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Structured Products Calendar
BANK OF AMERICA CORP.
• Step-up callable bonds due May 27, 2026; via Merrill Lynch, Pierce, Fenner & Smith Inc.; settling May 27; Cusip 06048WGB0
• Callable capped notes due May 27, 2031 linked to the 30-year and two-year Constant Maturity Swap rates; via Merrill Lynch, Pierce, Fenner & Smith Inc.; settlement May 27; Cusip 06048WGC8
• Two-year 0% Capped Leveraged Index Return Notes linked to the common stocks of Apple Inc., Boeing Co., Cisco Systems, Inc., Deere & Co., Dell Inc., Danaher Corp., Emerson Electric Co., Honeywell International, Inc., Hewlett-Packard Co., International Business Machines Corp., Illinois Tool Works Inc., Juniper Networks, Inc., Microsoft Corp., Oracle Corp., Qualcomm, Inc., Texas Instruments Inc. and United Technologies Corp.; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• Six-year variable-coupon notes linked to the stocks of Apple Inc., Charles Schwab Corp., Cisco Systems, Inc., Deere & Co., FexEx Corp., Halliburton Co., JPMorgan Chase & Co., Las Vegas Sands Corp., NIKE Inc., Oracle Corp., Priceline.com Inc., Salesforce.com, Inc., UnitedHealth Group Inc., Wal-Mart Stores, Inc., Whole Foods Market, Inc. and Yahoo! Inc.; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% Market Index Target-Term Securities due May 2014 linked to the Australian dollar, the Canadian dollar and the New Zealand dollar; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• Two-year 0% Capped Leveraged Index Return Notes tied to copper; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• Three-year 0% Currency Market Index Target-Term Securities linked to the dollar relative to the Japanese yen; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% two-year Leveraged Index Return Notes linked to the Dow Jones Global Titans 50 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% Market Index Target-Term Securities due May 2016 based on the Dow Jones Industrial Average; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% Market Index Target-Term Securities due June 2016 based on the Dow Jones UBS Commodity Index - Excess Return; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% market-linked step-up notes due May 2015 linked to the Euro Stoxx 50 index; via Merrill Lynch & Co.; pricing in May
• 0% Capped Leveraged Index Return Notes due June 2013 tied to the gold spot price; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% Strategic Accelerated Redemption Securities due June 2012 linked to iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; 95% trigger; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% Accelerated Return Notes due July 2012 linked to the MSCI Emerging Markets index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% currency-linked step-up notes due June 2014 linked to a basket of the Norwegian krone, the Swedish krona, the British pound and the euro, relative to the dollar; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 15-year callable Libor range accrual notes linked to six-month Libor; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% two-year Capped Leveraged Index Return Notes linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• Four-year 0% market-linked step-up notes tied to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 53-week 8.5% STEP Income Securities linked to the ordinary shares of Schlumberger Ltd.; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 53-week 12.5% STEP Income Securities linked to Seagate Technology plc ordinary shares; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
BANK OF MONTREAL
• 13.5% reverse exchangeable notes due Aug. 18, 2011 linked to Aruba Networks Inc. common stock; 80% trigger; via BMO Capital Markets Corp.; pricing May 13; Cusip 06366QJC2
• 13.5% reverse exchangeable notes due Nov. 18, 2011 linked to ATP Oil & Gas Corp. common stock; 75% trigger; via BMO Capital Markets Corp.; pricing May 13; Cusip 06366QJH1
• 10.5% annualized reverse exchangeable notes due Nov. 18, 2011 linked to Freeport-McMoRan Copper & Gold Inc. shares; 80% trigger; via BMO Capital Markets Corp.; pricing May 13; Cusip 06366QJS7
• 10% annualized reverse exchangeable notes due Nov. 18, 2011 linked to Goodyear Tire & Rubber Co. shares; 80% trigger; via BMO Capital Markets Corp.; pricing May 13; Cusip 06366QJT5
• 11.5% reverse exchangeable notes due Nov. 18, 2011 linked to Green Mountain Coffee Roasters, Inc. common stock; 75% trigger; via BMO Capital Markets Corp.; pricing May 13; Cusip 06366QJJ7
• 10% reverse exchangeable notes due Nov. 18, 2011 linked to Harbin Electric, Inc. common stock; 75% trigger; via BMO Capital Markets Corp.; pricing May 13; Cusip 06366QJK4
• 0% buffered bullish digital return notes due May 16, 2013 linked to the iShares MSCI Emerging Markets index fund; via BMO Capital Markets Corp.; pricing May 13; Cusip 06366QKB2
• 0% buffered bullish digital return notes due May 16, 2013 linked to the iShares Russell 2000 index fund; via BMO Capital Markets Corp.; pricing May 13; Cusip 06366QKA4
• 0% buffered bullish digital return notes due Nov. 16, 2012 linked to the iShares Silver Trust; via BMO Capital Markets Corp.; pricing May 13; Cusip 06366QKC0
• 16% annualized reverse exchangeable notes due Nov. 18, 2011 linked to Northern Oil and Gas, Inc. shares; 80% trigger; via BMO Capital Markets Corp.; pricing May 13; Cusip 06366QJV0.
• 12% annualized reverse exchangeable notes due Nov. 18, 2011 linked to Nvidia Corp. shares; 80% trigger; via BMO Capital Markets Corp.; pricing May 13; Cusip 06366QJW8.
• 15% reverse exchangeable notes due Aug. 18, 2011 linked to OmniVision Technologies, Inc. common stock; 80% trigger; via BMO Capital Markets Corp.; pricing May 13; Cusip 06366QJD0
• 19% reverse exchangeable notes due Aug. 18, 2011 linked to Rambus Inc. common stock; 80% trigger; via BMO Capital Markets Corp.; pricing May 13; Cusip 06366QJE8
• 0% buffered bullish digital return notes due May 16, 2013 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing May 13; Cusip 06366QJZ1
• 12.5% annualized reverse exchangeable notes due Nov. 18, 2011 linked to Silver Wheaton Corp. shares; 80% trigger; via BMO Capital Markets Corp.; pricing May 13; Cusip 06366QJX6.
• 20% reverse exchangeable notes due Aug. 18, 2011 linked to SINA Corp. common stock; 80% trigger; via BMO Capital Markets Corp.; pricing May 13; Cusip 06366QJF5
• 11.5% annualized reverse exchangeable notes due Nov. 18, 2011 linked to St. Joe Co. shares; 80% trigger; via BMO Capital Markets Corp.; pricing May 13; Cusip 06366QJU2.
• 12% reverse exchangeable notes due Aug. 18, 2011 linked to Vertex Pharmaceuticals Inc. common stock; 80% trigger; via BMO Capital Markets Corp.; pricing May 13; Cusip 06366QJG3
• 9.5%-12.5% annualized reverse exchangeable notes due Nov. 21, 2011 linked to Joy Global Inc. shares; 70% trigger; via BMO Capital Markets Corp.; pricing May 17; Cusip 06366QJA6
• 9.75%-12.75% annualized reverse exchangeable notes due Nov. 21, 2011 linked to ON Semiconductor Corp. shares; 75% trigger; via BMO Capital Markets Corp.; pricing May 17; Cusip 06366QHZ3
• 12% annualized reverse exchangeable notes due Nov. 18, 2011 linked to JDS Uniphase Corp.; via BMO Capital Markets Corp. pricing May 13; Cusip 06366QJL2
• 15.5% annualized reverse exchangeable notes due Nov. 18, 2011 linked to LDK Solar Co., Ltd; via BMO Capital Markets Corp. pricing May 13; Cusip 06366QJM0
• 11% annualized reverse exchangeable notes due Nov. 18, 2011 linked to Netflix Inc.; via BMO Capital Markets Corp. pricing May 13; Cusip 06366QJN8
• 13.5% annualized reverse exchangeable notes due Nov. 18, 2011 linked to Patriot Coal Corp.; via BMO Capital Markets Corp. pricing May 13; Cusip 06366QJP3
• 14% annualized reverse exchangeable notes due Nov. 18, 2011 linked to Western Refining, Inc.; via BMO Capital Markets Corp. pricing May 13; Cusip 06366QJQ1
• 11.5% annualized reverse exchangeable notes due Nov. 18, 2011 linked to Delta Air Lines, Inc.; via BMO Capital Markets Corp. pricing May 13; Cusip 06366QJR9
BARCLAYS BANK PLC
• 0% trigger performance securities due May 10, 2016 linked to the Dow Jones - UBS Gold subindex; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing May 5; Cusip 06741K734
• Step-up fixed-rate callable notes due May 11, 2026; via Barclays Capital Inc.; pricing May 6; Cusip 06738KHR5
• 9%-11% autocallable yield notes due May 18, 2012 linked to the S&P 500 index and the Russell 2000 index; via Barclays Capital Inc.; pricing May 16; Cusip 06738KHX2
• 0% notes due Dec. 19, 2013 linked to the S&P 500 VIX Short-Term Futures Index (Excess Return) and the S&P 500 VIX Mid-Term Futures Index (Excess Return); via Barclays Capital Inc.; pricing May 16; Cusip 06738KJC6
• 0% buffered Super Track notes due May 22, 2013 linked to the iShares MSCI Emerging Markets index fund; 90% trigger; via Barclays Capital Inc.; pricing May 17; Cusip 06738KHU8
• 0% buffered Super Track notes due May 22, 2013 linked to the S&P 500 index; 90% trigger; via Barclays Capital Inc.; pricing May 17; Cusip 06738KHV6
• 10.25% reverse convertible notes due Aug. 31, 2011 linked to AMR Corp. stock; via Barclays Capital; pricing May 25; Cusip 06741JGW3
• 10% reverse convertible notes due Nov. 30, 2011 linked to ARM Holdings plc (American depositary shares) stock; via Barclays Capital; pricing May 25; Cusip 06741JGZ6
• 11% reverse convertible notes due Nov. 30, 2011 linked to Arch Coal, Inc. stock; via Barclays Capital; pricing May 25; Cusip 06741JGS2
• 12% reverse convertible notes due Aug. 31, 2011 linked to Baidu, Inc. (American Depository Share) stock; via Barclays Capital; pricing May 25; Cusip 06741JGX1
• 11.75% reverse convertible notes due Nov. 30, 2011 linked to Delta Airlines, Inc. stock; via Barclays Capital; pricing May 25; Cusip 06741JHA0
• Notes due Nov. 30, 2017 linked to the Dow Jones Industrial Average; via Barclays Capital Inc.; pricing May 25; Cusip 06738KJB8
• 11.25% reverse convertible notes due Nov. 30, 2011 linked to DryShips Inc. stock; via Barclays Capital; pricing May 25; Cusip 06741JHB8
• 8% reverse convertible notes due May 30, 2012 linked to Ford Motor Co. stock; via Barclays Capital; pricing May 25; Cusip 06741JGU7
• 12% reverse convertible notes due Nov. 30, 2011 linked to Freeport-McMoRan Copper & Gold Inc. stock; via Barclays Capital; pricing May 25; Cusip 06741JHC6
• 0% notes due May 31, 2013 linked to the Hang Seng China Enterprises index; via Barclays Capital Inc.; pricing May 25; Cusip 06738KJU6
• 11.25% reverse convertible notes due Aug. 31, 2011 linked to JDS Uniphase Corp. stock; via Barclays Capital; pricing May 25; Cusip 06741JGY9
• 16.25% reverse convertible notes due Nov. 30, 2011 linked to LDK Solar Co., Ltd. (American Depositary Shares) stock; via Barclays Capital; pricing May 25; Cusip 06741JHG7
• 11.1% reverse convertible notes due May 30, 2012 linked to Netflix, Inc. stock; via Barclays Capital; pricing May 25; Cusip 06741JHE2
• 9% reverse convertible notes due Nov. 30, 2011 linked to Noble Corp. stock; via Barclays Capital; pricing May 25; Cusip 06741JGT0
• 11.25% reverse convertible notes due May 30, 2012 linked to Nokia Corp. (American depositary shares) stock; via Barclays Capital; pricing May 25; Cusip 06741JGV5
• 8.75% annualized reverse convertible notes due Nov. 30, 2011 linked to Peabody Energy Corp. shares; 80% trigger; via Barclays Capital Inc.; pricing May 25; Cusip 06741JGP8
• 14.1% reverse convertible notes due Nov. 30, 2011 linked to Rambus Inc. stock; via Barclays Capital; pricing May 25; Cusip 06741JHD4
• 12.75% annualized reverse convertible notes due Nov. 30, 2011 linked to Seagate Technology shares; 80% trigger; via Barclays Capital Inc.; pricing May 25; Cusip 06741JGQ6
• 10.9% reverse convertible notes due May 30, 2012 linked to Silver Wheaton Corp. stock; via Barclays Capital; pricing May 25; Cusip 06741JHF9
• 0% buffered return optimization securities due May 31, 2013 linked to the S&P 500 index; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing May 25; Cusip 06740C196
• Callable fixed-rate range accrual notes due May 29, 2026 linked to the S&P 500 index; via Barclays Capital Inc.; pricing May 25; Cusip 06738KJF9
• 9.25% annualized reverse convertible notes due Nov. 30, 2011 linked to United States Steel Corp. shares; 80% trigger; via Barclays Capital Inc.; pricing May 25; Cusip 06741JGR4
• Three-year 0% enhanced buffer market-linked step-up notes linked to the Dow Jones Industrial Average; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% Accelerated Return Notes due July 2012 linked to the MSCI EAFE index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and Barclays Capital; pricing in May
• Zero-coupon capped leveraged index return notes due May 2013 linked to the Russell 2000 index; 90% trigger; via Merrill Lynch, Pierce, Fenner & Smith Inc. and Barclays Capital; pricing in May
• Zero-coupon capped leveraged index return notes due May 2013 linked to the S&P 500 index; 90% trigger; via Merrill Lynch, Pierce, Fenner & Smith Inc. and Barclays Capital; pricing in May
• 0% Accelerated Return Notes due July 2012 linked to the S&P 500 index; via Merrill Lynch & Co; pricing in May
CITIBANK, NA
• Callable Libor inverse floater certificates of deposit due May 13, 2026 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing May 10; Cusip 172986CV1
CITIGROUP FUNDING INC.
• Step-up coupon notes due May 17, 2026; via Citigroup Global Markets Inc.; settling May 17; Cusip 1730T0KA6
• 0.5% market-linked notes due Nov. 23, 2016 linked to the Dow Jones Industrial Average; via Citigroup Global Markets Inc.; pricing May 24; Cusip 1730T0MG1
• 8%-10% annualized Equity LinKed Securities due Nov. 23, 2011 linked to Barclays plc American Depository Shares; 80% trigger; via Citigroup Global Markets Inc.; pricing May 24; Cusip 17317U204
• 7%-9% annualized Equity LinKed Securities due Nov. 23, 2011 linked to Schlumberger NV shares; 80% trigger; via Citigroup Global Markets Inc.; pricing May 24; Cusip 17316G123
• Index-linked notes due 2016 linked to the S&P 500 index; Citigroup Global Markets Inc.; settlement in May; Cusip 1730T0MH9
• 0% Performance Leveraged Upside Securities due June 27, 2012 linked to the S&P GSCI Grains index-excess return; via Citigroup Global Markets Inc. pricing in May; Cusip 1730T0MF3
CREDIT SUISSE AG, NASSAU BRANCH
• 0% Accelerated Return Equity Securities due June 11, 2012 linked to the performance of the iShares MSCI South Korea index fund and the iShares FTSE/Xinhua China 25 index fund; via Credit Suisse Securities (USA) LLC; pricing May 5; Cusip 22546E4Y7
• 5.1% annualized callable yield notes due Nov. 10, 2011 linked to the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing May 5; Cusip 22546E6P4
• 10%-12% annualized callable yield notes due Nov. 21, 2011 linked to the SPDR S&P Metals & Mining exchange-traded fund and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing May 16; Cusip 22546E6G4
• 12%-14% annualized callable yield notes due Nov. 21, 2011 linked to the SPDR S&P Metals & Mining exchange-traded fund and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing May 16; Cusip 22546E6H2
• 6%-8.5% callable yield notes due May 21, 2012 linked to the S&P 500 index and the Russell 2000 index; 80% trigger; via Credit Suisse Securities (USA) LLC; pricing May 16; Cusip 22546E6K5
• 7%-9% callable yield notes due May 21, 2012 linked to the S&P 500 index and the Russell 2000 index; 77.5% trigger; via Credit Suisse Securities (USA) LLC; pricing May 16; Cusip 22546E6J8
• 7.25% callable yield notes due Nov. 19, 2012 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing May 16; Cusip 22546E6N9
• 6%-8% callable yield notes due Aug. 27, 2012 linked to the iShares MSCI Emerging Markets index fund and the Russell 2000 index; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing May 20; Cusip 22546E5Y6
• 5%-6% callable yield notes due Aug. 27, 2012 linked to the S&P 500 index and the Russell 2000 index; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing May 20; Cusip 22546E5Z3
• 0% Buffered Accelerated Return Equity Securities due May 27, 2015 linked to the S&P 500 index; 90% trigger; via Credit Suisse Securities (USA) LLC; pricing May 20; Cusip 22546E5X8
• 0% Accelerated Return Equity Securities due May 29, 2015 linked to the Credit Suisse Commodities Benchmark Excess Return index; via Credit Suisse Securities (USA) LLC; pricing May 23; Cusip 22546E6A7
• CS global basket notes due May 31, 2016 linked to copper, sugar, Brent crude oil, corn, nickel, cotton, soybeans and silver; via Credit Suisse Securities (USA) LLC; pricing May 24; Cusip 22546E6E9
• 8%-10% annualized callable yield notes due Nov. 30, 2011 linked to the iShares Silver Trust and the Market Vectors Gold Miners exchange-traded fund; 77.5% trigger; via Credit Suisse Securities (USA) LLC; pricing May 25; Cusip 22546E5J9
• 8.5%-10.5% callable yield notes due Nov. 30, 2011 linked to the S&P 500 index, the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing May 25; Cusip 22546E5L4
• High/low coupon callable yield notes due May 31, 2012 linked to the SPDR S&P Metals & Mining exchange-traded fund and the Market Vectors Gold Miners ETF; via Credit Suisse Securities (USA) LLC; pricing May 25; Cusip 22546E5H3
• 0% Buffered Accelerated Return Equity Securities due May 31, 2016 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing May 25; Cusip 22546E6D1
• 0% callable Cert PLUS securities due Nov. 30, 2012 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing May 25; Cusip 22546E5G5
• 0% CS notes due May 31, 2016 linked to the Credit Suisse Merger Arbitrage Liquid Risk Controlled index; via Credit Suisse Securities (USA) LLC; pricing May 25; Cusip 22546E6C3
• 10%-12% callable yield notes due June 4, 2012 linked to the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing May 31; Cusip 22546E6M1
• 0% Cert PLUS securities due June 3, 2016 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing May 31; Cusip 22546E4H4
• 0% callable Cert PLUS securities due June 4, 2012 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing May 31; Cusip 22546E5V2
• High/low coupon callable yield notes due June 4, 2012 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing May 31; Cusip 22546E6F6
• High/low coupon callable yield notes due June 4, 2012 linked to the SPDR S&P Metals & Mining exchange-traded fund and the Market Vectors Gold Miners ETF; via Credit Suisse Securities (USA) LLC; pricing May 31; Cusip 22546E5W0
• 8.75%-10.75% annualized callable yield notes due Dec. 5, 2011 linked to the S&P 500 index, the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing May 31; Cusip 22546E6L3
DEUTSCHE BANK AG, LONDON BRANCH
• 0% market contribution securities due June 11, 2012 linked to the Deutsche Bank Liquid Commodity Index-Mean Reversion Plus Total Return; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing May 5; Cusip 2515A15Z0
• 0% S&P plus tracker notes due May 16, 2014 linked to a basket of indexes that includes the S&P 500 Total Return index and the Deutsche Bank Equity Mean Reversion Alpha index (Emerald); via Deutsche Bank Securities Inc.; pricing May 11; Cusip 2515A16K2
• 0% S&P plus tracker notes due May 16, 2014 linked to S&P 500 Total Return index and the Deutsche Bank Equity Mean Reversion Alpha Index Emerging Markets; via Deutsche Bank Securities Inc.; pricing May 11; Cusip 2515A16H9
• 0% trigger performance securities due May 19, 2016 linked to the S&P Carbon Efficient index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing May 13; Cusip 25154W787
• 0% step return buffered securities due May 23, 2013 linked to the performance of the Brazilian real, Russian ruble, Indonesian rupiah, Chinese renminbi and Korean won relative to the Japanese yen; via Deutsche Bank Securities Inc.; pricing May 20; Cusip 2515A16G1
• 0% buffered return optimization securities due May 31, 2013 linked to the Russell 2000 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing May 25; Cusip 25154W753
• 0% alpha overlay securities due June 28, 2012 linked to the Deutsche Bank Liquid Commodity Index - Mean Reversion Plus Excess Return and the Deutsche Bank Commodity Harvest - 10 Index USD Total Return; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing May 25; Cusip 2515A16J5
• 0% trigger performance securities due May 31, 2016 linked to the Hang Seng China Enterprises index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing May 25; Cusip 25154W746
EKSPORTFINANS ASA
• 0% Accelerated Return Notes due August 2012 linked to the gold spot price; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% Strategic Accelerated Redemption Securities due June 2012 linked to the iShares MSCI Brazil index fund; 95% trigger; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% autocallable access securities with fixed percentage buffered downside due May 31, 2013 linked to the iShares Russell 2000 index fund; via Wells Fargo Securities, LLC; pricing in May
• 0% Accelerated Return Notes due July 2012 linked to the palladium spot price; via Merrill Lynch; pricing in May
• 0% Accelerated Return Notes due July 2012 linked to the Rogers International Commodity index - Agriculture Excess Return; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% autocallable access securities with fixed percentage buffered downside due May 31, 2013 linked to SPDR S&P Metals and Mining fund; via Wells Fargo Securities, LLC; 90% trigger; pricing in May
GOLDMAN SACHS GROUP, INC.
• Callable step-up fixed-rate notes due May 2019; via Goldman, Sachs & Co. and Incapital LLC; settling in May; Cusip 38143UUL3
• 10-year fixed-to-floating notes; via Goldman Sachs & Co.; Cusip 38143UTN1
• 0% five-year notes linked to the 10-year Constant Maturity Swap rate; via Goldman Sachs & Co.; Cusip 38143UUF6
• Six-year 0% equity-linked notes linked to the Dow Jones Industrial Average; via Goldman, Sachs & Co.; Cusip 38143UUJ8
• 24- to 27-month 0% leveraged buffered equity index fund-linked notes on the iShares MSCI Emerging Markets index fund; 90% trigger; via Goldman Sachs & Co.
• 18- to 21-month 0% leveraged index-linked notes due June 29, 2012 linked to the MSCI EAFE index; via Goldman, Sachs & Co.
• Two-year 0% leveraged buffered index fund-linked notes linked to the MSCI Emerging Markets index fund; via Goldman Sachs & Co.; Cusip 38143UTP6
• 0% autocallable index-linked notes due Feb. 6, 2013 linked to the Russell 2000 index; via Goldman Sachs & Co.; Cusip 38143USK8
• 0% autocallable buffered index-linked notes due Feb. 6, 2013 linked to the Russell 2000 index; 80% trigger; via Goldman Sachs & Co.; Cusip 38143USL6
• 0% three-year leveraged buffered index-linked notes tied to the Russell 2000 index; via Goldman Sachs & Co.; Cusip 38143USZ5
• 13- to 15-month 0% leveraged index-linked notes linked to the S&P 500 index; via Goldman Sachs & Co.
• 0% leveraged index-linked notes due June 6, 2011 tied to the S&P 500 index; via Goldman Sachs & Co.; Cusip 38143USE2
• 0% leveraged buffered index-linked notes due May 1, 2013 tied to the S&P 500 index; via Goldman, Sachs & Co.; Cusip 38143UTV3
• 0% buffered index-linked notes due Dec. 1, 2014 on the S&P 500 index; via Goldman, Sachs & Co.; Cusip 38143UUK5
• 24- to 27-month 0% leveraged index-linked notes linked to the S&P 500 index; via Goldman Sachs & Co.
• 24- to 28-month 0% buffered index-linked notes linked to the S&P 500 index; 70% trigger; via Goldman, Sachs & Co.
• 31- to 35-month 0% buffered index-linked notes linked to the S&P 500 index; via Goldman Sachs & Co.
• Six-year 0% callable index-linked notes linked to the S&P 500 index; via Goldman, Sachs & Co.; Cusip 38143UTM3
• 15-year callable quarterly index-linked range accrual notes linked to the S&P 500 index; 75%-80% trigger; via Goldman Sachs & Co.; Cusip 38143UTK7
• 15-year callable quarterly range accrual notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip 38143UUG4
• 15-year callable quarterly range accrual notes linked to the S&P 500 index and Libor; via Goldman Sachs & Co.; Cusip 38143UUH2
• 0% five-year notes linked to the S&P 500 index, the MSCI EAFE index, the Russell 2000 index, the Dow Jones - UBS Commodity index and the iShares MSCI Emerging Markets index fund; via Goldman Sachs & Co.; Cusip 38143UTH4
• 48-month 0% leveraged buffered basket-linked notes linked S&P 500 index, the MSCI EAFE index, the S&P MidCap 400 index and the Russell 2000 index; 70% trigger; via Goldman Sachs & Co.; Cusip 38143UUC3
HARRIS NA
• 0% certificates of deposit due May 31, 2017 inversely linked to the Barclays Capital U.S. Treasury 7-10 Year Total Return index; via BMO Capital Markets Corp. (Incapital LLC is distributor); pricing May 25; Cusip 41456TPG8
HSBC BANK USA NA
• 0.5%-0.75% income and performance certificates of deposit due May 26, 2015 linked to the Brazilian real, the Russian ruble, the Indian rupee and the Chinese renminbi; via HSBC Securities (USA) Inc.; pricing May 19; Cusip 40431GSH3
• 0.75%-1% income and performance certificates of deposit due May 25, 2016 linked to the Brazilian real, the Russian ruble, the Indian rupee and the Chinese renminbi; via HSBC Securities (USA) Inc.; pricing May 19; Cusip 40431GSG5
• 0% Far East opportunity certificates of deposit due May 25, 2017 linked to the Hang Seng, TWSE, MSCI Singapore Free and Kospi 200 indexes; via HSBC Securities (USA) Inc.; pricing May 19; Cusip 40431GSC4
• 0% certificates of deposit with minimum return due May 25, 2017 linked to the Dow Jones Industrial Average; via HSBC Securities (USA) Inc.; pricing May 20; Cusip 40431GRZ4
• Annual income opportunity certificates of deposit with auto cap feature due May 26, 2017 linked to the common stocks of Aluminum Corp. of China Ltd., Baidu, Inc., China Unicom, Chunghwa Telecom Co., Ltd., Cnooc Ltd., Icici Bank Ltd., Infosys Technologies Ltd., LG Display Co. Ltd., SK Telecom Co., Ltd. and Tata Motors Ltd.; via HSBC Securities (USA) Inc.; pricing May 23; Cusip 40431GRQ4
• 0.5% accumulated annual return certificates of deposit due May 26, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing May 23; Cusip 40431GSJ9
• Income plus certificates of deposit due May 30, 2018 with 5% potential coupon linked to common stocks of Altria Group, Inc., Eli Lilly & Co., Lockheed Martin Corp., Johnson & Johnson and Procter & Gamble Co.; via HSBC Securities (USA) Inc.; pricing May 24; Cusip 40431GRU5
• Income plus certificates of deposit due May 30, 2018 with 7.5% potential coupon linked to common stocks of Altria Group, Inc., Eli Lilly & Co., Lockheed Martin Corp., Johnson & Johnson and Procter & Gamble Co.; via HSBC Securities (USA) Inc.; pricing May 24; Cusip 40431GRV3
• Income plus certificates of deposit due May 30, 2018 with 10% potential coupon linked to common stocks of Altria Group, Inc., Eli Lilly & Co., Lockheed Martin Corp., Johnson & Johnson and Procter & Gamble Co.; via HSBC Securities (USA) Inc.; pricing May 24; Cusip 40431GRW1
• Income plus certificates of deposit due May 30, 2018 with 12.5% potential coupon linked to common stocks of Altria Group, Inc., Eli Lilly & Co., Lockheed Martin Corp., Johnson & Johnson and Procter & Gamble Co.; via HSBC Securities (USA) Inc.; pricing May 24; Cusip 40431GRX9
• Annual income opportunity certificates of deposit with auto cap feature due May 29, 2015 linked to CME Group Inc., Eli Lilly & Co., Exxon Mobil Corp., Intel Corp., Lockheed Martin Corp., Lowe's Cos., Inc., Microsoft Corp., Northern Trust Corp., Qualcomm, Inc., Sysco Corp., Time Warner Cable Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc.; pricing May 24; Cusip 40431GSS9
• Annual income opportunity certificates of deposit with auto cap feature due May 30, 2018 linked to CME Group Inc., Eli Lilly & Co., Exxon Mobil Corp., Intel Corp., Lockheed Martin Corp., Lowe's Cos., Inc., Microsoft Corp., Northern Trust Corp., Qualcomm, Inc., Sysco Corp., Time Warner Cable Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc.; pricing May 24; Cusip 40431GRE1
• Annual income opportunity certificates of deposit with auto cap feature due May 31, 2017 linked to Banco Santander SA, Boeing Co., China Life Insurance Co., Ltd., Companhia Siderurgica Nacional SA, Research In Motion Ltd., Rio Tinto plc, Sanofi-Aventis, SAP AG, Sasol, Sony Corp., Southern Co. and Telefonaktiebolaget LM Ericsson; via HSBC Securities (USA) Inc.; pricing May 25; Cusip 40431GRL5
• Annual income opportunity certificates of deposit with auto cap due May 31, 2017 linked to the stocks of Bank of America Corp., Bristol-Myers Squibb Co., Broadcom Corp., Entergy Corp., Mosaic Co., Newmont Mining Corp., Schlumberger Ltd., Tiffany & Co., Verizon Communications, Waste Management, WellPoint Inc. and Yahoo! Inc.; via HSBC Securities (USA) Inc.; pricing May 25; Cusip 40431GRT8
• Annual income opportunity certificates of deposit with auto cap due May 31, 2016 linked to the stocks of Bank of America Corp., Bristol-Myers Squibb Co., Broadcom Corp., Entergy Corp., Mosaic Co., Newmont Mining Corp., Schlumberger Ltd., Tiffany & Co., Verizon Communications, Waste Management, WellPoint Inc. and Yahoo! Inc.; via HSBC Securities (USA) Inc.; pricing May 25; Cusip 40431GSE0
HSBC USA INC.
• 7%-10% autocallable yield notes due May 10, 2012 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing May 13; Cusip 4042K1GN7
• Collared floating-rate notes due May 20, 2014; via HSBC Securities (USA) Inc.; pricing May 17; Cusip 4042K1HL0
• 0% buffered Accelerated Market Participation Securities due Aug. 23, 2012 linked to the iShares MSCI Brazil index fund; via HSBC Securities (USA) Inc.; pricing May 20; Cusip 4042K1GZ0
• 0% buffered Accelerated Market Participation Securities due Aug. 23, 2012 linked to the iShares MSCI Emerging Markets index fund; via HSBC Securities (USA) Inc.; pricing May 20; Cusip 4042K1GY3
• 0% buffered Accelerated Market Participation Securities due Aug. 23, 2012 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing May 20; Cusip 4042K1GX5
• 0% buffered Accelerated Market Participation Securities due Aug. 23, 2012 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing May 20; Cusip 4042K1GW7
• 0% Accelerated Market Participation Securities due Nov. 26, 2012 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing May 20; Cusip 4042K1HD8
• 0% Accelerated Market Participation Securities due Nov. 26, 2012 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing May 20; Cusip 4042K1HC0
• 0% Accelerated Market Participation Securities due Aug. 23, 2012 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing May 20; Cusip 4042K1HB2
• 0% Accelerated Market Participation Securities due Aug. 23, 2012 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing May 20; Cusip 4042K1HA4
• 0% buffered Accelerated Market Participation Securities due Nov. 26, 2012 linked to the iShares MSCI Brazil index fund; via HSBC Securities (USA) Inc.; pricing May 20; Cusip 4042K1GV9
• 0% buffered Accelerated Market Participation Securities due Nov. 26, 2012 linked to the iShares MSCI Emerging Markets index fund; via HSBC Securities (USA) Inc.; pricing May 20; Cusip 4042K1GU1
• 0% buffered Accelerated Market Participation Securities due Nov. 26, 2012 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing May 20; Cusip 4042K1GT4
• 0% buffered Accelerated Market Participation Securities due Nov. 26, 2012 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing May 20; Cusip 4042K1GS6
• 0% Performance Leveraged Upside Securities due June 27, 2012 linked to the iShares MSCI Emerging Markets index fund; via HSBC Securities (USA) Inc.; pricing May 24; Cusip 40433C841
• 8%-11% autocallable yield notes due May 22, 2012 linked to the SPDR S&P Metals & Mining exchange-traded fund, the Oil Service Holdrs Trust and the Market Vectors Agribusiness ETF; HSBC Securities (USA) Inc.; pricing May 24; Cusip 4042K1HF3
• 0% trigger performance securities due May 31, 2016 linked to the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing May 25; Cusip 40433C833
• 0% trigger return optimization securities due May 30, 2014 linked to the iShares MSCI Emerging Markets index fund, the iShares MSCI EAFE index fund and SPDR Trust Series 1; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing May 25; Cusip 40433C825
• 0% Currency Accelerated Return Securities due May 30, 2013 linked to a basket of the Brazilian real, Australian dollar, Norwegian krone and Canadian dollar; via HSBC Securities (USA) Inc.; pricing May 25; Cusip 4042K1GR8
• 0% buffered Accelerated Market Participation Securities due Oct. 25, 2012 linked to the iShares MSCI Brazil index fund; via HSBC Securities (USA) Inc.; pricing in May; Cusip 4042K1HH9
• 0% buffered Accelerated Market Participation Securities due Oct. 25, 2012 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing in May; Cusip 4042K1HG1
• 0% buffered Accelerated Market Participation Securities due Oct. 25, 2012 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing in May; Cusip 4042K1HK2
• 0% buffered Accelerated Market Participation Securities due Oct. 25, 2012 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing in May; Cusip 4042K1GQ0
JPMORGAN CHASE BANK, NA
• Contingent coupon certificates of deposit due May 31, 2018 linked to the common stocks of AMR Corp., Costco Wholesale Corp. Halliburton Co., Hess Corp., Kraft Foods Inc., PepsiCo, Inc., Qualcomm Inc., Silver Wheaton Corp., Wells Fargo & Co. and Wyndham Worldwide Corp.; via J.P. Morgan Securities LLC and Incapital LLC; pricing May 25; Cusip 48123YYS9
• Digital contingent coupon certificates of deposit due May 31, 2016 linked to the common stocks of AMR Corp., Costco Wholesale Corp. Halliburton Co., Hess Corp., Kraft Foods Inc., PepsiCo, Inc., Qualcomm Inc., Silver Wheaton Corp., Wells Fargo & Co. and Wyndham Worldwide Corp.; via J.P. Morgan Securities LLC and Incapital LLC; pricing May 25; Cusip 48123YYP5
• Digital contingent coupon certificates of deposit due May 31, 2017 linked to the common stocks of AMR Corp., Costco Wholesale Corp. Halliburton Co., Hess Corp., Kraft Foods Inc., PepsiCo, Inc., Qualcomm Inc., Silver Wheaton Corp., Wells Fargo & Co. and Wyndham Worldwide Corp.; via J.P. Morgan Securities LLC and Incapital LLC; pricing May 25; Cusip 48123YYQ3
• Digital contingent coupon certificates of deposit due May 31, 2018 linked to the common stocks of AMR Corp., Costco Wholesale Corp. Halliburton Co., Hess Corp., Kraft Foods Inc., PepsiCo, Inc., Qualcomm Inc., Silver Wheaton Corp., Wells Fargo & Co. and Wyndham Worldwide Corp.; via J.P. Morgan Securities LLC and Incapital LLC; pricing May 25; Cusip 48123YYT7
• 0% certificates of deposit due May 31, 2016 linked to the J.P. Morgan Alternative Index Multi-Strategy 5 (USD); via J.P. Morgan Securities LLC and Incapital LLC; pricing May 25; Cusip 48123YYA8
• 0% certificates of deposit due May 31, 2016 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC and Incapital LLC; pricing May 25; Cusip 48123YYH3
• Annual income certificates of deposit due May 31, 2017 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC and distributor Incapital LLC; pricing May 25; Cusip 48123YYF7
• 0% certificates of deposit due May 31, 2016 linked to the Brazilian real, Australian dollar, Norwegian krone and Canadian dollar; via J.P. Morgan Securities LLC and distributor Incapital LLC; pricing May 25; Cusip 48123YYC4
• 0% certificates of deposit due May 31, 2017 linked to the Dow Jones Industrial Average, iShares MSCI EAFE index fund and iShares MSCI Emerging Markets index fund; via J.P. Morgan Securities LLC and distributor Incapital LLC; pricing May 25; Cusip 48123YYW0
JPMORGAN CHASE & CO.
• 0% single observation capped market plus notes due May 18, 2012 linked to the spot price of grade A copper; via J.P. Morgan Securities LLC; pricing May 6; Cusip 48125XPU4
• 0% capped daily observation knock-out notes due May 23, 2012 linked to Corning Inc. shares; via J.P. Morgan Securities LLC; pricing May 6; Cusip 48125XPV2
• Callable fixed-rate step-up notes due May 12, 2026; via J.P. Morgan Securities LLC; pricing May 9; Cusip 48125XNY8
• Callable fixed-rate step-up notes due May 18, 2026; via J.P. Morgan Securities LLC; pricing May 13; Cusip 48125XPW0
• 15% reverse convertible notes due Aug. 18, 2011 linked to ATP Oil & Gas Corp. stock; via JPMorgan; pricing May 13; Cusip 48125XPN0
• 13% reverse convertible notes due Nov. 18, 2011 linked to Baidu, Inc. (ADS) stock; via JPMorgan; pricing May 13; Cusip 48125XPR1
• 14% reverse convertible notes due Aug. 18, 2011 linked to DryShips Inc. stock; via JPMorgan; pricing May 13; Cusip 48125XPL4
• 15% reverse convertible notes due Nov. 18, 2011 linked to Goodyear Tire & Rubber Co. stock; via JPMorgan; pricing May 13; Cusip 48125XPS9
• 15.5% reverse convertible notes due Nov. 18, 2011 linked to Las Vegas Sands Corp. stock; via JPMorgan; pricing May 13; Cusip 48125XPP5
• 20.5% reverse convertible notes due Aug. 18, 2011 linked to LDK Solar Co., Ltd. (Ads) stock; via JPMorgan; pricing May 13; Cusip 48125XPM2
• 17.35% reverse convertible notes due Aug. 18, 2011 linked to lululemon athletica inc. stock; via JPMorgan; pricing May 13; Cusip 48125XPK6
• 13% reverse convertible notes due Aug. 18, 2011 linked to McMoRan Exploration Co. stock; via JPMorgan; pricing May 13; Cusip 48125XPJ9
• 16.25% reverse convertible notes due Nov. 18, 2011 linked to MGM Resorts International stock; via JPMorgan; pricing May 13; Cusip 48125XPT7
• 20.5% reverse convertible notes due Nov. 18, 2011 linked to Silver Wheaton Corp. stock; via JPMorgan; pricing May 13; Cusip 48125XPQ3
• 11.5%-15.5% reverse convertible notes due Nov. 22, 2011 linked to F5 Networks, Inc. stock; via JPMorgan; pricing May 17; Cusip 48125XNP7
• 12% single observation reverse exchangeable notes due May 22, 2012 linked to the common stock of Freeport-McMoRan Copper & Gold Inc.; via J.P. Morgan Securities LLC; pricing May 17; Cusip 48125XNR3
• 12% single observation reverse exchangeable notes due May 22, 2012 linked to the common stock of PulteGroup, Inc.; via J.P. Morgan Securities LLC; pricing May 17; Cusip 48125XNS1
• 10.68%-14.68% reverse convertible notes due Nov. 22, 2011 linked to Starbucks Corp. stock; via JPMorgan; pricing May 17; Cusip 48125XNQ5
• 0% outperformance jump securities due Nov. 29, 2012 based on the performance of the SPDR S&P 500 exchange-traded fund trust relative to the iShares Barclays 20-year Treasury bond fund; via J.P. Norgan Securities LLC; pricing May 24; Cusip 46634X245
• Buffered return enhanced notes due Nov. 30, 2012 linked to iShares MSCI EAFE index fund; via J.P. Morgan Securities LLC; pricing May 25; Cusip 48125XPF7
• Buffered return enhanced notes due Nov. 30, 2012 linked to Russell 2000 index; via J.P. Morgan Securities LLC; pricing May 25; Cusip 48125XPE0
• 10% callable yield notes due May 31, 2012 linked to the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; 75% trigger; via J.P. Morgan Securities LLC; pricing May 25; Cusip 48125XPC4
• 10% callable yield notes due May 31, 2012 linked to the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; 60% trigger; via J.P. Morgan Securities LLC; pricing May 25; Cusip 48125XPB6
• 0% knock-out buffered return enhanced notes due Nov. 30, 2012 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing May 25; Cusip 48125XPG5
• 0% capped index knock-out notes due Nov. 30, 2012 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing May 25; Cusip 48125XPX8
• 0% knock-out buffered return enhanced notes due May 31, 2013 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing May 25; Cusip 48125XPH3
• 0% capped index knock-out notes due May 31, 2013 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing May 25; Cusip 48125XPY6
MORGAN STANLEY
• Fixed-to-floating notes due May 12, 2021; via Morgan Stanley & Co. Inc.; settling May 12; Cusip 61745EP47
• Fixed-to-floating-rate notes due May 17, 2023 linked to the Consumer Price Index; via Morgan Stanley & Co. Inc.; settlement May 17; Cusip 61745EM813
• Range accrual notes due May 19, 2026 linked to the six-month Libor rate and the S&P 500 index; via Morgan Stanley & Co. Inc., settlement May 19; Cusip 61745EN64
• Mexican peso-denominated senior fixed-rate step-up securities due May 20, 2016 with 7% initial rate; via Morgan Stanley & Co. Inc.; settlement May 20; Cusip 617482RY2
• Contingent annual interest notes due May 27, 2016 linked to Abbott Laboratories, Altria Group, Inc., Bristol-Myers Squibb Co., CenturyLink, Inc., Consolidated Edison, Inc., Duke Energy Corp., FirstEnergy Corp., Frontier Communications Corp., Johnson & Johnson, Kraft Foods Inc., Lockheed Martin Corp., McDonald's Corp., Merck & Co., Inc., Pepco Holdings, Inc., Pfizer Inc., Pitney Bowes Inc., PPL Corp., Sysco Corp., TECO Energy, Inc. and Verizon Communications Inc.; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip 617482TR5
• Currency-linked notes due May 29, 2015 linked to the performance of the Brazilian real, Australian dollar, Canadian dollar and Norwegian krone relative to the U.S. dollar; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip 61747YDB8
• 7%-9% annualized Equity LinKed Securities due Nov. 23, 2011 linked to CBS Corp shares; 80% trigger; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip 61760E648
• 13.5% annualized reverse convertible securities due Nov. 29, 2011 linked to Cliffs Natural Resources shares; 80% trigger; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip 617482TZ7
• 13.5% reverse convertible securities due Aug. 29, 2011 linked to Dean Foods Co. shares; 80% trigger; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip 617482TW4
• 0% buffered jump securities due May 29, 2015 linked to the Dow Jones Industrial Average; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip 617482TS3
• 0% equity-linked notes due May 30, 2017 linked to the Dow Jones Industrial Average; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip 617482TQ7
• Contingent income autocallable securities due May 24, 2012 linked to the common stock of Freeport-McMoRan Copper & Gold Inc.; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip 61760E655
• 12% annualized reverse convertible securities due Nov. 29, 2011 linked to Freeport-McMoRan Copper & Gold Inc. shares; 80% trigger; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip 617482UA0
• 14% reverse convertible securities due Aug. 29, 2011 linked to lululemon athletica inc. shares; 80% trigger; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip 617482TY0
• 15.5% reverse convertible securities due Aug. 29, 2011 linked to Netflix, Inc. shares; 80% trigger; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip 617482TX2
• 0% trigger Performance Leveraged Upside Securities due May 23, 2014 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip 61760E622
• 0% equity-linked partial principal at risk securities due May 24, 2017 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip 61760E630
• Contingent coupon notes due May 27, 2015 linked to a S&P GSCI Brent Crude Index - Excess Return, S&P GSCI Livestock Index - Excess Return, copper, corn, cotton, gasoline RBOB, nickel, palladium, silver and sugar; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip 617482TT1
•12% annualized reverse convertible securities due Nov. 29, 2011 linked to SanDisk Corp. shares; 80% trigger; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip 617482UB8
• 0% performance allocation securities linked to the S&P 500, MSCI EAFE and MSCI Emerging Markets indexes; via UBS Financial Services Inc. and Morgan Stanley & Co. Inc.; pricing May 25; Cusip 61760E663
• Zero-coupon commodity-linked partial principal at risk securities due November 2014 linked to Brent blend crude oil, copper, corn, gasoline RBOB, gold, nickel, soybeans and sugar; via Morgan Stanley & Co. Inc.; pricing in May; Cusip 617482TV6
• 0% index Leading Stockmarket Return Securities due October 2012 linked to the S&P GSCI Grains Index-Excess Return; via Morgan Stanley & Co. Inc.; pricing in May; Cusip 617482TU8
NOMURA AMERICA FINANCE, LLC
• Callable step-up notes due May 13, 2026; via Nomura Securities International, Inc.; settlement May 13; Cusip 65539AAU4
ROYAL BANK OF CANADA
• Trigger phoenix autocallables linked to Apple stock; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing May 6; Cusip 78009C357
• Trigger phoenix autocallable optimization securities due May 10, 2012 linked to the common stock of Bank of America Corp.; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing May 6; Cusip 78009C340
• 0% trigger autocallable optimization securities due May 10, 2012 linked to the common stock of Potash Corp. of Saskatchewan Inc.; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing May 6; Cusip 78009C217
• Trigger phoenix autocallable optimization securities due May 10, 2012 linked to the common stock of Southwestern Energy Co.; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing May 6; Cusip 78009C365
• 0% buffered bullish digital notes due May 16, 2013 linked to the iShares MSCI Brazil index fund; via RBC Capital Markets, LLC; pricing May 13; Cusip 78008TAY0
• 0% buffered bullish enhanced return notes due May 22, 2013 linked to the iShares MSCI EAFE index fund; via RBC Capital Markets, LLC; pricing May 17; Cusip 78008TAE4
• 0% buffered bullish enhanced return notes due May 22, 2013 linked to the iShares Russell 2000 index fund; via RBC Capital Markets, LLC; pricing May 17; Cusip 78008TAA2
• Redeemable step-up notes due May 18, 2021 with 3% initial coupon; via RBC Capital Markets, LLC; settlement May 18; Cusip 78008TAU8
• 0% buffered bullish enhanced return notes due May 22, 2014 linked to the Euro Stoxx 50 index, the Nikkei 225 index, the iShares MSCI Brazil index fund and the iShares MSCI Canada index fund; via RBC Capital Markets, LLC; pricing May 18; Cusip 78008TAB0
• 12.25% reverse convertible notes due Aug. 19, 2011 linked to AK Steel Holding Corp. stock; via RBC Capital Markets Corp.; pricing May 13; Cusip 78008TBC7
• 13.5% reverse convertible notes due Aug. 19, 2011 linked to ATP Oil & Gas Corp. stock; via RBC Capital Markets Corp.; pricing May 13; Cusip 78008TBD5
• 12.75% reverse convertible notes due Aug. 19, 2011 linked to Dryships Inc. stock; via RBC Capital Markets Corp.; pricing May 13; Cusip 78008TBF0
• 19.75% reverse convertible notes due Aug. 19, 2011 linked to Finisar Corp. stock; via RBC Capital Markets Corp.; pricing May 13; Cusip 78008TBG8
• 13.25% reverse convertible notes due Aug. 19, 2011 linked to Goodyear Tire & Rubber Co. stock; via RBC Capital Markets Corp.; pricing May 13; Cusip 78008TBJ2
• 14.5% reverse convertible notes due Aug. 19, 2011 linked to Green Mountain Coffee Roasters, Inc. stock; via RBC Capital Markets Corp.; pricing May 13; Cusip 78008TBH6
• 16.5% reverse convertible notes due Aug. 19, 2011 linked to Hecla Mining Co. stock; via RBC Capital Markets Corp.; pricing May 13; Cusip 78008TBL7
• 19.5% reverse convertible notes due Aug. 19, 2011 linked to JDS Uniphase Corp. stock; via RBC Capital Markets Corp.; pricing May 13; Cusip 78008TBM5
• 17% reverse convertible notes due Aug. 19, 2011 linked to lululemon athletica inc. stock; via RBC Capital Markets Corp.; pricing May 13; Cusip 78008TBP8
• 12.5% reverse convertible notes due Aug. 19, 2011 linked to MGM Resorts International stock; via RBC Capital Markets Corp.; pricing May 13; Cusip 78008TBQ6
• 22.5% reverse convertible notes due Aug. 19, 2011 linked to Northern Oil and Gas, Inc. stock; via RBC Capital Markets Corp.; pricing May 13; Cusip 78008TBR4
• 13.75% reverse convertible notes due Aug. 19, 2011 linked to Nvidia Corp. stock; via RBC Capital Markets Corp.; pricing May 13; Cusip 78008TBS2
• 18.25% reverse convertible notes due Aug. 19, 2011 linked to Patriot Coal Corp. stock; via RBC Capital Markets Corp.; pricing May 13; Cusip 78008TBT0
• 12.75% reverse convertible notes due Aug. 19, 2011 linked to Petrohawk Energy Corp. stock; via RBC Capital Markets Corp.; pricing May 13; Cusip 78008TBK9
• 14% reverse convertible notes due Aug. 19, 2011 linked to Rackspace Hosting, Inc. stock; via RBC Capital Markets Corp.; pricing May 13; Cusip 78008TBU7
• 20.5% reverse convertible notes due Aug. 19, 2011 linked to Rambus Inc. stock; via RBC Capital Markets Corp.; pricing May 13; Cusip 78008TBV5
• 11% reverse convertible notes due Nov. 17, 2011 linked to Research In Motion Ltd. stock; via RBC Capital Markets Corp.; pricing May 13; Cusip 78008TCA0
• 12.25% reverse convertible notes due Aug. 19, 2011 linked to Salesforce.com, Inc. stock; via RBC Capital Markets Corp.; pricing May 13; Cusip 78008TBE3
• 20% reverse convertible notes due Aug. 19, 2011 linked to Silver Wheaton Corp. stock; via RBC Capital Markets Corp.; pricing May 13; Cusip 78008TBW3
• 0% buffered bullish notes due May 30 2014 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing May 25; Cusip 78008TBB9
• 0% buffered bullish enhanced return notes due May 30, 2014 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing May 25; Cusip 78008TAZ7
• 18.5% reverse convertible notes due Aug. 19, 2011 linked to STEC Inc. stock; via RBC Capital Markets Corp.; pricing May 13; Cusip 78008TBX1
• 15.25% reverse convertible notes due Aug. 19, 2011 linked to Trina Solar Ltd. stock; via RBC Capital Markets Corp.; pricing May 13; Cusip 78008TBY9
• 11% reverse convertible notes due Nov. 17, 2011 linked to United States Steel Corp. stock; via RBC Capital Markets Corp.; pricing May 13; Cusip 78008TCB8
• 18% reverse convertible notes due Aug. 19, 2011 linked to Western Refining, Inc. stock; via RBC Capital Markets Corp.; pricing May 13; Cusip 78008TBZ6
• 0% buffered bullish notes due May 30, 2014 linked to the Russell 2000 index; via RBC Capital Markets, LLC; pricing May 25; Cusip 78008TBA1
• 0% Strategic Accelerated Redemption Securities due May 2012 linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc., pricing in May
• Leveraged equity index-linked notes linked to the MSCI EAFE index due in 18-21 months; via Goldman Sachs & Co.
ROYAL BANK OF SCOTLAND PLC
• 0% capped enhanced participation notes with fixed buffer due May 31, 2013 linked to the S&P 500 index; via RBS Securities Inc.; pricing May 25; Cusip 78009PAJ0
• 0% capped market-linked principal-protected notes due Aug. 16, 2016 linked to the S&P 500 index; via RBS Securities Inc.; pricing May 11; Cusip 78009PAG6
• 0% capped market-linked principal-protected notes due Nov. 30, 2016 linked to the S&P 500 index; via RBS Securities Inc.; pricing May 25; Cusip 78009PAH4
AB SVENSK EXPORTKREDIT
• 0% equity index-linked notes linked to the S&P 500 index; via Goldman, Sachs & Co.
• 12- to 14-month 0% equity index-linked notes on the Topix index; via Goldman, Sachs & Co.
• 13- to 15-month 0% equity index-linked notes tied to the Topix index; via Goldman Sachs & Co.
UBS AG
• 0% trigger performance securities due May 31, 2016 linked to the UBS Bloomberg Constant Maturity Commodity Index Excess Return; via UBS Financial Services Inc. and UBS Investment Bank; pricing May 25; Cusip 90267G830
UBS AG, JERSEY BRANCH
• 0% trigger autocallable optimization securities due May 10, 2012 linked to Joy Global Inc. shares; via UBS Financial Services Inc. and UBS Investment Bank; pricing May 6; Cusip 90267G848
• Callable step-up fixed-rate notes due May 25, 2018; via UBS Securities LLC and UBS Investment Bank; settlement May 25; Cusip 90261JHA4
• Callable step-up fixed-rate notes due May 25, 2021; via UBS Securities LLC and UBS Investment Bank; settlement May 25; Cusip 90261JGZ0
• 0% trigger step performance securities due Nov. 30, 2012 linked to the performance of the Norwegian krone, the Polish zloty and the Swedish krona relative to the Japanese yen; via UBS Financial Services Inc. and UBS Investment Bank; pricing May 25; Cusip 902669340
• Callable step-up fixed-rate notes due May 26, 2026; via UBS Securities LLC and UBS Investment Bank; settling May 26; Cusip 90261JHB2
UBS AG, LONDON BRANCH
• 7.5%-10% annualized trigger yield optimization notes due Nov. 14, 2011 linked to the common stock of Akamai Technologies, Inc.; 75% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing May 6; Cusip 90267G566
• 8%-10.5% trigger yield optimization notes due May 11, 2012 linked to the common stock of First Solar, Inc.; 75% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing May 6; Cusip 90267G541
• 8%-10% trigger yield optimization notes due May 11, 2012 linked to the common stock of Motorola Mobility Holdings, Inc.; 75% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing May 6; Cusip 90267G558
• 7.5%-10% annualized trigger yield optimization notes due Nov. 14, 2011 linked to the common stock of Newfield Exploration Co.; 80% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing May 6; Cusip 90267G574
• 0% contingent return optimization securities due May 31, 2013 linked to the Russell 2000 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing on May 25; Cusip 90267G822
• 0% step performance securities due May 25, 2013 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing May 25; Cusip 90267G814
UNION BANK, NA
• 0% market-linked certificates of deposit due May 27, 2015 linked to the Brazilian real, Russian ruble, Indian rupee and Chinese renminbi; via UnionBanc Investment Services, LLC and distributor Incapital LLC; pricing May 25; Cusip 90521AFR4
• 0% quarterly capped return market-linked certificates of deposit due Nov. 28, 2014 linked to the price of gold; via UnionBanc Investment Services, LLC as agent and Incapital LLC as distributor; pricing May 25; Cusip 90521AFP8
• 0% quarterly capped return market-linked certificates of deposit due May 27, 2015 linked to the S&P 500 index; via UnionBanc Investment Services, LLC as agent and Incapital LLC as distributor; pricing May 25; Cusip 90521AFQ6
WELLS FARGO BANK NA
• 0% market-linked certificates of deposit due May 31, 2017 linked to Australian dollar, the Brazilian real, the Canadian dollar and the Norwegian krone; via Incapital LLC; pricing May 24; Cusip 949748G35
• 0% certificates of deposit due May 31, 2017 linked to the Dow Jones Industrial Average; via Incapital LLC as distributor; pricing May 24; Cusip 949748G27
• Market-linked certificates of deposit due May 31, 2018 linked to the Dow Jones - UBS Commodity index; via Incapital LLC; pricing May 24; Cusip 949748G50
• Contingent annual interest market-linked certificates of deposit due May 29, 2015 based on a basket of the S&P GSCI Brent Crude Oil Index Excess Return, the S&P GSCI Livestock Index Excess Return, copper, corn, cotton, gasoline, nickel, palladium, silver and soybeans; via Incapital LLC as distributor; pricing May 24; Cusip 949748F93
WELLS FARGO & CO.
• Floating-rate notes due May 2019 linked to the Consumer Price Index; via Wells Fargo Securities, LLC; settlement in May; Cusip 94986RDN8
• 0% enhanced growth securities due June 2014 linked to the iShares Dow Jones U.S. Real Estate index fund; via Wells Fargo Securities, LLC; pricing in May; Cusip 94986RDQ1
• 0% enhanced growth securities due November 2013 linked to the iShares Russell 2000 index fund; 90% trigger; via Wells Fargo Securities, LLC; settling in May; Cusip 94986RDG3
• 0% enhanced growth securities due November 2015 linked to SPDR S&P 500 ETF Trust, the iShares Russell 2000 index fund, the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; 60% trigger; via Wells Fargo Securities, LLC; settling in May; Cusip 94986RDK4
• 0% enhanced growth securities due May 2015 linked to SPDR S&P 500 ETF Trust, the iShares Russell 2000 index fund, the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; 85% trigger; via Wells Fargo Securities, LLC; settling in May; Cusip 94986RDJ7
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