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Structured Products Calendar
BANK OF AMERICA CORP.
• Capped floating-rate notes with a minimum coupon due Aug. 4, 2017 linked to Libor; via Merrill Lynch, Pierce, Fenner & Smith Inc.; settlement Aug. 4
• 10-year floating-rate notes linked to the 10-year Constant Maturity Swap rate; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in August
• 0% Currency Market Index Target-Term Securities due August 2012 linked to Brazilian real, the Russian ruble, the Indian rupee and the Chinese renminbi relative to the dollar; 90% trigger; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in August
• 0% Market Index Target-Term Securities due September 2015 linked to Dow Jones Industrial Average; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in August
• 0% Capped Leveraged Index Return Notes due September 2012 linked to the gold spot price; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in August
• 14-month 0% Accelerated Return Notes linked to the Rogers International Commodity Index - Excess Return; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in August
• 0% Capped Leveraged Index Return Notes due August 2012 linked to the Russell 2000 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in August
• 0% market-linked step up notes due August 2014 linked to S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in August
• 0% Leveraged Index Return Notes due August 2013 linked to S&P 100 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in August
• 0% Capped Leveraged Index Return Notes due August 2012 linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in August
• 0% Capped Leveraged Index Return Notes due August 2012 linked to a basket of the S&P 500 index, the MSCI EAFE index and the MSCI Emerging Markets index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in August
• One-year 0% Strategic Accelerated Redemption Securities linked to the SPDR Euro Stoxx 50 exchange-traded fund; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in August
• Callable capped notes due August 2030 linked to the 30-year and two-year Constant Maturity Swap rates; via Merrill Lynch, Pierce, Fenner & Smith Inc.
BANK OF AMERICA NA
• Six-year variable coupon certificates of deposit linked to the stocks of Abercrombie & Fitch Co., Altria Group, Inc., Archer-Daniels-Midland Co., Barrick Gold Corp., Boeing Co., Caterpillar Inc., Deere & Co., General Electric Co., JPMorgan Chase & Co., McDonald's Corp., Monsanto Co., Nokia Corp., Reynolds American Inc., Verizon Communications Inc. and Wal-Mart Stores, Inc.; via Merrill Lynch, Pierce, Fenner & Smith Inc. and Incapital LLC; pricing in August; Cusip 06051ABY7
BARCLAYS BANK DELAWARE
• Certificates of deposit due Aug. 27, 2015 linked to the common stocks of Aetna Inc., AK Steel Holding Corp., Amazon.com Inc., American Express Co., Bank of America Corp., Barrick Gold Corp., Chesapeake Energy Corp., Dell Inc., Ford Motor Co., Humana Inc., Mattel, Inc., Mead Johnson Nutrition Co., Netflix, Inc., Newmont Mining Corp., News Corp., Nvidia Corp., SanDisk Corp., Starbucks Corp., Time Warner Cable Inc. and Yahoo! Inc.; via Barclays Capital Inc.; pricing Aug. 24; Cusip 06740ALK3
• Certificates of deposit due Aug. 27, 2015 linked to copper, gasoline RBOB, lead, nickel, palladium, platinum, soybeans, sugar, tin and zinc; via Barclays Capital Inc.; pricing Aug. 24; Cusip 06740ALL1
• 0.5%-1% certificates of deposit due Aug. 27, 2015 linked to gold; via Barclays Capital Inc.; pricing Aug. 24; Cusip 06740ALN7
• 0.5%-1% certificates of deposit due Aug. 27, 2015 linked to the S&P 500 index; via Barclays Capital Inc.; pricing Aug. 24; Cusip 06740ALM9
BARCLAYS BANK PLC
• 0% bearish notes due Aug. 14, 2014 linked to Barclays Capital 10Y Treasury Futures index; Barclays Capital Inc.; pricing Aug. 9; Cusip 06740PHL3
• 0% buffered iSuper Track notes due Aug. 14, 2012 linked to the iShares Dow Jones U.S. Real Estate index fund; via Barclays Capital Inc.; pricing Aug. 9: Cusip 06740PHJ8
• Zero-coupon 100% principal-protected notes due Aug. 7, 2015 linked to institutional-class shares of the Pimco High Yield fund; via Barclays Capital Inc.; pricing Aug. 9; Cusip 06740PHA7
• 0% buffered Super Track notes due Aug. 14, 2012 linked to the S&P GSCI Crude Oil Excess Return index; via Barclays Capital Inc.; pricing Aug. 9; Cusip 06740PHB5
• 0% buffered Super Track notes due Aug. 14, 2012 linked to the S&P GSCI Excess Return index; via Barclays Capital Inc.; pricing Aug. 9; Cusip 06740PHC3
• 0% buffered Super Track notes due Feb. 14, 2012 linked to the Technology Select Sector SPDR fund; via Barclays Capital Inc.; pricing Aug. 9; Cusip 06740PHF6
• 0% double short leverage securities due Aug. 30, 2013 linked to the Barclays Capital 30Y Treasury Futures index; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing Aug. 25: Cusip 06740PKE5
• 0% buffered Performance Leveraged Upside Securities due Aug. 29, 2012 linked to the iShares MSCI Emerging Markets index fund; via Morgan Stanley Smith Barney LLC and Barclays Capital Inc.; pricing Aug. 25; Cusip 06740L279
• 9% reverse convertible notes due Aug. 31, 2011 linked to Alcoa Inc. stock; via Barclays Capital Inc.; pricing Aug. 26; Cusip 06740PJW7
• 8.5% reverse convertible notes due Aug. 31, 2011 linked to American Express Co. stock; via Barclays Capital Inc.; pricing Aug. 26; Cusip 06740PJY3
• 8.5% reverse convertible notes due Aug. 31, 2011 linked to Apple Inc. stock; via Barclays Capital Inc.; pricing Aug. 26; Cusip 06740PJX5
• 9% reverse convertible notes due Feb. 28, 2011 linked to Bank of America Corp. stock; via Barclays Capital; pricing Aug. 26; Cusip 06740PJU1
• 0% notes due Aug. 30, 2013 linked to the performance of a basket of the Brazilian real, Russian ruble, Indian rupee and Chinese renminbi relative to the dollar; via Barclays Capital Inc.; pricing Aug. 26; Cusip 06740PHK5
• 10% reverse convertible notes due Feb. 28, 2011 linked to Capital One Financial Corp. stock; via Barclays Capital; pricing Aug. 26; Cusip 06740PJV9
• 11% reverse convertible notes due Aug. 31, 2011 linked to Carpenter Technology Corp. stock; via Barclays Capital Inc.; pricing Aug. 26; Cusip 06740PKA3
• 9% reverse convertible notes due Aug. 31, 2011 linked to Citigroup inc. stock; via Barclays Capital Inc.; pricing Aug. 26; Cusip 06740PJZ0
• 0% buffered Super Track notes due Sept. 29, 2011 linked to the Energy Select Sector SPDR fund; via Barclays Capital Inc.; pricing Aug. 26; Cusip 06740PJJ6
• 0% buffered Super Track notes due Feb. 28, 2012 linked to the Energy Select Sector SPDR fund; via Barclays Capital Inc.; pricing Aug. 26; Cusip 06740PJC1
• 0% buffered Super Track notes due Sept. 29, 2011 linked to the Financial Select Sector SPDR fund; via Barclays Capital Inc.; pricing Aug. 26; Cusip 06740PJH0
• 0% buffered Super Track notes due Feb. 28, 2012 linked to the Financial Select Sector SPDR fund; via Barclays Capital Inc.; pricing Aug. 26; Cusip 06740PJB3
• 8.5% reverse convertible notes due Aug. 31, 2011 linked to Ford Motor Co. stock; via Barclays Capital; pricing Aug. 26; Cusip 06740PJT4
• 0% buffered Super Track notes due Sept. 29, 2011 linked to the iShares Dow Jones U.S. Real Estate index fund; via Barclays Capital Inc.; pricing Aug. 26; Cusip 06740PJF4
• 0% buffered Super Track notes due Feb. 28, 2012 linked to the iShares Dow Jones U.S. Real Estate index fund; via Barclays Capital Inc.; pricing Aug. 26; Cusip 06740PHZ2
• 0% buffered Super Track notes due Sept. 29, 2011 linked to the iShares MSCI Emerging Markets index fund; via Barclays Capital Inc.; pricing Aug. 26; Cusip 06740PJG2
• 0% buffered Super Track notes due Feb. 28, 2012 linked to the iShares MSCI Emerging Markets index fund; via Barclays Capital Inc.; pricing Aug. 26; Cusip 06740PJA5
• 0% buffered Super Track notes due Sept. 29, 2011 linked to the iShares Russell 2000 index fund; via Barclays Capital Inc.; pricing Aug. 26; Cusip 06740PJL1
• 0% buffered Super Track notes due Feb. 28, 2012 linked to the iShares Russell 2000 index fund; via Barclays Capital Inc.; pricing Aug. 26; Cusip 06740PJE7
• 8.5% reverse convertible notes due Aug. 31, 2011 linked to JPMorgan Chase & Co. stock; via Barclays Capital Inc.; pricing Aug. 26; Cusip 06740PKB1
• 9% reverse convertible notes due Aug. 31, 2011 linked to Noble Corp. stock; via Barclays Capital Inc.; pricing Aug. 26; Cusip 06740PKC9
• 9.75% reverse convertible notes due Aug. 31, 2011 linked to Nokia Corp. (American depositary share) stock; via Barclays Capital Inc.; pricing Aug. 26; Cusip 06740PKD7
• 0% notes due Aug. 31, 2016 linked to the S&P 500 index; via Barclays Capital Inc.; pricing Aug. 26; Cusip 06740PHD1
• 0% notes due Aug. 31, 2016 linked to the S&P BRIC 40 index; via Barclays Capital Inc.; pricing Aug. 26; Cusip 06740PHE9
• 0% buffered Super Track notes due Sept. 29, 2011 linked to the SPDR S&P 500 ETF trust; via Barclays Capital Inc.; pricing Aug. 26; Cusip 06740PJK3
• 0% buffered Super Track notes due Feb. 28, 2012 linked to the SPDR S&P 500 ETF trust; via Barclays Capital Inc.; pricing Aug. 26; Cusip 06740PJD9
BNP PARIBAS
• 0% conditional high watermark medium-term notes due Aug. 31, 2015 linked to the performance of the S&P 500 index; via BNP Paribas Securities as agent and Advisors Asset Management, Inc. as distributor; pricing Aug. 26; Cusip 05567LL62
CITIBANK, NA
• Market-linked certificates of deposit due Aug. 26, 2016 linked to an equally weighted basket includes the stocks of Amazon.com, Inc., Barrick Gold Corp., Corning Inc., General Mills, Inc., Goldman Sachs Group, Inc., JDS Uniphase Corp., Merck & Co., Inc., Qualcomm Inc., Reynolds American Inc. and Schlumberger Ltd.; via Citigroup Global Markets Inc. and Incapital LLC; pricing Aug. 25; Cusip: 172986CE9
CITIGROUP FUNDING, INC.
• Callable leveraged CMS spread notes due Aug. 19, 2030 linked to 30-year and two-year Constant Maturity Swap rates; via Citigroup Global Markets Inc.; settlement Aug. 19; Cusip 1730T0JNO
• 0% Leading Stockmarket Return Securities due Aug. 28, 2012 linked to the price of gold; via Citigroup Global Markets Inc.; pricing Aug. 26; Cusip: 17308CPV2
• Strategic market access notes due September 2011 linked to the common units of El Paso Pipeline Partners, LP, Energy Transfer Equity, LP, Enterprise Products Partners LP, Inergy, LP, Magellan Midstream Partners, LP, NuStar Energy LP, NuStar GP Holdings, LLC, Oneok Partners, LP, Plains All American Pipeline, LP, Regency Energy Partners LP, Spectra Energy Partners, LP, Suburban Propane Partners, LP, Targa Resources Partners LP, Teekay LNG Partners LP and Western Gas Partners, LP; via Citigroup Global Markets Inc.
CREDIT SUISSE AG, NASSAU BRANCH
• 0% Buffered Accelerated Return Equity Securities due Aug. 20, 2012 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 13; Cusip 22546EYG3
• 0% Buffered Accelerated Return Equity Securities due Aug. 27, 2012 linked to the iShares MSCI Emerging Markets index fund; via Credit Suisse Securities (USA) LLC; pricing Aug. 20; Cusip 22546EYJ7
• 11% to 12.75% annualized callable yield notes due Aug. 31, 2011 linked to the S&P 500 index and the Market Vectors Gold Miners exchange-traded fund; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Aug. 26; Cusip 22546EYC2
• 16.5% high/5% low coupon callable yield notes due Aug. 31, 2011 linked to the S&P 500 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Aug. 26; Cusip 22546EXV1
• Performance yield notes due Feb. 29, 2012 linked to the worst performing of the S&P 500 index, the Market Vectors Gold Miners exchange-traded fund and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 26; Cusip 22546EXT6
• 8% to 10% bearish callable yield notes due Aug. 31, 2011 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 26; Cusip 22546EXW9
• 9% to 11% callable yield notes due Aug. 31, 2011 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 26; Cusip 22546EYB4
• 0% CS global basket notes due Aug. 31, 2016 linked to SPDR S&P 500 ETF trust, the iShares Barclays 20+ Year Treasury Bond fund and the SPDR Gold trust; via Credit Suisse Securities (USA) LLC; pricing Aug. 26; Cusip 22546EXU3
• 19% high/5% low coupon callable yield notes due Sept. 6, 2011 linked to the S&P 500 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Aug. 31; Cusip 22546EXR0
• Performance yield notes due March 5, 2012 linked to the worst performing of the S&P 500 index, the Market Vectors Gold Miners exchange-traded fund and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 31; Cusip 22546EXP4
• 9.5% to 11.5% bearish callable yield notes due Sept. 6, 2011 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 31; Cusip 22546EXS8
• 9.25% to 11.25% callable yield notes due Sept. 6, 2011 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 31; Cusip 22546EXZ2
• 0% CS global basket notes due Sept. 3, 2015 linked to the best performing of three baskets, consisting of the SPDR S&P 500 ETF Trust, the iShares Barclays 20+ Year Treasury Bond Fund and the SPDR Gold Trust; via Credit Suisse Securities (USA) LLC; pricing Aug. 31; Cusip 22546EXQ2
DEUTSCHE BANK AG, LONDON BRANCH
• 0% autocallable optimization securities with contingent protection due Aug. 12, 2011 linked to the common stock of JPMorgan Chase & Co.; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Aug. 5; Cusip 25154N324
• 0% market contribution securities due Aug. 23, 2013 linked to the Deutsche Bank Allocator Total Return index; via Deutsche Bank Securities Inc.; pricing Aug. 20
• 0% capped Buffered Underlying Securities due Aug. 31, 2012 linked to the iShares MSCI Emerging Markets index fund; 90% trigger; via Deutsche Bank Securities Inc.; pricing Aug. 26; Cusip 2515A05Z2
EKSPORTFINANS ASA
• 0% Strategic Accelerated Redemption Securities due September 2011 linked to the performance of the S&P 500 index; 90% trigger; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in August
• Six-month 0% Bear Accelerated Return Notes linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in August or September
• 0% equity index-linked notes linked to the MSCI EAFE index via Goldman, Sachs & Co.; via Goldman, Sachs & Co.
• 0% equity index-linked notes linked to the S&P 500 index via Goldman, Sachs & Co.; via Goldman, Sachs & Co.
GOLDMAN SACHS GROUP, INC.
• 1% notes due 2015 linked to the 10-year Constant Maturity Treasury rate; via Goldman, Sachs & Co.
• Six-year 0% equity index-linked notes linked to the performance of the Dow Jones Industrial Average; via Goldman, Sachs & Co.
• 35- to 37-month 0% buffered index-linked notes tied to the S&P 500 index; via Goldman, Sachs & Co.
• 0% autocallable buffered index-linked notes due 2011 tied to the S&P 500 index; via Goldman, Sachs & Co.
• 12- to 13-month 0% leveraged index-linked notes linked to the S&P 500 index; via Goldman, Sachs & Co.
• 15-month 0% buffered index-linked notes linked to the S&P 500 index with 14.25%-16.75% cap; via Goldman, Sachs & Co.
• 15-month 0% buffered index-linked notes linked to the S&P 500 index with 17.5%-20.5% cap; via Goldman, Sachs & Co.
• 24- to 27-month 0% leveraged buffered index-linked notes tied to the S&P 500 index; via Goldman, Sachs & Co.
• 28- to 30-month 0% equity index-linked notes tied to the S&P 500 index; via Goldman, Sachs & Co.
HSBC BANK USA, NA
• 0% barrier rebate certificates of deposit due Aug. 28, 2013 linked to the Market Vectors Gold Miners exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Aug. 23; Cusip 40431GDH9
• Barrier multi-coupon opportunity certificates of deposit due Aug. 28, 2013 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Aug. 23; Cusip 40431GCN7
• Barrier multi-coupon opportunity certificates of deposit due Aug. 28, 2014 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Aug. 23; Cusip 40431GCR8
• 0% knock-out barrier certificates of deposit due Aug. 27, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Aug. 23; Cusip 40431GCP2
• Annual income opportunity certificates of deposit due Aug. 29, 2016 linked to the shares of Anglogold Ashanti Ltd., Baidu Inc., Check Point Software Technologies Ltd., Gold Fields Ltd., Harmony Gold Mining Co. Ltd., Icici Bank Ltd., Infosys Technologies Ltd., Mobile Telesystems OJSC, Tata Motors Ltd., Teva Pharmaceutical Industries Ltd., Turkcell Iletisim Hizmetleri AS and Yingli Green Energy Holding Co. Ltd.; via HSBC Securities (USA) Inc.; pricing Aug. 24; Cusip 40431GCT4
• 0% certificates of deposit with minimum return due Aug. 30, 2017 linked to the Euro Stoxx 50, Hang Seng index and S&P 500 indexes; via HSBC Securities (USA) Inc.; pricing Aug. 24; Cusip 40431GDB2
• 0% certificates of deposit with minimum return due Aug. 30, 2017 linked to the Dow Jones Industrial Average; via HSBC Securities (USA) Inc.; pricing Aug. 25; Cusip 40431GCZ0
• Annual income opportunity certificates of deposit with auto cap feature due Aug. 31, 2016 linked to the shares of Amgen Inc., Astrazeneca plc, Barrick Gold Corp., Credit Suisse Group, Ebay Inc., Nike Inc., Petrochina Co. Ltd., Research In Motion Ltd., SAP AG, Sony Corp., UBS AG and Vodafone Group plc; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip 40431GCU1
• Annual income opportunity certificates of deposit with auto cap feature due Aug. 31, 2015 linked to the common stocks of Applied Materials Inc., Biogen Idec Inc., Dominion Resources Inc., Ford Motor Co., Las Vegas Sands Corp., McDonald's Corp., Newmont Mining Corp., Nucor Corp., Procter & Gamble Co., PNC Financial Services Group Inc., Sandisk Corp. and Valero Energy Corp.; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip 40431GDC0
• Annual income opportunity certificates of deposit with auto cap feature due Aug. 31, 2016 linked to the common stocks of Applied Materials Inc., Biogen Idec Inc., Dominion Resources Inc., Ford Motor Co., Las Vegas Sands Corp., McDonald's Corp., Newmont Mining Corp., Nucor Corp., Procter & Gamble Co., PNC Financial Services Group Inc., Sandisk Corp. and Valero Energy Corp.; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip 40431GCW7
HSBC USA INC.
• 0% buffered Accelerated Market Participation Securities due between Feb. 3, 2012 and Feb. 10, 2012 linked to S&P 500 index; 90% trigger; via HSBC Securities (USA) Inc.; pricing between July 28 and Aug. 4; Cusip 4042K03C7
• 0% Accelerated Market Participation Securities due Sept. 29, 2011 linked to the iShares FTSE/Xinhua China 25 index; via HSBC Securities (USA) Inc.; pricing Aug. 24; Cusip 4042K04D4
• 0% Accelerated Market Participation Securities due Nov. 30, 2011 linked to the iShares FTSE/Xinhua China 25 index fund; via HSBC Securities (USA) Inc.; pricing Aug. 24; Cusip 4042K04G7
• 0% buffered Accelerated Market Participation Securities due Nov. 30, 2011 linked to the iShares FTSE/Xinhua China 25 index fund; via HSBC Securities (USA) Inc.; pricing Aug. 24; Cusip 4042K04K8
• 0% buffered Accelerated Market Participation Securities due Feb. 29, 2012 linked to the iShares FTSE/Xinhua China 25 index fund; via HSBC Securities (USA) Inc.; pricing Aug. 24; Cusip 4042K04P7
• 0% buffered Accelerated Market Participation Securities due Nov. 30, 2011 linked to the iShares MSCI Brazil index fund; via HSBC Securities (USA) Inc.; pricing Aug. 24; Cusip 4042K04L6
• 0% buffered Accelerated Market Participation Securities due Feb. 29, 2012 linked to the iShares MSCI Brazil index fund; via HSBC Securities (USA) Inc.; pricing Aug. 24; Cusip 4042K04Q5
• 0% Accelerated Market Participation Securities due Sept. 29, 2011 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Aug. 24; Cusip 4042K04C6
• 0% Accelerated Market Participation Securities due Nov. 30, 2011 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Aug. 24; Cusip 4042K04F9
• 0% buffered Accelerated Market Participation Securities due Nov. 30, 2011 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Aug. 24; Cusip 4042K04J1
• 0% buffered Accelerated Market Participation Securities due Feb. 29, 2012 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Aug. 24; Cusip 4042K04N2
• 0% Accelerated Market Participation Securities due Sept. 29, 2011 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Aug. 24; Cusip 4042K04B8
• 0% Accelerated Market Participation Securities due Nov. 30, 2011 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Aug. 24; Cusip 4042K04E2
• 0% buffered Accelerated Market Participation Securities due Nov. 30, 2011 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Aug. 24; Cusip 4042K04H5
• 0% buffered Accelerated Market Participation Securities due Feb. 29, 2012 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Aug. 24; Cusip 4042K04M4
• 0% autocallable notes due Aug. 30, 2011 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Aug. 25; Cusip 4042K04R3
• 0% best of performance notes due Sept. 5, 2013 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Aug. 31; Cusip 4042K04S1
JPMORGAN CHASE & CO.
• 10% upside auto callable single observation reverse exchangeable notes due Aug. 11, 2011 linked to General Electric Co. shares; 80% trigger; via J.P. Morgan Securities Inc.; pricing Aug. 6; Cusip 48124AYC5
• 17.4% reverse convertible notes due Feb. 15, 2011 linked to Halliburton Co. stock; via JPMorgan; pricing Aug. 10
• 0% buffered return enhanced notes due Feb. 13, 2012 linked to the iShares Russell 2000 index fund; via J.P. Morgan Securities Inc.; pricing Aug. 10
• 0% buffered return enhanced notes due Feb. 13, 2012 linked to iShares Russell 2000 index fund; 85% trigger; via J.P. Morgan Securities Inc.; pricing Aug. 10
• 10.25% reverse convertible notes due Feb. 15, 2011 linked to Yahoo! Inc. stock; via JPMorgan; pricing Aug. 10
• Libor range accrual notes due Aug. 17, 2020, extended from July 28, 2020; via J.P. Morgan Securities Inc.; pricing Aug. 12
• Callable leveraged note due Aug. 18, 2025 linked to the 10-year Constant Maturity Swap rate and two-year CMS rate; via J.P. Morgan Securities Inc.; pricing Aug. 13
• 0% buffered Performance Leveraged Upside Securities due Aug. 29, 2012 linked to S&P 500 index; 90% trigger; via J.P. Morgan Securities Inc.; pricing Aug. 25; Cusip 46634E155
• 9% upside auto callable single observation reverse exchangeable notes due Aug. 31, 2011 linked to the common stock of Apple Inc.; via J.P. Morgan Securities Inc.; pricing Aug. 26; Cusip 48124AYA9
• 0% buffered return enhanced notes due Feb. 29, 2012 linked to iShares MSCI EAFE index fund; 90% trigger; via J.P. Morgan Securities Inc.; pricing Aug. 26; Cusip 48124AXS1
• 0% semiannual review notes due Feb. 29, 2012 linked to Market Vectors Gold Miners exchange-traded fund; 70% trigger; via J.P. Morgan Securities Inc.; pricing Aug. 26; Cusip 48124AXY8
• 0% semiannual review notes due Feb. 29, 2012 linked to Market Vectors Gold Miners exchange-traded fund; 70% trigger; via J.P. Morgan Securities Inc.; pricing Aug. 26; Cusip 48124AXZ5
• 0% buffered return enhanced notes due Feb. 29, 2012 linked to Russell 2000 index; 90% trigger; via J.P. Morgan Securities Inc.; pricing Aug. 26; Cusip 48124AXT9
• 0% buffered return enhanced notes due Feb. 29, 2012 linked to S&P 500 index; 90% trigger; via J.P. Morgan Securities Inc.; pricing Aug. 26; Cusip 48124AXU6
• 0% buffered return enhanced notes due Aug. 31, 2012 linked to S&P 500 index; 90% trigger; via J.P. Morgan Securities Inc.; pricing Aug. 26; Cusip 48124AXV4
• 10% to 13% callable yield notes due Aug. 31, 2011 linked to S&P 500 index and the Market Vectors Gold Miners exchange-traded fund; 70% trigger; via J.P. Morgan Securities Inc.; pricing Aug. 26; Cusip 48124AXX0
• 10% to 13% annualized callable yield notes due Feb. 28, 2011 linked to S&P 500 index and the Market Vectors Gold Miners exchange-traded fund; 70% trigger; via J.P. Morgan Securities Inc.; pricing Aug. 26; Cusip 48124AXW2
• 6% annualized callable yield notes due Aug. 31, 2011 linked to S&P 500 index; 70% trigger; via J.P. Morgan Securities Inc.; pricing Aug. 26; Cusip 22546EYD0
MORGAN STANLEY
• 9%-11% Equity LinKed Securities due Feb. 22, 2011 linked to the common stock of Baker Hughes Inc.; via Morgan Stanley & Co. Inc.; pricing Aug. 25; Cusip 61759G620
• 0% equity-linked notes due Aug. 25, 2016 linked to the Dow Jones Industrial Average; via Morgan Stanley & Co. Inc.; pricing Aug. 25; Cusip 61759G612
• 7%-9% Equity LinKed Securities due Feb. 22, 2011 linked to the common stock of Wells Fargo & Co.; via Morgan Stanley & Co. Inc.; pricing Aug. 25; Cusip 61759G638
• Callable notes with contingent coupon due August 2020 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing in August; Cusip 617482MX9
ROYAL BANK OF CANADA
• 0% direct investment notes due Sept. 9, 2011 linked to the EquityCompass Equity Risk Management Strategy; via RBC Capital Markets Corp.; pricing Aug. 4
• 11.5%-15% reverse convertible notes due Feb. 15, 2011 linked to the common stock of Caterpillar Inc.; 70% trigger; via RBC Capital Markets Corp.; pricing Aug. 10; Cusip 78008KDY6
• 0% buffered bullish notes due Feb. 15, 2015 linked to the Financial Select Sector SPDR fund; via RBC Capital Markets Corp.; pricing Aug. 10; Cusip 78008KEC3
• 0% buffered bullish enhanced return notes due Feb. 15, 2012 linked to the iShares MSCI Emerging Markets index fund; via RBC Capital Markets Corp.; pricing Aug. 10; Cusip 78008KEB5
• 0% buffered bullish enhanced return notes due Feb. 15, 2012 linked to the S&P 500 index; via RBC Capital Markets Corp.; pricing Aug. 10; Cusip 78008KEA7
• Redeemable leveraged steepener notes due Aug. 12, 2030 linked to the 30-year Constant Maturity Swap rate and two-year CMS rate; via RBC Capital Markets Corp.; settlement Aug. 12; Cusip 78008KEE9
• 0% buffered bullish digital notes due Feb. 22, 2012 linked to the iShares MSCI Brazil index fund; via RBC Capital Markets Corp.; pricing Aug. 16; Cusip 78008KEK5
• 0% return optimization securities due Sept. 22, 2011 based on S&P 500 index; via UBS Financial Services Inc. and RBC Capital Markets Corp.; pricing Aug. 16; Cusip 78009C860
• 0% buffered bullish notes due Aug. 20, 2015 linked to the S&P 500 index; via RBC Capital Markets Corp.; pricing Aug. 16; Cusip 78008KEJ8
ROYAL BANK OF SCOTLAND
• Annual reset coupon securities due Aug. 31, 2015 linked to the S&P 500 index; via RBS Securities Inc.; pricing Aug. 26; Cusip 78009KLH3
AB SVENSK EXPORTKREDIT
• 0% Accelerated Return Notes due October 2011 linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in August
• 14-month 0% Accelerated Return Notes linked to the Financial Select Sector Index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in August or September
• 14-month 0% Accelerated Return Notes linked to the Rogers International Commodity Index - Excess Return; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in August or September
• 18- to 21-month 0% equity index-linked notes linked to the S&P 500 index; via Goldman, Sachs & Co.
UBS AG, JERSEY BRANCH
• Callable contingent accrual notes due Aug. 6, 2025 linked to the 30-year and two-year Constant Maturity Swap rates and the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Aug. 3; Cusip 90261JFX6
• Return optimization securities due in 2012 linked to the iShares MSCI Emerging Markets index fund; via UBS Financial Services Inc. and UBS Investment Bank; pricing in August
UNION BANK, NA
• Zero-coupon principal-protected capped return market-linked certificates of deposit due Aug. 25, 2016 linked to the Dow Jones Industrial Average; via UnionBanc Investment Services, LLC and distributor Incapital LLC; pricing Aug. 20; Cusip 90521ACM8
• Zero-coupon principal-protected quarterly capped return market-linked certificates of deposit due Aug. 25, 2014 linked to the S&P 500 index; via UnionBanc Investment Services, LLC and distributor Incapital LLC; pricing Aug. 20; Cusip 90521ACL0
• Zero-coupon principal-protected quarterly capped return market-linked certificates of deposit due Feb. 25, 2014 linked to the Dow Jones - UBS Commodity index; via UnionBanc Investment Services, LLC and distributor Incapital LLC; pricing Aug. 23; Cusip 90521ACK2
• Zero-coupon principal-protected capped return market-linked certificates of deposit due Aug. 30, 2017 linked to gold; via UnionBanc Investment Services, LLC as agent and Advisors Asset Management, Inc. as distributor; pricing Aug. 25; Cusip 90521ACN6
WELLS FARGO & CO.
• 0% enhanced growth securities due August 2013 linked to the S&P 500 index; via Wells Fargo Securities, LLC; pricing in August
• 0% enhanced growth securities due July 2013 linked to iShares MSCI Australia index fund, the iShares MSCI Brazil index fund, the iShares MSCI Canada index fund and iShares MSCI Mexico Investable Market index fund; 80% trigger; via Wells Fargo Securities, LLC
• 0% enhanced growth securities due July 2012 linked to Russell 2000 index; 90% trigger; via Wells Fargo Securities, LLC
• 0% enhanced growth securities due August 2013 linked to Russell 2000 index; 80% trigger; via Wells Fargo Securities, LLC
• 0% enhanced growth securities due August 2013 linked to S&P 500 index, the MSCI EAFE index, the MSCI Emerging Markets index and the Russell 2000 index; 15% trigger; via Wells Fargo Securities, LLC
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