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Structured Products Calendar
BANK OF AMERICA CORP.
• Step-up callable bonds due May 27, 2026; via Merrill Lynch, Pierce, Fenner & Smith Inc.; settling May 27; Cusip: 06048WGB0
• 0% Strategic Accelerated Redemption Securities due June 2012 linked to iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; 95% trigger; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• Callable capped notes due May 27, 2031 linked to the 30-year and two-year Constant Maturity Swap rates; via Merrill Lynch, Pierce, Fenner & Smith Inc.; settlement May 27; Cusip 06048WGC8
• 0% Market Index Target-Term Securities due May 2014 linked to the Australian dollar, the Canadian dollar and the New Zealand dollar; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% Capped Leveraged Index Return Notes due June 2013 tied to the gold spot price; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% Accelerated Return Notes due July 2012 linked to the MSCI Emerging Markets index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• Six-year variable-coupon notes linked to the stocks of Apple Inc., Charles Schwab Corp., Cisco Systems, Inc., Deere & Co., FexEx Corp., Halliburton Co., JPMorgan Chase & Co., Las Vegas Sands Corp., NIKE Inc., Oracle Corp., Priceline.com Inc., Salesforce.com, Inc., UnitedHealth Group Inc., Wal-Mart Stores, Inc., Whole Foods Market, Inc. and Yahoo! Inc.; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% two-year Capped Leveraged Index Return Notes linked to copper; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• Two-year 0% Capped Leveraged Index Return Notes tied to copper; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• Three-year 0% Currency Market Index Target-Term Securities linked to the dollar relative to the Japanese yen; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% two-year Leveraged Index Return Notes linked to the Dow Jones Global Titans 50 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% Market Index Target-Term Securities due May 2016 based on the Dow Jones Industrial Average; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% Market Index Target-Term Securities due June 2016 based on the Dow Jones UBS Commodity Index - Excess Return; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% market-linked step-up notes due May 2015 linked to the Euro Stoxx 50 index; via Merrill Lynch & Co.; pricing in May
• 15-year callable Libor range accrual notes linked to six-month Libor; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% currency-linked step-up notes due June 2014 linked to a basket of the Norwegian krone, the Swedish krona, the British pound and the euro, relative to the dollar; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• Four-year 0% market-linked step-up notes tied to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% two-year Capped Leveraged Index Return Notes linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 53-week 8.5% STEP Income Securities linked to the ordinary shares of Schlumberger Ltd.; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 53-week 12.5% STEP Income Securities linked to Seagate Technology plc ordinary shares; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
BANK OF MONTREAL
• 13.5% reverse exchangeable notes due Aug. 18, 2011 linked to Aruba Networks Inc. common stock; 80% trigger; via BMO Capital Markets Corp.; pricing May 13; Cusip 06366QJC2
• 13.5% reverse exchangeable notes due Nov. 18, 2011 linked to ATP Oil & Gas Corp. common stock; 75% trigger; via BMO Capital Markets Corp.; pricing May 13; Cusip 06366QJH1
• 10.5% annualized reverse exchangeable notes due Nov. 18, 2011 linked to Freeport-McMoRan Copper & Gold Inc. shares; 80% trigger; via BMO Capital Markets Corp.; pricing May 13; Cusip 06366QJS7
• 10% annualized reverse exchangeable notes due Nov. 18, 2011 linked to Goodyear Tire & Rubber Co. shares; 80% trigger; via BMO Capital Markets Corp.; pricing May 13; Cusip 06366QJT5
• 11.5% reverse exchangeable notes due Nov. 18, 2011 linked to Green Mountain Coffee Roasters, Inc. common stock; 75% trigger; via BMO Capital Markets Corp.; pricing May 13; Cusip 06366QJJ7
• 10% reverse exchangeable notes due Nov. 18, 2011 linked to Harbin Electric, Inc. common stock; 75% trigger; via BMO Capital Markets Corp.; pricing May 13; Cusip 06366QJK4
• 0% buffered bullish digital return notes due May 16, 2013 linked to the iShares MSCI Emerging Markets index fund; via BMO Capital Markets Corp.; pricing May 13; Cusip: 06366QKB2
• 0% buffered bullish digital return notes due May 16, 2013 linked to the iShares Russell 2000 index fund; via BMO Capital Markets Corp.; pricing May 13; Cusip: 06366QKA4
• 0% buffered bullish digital return notes due Nov. 16, 2012 linked to the iShares Silver Trust; via BMO Capital Markets Corp.; pricing May 13; Cusip: 06366QKC0
• 16% annualized reverse exchangeable notes due Nov. 18, 2011 linked to Northern Oil and Gas, Inc. shares; 80% trigger; via BMO Capital Markets Corp.; pricing May 13; Cusip 06366QJV0.
• 12% annualized reverse exchangeable notes due Nov. 18, 2011 linked to Nvidia Corp. shares; 80% trigger; via BMO Capital Markets Corp.; pricing May 13; Cusip 06366QJW8.
• 15% reverse exchangeable notes due Aug. 18, 2011 linked to OmniVision Technologies, Inc. common stock; 80% trigger; via BMO Capital Markets Corp.; pricing May 13; Cusip 06366QJD0
• 19% reverse exchangeable notes due Aug. 18, 2011 linked to Rambus Inc. common stock; 80% trigger; via BMO Capital Markets Corp.; pricing May 13; Cusip 06366QJE8
• 0% buffered bullish digital return notes due May 16, 2013 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing May 13; Cusip: 06366QJZ1
• 12.5% annualized reverse exchangeable notes due Nov. 18, 2011 linked to Silver Wheaton Corp. shares; 80% trigger; via BMO Capital Markets Corp.; pricing May 13; Cusip 06366QJX6.
• 20% reverse exchangeable notes due Aug. 18, 2011 linked to SINA Corp. common stock; 80% trigger; via BMO Capital Markets Corp.; pricing May 13; Cusip 06366QJF5
• 11.5% annualized reverse exchangeable notes due Nov. 18, 2011 linked to St. Joe Co. shares; 80% trigger; via BMO Capital Markets Corp.; pricing May 13; Cusip 06366QJU2.
• 12% reverse exchangeable notes due Aug. 18, 2011 linked to Vertex Pharmaceuticals Inc. common stock; 80% trigger; via BMO Capital Markets Corp.; pricing May 13; Cusip 06366QJG3
• 9.5%-12.5% annualized reverse exchangeable notes due Nov. 21, 2011 linked to Joy Global Inc. shares; 70% trigger; via BMO Capital Markets Corp.; pricing May 17; Cusip: 06366QJA6
• 9.75%-12.75% annualized reverse exchangeable notes due Nov. 21, 2011 linked to ON Semiconductor Corp. shares; 75% trigger; via BMO Capital Markets Corp.; pricing May 17; Cusip: 06366QHZ3
• 12% annualized reverse exchangeable notes due Nov. 18, 2011 linked to JDS Uniphase Corp.; via BMO Capital Markets Corp. pricing May 13; Cusip 06366QJL2
• 15.5% annualized reverse exchangeable notes due Nov. 18, 2011 linked to LDK Solar Co., Ltd; via BMO Capital Markets Corp. pricing May 13; Cusip 06366QJM0
• 11% annualized reverse exchangeable notes due Nov. 18, 2011 linked to Netflix Inc.; via BMO Capital Markets Corp. pricing May 13; Cusip 06366QJN8
• 13.5% annualized reverse exchangeable notes due Nov. 18, 2011 linked to Patriot Coal Corp.; via BMO Capital Markets Corp. pricing May 13; Cusip 06366QJP3
• 14% annualized reverse exchangeable notes due Nov. 18, 2011 linked to Western Refining, Inc.; via BMO Capital Markets Corp. pricing May 13; Cusip 06366QJQ1
• 11.5% annualized reverse exchangeable notes due Nov. 18, 2011 linked to Delta Air Lines, Inc.; via BMO Capital Markets Corp. pricing May 13; Cusip 06366QJR9
BARCLAYS BANK PLC
• 0% trigger performance securities due May 10, 2016 linked to the Dow Jones - UBS Gold subindex; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing May 5; Cusip: 06741K734
• Step-up fixed-rate callable notes due May 11, 2026; via Barclays Capital Inc.; pricing May 6; Cusip: 06738KHR5
• 9%-11% autocallable yield notes due May 18, 2012 linked to the S&P 500 index and the Russell 2000 index; via Barclays Capital Inc.; pricing May 16; Cusip 06738KHX2
• 0% buffered Super Track notes due May 22, 2013 linked to the iShares MSCI Emerging Markets index fund; 90% trigger; via Barclays Capital Inc.; pricing May 17; Cusip: 06738KHU8
• 0% buffered Super Track notes due May 22, 2013 linked to the S&P 500 index; 90% trigger; via Barclays Capital Inc.; pricing May 17; Cusip: 06738KHV6
• 10.25% reverse convertible notes due Aug. 31, 2011 linked to AMR Corp. stock; via Barclays Capital; pricing May 25; Cusip: 06741JGW3
• 11% reverse convertible notes due Nov. 30, 2011 linked to Arch Coal, Inc. stock; via Barclays Capital; pricing May 25; Cusip: 06741JGS2
• 12% reverse convertible notes due Aug. 31, 2011 linked to Baidu, Inc. (American Depository Share) stock; via Barclays Capital; pricing May 25; Cusip: 06741JGX1
• 8% reverse convertible notes due May 30, 2012 linked to Ford Motor Co. stock; via Barclays Capital; pricing May 25; Cusip: 06741JGU7
• 11.25% reverse convertible notes due Aug. 31, 2011 linked to JDS Uniphase Corp. stock; via Barclays Capital; pricing May 25; Cusip: 06741JGY9
• 9% reverse convertible notes due Nov. 30, 2011 linked to Noble Corp. stock; via Barclays Capital; pricing May 25; Cusip: 06741JGT0
• 11.25% reverse convertible notes due May 30, 2012 linked to Nokia Corp. (American depositary shares) stock; via Barclays Capital; pricing May 25; Cusip: 06741JGV5
• 8.75% annualized reverse convertible notes due Nov. 30, 2011 linked to Peabody Energy Corp. shares; 80% trigger; via Barclays Capital Inc.; pricing May 25; Cusip: 06741JGP8
• 0% buffered return optimization securities due May 31, 2013 linked to the S&P 500 index; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing May 25; Cusip: 06740C196
• Callable fixed-rate range accrual notes due May 29, 2026 linked to the S&P 500 index; via Barclays Capital Inc.; pricing May 25; Cusip 06738KJF9
•12.75% annualized reverse convertible notes due Nov. 30, 2011 linked to Seagate Technology shares; 80% trigger; via Barclays Capital Inc.; pricing May 25; Cusip: 06741JGQ6
• 9.25% annualized reverse convertible notes due Nov. 30, 2011 linked to United States Steel Corp. shares; 80% trigger; via Barclays Capital Inc.; pricing May 25; Cusip: 06741JGR4
• Three-year 0% enhanced buffer market-linked step-up notes linked to the Dow Jones Industrial Average; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% Accelerated Return Notes due July 2012 linked to the MSCI EAFE index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and Barclays Capital; pricing in May
• Zero-coupon capped leveraged index return notes due May 2013 linked to the Russell 2000 index; 90% trigger; via Merrill Lynch, Pierce, Fenner & Smith Inc. and Barclays Capital; pricing in May
• Zero-coupon capped leveraged index return notes due May 2013 linked to the S&P 500 index; 90% trigger; via Merrill Lynch, Pierce, Fenner & Smith Inc. and Barclays Capital; pricing in May
• 0% Accelerated Return Notes due July 2012 linked to the S&P 500 index; via Merrill Lynch & Co; pricing in May
• 0% notes due Dec. 19, 2013 linked to the S&P 500 VIX Short-Term Futures Index (Excess Return) and the S&P 500 VIX Mid-Term Futures Index (Excess Return); via Barclays Capital Inc.; pricing May 16; Cusip: 06738KJC6
CITIBANK, NA
• Callable Libor inverse floater certificates of deposit due May 13, 2026 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing May 10; Cusip: 172986CV1
• Callable CMS spread range accrual market-linked certificates of deposit due 2031; via Citigroup Global Markets Inc. and Advisors Asset Management, Inc.; Cusip: 172986CX7
• Callable leveraged CMS spread market-linked certificates of deposit due 2031; via Citigroup Global Markets Inc.; Cusip: 172986CY5
CITIGROUP FUNDING INC.
• Step-up coupon notes due May 17, 2026; via Citigroup Global Markets Inc.; settling May 17; Cusip: 1730T0KA6
• 0.5% market-linked notes due Nov. 23, 2016 linked to the Dow Jones Industrial Average; via Citigroup Global Markets Inc.; pricing May 24; Cusip: 1730T0MG1
• 8%-10% annualized Equity LinKed Securities due Nov. 23, 2011 linked to Barclays plc American Depository Shares; 80% trigger; via Citigroup Global Markets Inc.; pricing May 24; Cusip: 17317U204
• 7%-9% annualized Equity LinKed Securities due Nov. 23, 2011 linked to Schlumberger NV shares; 80% trigger; via Citigroup Global Markets Inc.; pricing May 24; Cusip: 17316G123
• 0% Performance Leveraged Upside Securities due June 27, 2012 linked to the S&P GSCI Grains index-excess return; via Citigroup Global Markets Inc. pricing in May; Cusip: 1730T0MF3
• Index-linked notes due 2016 linked to the S&P 500 index; Citigroup Global Markets Inc.; settle in May; Cusip: 1730T0MH9
CREDIT SUISSE AG, NASSAU BRANCH
• 0% Accelerated Return Equity Securities due June 11, 2012 linked to the performance of the iShares MSCI South Korea index fund and the iShares FTSE/Xinhua China 25 index fund; via Credit Suisse Securities (USA) LLC; pricing May 5; Cusip: 22546E4Y7
• 5.1% annualized callable yield notes due Nov. 10, 2011 linked to the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing May 5; Cusip: 22546E6P4
• 10% to 12% annualized callable yield notes due Nov. 21, 2011 linked to the SPDR S&P Metals & Mining exchange-traded fund and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing May 16; Cusip: 22546E6G4
• 12% to 14% annualized callable yield notes due Nov. 21, 2011 linked to the SPDR S&P Metals & Mining exchange-traded fund and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing May 16; Cusip: 22546E6H2
• 6% to 8.5% callable yield notes due May 21, 2012 linked to the S&P 500 index and the Russell 2000 index; 80% trigger; via Credit Suisse Securities (USA) LLC; pricing May 16; Cusip 22546E6K5
• 7% to 9% callable yield notes due May 21, 2012 linked to the S&P 500 index and the Russell 2000 index; 77.5% trigger; via Credit Suisse Securities (USA) LLC; pricing May 16; Cusip 22546E6J8
• 7.25% callable yield notes due Nov. 19, 2012 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing May 16; Cusip: 22546E6N9
• 6%-8% callable yield notes due Aug. 27, 2012 linked to the iShares MSCI Emerging Markets index fund and the Russell 2000 index; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing May 20; Cusip: 22546E5Y6
• 5%-6% callable yield notes due Aug. 27, 2012 linked to the S&P 500 index and the Russell 2000 index; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing May 20; Cusip: 22546E5Z3
• 0% Buffered Accelerated Return Equity Securities due May 27, 2015 linked to the S&P 500 index; 90% trigger; via Credit Suisse Securities (USA) LLC; pricing May 20; Cusip: 22546E5X8
• 0% Accelerated Return Equity Securities due May 29, 2015 linked to the Credit Suisse Commodities Benchmark Excess Return index; via Credit Suisse Securities (USA) LLC; pricing May 23; Cusip 22546E6A7
• CS global basket notes due May 31, 2016 linked to copper, sugar, Brent crude oil, corn, nickel, cotton, soybeans and silver; via Credit Suisse Securities (USA) LLC; pricing May 24; Cusip: 22546E6E9
• 8% to 10% annualized callable yield notes due Nov. 30, 2011 linked to the iShares Silver Trust and the Market Vectors Gold Miners exchange-traded fund; 77.5% trigger; via Credit Suisse Securities (USA) LLC; pricing May 25; Cusip 22546E5J9
• 8.5% to 10.5% callable yield notes due Nov. 30, 2011 linked to the S&P 500 index, the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing May 25; Cusip 22546E5L4
• High/low coupon callable yield notes due May 31, 2012 linked to the SPDR S&P Metals & Mining exchange-traded fund and the Market Vectors Gold Miners ETF; via Credit Suisse Securities (USA) LLC; pricing May 25; Cusip 22546E5H3
• 0% Buffered Accelerated Return Equity Securities due May 31, 2016 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing May 25; Cusip: 22546E6D1
• 0% callable Cert PLUS securities due Nov. 30, 2012 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing May 25; Cusip: 22546E5G5
• 0% CS notes due May 31, 2016 linked to the Credit Suisse Merger Arbitrage Liquid Risk Controlled index; via Credit Suisse Securities (USA) LLC; pricing May 25; Cusip: 22546E6C3
• 10% to 12% callable yield notes due June 4, 2012 linked to the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing May 31; Cusip: 22546E6M1
• 0% callable Cert PLUS securities due June 4, 2012 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing May 31; Cusip: 22546E5V2
• High/low coupon callable yield notes due June 4, 2012 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing May 31; Cusip: 22546E6F6
• High/low coupon callable yield notes due June 4, 2012 linked to the SPDR S&P Metals & Mining exchange-traded fund and the Market Vectors Gold Miners ETF; via Credit Suisse Securities (USA) LLC; pricing May 31; Cusip: 22546E5W0
• 8.75% to 10.75% annualized callable yield notes due Dec. 5, 2011 linked to the S&P 500 index, the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing May 31; Cusip 22546E6L3
DEUTSCHE BANK AG, LONDON BRANCH
• 0% market contribution securities due June 11, 2012 linked to the Deutsche Bank Liquid Commodity Index-Mean Reversion Plus Total Return; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing May 5; Cusip: 2515A15Z0
• 0% S&P plus tracker notes due May 16, 2014 linked to S&P 500 Total Return index and the Deutsche Bank Equity Mean Reversion Alpha Index Emerging Markets; via Deutsche Bank Securities Inc.; pricing May 11; Cusip: 2515A16H9
• 0% trigger performance securities due May 19, 2016 linked to the S&P Carbon Efficient index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing May 13; Cusip: 25154W787
• 0% step return buffered securities due May 23, 2013 linked to the performance of the Brazilian real, Russian ruble, Indonesian rupiah, Chinese renminbi and Korean won relative to the Japanese yen; via Deutsche Bank Securities Inc.; pricing May 20; Cusip: 2515A16G1
• 0% buffered return optimization securities due May 31, 2013 linked to the Russell 2000 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing May 25; Cusip: 25154W753
• 0% alpha overlay securities due June 28, 2012 linked to the Deutsche Bank Liquid Commodity Index - Mean Reversion Plus Excess Return and the Deutsche Bank Commodity Harvest - 10 Index USD Total Return; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing May 25; Cusip: 2515A16J5
• 0% trigger performance securities due May 31, 2016 linked to the Hang Seng China Enterprises index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing May 25; Cusip: 25154W746
• 0% leveraged notes due June 20, 2012 linked to the Brazilian real, Indian rupee and Indonesia rupiah; via JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC; Cusip: 2515A15C1
EKSPORTFINANS ASA
• 0% Accelerated Return Notes due July 2012 linked to the Rogers International Commodity index - Agriculture Excess Return; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% Strategic Accelerated Redemption Securities due June 2012 linked to the iShares MSCI Brazil index fund; 95% trigger; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% Accelerated Return Notes due August 2012 linked to the gold spot price; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in May
• 0% autocallable access securities with fixed percentage buffered downside due May 31, 2013 linked to the iShares Russell 2000 index fund; via Wells Fargo Securities, LLC; pricing in May
• 0% autocallable access securities with fixed percentage buffered downside due May 31, 2013 linked to SPDR S&P Metals and Mining fund; via Wells Fargo Securities, LLC; 90% trigger; pricing in May
GOLDMAN SACHS GROUP, INC.
• 0% five-year notes linked to the 10-year Constant Maturity Swap rate; via Goldman Sachs & Co.; Cusip: 38143UUF6
• Six-year 0% equity index-linked notes tied to the Dow Jones Industrial Average; via Goldman, Sachs & Co.; Cusip: 38143UTJ0
• 0% leveraged buffered index fund-linked notes with two-year maturity linked to the MSCI Emerging Markets index fund; via Goldman Sachs & Co.; Cusip: 38143UTP6
• 0% autocallable index-linked notes due Feb. 6, 2013 linked to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38143USK8
• 0% autocallable buffered index-linked notes due Feb. 6, 2013 linked to the Russell 2000 index; 80% trigger; via Goldman Sachs & Co.; Cusip: 38143USL6
• 0% three-year leveraged buffered index-linked notes tied to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38143USZ5
• 0% leveraged index-linked notes due in 13 to 15 months tied to the S&P 500 index; via Goldman Sachs & Co.
• 0% leveraged index-linked notes due June 6, 2011 tied to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38143USE2
• 0% leveraged buffered index-linked notes due May 1, 2013 tied to the S&P 500 index; via Goldman, Sachs & Co.; Cusip: 38143UTV3
• 18- to 21-month 0% leveraged index-linked notes due June 29, 2012 linked to the MSCI EAFE index; via Goldman, Sachs & Co.
• 0% leveraged index-linked notes due in 24 to 27 months tied to the S&P 500 index; via Goldman Sachs & Co.
• 24- to 28-month 0% buffered index-linked notes linked to the S&P 500 index; 70% trigger; via Goldman, Sachs & Co.
• 31- to 35-month 0% buffered index-linked notes linked to the S&P 500 index; via Goldman Sachs & Co.
• Six-year 0% callable index-linked notes linked to the S&P 500 index; via Goldman, Sachs & Co.; Cusip: 38143UTM3
• 15-year callable quarterly index-linked range accrual notes linked to the S&P 500 index; 75%-80% trigger; via Goldman Sachs & Co.; Cusip: 38143UTK7
• 15-year callable quarterly index-linked range accrual notes linked to the S&P 500 index and Libor; 70%-75% trigger; via Goldman Sachs & Co.; Cusip: 38143UTL5
• 10-year fixed-to-floating notes; via Goldman Sachs & Co.; Cusip: 38143UTN1
• 15-year callable quarterly range accrual notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip 38143UUG4
• 0% five-year notes linked to the S&P 500 index, the MSCI EAFE index, the Russell 2000 index, the Dow Jones - UBS Commodity index and the iShares MSCI Emerging Markets index fund; via Goldman Sachs & Co.; Cusip: 38143UTH4
• 48-month 0% leveraged buffered basket-linked notes linked S&P 500 index, the MSCI EAFE index, the S&P MidCap 400 index and the Russell 2000 index; 70% trigger; via Goldman Sachs & Co.; Cusip: 38143UUC3
HSBC USA INC.
• 7%-10% autocallable yield notes due May 10, 2012 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing May 13; Cusip: 4042K1GN7
• 0.5%-0.75% income and performance certificates of deposit due May 26, 2015 linked to the Brazilian real, the Russian ruble, the Indian rupee and the Chinese renminbi; via HSBC Securities (USA) Inc.; pricing May 19; Cusip 40431GSH3
• 0.75%-1% income and performance certificates of deposit due May 25, 2016 linked to the Brazilian real, the Russian ruble, the Indian rupee and the Chinese renminbi; via HSBC Securities (USA) Inc.; pricing May 19; Cusip 40431GSG5
• 0% Far East opportunity certificates of deposit due May 25, 2017 linked to the Hang Seng, TWSE, MSCI Singapore Free and Kospi 200 indexes; via HSBC Securities (USA) Inc.; pricing May 19; Cusip 40431GSC4
• 0% buffered Accelerated Market Participation Securities due Aug. 23, 2012 linked to the iShares MSCI Brazil index fund; via HSBC Securities (USA) Inc.; pricing May 20; Cusip: 4042K1GZ0
• 0% buffered Accelerated Market Participation Securities due Aug. 23, 2012 linked to the iShares MSCI Emerging Markets index fund; via HSBC Securities (USA) Inc.; pricing May 20; Cusip: 4042K1GY3
• 0% buffered Accelerated Market Participation Securities due Aug. 23, 2012 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing May 20; Cusip: 4042K1GX5
• 0% buffered Accelerated Market Participation Securities due Aug. 23, 2012 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing May 20; Cusip: 4042K1GW7
• 0% Accelerated Market Participation Securities due Nov. 26, 2012 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing May 20; Cusip 4042K1HD8
• 0% Accelerated Market Participation Securities due Nov. 26, 2012 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing May 20; Cusip 4042K1HC0
• 0% Accelerated Market Participation Securities due Aug. 23, 2012 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing May 20; Cusip 4042K1HB2
• 0% Accelerated Market Participation Securities due Aug. 23, 2012 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing May 20; Cusip 4042K1HA4
• 0% buffered Accelerated Market Participation Securities due Nov. 26, 2012 linked to the iShares MSCI Brazil index fund; via HSBC Securities (USA) Inc.; pricing May 20; Cusip: 4042K1GV9
• 0% buffered Accelerated Market Participation Securities due Nov. 26, 2012 linked to the iShares MSCI Emerging Markets index fund; via HSBC Securities (USA) Inc.; pricing May 20; Cusip: 4042K1GU1
• 0% buffered Accelerated Market Participation Securities due Nov. 26, 2012 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing May 20; Cusip: 4042K1GT4
• 0% buffered Accelerated Market Participation Securities due Nov. 26, 2012 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing May 20; Cusip: 4042K1GS6
• 0% certificates of deposit with minimum return due May 25, 2017 linked to the Dow Jones Industrial Average; via HSBC Securities (USA) Inc.; pricing May 20; Cusip 40431GRZ4
• 0.5% accumulated annual return certificates of deposit due May 26, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing May 23; Cusip 40431GSJ9
• Annual income opportunity certificates of deposit with auto cap feature due May 26, 2017 linked to the common stocks of Aluminum Corp. of China Ltd., Baidu, Inc., China Unicom, Chunghwa Telecom Co., Ltd., Cnooc Ltd., Icici Bank Ltd., Infosys Technologies Ltd., LG Display Co. Ltd., SK Telecom Co., Ltd. and Tata Motors Ltd.; via HSBC Securities (USA) Inc.; pricing May 23; Cusip: 40431GRQ4
• Income plus certificates of deposit due May 30, 2018 with 5% potential coupon linked to common stocks of Altria Group, Inc., Eli Lilly & Co., Lockheed Martin Corp., Johnson & Johnson and Procter & Gamble Co.; via HSBC Securities (USA) Inc.; pricing May 24; Cusip 40431GRU5
• Income plus certificates of deposit due May 30, 2018 with 7.5% potential coupon linked to common stocks of Altria Group, Inc., Eli Lilly & Co., Lockheed Martin Corp., Johnson & Johnson and Procter & Gamble Co.; via HSBC Securities (USA) Inc.; pricing May 24; Cusip 40431GRV3
• Income plus certificates of deposit due May 30, 2018 with 10% potential coupon linked to common stocks of Altria Group, Inc., Eli Lilly & Co., Lockheed Martin Corp., Johnson & Johnson and Procter & Gamble Co.; via HSBC Securities (USA) Inc.; pricing May 24; Cusip 40431GRW1
• Income plus certificates of deposit due May 30, 2018 with 12.5% potential coupon linked to common stocks of Altria Group, Inc., Eli Lilly & Co., Lockheed Martin Corp., Johnson & Johnson and Procter & Gamble Co.; via HSBC Securities (USA) Inc.; pricing May 24; Cusip 40431GRX9
• Annual income opportunity certificates of deposit with auto cap feature due May 29, 2015 linked to CME Group Inc., Eli Lilly & Co., Exxon Mobil Corp., Intel Corp., Lockheed Martin Corp., Lowe's Cos., Inc., Microsoft Corp., Northern Trust Corp., Qualcomm, Inc., Sysco Corp., Time Warner Cable Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc.; pricing May 24; Cusip: 40431GSS9
• Annual income opportunity certificates of deposit with auto cap feature due May 30, 2018 linked to CME Group Inc., Eli Lilly & Co., Exxon Mobil Corp., Intel Corp., Lockheed Martin Corp., Lowe's Cos., Inc., Microsoft Corp., Northern Trust Corp., Qualcomm, Inc., Sysco Corp., Time Warner Cable Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc.; pricing May 24; Cusip: 40431GRE1
• 0% Performance Leveraged Upside Securities due June 27, 2012 linked to the iShares MSCI Emerging Markets index fund; via HSBC Securities (USA) Inc.; pricing May 24; Cusip: 40433C841
• 8% to 11% autocallable yield notes due May 22, 2012 linked to the SPDR S&P Metals & Mining exchange-traded fund, the Oil Service Holdrs Trust and the Market Vectors Agribusiness ETF; HSBC Securities (USA) Inc.; pricing May 24; Cusip: 4042K1HF3
• 0% trigger performance securities due May 31, 2016 linked to the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing May 25; Cusip: 40433C833
• 0% trigger return optimization securities due May 30, 2014 linked to the iShares MSCI Emerging Markets index fund, the iShares MSCI EAFE index fund and SPDR Trust Series 1; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing May 25; Cusip: 40433C825
• 0% Currency Accelerated Return Securities due May 30, 2013 linked to a basket of the Brazilian real, Australian dollar, Norwegian krone and Canadian dollar; via HSBC Securities (USA) Inc.; pricing May 25; Cusip: 4042K1GR8
• Annual income opportunity certificates of deposit with auto cap feature due May 31, 2017 linked to Banco Santander SA, Boeing Co., China Life Insurance Co., Ltd., Companhia Siderurgica Nacional SA, Research In Motion Ltd., Rio Tinto plc, Sanofi-Aventis, SAP AG, Sasol, Sony Corp., Southern Co. and Telefonaktiebolaget LM Ericsson; via HSBC Securities (USA) Inc.; pricing May 25; Cusip: 40431GRL5
• Annual income opportunity CDs with auto cap due May 31, 2017 linked to a basket of 12 stocks (Bank of America Corp., Bristol-Myers Squibb Co., Broadcom Corp., Entergy Corp., Mosaic Co., Newmont Mining Corp., Schlumberger Ltd., Tiffany & Co., Verizon Communications, Waste Management, WellPoint Inc. and Yahoo! Inc.); pricing May 25; Cusip: 40431GRT8
• Annual income opportunity CDs with auto cap due May 31, 2016 linked to a basket of 12 stocks (Bank of America Corp., Bristol-Myers Squibb Co., Broadcom Corp., Entergy Corp., Mosaic Co., Newmont Mining Corp., Schlumberger Ltd., Tiffany & Co., Verizon Communications, Waste Management, WellPoint Inc. and Yahoo! Inc.); pricing May 25; Cusip: 40431GSE0
• 0% buffered Accelerated Market Participation Securities due Oct. 25, 2012 linked to the iShares MSCI Brazil index fund; via HSBC Securities (USA) Inc.; pricing in May; Cusip: 4042K1HH9
• 0% buffered Accelerated Market Participation Securities due Oct. 25, 2012 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing in May; Cusip: 4042K1HG1
• 0% buffered Accelerated Market Participation Securities due Oct. 25, 2012 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing in May; Cusip: 4042K1HK2
• 0% buffered Accelerated Market Participation Securities due Oct. 25, 2012 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing in May; Cusip: 4042K1GQ0
• Annual income opportunity securities with auto cap due 2014 linked to Applied Materials, Inc., Amgen Inc., American Express Co., Home Depot, Inc., Hershey Co., McDonald's Corp., Medtronic, Inc., McGraw-Hill Cos., Inc., Monsanto Co., Merck & Co., Inc., Procter & Gamble Co. and United Parcel Service, Inc.; via HSBC Securities (USA) Inc.; Cusip: 4042K1FM0
JPMORGAN CHASE & CO.
• 0% single observation capped market plus notes due May 18, 2012 linked to the spot price of grade A copper; via J.P. Morgan Securities LLC; pricing May 6; Cusip 48125XPU4
• 0% capped daily observation knock-out notes due May 23, 2012 linked to Corning Inc. shares; via J.P. Morgan Securities LLC; pricing May 6; Cusip: 48125XPV2
• Callable fixed-rate step-up notes due May 12, 2026; via J.P. Morgan Securities LLC; pricing May 9; Cusip: 48125XNY8
• Callable fixed-rate step-up notes due May 18, 2026; via J.P. Morgan Securities LLC; pricing May 13; Cusip: 48125XPW0
• 15% reverse convertible notes due Aug. 18, 2011 linked to ATP Oil & Gas Corp. stock; via JPMorgan; pricing May 13; Cusip: 48125XPN0
• 13% reverse convertible notes due Nov. 18, 2011 linked to Baidu, Inc. (ADS) stock; via JPMorgan; pricing May 13; Cusip: 48125XPR1
• 14% reverse convertible notes due Aug. 18, 2011 linked to DryShips Inc. stock; via JPMorgan; pricing May 13; Cusip: 48125XPL4
• 15% reverse convertible notes due Nov. 18, 2011 linked to Goodyear Tire & Rubber Co. stock; via JPMorgan; pricing May 13; Cusip: 48125XPS9
• 15.5% reverse convertible notes due Nov. 18, 2011 linked to Las Vegas Sands Corp. stock; via JPMorgan; pricing May 13; Cusip: 48125XPP5
• 20.5% reverse convertible notes due Aug. 18, 2011 linked to LDK Solar Co., Ltd. (Ads) stock; via JPMorgan; pricing May 13; Cusip: 48125XPM2
• 17.35% reverse convertible notes due Aug. 18, 2011 linked to lululemon athletica inc. stock; via JPMorgan; pricing May 13; Cusip: 48125XPK6
• 13% reverse convertible notes due Aug. 18, 2011 linked to McMoRan Exploration Co. stock; via JPMorgan; pricing May 13; Cusip: 48125XPJ9
• 16.25% reverse convertible notes due Nov. 18, 2011 linked to MGM Resorts International stock; via JPMorgan; pricing May 13; Cusip: 48125XPT7
• 20.5% reverse convertible notes due Nov. 18, 2011 linked to Silver Wheaton Corp. stock; via JPMorgan; pricing May 13; Cusip: 48125XPQ3
• 11.5%-15.5% reverse convertible notes due Nov. 22, 2011 linked to F5 Networks, Inc. stock; via JPMorgan; pricing May 17; Cusip: 48125XNP7
• 12% single observation reverse exchangeable notes due May 22, 2012 linked to the common stock of Freeport-McMoRan Copper & Gold Inc.; via J.P. Morgan Securities LLC; pricing May 17; Cusip: 48125XNR3
• 12% single observation reverse exchangeable notes due May 22, 2012 linked to the common stock of PulteGroup, Inc.; via J.P. Morgan Securities LLC; pricing May 17; Cusip: 48125XNS1
• 10.68%-14.68% reverse convertible notes due Nov. 22, 2011 linked to Starbucks Corp. stock; via JPMorgan; pricing May 17; Cusip: 48125XNQ5
• 0% outperformance jump securities due Nov. 29, 2012 based on the performance of the SPDR S&P 500 exchange-traded fund trust relative to the iShares Barclays 20-year Treasury bond fund; via J.P. Norgan Securities LLC; pricing May 24; Cusip: 46634X245
• 10% callable yield notes due May 31, 2012 linked to the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; 75% trigger; via J.P. Morgan Securities LLC; pricing May 25; Cusip 48125XPC4
• 10% callable yield notes due May 31, 2012 linked to the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; 60% trigger; via J.P. Morgan Securities LLC; pricing May 25; Cusip 48125XPB6
• Buffered return enhanced notes due Nov. 30, 2012 linked to iShares MSCI EAFE index fund; via J.P. Morgan Securities LLC; pricing May 25; Cusip: 48125XPF7
• Buffered return enhanced notes due Nov. 30, 2012 linked to Russell 2000 index; via J.P. Morgan Securities LLC; pricing May 25; Cusip: 48125XPE0
MORGAN STANLEY
• Fixed-to-floating notes due May 12, 2021; via Morgan Stanley & Co. Inc.; settling May 12; Cusip 61745EP47
• Fixed-to-floating-rate notes due May 17, 2023 linked to the Consumer Price Index; via Morgan Stanley & Co. Inc.; settle May 17; Cusip: 61745EM813
• Range accrual notes due May 19, 2026 linked to the six-month Libor rate and the S&P 500 index; via Morgan Stanley & Co. Inc., settle on May 19; Cusip: 61745EN64
• Mexican peso-denominated senior fixed-rate step-up securities due May 20, 2016 with 7% initial rate; via Morgan Stanley & Co. Inc.; settling May 20; Cusip: 617482RY2
• Contingent annual interest notes due May 27, 2016 linked to equal weights of Abbott Laboratories, Altria Group, Inc., Bristol-Myers Squibb Co., CenturyLink, Inc., Consolidated Edison, Inc., Duke Energy Corp., FirstEnergy Corp., Frontier Communications Corp., Johnson & Johnson, Kraft Foods Inc., Lockheed Martin Corp., McDonald's Corp., Merck & Co., Inc., Pepco Holdings, Inc., Pfizer Inc., Pitney Bowes Inc., PPL Corp., Sysco Corp., TECO Energy, Inc. and Verizon Communications Inc.; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip: 617482TR5
• Currency-linked notes due May 29, 2015 linked to the performance of a basket of currencies (Brazilian real, Australian dollar, Canadian dollar and Norwegian krone) relative to the U.S. dollar; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip: 61747YDB8
• 7%-9% annualized Equity LinKed Securities due Nov. 23, 2011 linked to CBS Corp shares; 80% trigger; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip: 61760E648
• 13.5% annualized reverse convertible securities due Nov. 29, 2011 linked to Cliffs Natural Resources shares; 80% trigger; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip: 617482TZ7
• 13.5% reverse convertible securities due Aug. 29, 2011 linked to Dean Foods Co. shares; 80% trigger; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip: 617482TW4
• 0% buffered jump securities due May 29, 2015 linked to the Dow Jones Industrial Average; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip: 617482TS3
• 0% equity-linked notes due May 30, 2017 linked to the Dow Jones Industrial Average; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip: 617482TQ7
• Contingent income autocallable securities due May 24, 2012 linked to the common stock of Freeport-McMoRan Copper & Gold Inc.; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip: 61760E655
• 12% annualized reverse convertible securities due Nov. 29, 2011 linked to Freeport-McMoRan Copper & Gold Inc. shares; 80% trigger; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip: 617482UA0
• 14% reverse convertible securities due Aug. 29, 2011 linked to lululemon athletica inc. shares; 80% trigger; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip: 617482TY0
• 15.5% reverse convertible securities due Aug. 29, 2011 linked to Netflix, Inc. shares; 80% trigger; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip: 617482TX2
• 0% trigger Performance Leveraged Upside Securities due May 23, 2014 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip: 61760E622
• 0% equity-linked partial principal at risk securities due May 24, 2017 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip: 61760E630
• Contingent coupon notes due May 27, 2015 linked to a S&P GSCI Brent Crude Index - Excess Return, S&P GSCI Livestock Index - Excess Return, copper, corn, cotton, gasoline RBOB, nickel, palladium, silver and sugar; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip: 617482TT1
•12% annualized reverse convertible securities due Nov. 29, 2011 linked to SanDisk Corp. shares; 80% trigger; via Morgan Stanley & Co. Inc.; pricing May 24; Cusip: 617482UB8
• 0% performance allocation securities linked to the S&P 500, MSCI EAFE and MSCI Emerging Markets indexes; via UBS Financial Services Inc. and Morgan Stanley & Co. Inc.; pricing May 25; Cusip 61760E663
• 0% index Leading Stockmarket Return Securities due October 2012 linked to the S&P GSCI Grains Index-Excess Return; via Morgan Stanley & Co. Inc.; pricing in May; Cusip: 617482TU8
• Zero-coupon commodity-linked partial principal at risk securities due November 2014 linked to Brent blend crude oil, copper, corn, gasoline RBOB, gold, nickel, soybeans and sugar; via Morgan Stanley & Co. Inc.; pricing in May; Cusip 617482TV6
NOMURA AMERICA FINANCE, LLC
• Callable step-up notes due May 13, 2026; via Nomura Securities International, Inc.; settling on May 13; Cusip: 65539AAU4
ROYAL BANK OF CANADA
• 0% direct investment notes due June 8, 2012 linked to the EquityCompass Equity Risk Management Strategy; via RBC Capital Markets, LLC; pricing May 4; Cusip: 78008K5H2
• Redeemable range accrual notes due May 5, 2026; via RBC Capital Markets, LLC; settling May 6; Cusip: 78008TAC8
• Trigger phoenix autocallables linked to Apple stock; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing May 6; Cusip: 78009C357
• Trigger phoenix autocallable optimization securities due May 10, 2012 linked to the common stock of Bank of America Corp.; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing May 6; Cusip: 78009C340
• 0% trigger autocallable optimization securities due May 10, 2012 linked to the common stock of Potash Corp. of Saskatchewan Inc.; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing May 6; Cusip: 78009C217
• Trigger phoenix autocallable optimization securities due May 10, 2012 linked to the common stock of Southwestern Energy Co.; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing May 6; Cusip: 78009C365
• 0% buffered bullish digital notes due May 16, 2013 linked to the iShares MSCI Brazil index fund; via RBC Capital Markets, LLC; pricing May 13; Cusip: 78008TAY0
• 0% buffered bullish enhanced return notes due May 22, 2013 linked to the iShares MSCI EAFE index fund; via RBC Capital Markets, LLC; pricing May 17; Cusip: 78008TAE4
• 0% buffered bullish enhanced return notes due May 22, 2013 linked to the iShares Russell 2000 index fund; via RBC Capital Markets, LLC; pricing May 17; Cusip: 78008TAA2
• Redeemable step-up notes due May 18, 2021 with 3% initial coupon; via RBC Capital Markets, LLC; settlement May 18; Cusip: 78008TAU8
• 0% buffered bullish enhanced return notes due May 22, 2014 linked to the Euro Stoxx 50 index, the Nikkei 225 index, the iShares MSCI Brazil index fund and the iShares MSCI Canada index fund; via RBC Capital Markets, LLC; pricing May 18; Cusip: 78008TAB0
• 0% buffered bullish enhanced return notes due May 30, 2014 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing May 25; Cusip: 78008TAZ7
• 0% Strategic Accelerated Redemption Securities due May 2012 linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc., pricing in May
• Leveraged equity index-linked notes linked to the MSCI EAFE index due in 18-21 months; via Goldman Sachs & Co.
ROYAL BANK OF SCOTLAND PLC
• 0% capped market-linked principal-protected notes due Aug. 16, 2016 linked to the S&P 500 index; via RBS Securities Inc.; pricing May 11; Cusip: 78009PAG6
• 0% capped market-linked principal-protected notes due Nov. 30, 2016 linked to the S&P 500 index; via RBS Securities Inc.; pricing May 25; Cusip: 78009PAH4
• 0% capped enhanced participation notes with fixed buffer due May 31, 2013 linked to the S&P 500 index; via RBS Securities Inc.; pricing May 25; Cusip: 78009PAJ0
AB SVENSK EXPORTKREDIT
• 13-month leveraged commodity index-linked notes tied to the Dow Jones-UBS Enhanced E95 Total Return index; via Goldman Sachs & Co.
• 0% equity index-linked notes linked to the S&P 500 index; via Goldman, Sachs & Co.
• 13- to 15-month 0% equity index-linked notes tied to the Topix index; via Goldman Sachs & Co.
UBS AG
• 0% trigger performance securities due May 31, 2016 linked to the UBS Bloomberg Constant Maturity Commodity Index Excess Return; via UBS Financial Services Inc. and UBS Investment Bank; pricing May 25; Cusip 90267G830
UBS AG, JERSEY BRANCH
• 0% trigger autocallable optimization securities due May 10, 2012 linked to Joy Global Inc. shares; via UBS Financial Services Inc. and UBS Investment Bank; pricing May 6; Cusip: 90267G848
• Callable step-up fixed-rate notes due May 25, 2018; via UBS Securities LLC and UBS Investment Bank; settle May 25; Cusip: 90261JHA4
• Callable step-up fixed-rate notes due May 25, 2021; via UBS Securities LLC and UBS Investment Bank; settle May 25; Cusip: 90261JGZ0
• 0% trigger step performance securities due Nov. 30, 2012 linked to the performance of the Norwegian krone, the Polish zloty and the Swedish krona relative to the Japanese yen; via UBS Financial Services Inc. and UBS Investment Bank; pricing May 25; Cusip 902669340
• Callable step-up fixed-rate notes due May 26, 2026; via UBS Securities LLC and UBS Investment Bank; settling May 26; Cusip 90261JHB2
UBS AG, LONDON BRANCH
• 7.5% to 10% annualized trigger yield optimization notes due Nov. 14, 2011 linked to the common stock of Akamai Technologies, Inc.; 75% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing May 6; Cusip: 90267G566
• 8% to 10.5% trigger yield optimization notes due May 11, 2012 linked to the common stock of First Solar, Inc.; 75% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing May 6; Cusip: 90267G541
• 8% to 10% trigger yield optimization notes due May 11, 2012 linked to the common stock of Motorola Mobility Holdings, Inc.; 75% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing May 6; Cusip: 90267G558
• 7.5% to 10% annualized trigger yield optimization notes due Nov. 14, 2011 linked to the common stock of Newfield Exploration Co.; 80% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing May 6; Cusip: 90267G574
• 0% contingent return optimization securities due May 31, 2013 linked to the Russell 2000 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing on May 25; Cusip: 90267G822
UNION BANK, NA
• Market-linked certificates of deposit due May 27, 2015 linked to an equally weighted basket of four currencies relative to the dollar (Brazilian real, Russian ruble, Indian rupee and Chinese renminbi); via UnionBanc Investment Services, LLC; pricing May 25; Cusip: 90521AFR4
• 0% quarterly capped return market-linked certificates of deposit due Nov. 28, 2014 linked to the price of gold; via UnionBanc Investment Services, LLC as agent and Incapital LLC as distributor; pricing May 25; Cusip: 90521AFP8
• 0% quarterly capped return market-linked certificates of deposit due May 27, 2015 linked to the S&P 500 index; via UnionBanc Investment Services, LLC as agent and Incapital LLC as distributor; pricing May 25; Cusip: 90521AFQ6
WELLS FARGO & CO.
• 0% market-linked certificates of deposit due May 31, 2017 linked to Australian dollar, the Brazilian real, the Canadian dollar and the Norwegian krone; via Incapital LLC; pricing May 24; Cusip 949748G35
• 0% certificates of deposit due May 31, 2017 linked to the Dow Jones Industrial Average; via Incapital LLC as distributor; pricing May 24; Cusip: 949748G27
• Market-linked certificates of deposit due May 31, 2018 linked to the Dow Jones - UBS Commodity index; via Incapital LLC; pricing May 24; Cusip 949748G50
• Contingent annual interest market-linked certificates of deposit due May 29, 2015 based on a basket of the S&P GSCI Brent Crude Oil Index Excess Return, the S&P GSCI Livestock Index Excess Return, copper, corn, cotton, gasoline, nickel, palladium, silver and soybeans; via Incapital LLC as distributor; pricing May 24; Cusip: 949748F93
• Floating-rate notes due May 2019 linked to the Consumer Price Index; via Wells Fargo Securities, LLC; settle in May; Cusip: 94986RDN8
• 0% enhanced growth securities due November 2013 linked to the iShares Russell 2000 index fund; 90% trigger; via Wells Fargo Securities, LLC; settling in May; Cusip: 94986RDG3
• 0% enhanced growth securities due November 2015 linked to SPDR S&P 500 ETF Trust, the iShares Russell 2000 index fund, the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; 60% trigger; via Wells Fargo Securities, LLC; settling in May; Cusip: 94986RDK4
• 0% enhanced growth securities due May 2015 linked to SPDR S&P 500 ETF Trust, the iShares Russell 2000 index fund, the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; 85% trigger; via Wells Fargo Securities, LLC; settling in May; Cusip: 94986RDJ7
• 0% enhanced growth securities due June 2014 linked to the iShares Dow Jones U.S. Real Estate index fund; via Wells Fargo Securities, LLC; pricing in May; Cusip: 94986RDQ1
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