| Add to balance / Manage account | User: | Log out |
| Prospect News home > News index > List of issuers C > Headlines for Calendar > News item |
Structured Products Calendar
ABN AMRO BANK NV
• 18.25% reverse convertible notes due Jan. 29, 2010 linked to Alcoa Inc. stock; 75% trigger; via RBS Securities Inc.; pricing Oct. 27
• 12.25% reverse convertible notes due April 30, 2010 linked to Amazon.com, Inc. stock; 75% trigger; via RBS Securities Inc.; pricing Oct. 27
• 10.5% reverse convertible notes due April 30, 2010 linked to Apple Inc. stock; 80% trigger; via RBS Securities Inc.; pricing Oct. 27
• 15.75% reverse convertible notes due Jan. 29, 2010 linked to Arch Coal, Inc. stock; 70% trigger; via RBS Securities Inc.; pricing Oct. 27
• 12.5% Knock-in Reverse Exchangeable Securities due Jan. 29, 2010 linked to Caterpillar Inc. common stock; 75% trigger; via RBS Securities Inc.; pricing Oct. 27
• 14.75% reverse convertible notes due April 30, 2010 linked to Caterpillar Inc. stock; 75% trigger; via RBS Securities Inc.; pricing Oct. 27
• 14.75% Knock-in Reverse Exchangeable Securities due April 30, 2010 linked to Chesapeake Energy Corp. common stock; 70% trigger; via RBS Securities Inc.; pricing Oct. 27
• 13.5% reverse convertible notes due Jan. 29, 2010 linked to Chicago Bridge & Iron Co. N.V. stock; 75% trigger; via RBS Securities Inc.; pricing Oct. 27
• 12.25% reverse convertible notes due Jan. 29, 2010 linked to Deere & Co. stock; 80% trigger; via RBS Securities Inc.; pricing Oct. 27
• 11.75% Knock-in Reverse Exchangeable Securities due April 30, 2010 linked to Deere & Co. common stock; 75% trigger; via RBS Securities Inc.; pricing Oct. 27
• 11.75% Knock-in Reverse Exchangeable Securities due Jan. 29, 2010 linked to Dow Chemical Co. common stock; 70% trigger; via RBS Securities Inc.; pricing Oct. 27
• 11% reverse convertible notes due April 30, 2010 linked to Financial Select Sector SPDR Fund stock; 80% trigger; via RBS Securities Inc.; pricing Oct. 27
• 15.75% reverse convertible notes due Jan. 29, 2010 linked to First Solar, Inc. stock; 70% trigger; via RBS Securities Inc.; pricing Oct. 27
• 19% Knock-in Reverse Exchangeable Securities due April 30, 2010 linked to First Solar, Inc. common stock; 75% trigger; via RBS Securities Inc.; pricing Oct. 27
• 18.75% reverse convertible notes due Jan. 29, 2010 linked to Ford Motor Co. stock; 70% trigger; via RBS Securities Inc.; pricing Oct. 27
• 17.25% reverse convertible notes due Jan. 29, 2010 linked to Garmin Ltd. stock; 75% trigger; via RBS Securities Inc.; pricing Oct. 27
• 11.75% Knock-in Reverse Exchangeable Securities due April 30, 2010 linked to General Electric Co. common stock; 75% trigger; via RBS Securities Inc.; pricing Oct. 27
• 17% reverse convertible notes due April 30, 2010 linked to Goldcorp Inc. stock; 75% trigger; via RBS Securities Inc.; pricing Oct. 27
• 19% reverse convertible notes due April 30, 2010 linked to Goodyear Tire & Rubber Co. stock; 70% trigger; via RBS Securities Inc.; pricing Oct. 27
• 13% Knock-In Reverse Exchangeable Securities due Oct. 29, 2010 linked to IntercontinentalExchange, Inc. common stock; 70% trigger; via RBS Securities Inc.; pricing Oct. 27
• 11.25% reverse convertible notes due April 30, 2010 linked to iShares MSCI Brazil Index Fund stock; 80% trigger; via RBS Securities Inc.; pricing Oct. 27
• 14.25% reverse convertible notes due Jan. 29, 2010 linked to Joy Global Inc. stock; 70% trigger; via RBS Securities Inc.; pricing Oct. 27
• 15.75% Knock-in Reverse Exchangeable Securities due Jan. 29, 2010 linked to Lincoln National Inc. common stock; 70% trigger; via RBS Securities Inc.; pricing Oct. 27
• 16.5% reverse convertible notes due April 30, 2010 linked to MetLife, Inc. stock; 70% trigger; via RBS Securities Inc.; pricing Oct. 27
• 16.5% reverse convertible notes due Jan. 29, 2010 linked to Motorola, Inc. stock; 75% trigger; via RBS Securities Inc.; pricing Oct. 27
• 12.75% reverse convertible notes due Jan. 29, 2010 linked to Research In Motion Ltd. stock; 75% trigger; via RBS Securities Inc.; pricing Oct. 27
• 0% digital buffer securities due Oct. 31, 2011 linked to the S&P 500 index; via RBS Securities Inc.; pricing Oct. 27
• 15% reverse convertible notes due April 30, 2010 linked to Starbucks Corp. stock; 80% trigger; via RBS Securities Inc.; pricing Oct. 27
• 15% Knock-in Reverse Exchangeable Securities due Jan. 29, 2010 linked to United States Steel Corp. common stock; 70% trigger; via RBS Securities Inc.; pricing Oct. 27
• 17% reverse convertible notes due April 30, 2010 linked to United States Steel Corp. stock; 70% trigger; via RBS Securities Inc.; pricing Oct. 27
• 12.25% reverse convertible notes due April 30, 2010 linked to Valero Energy Corp. stock; 75% trigger; via RBS Securities Inc.; pricing Oct. 27
• 15.5% Knock-in Reverse Exchangeable Securities due April 30, 2010 linked to Wells Fargo & Co. common stock; 75% trigger; via RBS Securities Inc.; pricing Oct. 27
• 12.5% reverse convertible notes due April 30, 2010 linked to Yahoo! Inc. stock; 80% trigger; via RBS Securities Inc.; pricing Oct. 27
BANK OF AMERICA CORP.
• Two-year 0% Currency Market Index Target-Term Securities linked to equal weights of the Brazilian real and the Russian ruble; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; pricing in October
• 0% Accelerated Return Notes due October 2011 linked to the Dow Jones - UBS Commodity Index - Excess Return; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co. LLC; pricing in October
• 0% Strategic Accelerated Redemption Securities due November 2011 linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Bank of America Investment Services, Inc.; pricing in October
• 0% Accelerated Return Notes due December 2010 linked to the S&P MidCap 400 index; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Bank of America Investment Services, Inc.; pricing in October
• 100% principal-protected notes with 1% coupon due 2014 linked to the Consumer Price Index; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; pricing in October or November
• One-year 11% STEP Income Securities linked to Deere & Co. stock; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in October or November
• Five-year 0% Market Index Target-Term Securities linked to the Dow Jones - UBS Commodity Index Excess Return; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; pricing in October or November
• Two-year 0% Capped Leveraged Index Return Notes linked to the gold spot price; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; pricing in October or November
• Two-year 0% currency-linked step up notes linked to the Indian rupee, Indonesian rupiah and Russian ruble; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; pricing in October or November
• 14-month 0% Accelerated Return Notes linked to the MSCI EAFE index; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; pricing in October or November
• Two-year 0% Capped Leveraged Index Return Notes linked to the MSCI Emerging Markets index; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; pricing in October or November
• 14-month 0% Accelerated Return Notes linked to the Nasdaq 100 index; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; pricing in October or November
• Two-year 0% Capped Leveraged Index Return Notes linked to the Rogers International Commodity Index - Excess Return; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; pricing in October or November
• Two-year 0% market-linked step up notes linked to the Russell 2000 index; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; pricing in October or November
• 53-week 0% Bear Accelerated Return Notes linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; pricing in October or November
• Two-year 0% market-linked step up notes linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; pricing in October or November
• Two-year 0% Strategic Accelerated Redemption Securities linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; pricing in October or November
• Five-year 0% Market Index Target-Term Securities linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co,, LLC and Banc of America Investment Services, Inc.; pricing in October or November
• Two-year 0% Accelerated Return Notes linked to the S&P GSCI - Excess Return; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in October or November
BARCLAYS BANK DELAWARE
• Certificates of deposit due Oct. 27, 2014 linked to the Barclays Capital Trade-Weighted Dollar Diversification Index - USD Excess Return; via Barclays Capital Inc. and Advisors Asset Management, Inc.; pricing Oct. 23
• Certificates of deposit due Oct. 27, 2014 linked to gold, coupon 0.5% to 1%; via Barclays Capital Inc. as agent, Advisors Asset Management, Inc. as distributor; pricing Oct. 23
Certificates of deposit due Oct. 27, 2014 linked to soymeal, silver, sugar, copper, lead, tin, nickel, zinc, platinum and gasoline RBOB; via agent Barclays Capital Inc. and distributor Advisors Asset Management, Inc.; pricing Oct. 23
BARCLAYS BANK PLC
• 0% autocallable index knock-out buffer notes due July 29, 2010 linked to the Russell 2000 index; via JPMorgan Chase Bank, NA and J.P. Morgan Securities Inc.; pricing Oct. 22
• 15%-19% reverse convertible notes due April 28, 2010 linked to the common stock of Bank of America Corp.; 75% trigger; via Morgan Stanley Smith Barney LLC and Barclays Capital Inc.; pricing Oct. 23
• 0% capped market plus notes due April 28, 2010 linked to the price of gold; via JPMorgan Chase Bank, NA and J.P. Morgan Securities Inc.; pricing Oct. 23
• 0% Buffered Super Track Notes due April 27, 2011 linked to the S&P 500 index; via Barclays Capital Inc.; pricing Oct. 23
• 0% Buffered Super Track Notes due April 27, 2011 linked to the S&P MidCap 400 index; via Barclays Capital Inc.; pricing Oct. 23
• 11.5% reverse convertible notes due April 30, 2010 linked to AES Corp. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 10% reverse convertible notes due Oct. 29, 2010 linked to Aflac Inc. stock; 70% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 14.75% reverse convertible notes due Jan. 29, 2010 linked to AK Steel Holding Corp. stock; 70% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 15% reverse convertible notes due April 30, 2010 linked to AK Steel Holding Corp. stock; 65% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 10% reverse convertible notes due April 30, 2010 linked to Alcoa Inc. stock; 70% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 10% reverse convertible notes due Oct. 29, 2010 linked to Alcoa Inc. stock; 65% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 16.5% reverse convertible notes due April 30, 2010 linked to Allegheny Technologies Inc. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 9.5% reverse convertible notes due Oct. 29, 2010 linked to Amazon.com, Inc. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 11% reverse convertible notes due Oct. 29, 2010 linked to American Express Co. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 9% reverse convertible notes due April 30, 2010 linked to Anadarko Petroleum Corp. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 8.25% reverse convertible notes due Oct. 29, 2010 linked to Apple Inc. stock; 80% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 13.5% reverse convertible notes due April 30, 2010 linked to Arch Coal, Inc. stock; 70% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 0% autocallable notes due Oct. 29, 2010 linked to the common stocks of Atheros Communications, Inc., Qualcomm Inc., PMC-Sierra, Inc., Teradyne, Inc. and Micron Technology, Inc.; via Barclays Capital Inc.; pricing Oct. 27
• 20% reverse convertible notes due April 30, 2010 linked to ATP Oil & Gas Corp. stock; 60% trigger; via Barclays Capital Inc.; pricing Oct. 27
• Zero-coupon 98% principal-protected notes due Oct. 31, 2012 linked to Australian dollar, Brazilian real, Canadian dollar and Norwegian krone; via JPMorgan Chase Bank, NA and J.P. Morgan Securities Inc.; pricing Oct. 27
• 9.75% reverse convertible notes due Oct. 29, 2010 linked to Baker Hughes Inc. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 11% reverse convertible notes due Oct. 29, 2010 linked to Bank of America Corp. stock; 70% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 0% Buffered Super Track Notes due Oct. 31, 2011 linked to the Barclays Capital Pure Beta Plus II Excess Return index; via Barclays Capital Inc.; pricing Oct. 27
• 10.75% reverse convertible notes due Oct. 29, 2010 linked to Barrick Gold Corp. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 9.25% reverse convertible notes due Oct. 29, 2010 linked to Best Buy Co., Inc. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 11% reverse convertible notes due April 30, 2010 linked to Caterpillar Inc. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 19.75% reverse convertible notes due Jan. 29, 2010 linked to CBS Corp. (class B) stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 8.25% reverse convertible notes due Oct. 29, 2010 linked to Celgene Corp. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 14.5% reverse convertible notes due April 30, 2010 linked to CBS Corp. stock; 65% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 14.75% reverse convertible notes due April 30, 2010 linked to Chesapeake Energy Corp. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 12.75% reverse convertible notes due April 30, 2010 linked to Chicago Bridge & Iron Co. N.V. stock; 70% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 9.5% reverse convertible notes due Oct. 29, 2010 linked to Comcast Corp. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 9.5% reverse convertible notes due Oct. 29, 2010 linked to Corning Inc. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 10.5% reverse convertible notes due Oct. 29, 2010 linked to CSX Corp. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 9.5% reverse convertible notes due April 30, 2010 linked to Deere & Co. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 10.25% reverse convertible notes due Oct. 29, 2010 linked to Deere & Co. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 9% reverse convertible notes due Oct. 29, 2010 linked to Dell Inc. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 9% reverse convertible notes due Oct. 29, 2010 linked to Devon Energy Corp. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 11% reverse convertible notes due April 30, 2010 linked to Dow Chemical Co. stock; 70% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 20% reverse convertible notes due April 30, 2010 linked to DryShips Inc. stock; 60% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 18.5% reverse convertible notes due April 30, 2010 linked to Eldorado Gold Corp. stock; 70% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 15% reverse convertible notes due April 30, 2010 linked to First Solar, Inc. stock; 70% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 16.5% reverse convertible notes due April 30, 2010 linked to Ford Motor Co. stock; 70% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 14.5% reverse convertible notes due April 30, 2010 linked to Forest Oil Corp. stock; 70% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 11.25% reverse convertible notes due Oct. 29, 2010 linked to Freeport-McMoRan Copper & Gold Inc. stock; 70% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 12.75% reverse convertible notes due April 30, 2010 linked to Frontier Oil Corp. stock; 70% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 11.25% reverse convertible notes due April 30, 2010 linked to Garmin Ltd. stock; 70% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 0% Buffered Super Track Notes due April 29, 2011 linked to the price of gold; via Barclays Capital Inc.; pricing Oct. 27
• 12% reverse convertible notes due April 30, 2010 linked to Goldcorp Inc. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 12.25% reverse convertible notes due Jan. 29, 2010 linked to Goodyear Tire & Rubber Co. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 14% reverse convertible notes due April 30, 2010 linked to Goodyear Tire & Rubber Co. stock; 70% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 9% reverse convertible notes due Oct. 29, 2010 linked to Halliburton Co. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 13% reverse convertible notes due April 30, 2010 linked to Harley-Davidson, Inc. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 14% reverse convertible notes due Jan. 29, 2010 linked to Hartford Financial Services Group, Inc. stock; 65% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 18.5% reverse convertible notes due April 30, 2010 linked to Hartford Financial Services Group, Inc. stock; 65% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 11.5% reverse convertible notes due April 30, 2010 linked to International Paper Co. stock; 70% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 0% Buffered Super Track Notes due Oct. 31, 2011 linked to the iShares MSCI Emerging Markets index fund; via Barclays Capital Inc.; pricing Oct. 27
• 0% autocallable notes due Oct. 31, 2011 linked to the iShares MSCI Germany index fund; via Barclays Capital Inc.; pricing Oct. 27
• 11% reverse convertible notes due April 30, 2010 linked to J.C. Penney Co., Inc. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 14% reverse convertible notes due April 30, 2010 linked to Joy Global Inc. stock; 70% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 9% reverse convertible notes due Oct. 29, 2010 linked to JPMorgan Chase & Co. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 16% reverse convertible notes due April 30, 2010 linked to Lincoln National Corp. stock; 70% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 9% reverse convertible notes due Oct. 29, 2010 linked to Lowe's Cos., Inc. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 9% reverse convertible notes due Oct. 29, 2010 linked to Marathon Oil Corp. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 13.25% reverse convertible notes due Jan. 29, 2010 linked to Massey Energy Co. stock; 70% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 11% reverse convertible notes due Jan. 29, 2010 linked to MetLife, Inc. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 12% reverse convertible notes due April 30, 2010 linked to MetLife, Inc. stock; 70% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 16% reverse convertible notes due Jan. 29, 2010 linked to MGM Mirage stock; 60% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 11.5% reverse convertible notes due April 30, 2010 linked to Mosaic Co. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 12% reverse convertible notes due April 30, 2010 linked to National Oilwell Varco, Inc. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 9.25% reverse convertible notes due Oct. 29, 2010 linked to Newmont Mining Corp. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 10.25% reverse convertible notes due April 30, 2010 linked to Nokia Corp. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 13% reverse convertible notes due April 30, 2010 linked to Nvidia Corp. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 9% reverse convertible notes due Oct. 29, 2010 linked to Occidental Petroleum Corp. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 20% reverse convertible notes due April 30, 2010 linked to Palm, Inc. stock; 65% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 13% reverse convertible notes due April 30, 2010 linked to Patterson-UTI Energy, Inc. stock; 70% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 13% reverse convertible notes due April 30, 2010 linked to Peabody Energy Corp. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 11.5% reverse convertible notes due Oct. 29, 2010 linked to Peabody Energy Corp. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 12% reverse convertible notes due April 30, 2010 linked to Plains Exploration & Production Co. stock; 70% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 10% reverse convertible notes due Oct. 29, 2010 linked to Potash Corp. of Saskatchewan Inc. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 16% reverse convertible notes due Jan. 29, 2010 linked to Rambus Inc. stock; 65% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 11% reverse convertible notes due April 30, 2010 linked to Research In Motion Ltd. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 0% Buffered Super Track Notes due Oct. 31, 2011 linked to the Russell 2000 index; via Barclays Capital Inc.; pricing Oct. 27
• 8.5% reverse convertible notes due Oct. 29, 2010 linked to Sara Lee Corp. stock; 80% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 9.5% reverse convertible notes due April 30, 2010 linked to Schlumberger N.V. (Schlumberger Ltd.) stock; 80% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 16.75% reverse convertible notes due April 30, 2010 linked to Silver Wheaton Corp. stock; 65% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 12% reverse convertible notes due April 30, 2010 linked to Southwestern Energy Co. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 0% Buffered Super Track Notes due Nov. 30, 2010 linked to the S&P 500 index; via Barclays Capital Inc.; pricing Oct. 27
• 0% notes due Oct. 31, 2011 linked to the S&P 500 index; via Barclays Capital Inc.; pricing Oct. 27
• 0% return optimization securities with partial protection due April 29, 2011 linked to the S&P 500 index; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing Oct. 27
• 9.5% reverse convertible notes due Oct. 29, 2010 linked to Starbucks Corp. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 16.75% reverse convertible notes due Jan. 29, 2010 linked to SunPower Corp. (class A) stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 18% reverse convertible notes due Jan. 29, 2010 linked to Suntech Power Holdings Co., Ltd. American Depositary Receipts; 70% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 8.25% reverse convertible notes due Oct. 29, 2010 linked to Target Corp. stock; 80% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 10% reverse convertible notes due April 30, 2010 linked to TCF Financial Corp. stock; 70% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 15.5% reverse convertible notes due April 30, 2010 linked to Terex Corp. stock; 70% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 12.25% reverse convertible notes due April 30, 2010 linked to Tesoro Corp. stock; 70% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 10% reverse convertible notes due April 30, 2010 linked to UnitedHealth Group Inc. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 14.75% reverse convertible notes due April 30, 2010 linked to United States Steel Corp. stock; 70% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 9.25% reverse convertible notes due Oct. 29, 2010 linked to U.S. Bancorp stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 10.25% reverse convertible notes due Oct. 29, 2010 linked to Vale SA stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 10% reverse convertible notes due Oct. 29, 2010 linked to Valero Energy Corp. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 12% reverse convertible notes due April 30, 2010 linked to Weatherford International Ltd. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 10% reverse convertible notes due Oct. 29, 2010 linked to Wells Fargo & Co. stock; 70% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 12% reverse convertible notes due April 30, 2010 linked to Whole Foods Markets, Inc. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 8.25% reverse convertible notes due Oct. 29, 2010 linked to Yahoo! Inc. stock; 75% trigger; via Barclays Capital Inc.; pricing Oct. 27
• 14% reverse convertible notes due April 30, 2010 linked to Yamana Gold, Inc. stock; 70% trigger; via Barclays Capital Inc.; pricing Oct. 27
• Zero-coupon 100% principal-protected notes due Nov. 7, 2014 linked to institutional-class shares of the Pimco High Yield fund; via Barclays Capital Inc.; pricing Oct. 28
• Medium-term notes due Nov. 21, 2012 linked to the Barclays Capital Corals Total Return index; via Barclays Capital Inc.; pricing Nov. 15
• Zero-coupon capital-protected notes due April 28, 2015 linked to the S&P 500 index; via Morgan Stanley Smith Barney LLC and Barclays Capital Inc.; pricing in October
CITIBANK, NA
• 0% market-linked deposits due 2015 linked to the Russell 2000 index; via Citigroup Global Markets Inc. and Incapital LLC
CITIGROUP FUNDING INC.
• 0% Stock Market Upturn Notes linked to the Energy Select Sector SPDR fund index; via Citigroup Global Markets Inc.; pricing in October
• 0% Stock Market Upturn Notes linked to the iShares MSCI Brazil index fund index; via Citigroup Global Markets Inc.; pricing in October
• 2% minimum coupon principal-protected notes due 2014 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; pricing in October
• 8%-11% Equity LinKed Securities due 2010 linked to the common stock of Schlumberger Ltd.; 70% trigger; via Citigroup Global Markets, Inc.; pricing in October
• 9%-12% Equity LinKed Securities due 2010 linked to the common stock of Wells Fargo & Co.; 65% trigger; via Citigroup Global Markets, Inc.; pricing in October
• Callable leveraged CMS spread principal-protected notes due 2024; via Citigroup Global Markets Inc.
• 0% buffer notes due 2011 linked to the Dow Jones Industrial Average index; via Citigroup Global Markets Inc.
• 0% buffer notes due 2012 linked to the Dow Jones - UBS Commodity index; via Citigroup Global Markets Inc.
• 0% notes due 2012 linked to the euro, Japanese yen, British pound, Canadian dollar, Swedish krona and Swiss franc; via Citigroup Global Markets Inc.
CREDIT SUISSE, NASSAU BRANCH
• 0% accelerated return currency securities due Oct. 31, 2011 linked the Australian dollar, Brazilian real, Canadian dollar, Chinese yuan, Indian rupee and Russian ruble; via Credit Suisse Securities (USA) LLC; pricing Oct. 23
• Callable yield notes due Nov. 1, 2010 linked to Apple Inc. and Microsoft Corp. stock; via Credit Suisse Securities (USA) LLC; pricing Oct. 27
• Zero-coupon 90% principal-protected ProNotes due Oct. 31, 2011 linked to the Australian dollar, Brazilian real, Canadian dollar and Norwegian krone; via Credit Suisse Securities (USA) LLC; pricing Oct. 27
• 0% ProNotes due Oct. 30, 2014 linked to the Dow Jones Euro Stoxx 50, FTSE 100 index and Nikkei 225 indexes; via Credit Suisse Securities (USA) LLC; pricing Oct. 27
• 0% buffered return enhanced notes due Nov. 10, 2010 linked to the Hang Seng China Enterprises, Kospi 200, MSCI Taiwan, Hang Seng and MSCI Singapore indexes and their related currencies; via J.P. Morgan Securities Inc. and JPMorgan Chase Bank, NA; pricing Oct. 23
• 0% Accelerated Return Equity Securities due Nov. 1, 2012 linked to the iShares MSCI EAFE index fund; via Credit Suisse Securities (USA) LLC; pricing Oct. 27
• 10%-12.5% callable yield notes due Nov. 1, 2010 linked to the iShares MSCI Emerging Markets index fund, Russell 2000 index and S&P 500 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 27
• 7%-9% callable yield notes due April 30, 2010 linked to the Russell 2000 and S&P 500 indexes; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 27
• 8%-10% callable yield notes due Nov. 1, 2010 linked to the Russell 2000 and S&P 500 indexes; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 27
• 0% Accelerated Return Equity Securities due Feb. 1, 2011 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 27
• 0% Buffered Accelerated Return Equity Securities due May 2, 2011 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 27
• 7.5% to 9.5% callable yield notes due April 30, 2010 linked to the S&P 500 index and Russell 2000 index; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 27
• 9% to 11% callable yield notes due Nov. 1, 2010 linked to the S&P 500 index and Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 27
• 11% to 13.5% callable yield notes due Nov. 1, 2010 linked to the S&P 500 index, Russell 2000 index and the iShares MSCI Emerging Markets index fund; via Credit Suisse Securities (USA) LLC; pricing Oct. 27
• Callable yield notes due Nov. 4, 2010 linked to Apple Inc. and Microsoft Corp. stock; via Credit Suisse Securities (USA) LLC; pricing Oct. 30
• 0% Accelerated Return Equity Securities due Nov. 3, 2011 linked to the iShares MSCI EAFE index fund; via Credit Suisse Securities (USA) LLC; pricing Oct. 30
• 8%-11% callable yield notes due Nov. 4, 2010 linked to the iShares MSCI Emerging Markets index fund, Russell 2000 index and S&P 500 index; 55% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 30
• 12.5%-15% callable yield notes due Nov. 4, 2010 linked to the iShares MSCI Emerging Markets index fund, Russell 2000 index and S&P 500 index; 70% trigger via Credit Suisse Securities (USA) LLC; pricing Oct. 30
• 0% Buffered Accelerated Return Equity Securities due May 5, 2011 linked to the Russell 2000 index; via Credit Suisse (USA) LLC; pricing Oct. 30
• 10%-12% callable yield notes due May 4, 2010 linked to the Russell 2000 and S&P 500 indexes; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 30
• 7.5%-10% callable yield notes due Nov. 4, 2010 linked to the Russell 2000 and S&P 500 indexes; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 30
• 0% Accelerated Return Equity Securities due Dec. 3, 2010 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 30
• 0% Accelerated Return Equity Securities due Nov. 5, 2012 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 30
• 14.5% to 16.5% callable yield notes due Nov. 4, 2010 linked to the U.S. Oil Fund, LP and SPDR Gold Trust; via Credit Suisse Securities (USA) LLC; pricing Oct. 30
DEUTSCHE BANK AG, LONDON BRANCH
• 0% buffered return enhanced notes due Nov. 10, 2010 linked to the S&P 500 index; 90% trigger; via JPMorgan Chase Bank, NA and J.P. Morgan Securities Inc.; pricing Oct. 23
• 0% Buffered Underlying Securities due July 31, 2014 linked to the Deutsche Bank Commodity Booster-Dow Jones-UBS 14 TV Index Excess Return; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Oct. 27
• Equity basket notes due Oct. 31, 2012 linked to the Oil Services Holdrs trust, Market Vectors Gold Miners ETF, SPDR S&P Metals & Mining ETF, iShares Dow Jones U.S. Real Estate index fund, iShares MSCI EAFE index fund, PowerShares QQQ trust, series 1 and iShares Barclays 1-3 Year Treasury Bond fund; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Oct. 27
• Equity basket notes due Oct. 31, 2014 linked to the Oil Services Holdrs trust, Market Vectors Gold Miners ETF, SPDR S&P Metals & Mining ETF, iShares Dow Jones U.S. Real Estate index fund, iShares MSCI EAFE index fund, PowerShares QQQ trust, series 1 and iShares Barclays 1-3 Year Treasury Bond fund; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Oct. 27
• 7%-10.3% reverse exchangeable notes due April 30, 2010 linked to the Russell 2000 index; 80% trigger; via Deutsche Bank Securities Inc.; pricing Oct. 27
• 0% capped Buffered Underlying Securities due April 29, 2011 linked to the S&P 500 index and the Russell 2000 index; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Oct. 27
• 0% enhanced participation securities due Nov. 30, 2010 linked to the S&P 500 index; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Oct. 27
• Range accrual notes due Nov. 5, 2024 linked to Libor; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Nov. 2
• 0% market contribution securities due Nov. 28, 2014 linked to the Deutsche Bank Liquid Alpha USD 5 Total Return index; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Nov. 23
• Capped Buffered Underlying Securities due April 29, 2011 linked to the iShares MSCI EAFE index fund and iShares MSCI Emerging Markets index fund; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas
EKSPORTFINANS ASA
• Floating-rate notes due Nov. 19, 2010 linked to the Dow Jones - UBS Commodity Index Total Return; via Morgan Stanley & Co. Inc.; pricing Oct. 21
• 0% enhanced growth securities with leveraged upside and buffered downside due May 5, 2011 linked to the AMEX Gold BUGS index; via Wells Fargo Securities, LLC; pricing in October
• 0% enhanced growth securities with capped upside due Nov. 5, 2010 linked to the S&P 500 index; via Wells Fargo Securities, LLC; pricing October
• 0% buffered Performance Leveraged Upside Securities due October 2011 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing in October
• 14-month 0% Accelerated Return Notes 2010 linked to the Energy Select Sector index; via Merrill Lynch, Pierce, Fenner & Smith Inc., First Republic Securities Co., LLC and Banc of America Investment Services, Inc.; pricing in October or November
• 11.5%-12.5% enhanced yield securities due May 5, 2010 linked to Amazon.com, Inc. common stock; 75% trigger; via Wells Fargo Securities LLC
• 12%-13% enhanced yield securities due May 5, 2010 linked to Bank of America Corp. common stock; 70% trigger; via Wells Fargo Securities LLC
• 14.5% to 15.5% enhanced yield securities due April 20, 2010 linked to the common stock of Caterpillar Inc.; 75% trigger; via Wells Fargo Securities, LLC
• 11%-12% enhanced yield securities due Feb. 5, 2010 linked to General Electric Co. common stock; 80% trigger; via Wells Fargo Securities LLC
• 13%-15% enhanced yield securities due Feb. 5, 2010 linked to Las Vegas Sands Corp. common stock; 65% trigger; via Wells Fargo Securities LLC
• 14% to 15% enhanced yield securities due April 20, 2010 linked to the common stock of Morgan Stanley; 75% trigger; via Wells Fargo Securities, LLC
• 24- to 28-month 0% buffered equity index-linked notes tied to the MSCI EAFE index; via Goldman, Sachs & Co.
• 11% to 12% enhanced yield securities due April 20, 2010 linked to the common stock of Newmont Mining Corp.; 75% trigger; via Wells Fargo Securities, LLC
• 15%-16% enhanced yield securities due May 5, 2010 linked to Nvidia Corp. common stock; 75% trigger; via Wells Fargo Securities LLC
• 12.5% to 13.5% enhanced yield securities due April 20, 2010 linked to the common stock of Petroleo Brasileiro SA - Petrobras; 80% trigger; via Wells Fargo Securities, LLC
• 24- to 28-month 0% buffered equity index-linked notes tied to the S&P 500 index; via Goldman, Sachs & Co.
• 20- to 23-month 0% equity index-linked notes tied to the S&P 500 index; via Goldman, Sachs & Co.
• 12% to 13% enhanced yield securities due April 20, 2010 linked to the common stock of United States Steel Corp.; 65% trigger; via Wells Fargo Securities, LLC
GOLDMAN SACHS GROUP, INC.
• Five-year notes linked to the 10-year Constant Maturity Swap rate; via Goldman, Sachs & Co.
• 15-year callable CMS spread notes; via Goldman, Sachs & Co.
• 18- to 21-month 0% leveraged equity index-linked notes linked to the MSCI EAFE index; via Goldman, Sachs & Co.
• 13- to 15-month 0% buffered equity index-linked notes linked to the S&P 500 index; via Goldman, Sachs & Co.
• 18- to 21-month 0% leveraged equity index-linked notes linked to the S&P 500 index; via Goldman, Sachs & Co.
• 24- to 28-month 0% buffered equity index-linked notes linked to the S&P 500 index; 88.5% to 90% trigger; via Goldman, Sachs & Co.
• 28- to 30-month 0% equity index-linked notes tied to the S&P 500 index; via Goldman, Sachs & Co.
• 36- to 42-month 0% leveraged equity index-linked notes linked to the S&P 500 index; via Goldman, Sachs & Co.
• Six-year 0% basket-linked notes tied to the SPDR Gold Trust and the iShares Silver Trust; via Goldman, Sachs & Co.
• 26- to 29-month 0% buffered commodity index-linked notes tied to the S&P GSCI Enhanced Commodity index; via Goldman, Sachs & Co.
• 36- to 42-month 0% leveraged basket-linked notes tied to equal weights of the S&P GSCI Enhanced Commodity Index Excess Return and the iShares MSCI Emerging Markets index fund; via Goldman, Sachs & Co.
HARRIS NA
• Principal-protected certificates of deposit due Oct. 30, 2014 linked to the S&P 500 index; via Incapital LLC; pricing Oct. 27
HSBC BANK USA, NA
• 0% sector selector certificates of deposit with minimum return due Oct. 27, 2015 linked to the iShares MSCI Emerging Markets index fund, Market Vectors Gold Miners, Energy Select Sector SPDR fund, Financial Select Sector SPDR fund, Healthcare Select Sector SPDR fund and Semiconductor Holdrs Trust; via HSBC Securities (USA) Inc.; pricing Oct. 22
• Contingent annual income certificates of deposit due Oct. 30, 2015 linked to the stocks of Alcoa Inc., Amazon.com, Inc., Apple Inc., AT&T Inc., Bank of America Corp., Boeing Co., ConocoPhillips, Devon Energy Corp., Entergy Corp., Exelon Corp., Freeport-McMoRan Copper & Gold Inc., General Electric Co., Gilead Sciences, Inc., Hewlett-Packard Co., Home Depot, Inc., Pfizer Inc., Philip Morris International Inc., Procter & Gamble Co., Verizon Communications Inc. and Wells Fargo & Co.; via agent HSBC Securities (USA) Inc. and distributor Morgan Stanley Smith Barney; pricing Oct. 23
• 0% certificates of deposit with minimum return due Oct. 28, 2015 linked to the Dow Jones Industrial Average; via HSBC Securities (USA) Inc. and Advisors Asset Management, Inc.; pricing Oct. 23
• 0% barrier multi-coupon opportunity certificates of deposit due Oct. 29, 2012 linked to the Russell 2000 index; via agent HSBC Securities (USA) Inc. and distributor Advisors Asset Management, Inc.; pricing Oct. 23
• 0% barrier multi-coupon opportunity certificates of deposit due Oct. 28, 2014 linked to the Russell 2000 index; via agent HSBC Securities (USA) Inc. and distributor Advisors Asset Management, Inc.; pricing Oct. 23
• 0% absolute return certificates of deposit due Aug. 31, 2011 linked to the S&P 500 index; via agent HSBC Securities (USA) Inc. and distributor Advisors Asset Management, Inc.; pricing Oct. 26
• 0% absolute return certificates of deposit due March 1, 2012 linked to the S&P 500 index; via agent HSBC Securities (USA) Inc. and distributor Advisors Asset Management, Inc.; pricing Oct. 26
• Annual income opportunity series 5 certificates of deposit with minimum annual coupon due Oct. 30, 2014 linked to Biogen Idec Inc., eBay Inc., Hess Corp., Lowe's Cos., Inc., Nucor Corp., PepsiCo, Inc., U.S. Bancorp, Viacom Inc. (class B shares), Waste Management, Inc. and Yum! Brands, Inc.; via HSBC Securities (USA) Inc. and Advisors Asset Management, Inc.; pricing Oct. 27
• Annual income opportunity series 5 certificates of deposit with minimum annual coupon due Oct. 30, 2015 linked to Biogen Idec Inc., eBay Inc., Hess Corp., Lowe's Cos., Inc., Nucor Corp., PepsiCo, Inc., U.S. Bancorp, Viacom Inc. (class B shares), Waste Management, Inc. and Yum! Brands, Inc.; via HSBC Securities (USA) Inc. and Advisors Asset Management, Inc.; pricing Oct. 27
• Annual income opportunity series 4 certificates of deposit with minimum annual coupon due Oct. 30, 2012 linked to ABB Ltd., BP plc, Cameco Corp., Cemex SAB de CV, China Mobile Ltd., Corning Inc., Credit Suisse Group, CSX Corp., Petroleo Brasileiro and SAP AG; via HSBC Securities (USA) Inc. and Advisors Asset Management, Inc.; pricing Oct. 27
• Annual income opportunity series 4 certificates of deposit with minimum annual coupon due Oct. 30, 2015 linked to ABB Ltd., BP plc, Cameco Corp., Cemex SAB de CV, China Mobile Ltd., Corning Inc., Credit Suisse Group, CSX Corp., Petroleo Brasileiro and SAP AG; via HSBC Securities (USA) Inc. and Advisors Asset Management, Inc.; pricing Oct. 27
• 0% certificates of deposit due May 1, 2014 linked to the JPMorgan Optimax Market-Neutral index; via J.P. Morgan Securities Inc. and Incapital LLC; pricing Oct. 27
HSBC USA, INC.
• 0% uncapped market participation securities due Oct. 29, 2012 linked to the Dow Jones Industrial Average; via HSBC Securities (USA) Inc.; pricing Oct. 23
• 0% uncapped market participation securities due Oct. 28, 2013 linked to the Dow Jones Industrial Average; via HSBC Securities (USA) Inc.; pricing Oct. 23
• 0% accelerated market participation securities due April 28, 2011 linked to the Hang Seng China Enterprises index; via HSBC Securities (USA) Inc.; pricing Oct. 23
• 0% accelerated market participation securities due Nov. 29, 2010 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Oct. 23
• 0% accelerated market participation securities due Jan. 28, 2011 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Oct. 23
• 0% accelerated market participation securities with partial protection due Jan. 28, 2011 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Oct. 23
• 0% accelerated market participation securities with partial protection due April 28, 2011 linked to the Russell 2000 index; 90% trigger; via HSBC Securities (USA) Inc.; pricing Oct. 23
• 0% accelerated market participation securities with partial protection due April 28, 2011 linked to the S&P 500 index; 90% trigger; via HSBC Securities (USA) Inc.; pricing Oct. 23
• 0% accelerated market participation securities due Nov. 29, 2010 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 23
• 0% accelerated market participation securities due Jan. 28, 2011 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 23
• 0% accelerated market participation securities with partial protection due Jan. 28, 2011 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 23
• 10.7%-12.6% reverse convertible notes due Nov. 1, 2010 linked to Apple Inc. common stock; 70% trigger; via HSBC Securities (USA) Inc.; pricing Oct. 26
• 10%-12.9% reverse convertible notes due April 29, 2010 linked to Goldman Sachs Group, Inc. common stock; 75% trigger; via HSBC Securities (USA) Inc.; pricing Oct. 26
• 10.2%-11.9% reverse convertible notes due Nov. 1, 2010 linked Intel Corp. stock; 80% trigger; via HSBC Securities (USA) Inc.; pricing Oct. 26
• 10.7%-13.5% reverse convertible notes due April 29, 2010 linked to JPMorgan Chase & Co. common stock; 75% trigger; via HSBC Securities (USA) Inc.; pricing Oct. 26
• 10.3%-13.1% reverse convertible notes due April 29, 2010 linked to T. Rowe Price Group, Inc. common stock; 75% trigger; via HSBC Securities (USA) Inc.; pricing Oct. 26
• 0% barrier optimization securities with partial protection due Jan. 31, 2011 linked to the S&P 500 index; via UBS Financial Services Inc. and HSBC USA Inc.; pricing Oct. 27
• 0% return optimization securities with contingent protection due Oct. 31, 2012 linked to Standard & Poor's Depositary Receipts, iShares MSCI EAFE index fund and iShares MSCI Emerging Markets index fund; via UBS Financial Services Inc. and HSBC USA Inc.; pricing Oct. 27
• Two-year 0% accelerated market participation securities linked to the Energy Select Sector SPDR fund; via HSBC Securities (USA) Inc.; pricing in October
• Two-year 0% accelerated market participation securities linked to the iShares FTSE/Xinhua China 25 index fund; via HSBC Securities (USA) Inc.; pricing in October
• Two-year 0% accelerated market participation securities linked to the dollar-adjusted return of the FTSE 100 index; via HSBC Securities (USA) Inc.; pricing in October or November
JPMORGAN CHASE BANK, NA
• Callable leveraged spread certificates of deposit due Oct. 21, 2024 linked to the 10-year and two-year Constant Maturity Swap rates; via J.P. Morgan Securities Inc.; settlement Oct. 21
• 0% certificates of deposit due Oct. 27, 2015 linked to the Dow Jones - UBS Commodity index; via agent J.P. Morgan Securities Inc. and distributor Incapital LLC; pricing Oct. 22
• 0% equity-linked certificates of deposit due Oct. 28, 2015 linked to the Dow Jones Industrial Average; via agent J.P. Morgan Securities Inc. and distributor Morgan Stanley; pricing Oct. 23
• Contingent coupon certificates of deposit due Oct. 30, 2014 linked to a basket of 10 equally weighted stocks, including Amazon.com, Inc., Clorox Co., Deere & Co., FedEx Corp., McDonald's Corp., Newmont Mining Corp., PepsiCo, Inc., Schlumberger NV, Wells Fargo & Co. and Wal-Mart Stores, Inc.; via J.P. Morgan Securities Inc. and Incapital LLC; pricing Oct. 27
• Contingent coupon certificates of deposit due Oct. 30, 2015 linked to a basket of 10 equally weighted stocks, including Amazon.com, Inc., Clorox Co., Deere & Co., FedEx Corp., McDonald's Corp., Newmont Mining Corp., PepsiCo, Inc., Schlumberger NV, Wells Fargo & Co. and Wal-Mart Stores, Inc.; via J.P. Morgan Securities Inc. and Incapital LLC; pricing Oct. 27
• 0% certificates of deposit due Oct. 30, 2015 linked to the JPMorgan Efficiente (USD) index; via J.P. Morgan Securities Inc. and Incapital LLC; pricing Oct. 27
• 0% market-linked deposits due 2014 linked to the S&P GSCI Agriculture Index Excess Return; via J.P. Morgan Securities Inc. and distributor InCapital
JPMORGAN CHASE & CO.
• 13.5% reverse convertible notes due Nov. 1, 2010 linked to Alcoa Inc. stock; 70% trigger; via JPMorgan; pricing Oct. 27
• 10.5% reverse convertible notes due Oct. 29, 2010 linked to Apple Inc. stock; 80% trigger; via JPMorgan; pricing Oct. 27
• 11% reverse convertible notes due Nov. 1, 2010 linked to Bank of America Corp. stock; 60% trigger; via JPMorgan; pricing Oct. 27
• 11.25% reverse convertible notes due Nov. 1, 2010 linked to Deere & Co. stock; 75% trigger; via JPMorgan; pricing Oct. 27
• 13% reverse convertible notes due April 30, 2010 linked to Dow Chemical Co. stock; 70% trigger; via JPMorgan; pricing Oct. 27
• 0% buffered return enhanced notes due May 2, 2011 linked to the iShares MSCI EAFE index fund with 18%-22% cap; via J.P. Morgan Securities Inc.; pricing Oct. 27
• 0% buffered return enhanced notes due May 2, 2011 linked to the iShares MSCI EAFE index fund with 20%-24% cap; via J.P. Morgan Securities Inc.; pricing Oct. 27
• 0% buffered equity notes due Nov. 30, 2010 linked to the iShares MSCI Emerging Markets index fund; via J.P. Morgan Securities Inc.; pricing Oct. 27
• 0% buffered equity notes due Nov. 30, 2010 linked to the iShares Russell 2000 index fund; via J.P. Morgan Securities Inc.; pricing Oct. 27
• 0% buffered equity notes due Oct. 31, 2011 linked to the iShares Russell 2000 index fund; via J.P. Morgan Securities Inc.; pricing Oct. 27
• 12.5% reverse convertible notes due Oct. 29, 2010 linked to Morgan Stanley stock; 65% trigger; via JPMorgan; pricing Oct. 27
• 0% buffered return enhanced notes due Feb. 1, 2011 linked to the Russell 2000 index; via J.P. Morgan Securities Inc.; pricing Oct. 27
• 0% buffered return enhanced notes due May 2, 2011 linked to the S&P 500 index with 15%-18% cap; via J.P. Morgan Securities Inc.; pricing Oct. 27
• 0% buffered return enhanced notes due May 2, 2011 linked to the S&P 500 index with 18%-21% cap; via J.P. Morgan Securities Inc.; pricing Oct. 27
• 16.25% reverse convertible notes due April 30, 2010 linked to United States Steel Corp. stock; 70% trigger; via JPMorgan; pricing Oct. 27
• 11% reverse convertible notes due April 30, 2010 linked to Wells Fargo & Co. stock; 75% trigger; via JPMorgan; pricing Oct. 27
MORGAN STANLEY
• Zero-coupon capital-protected notes due April 30, 2013 linked to Australian dollar, British pound, Canadian dollar, euro, Japanese yen, Swiss franc, Brazilian real, Chinese renminbi and Indian rupee; via Morgan Stanley & Co. Inc.; pricing Oct. 23
• Capital-protected currency-linked notes due Jan. 31, 2013 linked to equal weights of the Brazilian real, Chinese renminbi, Hungarian forint, Indian rupee, Mexican peso and Turkish lira; via Morgan Stanley & Co. Inc.; pricing Oct. 23
• 0% Performance Leveraged Upside Securities due April 29, 2011 linked to the Dow Jones - UBS Commodity index; via Morgan Stanley & Co. Inc.; pricing Oct. 23
• 13%-17% reverse convertible securities due April 28, 2010 linked to Freeport-McMoRan Copper and Gold Inc. common stock; 75% trigger; via Morgan Stanley & Co. Inc.; pricing Oct. 23
• 0% buffered Performance Leveraged Upside Securities due Oct. 27, 2011 linked to the iShares MSCI EAFE index fund; via Morgan Stanley & Co. Inc.; pricing Oct. 23
• 0% jump securities due April 27, 2011 linked to the iShares MSCI Emerging Markets index fund; via Morgan Stanley & Co. Inc.; pricing Oct. 23
• 0% Global Recovery Performance Leveraged Upside Securities due April 29, 2011 linked to the iShares Russell 2000 index fund, iShares MSCI Emerging Markets index fund, iBoxx USD Liquid High Yield index, iBoxx USD Liquid Investment Grade index, Vanguard REIT exchange-traded fund and PowerShares DB Commodity Index Tracking Fund; via Morgan Stanley & Co. Inc.; pricing Oct. 23
• 0% Performance Leveraged Upside Securities due Nov. 26, 2010 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing Oct. 23
• 0% buffered Performance Leveraged Upside Securities due Oct. 27, 2011 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing Oct. 23
• Range accrual notes linked to Constant Maturity Swap rates and the S&P 500 due Oct. 27, 2024; via Morgan Stanley & Co. Inc.; settlement Oct. 27
• Leveraged callable CMS curve-linked notes due Oct. 30, 2029; via Morgan Stanley & Co. Inc.; pricing in October
• Callable CMS curve and S&P 500 index-linked notes due Oct. 30, 2029; via Morgan Stanley & Co. Inc.; pricing in October
• 0% best entry enhanced tracker securities due October 2015 linked to the FTSE 100 index; via Morgan Stanley & Co. Inc.; pricing in October
• Floating-rate notes due Nov. 9, 2019 linked to the 10-year Constant Maturity Swap rate; via Morgan Stanley & Co. Inc.; pricing in November
ROYAL BANK OF CANADA
• 0% buffered bullish enhanced return notes due Oct. 26, 2012 linked to the S&P 500 index; via RBC Capital Markets Corp.; pricing Oct. 23
• 0% return optimization securities with partial protection due April 29, 2011 linked to the iShares MSCI EAFE index fund; 90% trigger; via UBS Financial Services Inc. and RBC Capital Markets Corp.; pricing Oct. 27
• 0% buffered bullish enhanced return notes due Nov. 30, 2011 linked to the iShares MSCI EAFE index fund; via RBC Capital Markets Corp.; pricing Oct. 27
• 0% buffered bullish digital notes due April 29, 2011 linked to the Russell 2000 index; 85% trigger; via UBS Financial Services Inc. and RBC Capital Markets Corp.; pricing Oct. 27
• Zero-coupon principal-protected notes due Oct. 31, 2012 linked to equal weights of the Brazilian real, Russian ruble, Indian rupee and Chinese renminbi; via RBC Capital Markets Corp.; pricing Oct. 28
• Zero-coupon principal-protected notes due Oct. 30, 2014 linked to the SGI Smart Market Neutral Commodity Index (USD - Excess Return); via RBC Capital Markets Corp.; pricing Oct. 28
• 0% buffered bullish commodity-linked notes due Oct. 30, 2013 linked to the S&P GSCI Excess Return index; via RBC Capital Markets Corp.; pricing Oct. 28
• 14-month 0% Accelerated Return Notes linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner and Smith Inc., First Republic Securities Co., LLC and Banc of America Securities LLC; pricing in October or November
• 0% direct investment notes due Dec. 9, 2010 linked to the EquityCompass Equity Risk Management Strategy; via RBC Capital Markets Corp.; pricing Nov. 4
SUNTRUST BANK
• 0% certificates of deposit due Oct. 20, 2014 linked to the Dow Jones Industrial Average; via distributor Incapital LLC; pricing Oct. 22
• 0% certificates of deposit due Oct. 28, 2014 linked to the S&P 500 index; via distributor Incapital LLC; pricing Oct. 22
• 0% index-linked certificates of deposit due Sept. 30, 2014 linked to the Dow Jones Industrial Average; settlement Oct. 28
• 0% certificates of deposit due Sept. 30, 2014 linked to the price of gold; via distributor Advisors Asset Management, Inc.; settlement on Oct. 28
UBS AG
• 100% principal protection callable CMS spread steepener notes due Oct. 29, 2024; via UBS Investment Bank; pricing Oct. 23
• 18.5% reverse convertible notes due Feb. 1, 2010 linked to Arch Coal, Inc. stock; 75% trigger; via UBS Securities LLC and UBS Investment Bank; pricing Oct. 27
• 14.5% reverse convertible notes due April 30, 2010 linked to Citigroup Inc. stock; 65% trigger; via UBS Securities LLC and UBS Investment Bank; pricing Oct. 27
• 0% barrier optimization securities with partial protection due April 29, 2011 linked to the Dow Jones - UBS Commodity index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 27
• 0% autocallable optimization securities with contingent protection due Nov. 2, 2010 linked to the Energy Select Sector SPDR fund; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 27
• 15.5% reverse convertible notes due Feb. 1, 2010 linked to Ford Motor Co. stock; 70% trigger; via UBS Securities LLC and UBS Investment Bank; pricing Oct. 27
• 12.15% reverse convertible notes due April 30, 2010 linked to General Electric Co. stock; 80% trigger; via UBS Securities LLC and UBS Investment Bank; pricing Oct. 27
• 15.5% reverse convertible notes due April 30, 2010 linked to Peabody Energy Corp. stock; 75% trigger; via UBS Securities LLC and UBS Investment Bank; pricing Oct. 27
• 0% step performance securities due Oct. 31, 2011 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 27
• 0% performance securities with contingent protection due Oct. 31, 2014 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 27
• 0% autocallable optimization securities with contingent protection due Nov. 2, 2010 linked to the Technology Select Sector SPDR fund; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 27
• 21.25% reverse convertible notes due Feb. 1, 2010 linked to Wynn Resorts Ltd. stock; 70% trigger; via UBS Securities LLC and UBS Investment Bank; pricing Oct. 27
• 9% to 11.25% yield optimization notes with contingent protection due April 30, 2010 linked to the common stock of CSX Corp.; via UBS Investment Bank and UBS Financial Services Inc.; pricing Oct. 28
• 0% exchange-traded access securities due Oct. 31, 2039 linked to the Dow Jones - UBS Commodity Index Total Return; via UBS Investment Bank; pricing Oct. 28
• 7.5% to 9.5% yield optimization notes with contingent protection due April 30, 2010 linked to the common stock of MasterCard Inc.; via UBS Investment Bank and UBS Financial Services Inc.; pricing Oct. 28
• 0% double long leverage securities due Feb. 10, 2010 linked to the S&P 500 Total Return index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Nov. 5
• 0% double long leverage securities due Nov. 11, 2010 linked to the S&P 500 Total Return index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Nov. 5
• 0% double long leverage securities due Feb. 24, 2010 linked to the S&P 500 Total Return index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Nov. 19
• 0% double long leverage securities due Nov. 26, 2010 linked to the S&P 500 Total Return index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Nov. 19
• 0% double long leverage securities due March 10, 2010 linked to the S&P 500 Total Return index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 3
• 0% double long leverage securities due Dec. 9, 2010 linked to the S&P 500 Total Return index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 3
• 0% double long leverage securities due March 24, 2010 linked to the S&P 500 Total Return index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 17
• 0% double long leverage securities due Dec. 23, 2010 linked to the S&P 500 Total Return index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 17
• Three-month 0% double short leverage securities linked inversely to the performance of the S&P 500 Total Return index; via UBS Investment Bank and UBS Financial Services Inc.
• One-year 0% double short leverage securities linked inversely to the performance of the S&P 500 Total Return index; via UBS Investment Bank and UBS Financial Services Inc.
WELLS FARGO BANK NA
• Certificates of deposit due April 30, 2015 linked to the Dow Jones - UBS Commodity index; via Incapital LLC; pricing Oct. 23
• Certificates of deposit due Oct. 30, 2015 linked to the SGI WISE US Vol Target 8% (USD-Excess Return) index; via Incapital; pricing Oct. 23
• Contingent annual interest certificates of deposit due Oct. 30, 2015 linked to equal weights of WTI crude oil, natural gas, corn, soybeans, S&P GSCI Wheat Index Excess Return, S&P GSCI Livestock Index Excess Return, grade A copper, gold, silver and platinum; via distributor Morgan Stanley Smith Barney; pricing Oct. 23
WELLS FARGO & CO.
• 0% participation securities with partial principal protection due May 2015 linked to the S&P 500 index, iShares MSCI EAFE index fund and iShares MSCI Emerging Markets index fund; via Wells Fargo Securities, LLC
• 0% enhanced participation securities with partial principal protection due May 2013 linked to the S&P 500 index; via Wells Fargo Securities, LLC
© 2015 Prospect News.
All content on this website is protected by copyright law in the U.S. and elsewhere.
For the use of the person downloading only.
Redistribution and copying are prohibited by law without written permission in advance from Prospect News.
Redistribution or copying includes e-mailing, printing multiple copies or any other form of reproduction.