Structure Protecting Equity Returns exchange-traded fund notes due Sept. 21, 2012 linked to the Barclays Prosper ETF portfolio, which includes the SPDR S&P 500 ETF, SPDR S&P MidCap 400 ETF, iShares Russell 2000 index fund, iShares MSCI EAFE index fund, iShares MSCI Emerging Markets index fund, PowerShares DB Commodity index tracking fund, iShares Barclays Aggregate bond fund, SPDR Barclays Capital 1-3 Month T-Bill ETF and iShares Barclays TIPS bond fund; via Barclays Capital Inc.; pricing Sept. 27; Cusip: 06738KUE9
• 0% Super Track notes due Oct. 2, 2013 linked to the Barclays Capital Voyager III DJ-UBSCI Excess Return index; via Barclays Capital Inc.; pricing Sept. 27; Cusip: 06738KUY5
• 0% notes due Sept. 30, 2016 linked to the Barclays Capital Voyager III DJ-UBSCI Total Return index; via Barclays Capital Inc.; pricing Sept. 27; Cusip: 06738KVH1
• 12.8% reverse convertible notes due Dec. 30, 2011 linked to Cameron International Corp. stock; via Barclays Capital; pricing Sept. 27; Cusip: 06741JMU0
• 0% notes due Sept. 30, 2013 linked to the performance of the Chinese renminbi, the Singapore dollar, the South Korean won, the Taiwan dollar and the Indonesian rupiah relative to the dollar; via Barclays Capital Inc.; pricing Sept. 27; Cusip: 06738KUW9
• 15% reverse convertible notes due March 30, 2012 linked to Citigroup Inc. stock; via Barclays Capital; pricing Sept. 27; Cusip: 06741JNB1
• 0% buffered digital plus notes due March 31, 2015 linked to the Dow Jones industrial average; via Barclays Capital Inc.; pricing Sept. 27; Cusip: 06738KUM1
• 8.5% reverse convertible notes due Sept. 28, 2012 linked to Emerson Electric Co. stock; via Barclays Capital; pricing Sept. 27; Cusip: 06741JMQ9
• 12% reverse convertible notes due Sept. 28, 2012 linked to Ford Motor Co. stock; via Barclays Capital; pricing Sept. 27; Cusip: 06741JMS5
• 7.75%-10.50% reverse convertible notes due March 30, 2012 linked to Google Inc. class A common stock; via Barclays Capital; pricing Sept. 27; Cusip: 06741JNF2
• 15.5% reverse convertible notes due Sept. 28, 2012 linked to Green Mountain Coffee Roasters Inc. stock; via Barclays Capital; pricing Sept. 27; Cusip: 06741JND7
• 11.9% reverse convertible notes due March 30, 2012 linked to Halliburton Co. stock; via Barclays Capital; pricing Sept. 27; Cusip: 06741JNA3
• 9.25% reverse convertible notes due Sept. 28, 2012 linked to Intel Corp. stock; via Barclays Capital; pricing Sept. 27; Cusip: 06741JMT3
• Buffered iSuper Track notes due Sept. 30, 2013 linked to the iShares Dow Jones U.S. Real Estate index fund; via Barclays Capital Inc.; pricing Sept. 27; Cusip: 06738KUT6
• 10.25% reverse convertible notes due Sept. 28, 2012 linked to JPMorgan Chase & Co. stock; via Barclays Capital; pricing Sept. 27; Cusip: 06741JMP1
• 13% reverse convertible notes due Dec. 30, 2011 linked to Las Vegas Sands Corp. stock; via Barclays Capital; pricing Sept. 27; Cusip: 06741JMV8
• 11% reverse convertible notes due Sept. 28, 2012 linked to Noble Corp. stock; via Barclays Capital; pricing Sept. 27; Cusip: 06741JMR7
• 13.6% reverse convertible notes due Dec. 30, 2011 linked to Prudential Financial Inc. stock; via Barclays Capital; pricing Sept. 27; Cusip: 06741JMW6
• 0% buffered Super Track digital notes due March 28, 2013 linked to the Russell 2000 index; via Barclays Capital Inc.; pricing Sept. 27; Cusip: 06738KUZ2
• Buffered return optimization securities due Sept. 30, 2013 linked to the S&P 500 index; 90% trigger; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing Sept. 27; Cusip: 06738KTF8
• Annual reset coupon buffered notes due Sept. 30, 2014 linked to the S&P 500 index; via Barclays Capital Inc.; pricing Sept. 27; Cusip: 06738KVC2
• Annual reset coupon buffered notes due Sept. 30, 2016 linked to the S&P 500 index; via Barclays Capital Inc.; pricing Sept. 27; Cusip: 06738KVB4
• 0% notes due Sept. 29, 2017 linked to the S&P BRIC 40 index; via Barclays Capital Inc.; pricing Sept. 27; Cusip: 06738KUD1
• 16.25% reverse convertible notes due Dec. 30, 2011 linked to United States Steel Corp. stock; via Barclays Capital; pricing Sept. 27; Cusip: 06741JMX4
• Callable CMS steepener notes due Sept. 30, 2031; via Barclays Capital Inc.; settlement Sept. 30; Cusip: 06738KTB7
• 8.5% Step Income Securities due October 2012 linked to the Apple Inc. common stock; pricing in September; via Bank of America Merrill Lynch
• 0% Accelerated Return Notes due November 2012 linked to the Energy Select Sector index; via Bank of America Merrill Lynch and Barclays Capital Inc.; pricing in September
• 9% STEP Income Securities due October 2012 linked to International Paper Co.; via Bank of America Merrill Lynch and Barclays Capital Inc.; pricing in September
• 0% Strategic Accelerated Redemption Securities due March 2012 linked to the S&P 500 index; via Bank of America Merrill Lynch and Barclays Capital Inc.; pricing in September
• 7.5% callable yield notes due March 2013 linked to the S&P 500 index and the iShares MSCI EAFE index fund; via Barclays Capital Inc.; pricing in September
• 6% callable yield notes due March 2013 linked to the S&P 500 index and the Russell 2000 index; via Barclays Capital Inc.; pricing in September
• 0% Barclays Perpetual Rolling Open Structure Protecting Equity Returns exchange-traded fund notes due Oct. 12, 2016 linked to the Barclays Prosper ETF portfolio, which includes the iShares Russell 1000 index fund, iShares S&P MidCap 400 index fund, iShares Russell 2000 index fund, iShares MSCI EAFE index fund, iShares MSCI Emerging Markets index fund, SPDR Dow Jones REIT ETF, PowerShares DB Commodity index tracking fund and iShares Barclays Aggregate bond fund; via Barclays Capital Inc.; settlement Oct. 12; Cusip: 06738KUQ2
CITIBANK, NA
• Market-linked certificates of deposit due Sept. 28, 2018 linked to the common stocks of Altria Group Inc., Amazon.com Inc., Archer-Daniels-Midland Co., Barrick Gold Corp., Bristol-Myers Squibb Co., Consolidated Edison Inc., General Mills, Inc., Intel Corp., Verizon Communications Ltd. and Wells Fargo & Co.; via agent Citigroup Global Markets Inc. and distributor Advisors Asset Management, Inc.; pricing Sept. 26; Cusip: 172986FP1
• Callable leveraged fixed-to-inverse floating-rate market-linked certificates of deposit due in 2031; via Citigroup Global Markets Inc.; Cusip: 172986FN6
CITIGROUP FUNDING INC.
• Noncallable fixed-to-floating notes due Sept. 29, 2016 with 3.25% initial rate; via Citigroup Global Markets Inc.; pricing Sept. 26; Cusip: 1730T0NU9
• Equity LinKed Securities due March 21, 2012 linked to the common stock of American Express Co.; via Citigroup Global Markets Inc.; pricing Sept. 26; Cusip: 17317U626
• 11%-13% annualized Equity LinKed Securities due March 21, 2012 linked to the common stock of Chesapeake Energy Corp.; via Citigroup Global Markets Inc.; pricing Sept. 26; Cusip: 17317U634
• 7%-9% annualized Equity LinKed Securities due March 21, 2012 linked to Market Vectors Gold Miners exchange-traded fund; 80% trigger; via Citigroup Global Markets Inc.; pricing Sept. 26; Cusip: 17317U642
• 0% buffered jump securities due March 27, 2015 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Sept. 26; Cusip: 17317U659
• Callable range accrual notes due Sept. 29, 2026 linked to the S&P 500 index and Libor; via Citigroup Global Markets Inc.; pricing Sept. 26; Cusip: 1730T0NQ8
• 0.5% market-linked notes due Sept. 27, 2017 linked to the S&P MidCap 400 index; via Citigroup Global Markets Inc.; pricing Sept. 26; Cusip: 1730T0NS4
• Noncallable fixed-to-floating notes due Sept. 30, 2016 with 3.25% initial rate; via Wells Fargo Securities, LLC; pricing Sept. 27; Cusip: 1730T0NZ8
• Callable step-up notes due Sept. 30, 2026 with 5% initial rate; via Citigroup Global Markets Inc.; pricing Sept. 27; Cusip: 1730T0PA1
• 0% buffered Performance Leveraged Upside Securities due March 2015 linked to silver, copper, nickel, corn, soybeans, Brent crude oil and gasoline RBOB; via Citigroup Global Markets Inc.; pricing Sept. 27; Cusip: 1730T0NX3
• 0% buffered digital plus notes due March 27, 2015 linked to the S&P 500 index; via Citigroup Global Markets Inc.; settlement in September; Cusip: 1730T0NR6
• Strategic market access notes due in December 2012 or January 2013 linked to a basket of energy-related master limited partnerships (Atlas Pipeline Partners, LP, El Paso Pipeline Partners, LP, Enbridge Energy Partners, LP, Enterprise Products Partners, LP, EV Energy Partners, LP, Linn Energy, LLC, Magellan Midstream Partners, LP, ONEOK Partners, LP, Plains All American Pipeline, LP, Spectra Energy Partners, LP, Targa Resources Partners, LP, Teekay LNG Partners LP and Western Gas Partners, LP); via Citigroup Global Markets Inc.; Cusip: 1730T0PB9
• 9% to 11% annualized Equity LinKed Securities due April 25, 2012 linked to Potash Corp. of Saskatchewan Inc. shares; 80% trigger; via Citigroup Global Markets Inc.; pricing Oct. 25; Cusip: 17317U618
• 0% buffered bullish digital return notes due 2013 linked to the S&P 500 index; 70% trigger; via Citigroup Global Markets Inc.; Cusip: 1730T0NY1
CREDIT SUISSE AG, NASSAU BRANCH
• Contingent coupon CS notes due Oct. 1, 2015 linked to the common stocks of Kraft Foods Inc., Johnson & Johnson, Marsh & McLennan Cos., Inc., Merck & Co., Inc., Abbott Laboratories, Pfizer Inc., PDL BioPharma, Inc., Maxim Integrated Products, Inc., H.J. Heinz Co., Molson Coors Brewing Co., General Electric Co., Southern Copper Corp., KLA-Tencor Corp., Analog Devices, Inc. and Intel Corp.; via Credit Suisse Securities (USA) LLC; pricing Sept. 26; Cusip: 22546TEK3
• 6.5%-8.5% callable yield notes due Sept. 28, 2012 linked to the iShares MSCI Emerging Markets index fund and the iShares MSCI EAFE index fund; via Credit Suisse Securities (USA) LLC; pricing Sept. 27; Cusip: 22546TFA4
• High/low coupon callable yield notes due March 30, 2012 linked to the S&P 500 index, the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 27; Cusip: 22546TEY3
• High/low coupon callable yield notes due Sept. 28, 2012 linked to the S&P 500 index, the Russell 2000 index; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 27; Cusip: 22546TEX5
• High/low coupon callable yield notes due Sept. 28, 2012 linked to the United States Oil Fund, LP and the Market Vectors Gold Miners exchange-traded fund; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 27; Cusip: 22546TEZ0
• High/low coupon callable yield notes due April 5, 2012 linked to the Russell 2000 index, the Market Vectors Gold Miners exchange-traded fund and the United States Oil Fund, LP; via Credit Suisse Securities (USA) LLC; pricing Sept. 30; Cusip: 22546TFB2
• 10%-12.5% bearish callable yield notes due Oct. 5, 2012 linked to the S&P 500 and the Russell 2000 indexes; via Credit Suisse Securities (USA) LLC; pricing Sept. 30; Cusip: 22546TFC0
• 0% callable Cert PLUS securities due April 4, 2013 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 30; Cusip: 22546TEZ0
• High/low coupon callable yield notes due Oct. 5, 2012 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 30; Cusip: 22546TEA5
• 0% digital plus barrier notes due Oct. 5, 2015 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 30; Cusip: 22546TEC1
DEUTSCHE BANK AG, LONDON BRANCH
• 0% rebalancing tracker notes due Sept. 29, 2016 linked to a basket of indexes that includes the Deutsche Bank Fed Funds Total Return Index, the Deutsche Bank X-Alpha USD Excess Return Index, the Deutsche Bank Trends x12 Excess Return Index, the Deutsche Bank Haven Plus Excess Return Index and the Deutsche Bank Commodity Harvest ERAC Index; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Sept. 26; Cusip: 2515A1D32
• 0% market contribution securities due Sept. 30, 2014 linked to the Deutsche Bank Liquid Commodity Apex 14 index; via Deutsche Bank Securities Inc.; pricing Sept. 27; Cusip: 2515A1CT6
• 0% autocallable securities due September 2014 linked to the iShares MSCI Emerging Markets index fund; via Deutsche Bank Securities Inc.; pricing in September; Cusip: 2515A1CZ2
• 0% PowerShares DB 3x Inverse Japanese Govt Bond Futures exchange-traded notes due 2021 linked to the DB USD Inverse JGB Futures index and the DB 3-Month T-Bill index; via Deutsche Bank Securities Inc.; Cusip: 25154P188
• 0% PowerShares DB Inverse Japanese Govt Bond Futures exchange-traded notes due 2021 linked to the DB USD Inverse JGB Futures index and the DB 3-Month T-Bill index; via Deutsche Bank Securities Inc.; Cusip: 25154P170
EKSPORTFINANS ASA
• 0% Accelerated Return Notes due November 2012 linked to the Dow Jones-UBS Commodity index; via Bank of America Merrill Lynch; pricing in September
• 13- to 15-month 0% buffered equity index-linked notes linked to the MSCI EAFE; via Goldman Sachs & Co.
GOLDMAN SACHS GROUP, INC.
• 0% equity index-linked notes due in five years tied to the Dow Jones industrial average; via Goldman Sachs & Co.; Cusip: 38143UC58
• 0% buffered equity index-linked notes due Oct. 3, 2012 tied to the MSCI AC World index; via Goldman, Sachs & Co.
• 24- to 27-month 0% leveraged buffered index-linked notes linked to the MSCI All Country World index; via Goldman Sachs & Co.
• 0% currency-linked notes linked the New Zealand dollar, Swedish krona, Russian ruble, Korean won, Malaysian ringgit and Chilean; via Goldman Sachs & Co.
• 0% autocallable buffered index-linked notes due Feb. 6, 2013 linked to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38143USL6
• Three-year 0% index-linked trigger notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38143UC82
• Callable quarterly index-linked range accrual notes due in 15 years linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38143UD81
• 39- to 45-month 0% leveraged buffered basket-linked notes linked to the S&P 500 index and the MSCI EAFE index; via Goldman Sachs & Co.
• 18-month 0% autocallable buffered index-linked notes linked to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38143UC66
HSBC BANK USA, NA
• Annual income opportunity CDs with auto cap due Sept. 29, 2016 linked to the common stocks of Amazon.com, Inc., Avon Products, Inc., Coca-Cola Co., Colgate-Palmolive Co., Exxon Mobil Corp., Intel Corp., Maxim Integrated Products, Inc., McDonald's Corp., Merck & Co., Inc., Pfizer Inc., Philip Morris International and Qualcomm Inc.; via HSBC Securities (USA) Inc.; pricing Sept. 26; Cusip: 40431GYK9
• Income plus certificates of deposit due Oct. 1, 2018 with 3% potential coupon linked to common stocks of Altria Group, Inc., Eli Lilly & Co., Lockheed Martin Corp., Johnson & Johnson and Procter & Gamble Co.; via HSBC Securities (USA) Inc.; pricing Sept. 26; Cusip: 40431GYD5
• Income plus certificates of deposit due Oct. 1, 2018 with 5% potential coupon linked to common stocks of Altria Group, Inc., Eli Lilly & Co., Lockheed Martin Corp., Johnson & Johnson and Procter & Gamble Co.; via HSBC Securities (USA) Inc.; pricing Sept. 26; Cusip: 40431GYE3
• Income plus certificates of deposit due Oct. 1, 2018 with 6.25% potential coupon linked to common stocks of Altria Group, Inc., Eli Lilly & Co., Lockheed Martin Corp., Johnson & Johnson and Procter & Gamble Co.; via HSBC Securities (USA) Inc.; pricing Sept. 26; Cusip: 40431GYF0
• Income plus certificates of deposit due Oct. 1, 2018 with 8% potential coupon linked to common stocks of Altria Group, Inc., Eli Lilly & Co., Lockheed Martin Corp., Johnson & Johnson and Procter & Gamble Co.; via HSBC Securities (USA) Inc.; pricing Sept. 26; Cusip: 40431GYG8
• Annual income opportunity CDs with auto cap due Oct. 1, 2018 linked to the common stocks of Amazon.com, Inc., Avon Products, Inc., Coca-Cola Co., Colgate-Palmolive Co., Exxon Mobil Corp., Intel Corp., Maxim Integrated Products, Inc., McDonald's Corp., Merck & Co., Inc., Pfizer Inc., Philip Morris International and Qualcomm Inc.; via HSBC Securities (USA) Inc.; pricing Sept. 26; Cusip: 40431GYJ2
• Annual income opportunity CDs with auto cap due Oct. 2, 2018 linked to the common stocks of ABB Ltd., Amgen Inc., Baidu, Inc., Barrick Gold Corp., BP plc, Canon Inc., Duke Energy Corp., Ecopetrol SA, Elan Corp. plc, Grupo Televisa SA, HDFC Bank Ltd. and Marvell Technology Group Ltd.; pricing Sept. 27; Cusip: 40431GYR4
• Annual income opportunity CDs with auto cap due Oct. 2, 2018 linked to the common stocks of Alpha Natural Resources, AT&T, El Paso Corp., Ford Motor Co., Freeport-McMoRan Copper & Gold, Gap Inc., Las Vegas Sands Corp., Nvidia Corp., Pfizer Inc., Salesforce.com Inc., Time Warner Inc. and Xerox Corp.; via HSBC Securities (USA) Inc.; pricing Sept. 27; Cusip: 40431GYM5
• Annual income opportunity CDs with auto cap due Sept. 30, 2016 linked to the common stocks of Alpha Natural Resources, AT&T, El Paso Corp., Ford Motor Co., Freeport-McMoRan Copper & Gold, Gap Inc., Las Vegas Sands Corp., Nvidia Corp., Pfizer Inc., Salesforce.com Inc., Time Warner Inc. and Xerox Corp.; via HSBC Securities (USA) Inc.; pricing Sept. 27; Cusip: 40431GYP8
HSBC USA INC.
• Fixed-to-floating notes due Sept. 29, 2023; via HSBC Securities (USA) Inc.; pricing Sept. 26; Cusip: 4042K1NT6
• Fixed-to-floating notes due Sept. 29, 2023; via HSBC Securities (USA) Inc.; pricing Sept. 26; Cusip: 4042K1NU3
• Annual income opportunity securities with auto cap due Oct. 2, 2014 linked to Alpha Natural Resources, AT&T, El Paso Corp., Ford Motor Co., Freeport-McMoRan Copper & Gold, Gap Inc., Las Vegas Sands Corp., Nvidia Corp., Pfizer Inc., Salesforce.com Inc., Time Warner Inc. and Xerox Corp.; via HSBC Securities (USA) Inc.; pricing Sept. 27; Cusip: 4042K1NJ8
• 0% buffered performance plus securities due March 30, 2015 linked to the Dow Jones industrial average; via HSBC Securities (USA) Inc.; pricing Sept. 27; Cusip: 4042K1MZ3
• 0% trigger return optimization securities due Sept. 30, 2014 linked to the iShares MSCI Emerging Markets index fund with a 40% weight, the iShares MSCI EAFE index fund with a 30% weight and the Sprobability of default rating Trust Series 1 with a 30% weight; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing Sept. 27; Cusip: 40433C411
• 0% return optimization securities due Oct. 31, 2012 linked to the S&P 500 index; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing Sept. 27; Cusip: 40433C452
• 0% trigger autocallable optimization securities due Sept. 30, 2016 linked to the Russell 2000 index; via underwriter HSBC Securities (USA) Inc. and agent UBS Financial Services Inc.; pricing Sept. 28; Cusip: 40433C429
• 0% trigger autocallable optimization securities due Sept. 30, 2016 linked to the S&P 500 index; via underwriter HSBC Securities (USA) Inc. and agent UBS Financial Services Inc.; pricing Sept. 28; Cusip: 40433C437
• 0% trigger phoenix autocallable optimization securities due Sept. 28, 2012 linked to the SPDR S&P 500 exchange-traded fund trust; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing Sept. 28; Cusip: 40433C395
• Fixed-to-floating notes due Sept. 29, 2017; via HSBC Securities (USA) Inc.; settlement Sept. 29; Cusip: 4042K1NV17
• Fixed-to-floating notes due Sept. 29, 2023; via HSBC Securities (USA) Inc.; settlement Sept. 29; Cusip: 4042K1NT6
• 0% Currency Accelerated Return Securities due September 2013 linked to a basket of the Colombian peso, Malaysian ringgit, Indonesian rupiah and Chinese renminbi; via HSBC Securities (USA) Inc.; pricing in September; Cusip: 4042K1NQ2
• Return optimization securities due 2013 linked to the iShares FTSE/Xinhua China 25 index fund; via UBS Financial Services Inc. and HSBC Securities (USA); Cusip: 40433C494
JPMORGAN CHASE BANK, NA.
• Contingent coupon market-linked certificates of deposit due Sept. 22, 2017 linked to Brent crude oil, silver, corn, copper, the S&P GSCI Wheat Index Excess Return, nickel, gasoline RBOB, palladium, sugar and the S&P GSCI Livestock Index Excess Return; via J.P. Morgan Securities LLC; pricing Sept. 26; Cusip: 48123YQ41
• 10% upside autocallable single observation reverse exchangeable notes due Sept. 28, 2012 linked to the common stock of Freeport-McMoRan Copper & Gold Inc.; via J.P. Morgan Securities LLC; pricing Sept. 27; Cusip: 48125X2A3
• Digital contingent coupon certificates of deposit due Sept. 30, 2016 linked to the common stocks of Altria Group, Inc., Amazon.com, Inc., AT&T Inc., Barrick Gold Corp., Bristol-Myers Squibb Co., General Mills, Inc., Intel Corp., Time Warner Cable Inc., Wells Fargo & Co. and Whole Foods Market, Inc.; via J.P. Morgan Securities LLC with Incapital LLC; pricing Sept. 27; Cusip: 48123YR32
• Digital contingent coupon certificates of deposit due Sept. 29, 2017 linked to the common stocks of Altria Group, Inc., Amazon.com, Inc., AT&T Inc., Barrick Gold Corp., Bristol-Myers Squibb Co., General Mills, Inc., Intel Corp., Time Warner Cable Inc., Wells Fargo & Co. and Whole Foods Market, Inc.; via J.P. Morgan Securities LLC with Incapital LLC; pricing Sept. 27; Cusip: 48123YR73
• Digital contingent coupon certificates of deposit due Sept. 28, 2018 linked to the common stocks of Altria Group, Inc., Amazon.com, Inc., AT&T Inc., Barrick Gold Corp., Bristol-Myers Squibb Co., General Mills, Inc., Intel Corp., Time Warner Cable Inc., Wells Fargo & Co. and Whole Foods Market, Inc.; via J.P. Morgan Securities LLC with Incapital LLC; pricing Sept. 27; Cusip: 48123YR40
• Contingent coupon certificates of deposit due Sept. 28, 2018 linked to the common stocks of Altria Group, Inc., Amazon.com, Inc., AT&T Inc., Barrick Gold Corp., Bristol-Myers Squibb Co., General Mills, Inc., Intel Corp., Time Warner Cable Inc., Wells Fargo & Co. and Whole Foods Market, Inc.; via agent J.P. Morgan Securities LLC and distributor Incapital LLC; pricing Sept. 27; Cusip: 48123YR57
• 0% certificates of deposit due Sept. 29, 2017 linked to the J.P. Morgan Alternative Index Multi-Strategy 5 (USD); via agent J.P. Morgan Securities LLC and distributor Incapital LLC; pricing Sept. 27; Cusip: 48123YP59
• 0% certificates of deposit due Sept. 29, 2017 linked to the JPMorgan ETF Efficiente 5 index; via agent J.P. Morgan Securities LLC and distributor Incapital LLC; pricing Sept. 27; Cusip: 48123YP91
• Index annual income certificates of deposit due Sept. 28, 2018 linked to the JPMorgan ETF Efficiente 5 index; via agent J.P. Morgan Securities LLC and distributor Incapital LLC; pricing Sept. 27; Cusip: 48123YQ33
• 0% certificates of deposit due Sept. 29, 2017 linked to the JPMorgan Optimax Market-Neutral index; via agent J.P. Morgan Securities LLC and distributor Incapital LLC; pricing Sept. 27; Cusip: 48123YP42
JPMORGAN CHASE & CO.
• 20% upside autocallable single observation reverse exchangeable notes due Sept. 28, 2012 linked to the common stock of Bank of America Corp.; via J.P. Morgan Securities LLC; pricing Sept. 27; Cusip: 48125XZ82
• 0% quarterly review notes due Oct. 5, 2012 linked to the Brent crude oil futures contract; via J.P. Morgan Securities LLC; pricing Sept. 27; Cusip: 48125X5B8
• Buffered return enhanced notes due March 28, 2013 linked to the iShares MSCI EAFE index fund; 85% trigger; via J.P. Morgan Securities LLC; pricing Sept. 27; Cusip: 48125XZ58
• 0% buffered return enhanced notes due March 28, 2013 linked to the iShares MSCI Emerging Markets index fund; via J.P. Morgan Securities LLC; pricing Sept. 27; Cusip: 48125XZ66
• 0% return notes due Dec. 31, 2012 linked to the J.P. Morgan Strategic Volatility index; via J.P. Morgan Securities LLC; pricing Sept. 27; Cusip: 48125XY83
• 10% callable yield notes due Sept. 28, 2012 linked to the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; via J.P. Morgan Securities LLC; pricing Sept. 27
• 0% return notes due Dec. 31, 2012 linked to the J.P. Morgan Strategic Volatility index; via J.P. Morgan Securities LLC; pricing Sept. 27; Cusip: 48125XW44
• 0% buffered return enhanced notes due March 28, 2013 linked to the Russell 2000 index; 90% trigger; via J.P. Morgan Securities LLC; pricing Sept. 27; Cusip: 48125XV60
• 13% callable yield notes due Sept. 28, 2012 linked to the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; 60% trigger; via J.P. Morgan Securities LLC; pricing Sept. 27; Cusip: 48125XW28
• 11% callable yield notes due Sept. 28, 2012 linked to the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; 75% trigger; via J.P. Morgan Securities LLC; pricing Sept. 27; Cusip: 48125XW36
• 0% buffered return enhanced notes due March 28, 2013 linked to the S&P 500 index; 90% trigger; via J.P. Morgan Securities LLC; pricing Sept. 27; Cusip: 48125XV86
• 0% buffered return enhanced notes due Sept. 30, 2013 linked to the S&P 500 index; 90% trigger; via J.P. Morgan Securities LLC; pricing Sept. 27; Cusip: 48125XV94
• 10.25% reverse convertible notes due March 30, 2012 linked to American Express Co. stock; via JPMorgan; pricing Sept. 28; Cusip: 48125X2Y1
• 21% reverse convertible notes due Dec. 30, 2011 linked to Bank of America Corp. stock; via JPMorgan; pricing Sept. 28; Cusip: 48125X2X3
• 12.75% reverse convertible notes due March 30, 2012 linked to Caterpillar Inc. stock; via JPMorgan; pricing Sept. 28; Cusip: 48125X3E4
• 10.25% reverse convertible notes due Dec. 30, 2011 linked to Deere & Co. stock; via JPMorgan; pricing Sept. 28; Cusip: 48125X2Q8
• 12.5% reverse convertible notes due March 30, 2012 linked to Dow Chemical Co. stock; via JPMorgan; pricing Sept. 28; Cusip: 48125X3C8
• 13.5% reverse convertible notes due March 30, 2012 linked to Ford Motor Co. stock; via JPMorgan; pricing Sept. 28; Cusip: 48125X3G9
• 13.25% reverse convertible notes due March 30, 2012 linked to Freeport-McMoRan Copper & Gold Inc. stock; via JPMorgan; pricing Sept. 28; Cusip: 48125X3A2
• 10% reverse convertible notes due March 30, 2012 linked to General Electric Co. stock; via JPMorgan; pricing Sept. 28; Cusip: 48125X3D6
• 10.75% reverse convertible notes due Dec. 30, 2011 linked to Goldman Sachs Group, Inc. stock; via JPMorgan; pricing Sept. 28; Cusip: 48125X2T2
• 18.25% reverse convertible notes due Dec. 30, 2011 linked to Goodyear Tire & Rubber Co. stock; via JPMorgan; pricing Sept. 28; Cusip: 48125X2R6
• 15% reverse convertible notes due Dec. 30, 2011 linked to Las Vegas Sands Corp. stock; via JPMorgan; pricing Sept. 28; Cusip: 48125X2P0
• 17.5% reverse convertible notes due March 30, 2012 linked to MGM Resorts International stock; via JPMorgan; pricing Sept. 28; Cusip: 48125X2Z8
• 20.5% reverse convertible notes due Dec. 30, 2011 linked to Molycorp, Inc. stock; via JPMorgan; pricing Sept. 28; Cusip: 48125X2S4
• 22% reverse convertible notes due Dec. 30, 2011 linked to Patriot Coal Corp. stock; via JPMorgan; pricing Sept. 28; Cusip: 48125X2U9
• 12.5% reverse convertible notes due March 30, 2012 linked to Schlumberger N.V. (Schlumberger Ltd.) stock; via JPMorgan; pricing Sept. 28; Cusip: 48125X3F1
• 13.5% reverse convertible notes due Dec. 30, 2011 linked to United States Steel Corp. stock; via JPMorgan; pricing Sept. 28; Cusip: 48125X2V7
• 16% reverse convertible notes due Dec. 30, 2011 linked to Valero Energy Corp. stock; via JPMorgan; pricing Sept. 28; Cusip: 48125X2W5
• 12.5% reverse convertible notes due March 30, 2012 linked to Wells Fargo & Co. stock; via JPMorgan; pricing Sept. 28; Cusip: 48125X3B0
• 10%-11% callable yield notes due Jan. 8, 2013 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Sept. 30; Cusip: 48125XU61
• 0% Performance Leveraged Upside Securities due Oct. 31, 2012 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing in September; Cusip: 46636T820
• 0% return notes due Jan. 25, 2013 linked to the J.P. Morgan Strategic Volatility index; via J.P. Morgan Securities LLC; pricing Oct. 20; Cusip: 48125X2F2
MORGAN STANLEY
• 7%-9% annualized Equity LinKed Securities due March 26, 2012 linked to the common stock of Apple Inc.; via Morgan Stanley & Co. LLC; pricing Sept. 26; Cusip: 61760P643
• 0% commodity-linked notes due Sept. 29, 2017 linked to the price of gold; via Morgan Stanley & Co. LLC; pricing Sept. 26; Cusip: 617482VX9
• 0% trigger Performance Leveraged Upside Securities due Sept. 26, 2016 linked to the iShares MSCI Emerging Markets index fund; via Morgan Stanley & Co. LLC; pricing Sept. 26; Cusip: 61760P874
• 0% trigger Performance Leveraged Upside Securities due Sept. 26, 2016 linked to the iShares MSCI Emerging Markets index fund; via Morgan Stanley & Co. LLC; pricing Sept. 26; Cusip: 617482YG3
• Contingent income autocallable securities due Sept. 24, 2012 linked to the common stock of MetLife, Inc.; via Morgan Stanley & Co. LLC; pricing Sept. 26; Cusip: 61760P676
• 0% equity-linked partial principal at risk securities due Dec. 22, 2017 linked to the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Sept. 26; Cusip: 61760P650
• 0% trigger Performance Leveraged Upside Securities due Sept. 29, 2015 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Sept. 26; Cusip: 617482YK4
• 0% buffered jump securities due Sept. 29, 2015 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Sept. 26; Cusip: 617482YE8
• 0% equity-linked notes due Sept. 29, 2017 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Sept. 26; Cusip: 617482XW9
• 0% trigger Performance Leveraged Upside Securities due Sept. 26, 2016 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Sept. 26; Cusip: 617482YH1
• 0% Target Optimized Participation Securities due Sept. 29, 2016 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Sept. 26; Cusip: 617482XX7
• Contingent annual interest notes due Sept. 30, 2017 linked to the common stocks of Altria Group, Inc., American Electric Power Co., Inc., Bristol-Myers Squibb Co., Carnival Corp., Colgate-Palmolive Co., Duke Energy Corp., Exxon Mobil Corp., Frontier Communications Corp., General Electric Co., International Business Machines Corp., International Paper Co., Johnson & Johnson, JPMorgan Chase & Co., Microsoft Corp., Nucor Corp., Occidental Petroleum Corp., Time Warner Inc., Travelers Cos., Inc., Verizon Communications Inc. and Waste Management, Inc.; via Morgan Stanley & Co. LLC; pricing Sept. 27; Cusip: 617482YQ1
• 1% market-linked notes due Sept. 29, 2017 linked to the Dow Jones industrial average; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing Sept. 27; Cusip: 61760P692
• 0% market-linked notes due Sept. 29, 2017 linked to the Dow Jones-UBS Commodity Index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing Sept. 27; Cusip: 617482VW1
• 0% contingent return optimization securities due Sept. 30, 2013 linked to the Russell 2000 index; via Morgan Stanley & Co. LLC (agent) and UBS Financial Services (dealer); pricing Sept. 27; Cusip: 61760P718
• 0% buffered step performance securities due Sept. 30, 2015 linked to the S&P 500 index; via Morgan Stanley & Co. Inc. and UBS Financial Services Inc.; pricing Sept. 27; Cusip: 61760P684
• Contingent coupon range accrual notes due Sept. 29, 2023 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Sept. 27; Cusip: 617482YF5
• Australian dollar-denominated fixed-rate step-up securities due Sept. 29, 2016; via Morgan Stanley & Co. International plc; settlement Sept. 29; Cusip: 067805054
• Fixed-to-floating notes due Sept. 30, 2015; via Morgan Stanley & Co. LLC; settlement Sept. 30; Cusip: 61745EQ38
• Fixed-to-floating notes due Sept. 30, 2017; via Morgan Stanley & Co. LLC; settlement Sept. 30; Cusip: 61745EM99
• CMS curve and S&P 500 index-linked accrual notes due Sept. 30, 2031; via Morgan Stanley & Co. LLC; settlement Sept. 30; Cusip: 61745EN72
• CMS curve and Russell 2000 index-linked range accrual notes due Sept. 30, 2031; via Morgan Stanley & Co. LLC; settlement Sept. 30; Cusip: 61745EP54
• Contingent income autocallable securities due September 2014 linked to the common stock of Apple Inc.; via Morgan Stanley & Co. LLC; pricing in September; Cusip: 61760P759
• Fixed-to-floating-rate notes due Oct. 14, 2018 linked to the Consumer Price Index; via Morgan Stanley & Co. LLC; pricing in September; Cusip: 61745EQ95
• Contingent coupon range accrual notes due October 2017 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in September; Cusip: 617482YP3
• 0% buffered jump securities due March 2015 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in September; Cusip: 61760P775
• Contingent coupon range accrual notes due September 2026 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in September; Cusip: 617482YJ7
• Turkish lira-denominated senior fixed-rate step-up notes due September 2015; via Morgan Stanley & Co. International plc; pricing in September; common code: XS0675298045
• Contingent coupon range accrual notes due Oct. 13, 2017 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Oct. 7; Cusip: 617482YM0
NOMURA AMERICA FINANCE, LLC
• Fixed-to-floating notes due Sept. 29, 2014; via Nomura Securities International, Inc.; settlement Sept. 29; Cusip: 65539AAY6
ROYAL BANK OF CANADA
• 11% reverse convertible notes due Dec. 30, 2011 linked to Alcoa Inc. stock; via RBC Capital Markets Corp.; pricing Sept. 27; Cusip: 78008TTN4
• 12% reverse convertible notes due Dec. 30, 2011 linked to Baker Hughes Inc. stock; via RBC Capital Markets Corp.; pricing Sept. 27; Cusip: 78008TTP9
• 14.50%-18.50% reverse convertible notes due March 30, 2012 linked to Best Buy Co., Inc. stock; via RBC Capital Markets Corp.; pricing Sept. 27; Cusip: 78008TTF1
• 14% reverse convertible notes due Dec. 30, 2011 linked to Caterpillar Inc. stock; via RBC Capital Markets Corp.; pricing Sept. 27; Cusip: 78008TTR5
• 13.75% reverse convertible notes due Dec. 30, 2011 linked to Chesapeake Energy Corp. stock; via RBC Capital Markets Corp.; pricing Sept. 27; Cusip: 78008TTS3
• 22.5% reverse convertible notes due Dec. 30, 2011 linked to Citigroup Inc. stock; via RBC Capital Markets Corp.; pricing Sept. 27; Cusip: 78008TTQ7
• 10.75% reverse convertible notes due March 30, 2012 linked to Deere & Co. stock; via RBC Capital Markets Corp.; pricing Sept. 27; Cusip: 78008TUE2
• 13.25% reverse convertible notes due Dec. 30, 2011 linked to Dow Chemical Co. stock; via RBC Capital Markets Corp.; pricing Sept. 27; Cusip: 78008TTU8
• 15.25% reverse convertible notes due Dec. 30, 2011 linked to Ford Motor Co. stock; via RBC Capital Markets Corp.; pricing Sept. 27; Cusip: 78008TTV6
• 11.75% reverse convertible notes due Dec. 30, 2011 linked to Freeport-McMoRan Copper & Gold Inc. stock; via RBC Capital Markets Corp.; pricing Sept. 27; Cusip: 78008TTW4
• Contingent coupon notes due Sept. 29, 2017 linked to gold, silver, copper, nickel, lead, Brent crude oil futures, RBOB gasoline futures, corn futures, cotton futures and sugar futures; via RBC Capital Markets, LLC; pricing Sept. 27; Cusip: 78008TSV7
• 17% reverse convertible notes due Dec. 30, 2011 linked to Goodyear Tire & Rubber Co. stock; via RBC Capital Markets Corp.; pricing Sept. 27; Cusip: 78008TTX2
• 17% reverse convertible notes due Dec. 30, 2011 linked to Halliburton Co. stock; via RBC Capital Markets Corp.; pricing Sept. 27; Cusip: 78008TTY0
• 14.75% reverse convertible notes due Dec. 30, 2011 linked to Hartford Financial Services Group, Inc. stock; via RBC Capital Markets Corp.; pricing Sept. 27; Cusip: 78008TTZ7
• 16.75% reverse convertible notes due Dec. 30, 2011 linked to Hecla Mining Co. stock; via RBC Capital Markets Corp.; pricing Sept. 27; Cusip: 78008TUA0
• 14.5% reverse convertible notes due Dec. 30, 2011 linked to International Paper Co. stock; via RBC Capital Markets Corp.; pricing Sept. 27; Cusip: 78008TUB8
• 16% reverse convertible notes due Dec. 30, 2011 linked to JPMorgan Chase & Co. stock; via RBC Capital Markets Corp.; pricing Sept. 27; Cusip: 78008TUC6
• 0% buffered bullish enhanced return notes due March 28, 2013 linked to the S&P 500 index; 90% trigger; via RBC Capital Markets, LLC; pricing Sept. 27; Cusip: 78008TSX3
• 0% buffered bullish enhanced return notes due March 28, 2013 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Sept. 27; Cusip:78008TTE4
• 0% buffered bullish enhanced return notes due Sept. 30, 2013 linked to the S&P 500 index; 90% trigger; via RBC Capital Markets, LLC; pricing Sept. 27; Cusip: 78008TSW5
• 14.5% reverse convertible notes due Dec. 30, 2011 linked to Salesforce.com, Inc. stock; via RBC Capital Markets Corp.; pricing Sept. 27; Cusip: 78008TTT1
• 10.25% reverse convertible notes due March 30, 2012 linked to Schlumberger Ltd. stock; via RBC Capital Markets Corp.; pricing Sept. 27; Cusip: 78008TUF9
• 10.5% reverse convertible notes due Dec. 30, 2011 linked to Tesoro Corp. stock; via RBC Capital Markets Corp.; pricing Sept. 27; Cusip: 78008TUD4
• 8%-10.8% trigger yield optimization notes due March 30, 2012 linked to Goldcorp Inc. common stock; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Sept. 28; Cusip: 78010W855
• 7%-10% trigger yield optimization notes due March 30, 2012 linked to Intel Corp. common stock; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Sept. 28; Cusip: 78010W848
• 0% buffered bullish enhanced return notes due April 4, 2013 linked to the Russell 2000 index; via RBC Capital Markets, LLC; pricing Sept. 29; Cusip: 78008TUK8
• 0% buffered bullish enhanced return notes due April 4, 2013 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Sept. 29; Cusip: 78008TUL6
• 0% growth securities with contingent downside production due April 4, 2016 linked to the Dow Jones industrial average; via Wells Fargo Securities, LLC; pricing in September; Cusip: 78008TTG9
• Autocallable access securities with fixed percentage buffered downside due Oct. 3, 2013 linked to the iShares Russell 2000 index fund; via Wells Fargo Securities, LLC; pricing in September; Cusip: 78008TRY2
• 0% Accelerated Return Notes due November 2012 linked to the MSCI EAFE index; via Bank of America Merrill Lynch; pricing in September
• 0% Accelerated Return Notes due November 2012 linked to the Russell 2000 index; via Bank of America Merrill Lynch; pricing in September
• 0% autocallable access securities with fixed percentage buffered downside due Oct. 3, 2013 linked to the S&P 500 index; via Wells Fargo Securities, LLC; pricing in September; Cusip: 78008TSZ8
• 0% Strategic Accelerated Redemption Securities due October 2012 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in September
• 0% Accelerated Return Notes due November 2012 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in September
• 0% growth securities with capped upside and fixed percentage buffered downside due April 4, 2016 linked to the SPDR S&P 500 ETF trust, the iShares Russell 2000 index fund, the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; via Wells Fargo Securities, LLC; pricing in September; Cusip: 78008TRX4
• Autocallable access securities with fixed percentage buffered downside due Oct. 3, 2013 linked to the; SPDR S&P Metals & Mining exchange-traded fund via Wells Fargo Securities, LLC; pricing in September; Cusip: 78008TRZ9
• 0% direct investment notes due Nov. 8, 2012 linked to the EquityCompass Equity Risk Management Strategy; via RBC Capital Markets, LLC; pricing Oct. 5; Cusip: 78008TSU9
• 0% Accelerated Return Notes due November 2012 linked to the S&P MidCap 400 index; via Bank of America Merrill Lynch; pricing in October
• 18- to 21-month 0% leveraged equity index-linked notes linked to the MSCI EAFE index; via Goldman Sachs & Co.
ROYAL BANK OF SCOTLAND PLC
• Fixed-to-floating notes due Sept. 30, 2016 with 4% initial rate; via RBS Securities Inc.; pricing on Sept. 27; Cusip: 78009PBV2
• Annual reset coupon notes with fixed buffer due Sept. 30, 2016 linked to the S&P 500 index; via RBS Securities Inc.; pricing Sept. 27; Cusip: 78009PBT7
• Annual reset coupon notes with fixed buffer due Sept. 30, 2014 linked to the S&P 500 index; via RBS Securities Inc.; pricing Sept. 27; Cusip: 78009PBS9
• 0% capped market-linked notes due March 30, 2017 linked to the S&P 500 index; via RBS Securities Inc.; pricing Sept. 27; Cusip: 78009PBR1
• 0% market-linked notes due Jan. 5, 2017 linked to the SPDR Dow Jones industrial average exchange-traded fund trust; via RBS Securities Inc.; pricing Sept. 30; Cusip: 78009PBU4
• 0% Accelerated Return Notes due November 2012 linked to the NYSE Arca Gold Miners index; via Bank of America Merrill Lynch; pricing in September
• RBS BRIC Trendpilot notes due 2041; via RBS Securities Inc.; Cusip: 78009P119
AB SVENSK EXPORTKREDIT
• 0% Accelerated Return Notes due December 2012 linked to the front-month futures contract for platinum; via Bank of America Merrill Lynch; pricing in September
UBS AG, JERSEY BRANCH
• Fixed-to-floating-rate notes due Sept. 29, 2021; via UBS Securities LLC and UBS Investment Bank; settlement Sept. 29; Cusip: 90261JHS5
• Callable step-up fixed-rate notes due Sept. 29, 2023; via UBS Investment Bank; settlement Sept. 29; Cusip: 90261JHR7
UBS AG, LONDON BRANCH
• 0% trigger performance securities due Sept. 30, 2016 linked to the S&P 500 index; 50% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 27; Cusip: 90267H127
• 0% trigger performance securities due Sept. 30, 2021 linked to the S&P 500 index; 50% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 27; Cusip: 90267H135
UNION BANK, NA
• 0% quarterly capped return market-linked certificates of deposit due Sept. 29, 2015 linked to the S&P 500 index; via UnionBanc Investment Services, LLC and distributor Incapital LLC; pricing Sept. 26; Cusip: 90521AGW2
• 0% market-linked certificates of deposit due Sept. 29, 2016 linked to the Brazilian real, the Russian ruble, the Indian rupee and the Chinese renminbi; via UnionBanc Investment Services, LLC and distributor Incapital LLC; pricing Sept. 27; Cusip: 90521AGX0
• 0% quarterly capped return market-linked certificates of deposit due March 30, 2015 linked to the price of gold; via UnionBanc Investment Services, LLC as agent and Incapital LLC as distributor; pricing Sept. 28; Cusip: 90521AHA9
WELLS FARGO BANK, NA
• 0% market-linked certificates of deposit due Sept. 29, 2017 linked to the Brazilian real, the Russian ruble, the Indian rupee and the Chinese renminbi; via distributor Incapital LLC; pricing Sept. 26; Cusip: 949748K71
• Contingent annual interest market-linked certificates of deposit due Sept. 21, 2018 linked to a basket of the S&P GSCI Brent Crude Oil Index Excess Return, the S&P GSCI Livestock Index Excess Return, copper, corn, cotton, gasoline, aluminum, platinum, silver and sugar; via Incapital LLC as distributor; pricing Sept. 27; Cusip: 949748K48
WELLS FARGO & CO.
• 0% upside participation equity-linked notes due April 2018 linked to the Dow Jones industrial average; via Wells Fargo Securities, LLC; settlement in October; Cusip: 94986RFS5
• 0% growth securities with upside participation and contingent downside protection due April 2016 linked to the Dow Jones industrial average; via Wells Fargo Securities, LLC; settlement in October; 94986RFK2
• 0% growth securities with capped upside and fixed percentage buffered downside due April 2015 linked to the iShares MSCI Emerging Markets index fund; via Wells Fargo Securities, LLC; settlement in October; Cusip: 94986RFN6
• 0% market-linked notes with upside participation due October 2018 linked to the SPDR S&P 500 ETF trust, the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; via Wells Fargo Securities, LLC; settlement in October; Cusip: 94986RFL0
• 0% growth securities with capped upside and fixed percentage buffered downside due April 2015 linked to the S&P 500 index; via Wells Fargo Securities, LLC; settlement in October; Cusip: 94986RFM8
• 0% growth securities with capped upside and fixed percentage buffered downside due April 2015 linked to silver, copper, nickel, corn, soybeans, cotton, Brent crude oil and RBOB gasoline; via Wells Fargo Securities, LLC; settlement in October; Cusip: 94986RFT3
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