| 7/9/2024 | SP | New Issue: UBS prices $2.13 million trigger contingent yield notes linked to natural gas fund
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| 6/5/2024 | SP | New Issue: UBS sells $1.26 million trigger autocallable contingent yield notes with memory on ETFs
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| 5/31/2024 | SP | New Issue: Barclays prices $982,000 phoenix autocallable notes linked to three ETFs
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| 5/31/2024 | SP | New Issue: Barclays prices $524,000 phoenix autocallable notes linked to three ETFs
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| 2/11/2024 | SP | New Issue: Citigroup prices $500,000 16.5% single observation ELKS on natural gas fund
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| 12/22/2023 | SP | New Issue: Barclays prices $1.19 million autocallable fixed-coupon notes on ETF
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| 11/30/2023 | SP | New Issue: Morgan Stanley prices $2.5 million 13.4% fixed coupon autocallable securities linked to United States Natural
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| 9/13/2023 | SP | New Issue: Barclays sells $1.44 million phoenix autocallables on Rivian, Crispr, U.S. Natural Gas
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| 7/25/2023 | SP | New Issue: Morgan Stanley prices $533,000 29% contingent income autocalls on stocks, fund
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| 7/2/2023 | SP | New Issue: Morgan Stanley prices $294,000 24% worst of fixed coupon RevCons on stocks, gas fund
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| 7/2/2023 | SP | New Issue: Morgan Stanley prices $512,000 24% worst of fixed coupon RevCons on stocks, gas fund
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| 3/29/2019 | SP | New Issue: Credit Suisse sells $844,000 contingent coupon autocallable reverse converts on ETFs
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| 2/22/2019 | SP | New Issue: Credit Suisse sells $1.61 million contingent coupon autocallable reverse converts on stocks
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| 12/29/2017 | SP | New Issue: Credit Suisse sells $1.15 million 8.25% contingent coupon autocalls on stock, funds
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| 2/13/2013 | SP | New Issue: JPMorgan prices $1 million 11% autocallable yield notes tied to natural gas fund, Russell
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| 9/20/2011 | SP | New Issue: Credit Suisse prices $245,000 11% callable yield notes tied to Russell, two funds
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| 9/16/2011 | SP | New Issue: Citigroup adjusts call premiums for $1.08 million Pacers on homebuilder, gas funds
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| 9/14/2011 | SP | New Issue: Citigroup prices $1.08 million Pacers linked to homebuilder, gas funds
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| 9/8/2011 | SP | Citigroup to price Pacers linked to homebuilder, natural gas funds
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| 9/6/2011 | SP | Credit Suisse plans 10.5%-12.5% callable yield notes on index, funds
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| 9/2/2011 | SP | New Issue: Credit Suisse prices $1.75 million 11.5% callable yield notes tied to Russell, two funds
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| 8/30/2011 | SP | New Issue: Credit Suisse prices $1.13 million 13.25% callable yield notes linked to Russell, two funds
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| 8/23/2011 | SP | Credit Suisse plans 12.25%-14.25% callable yield notes linked to Russell 2000, two funds
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| 8/18/2011 | SP | Credit Suisse plans 11%-13% callable yield notes on Russell, two funds
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| 8/18/2011 | SP | New Issue: Credit Suisse prices $987,000 9% callable yield notes linked to Russell, two funds
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| 8/17/2011 | SP | New Issue: Credit Suisse prices $744,000 9.5% callable yield notes linked to Russell, two funds
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| 8/12/2011 | SP | New Issue: Credit Suisse prices $646,000 high/low coupon callable yield notes tied to index, ETFs
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| 8/12/2011 | SP | New Issue: Credit Suisse sells $1.4 million 11.35% callable yield notes on Russell, two funds
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| 8/10/2011 | SP | New Issue: Barclays prices $2.9 million 10.25% autocallable yield notes on S&P 500, two funds
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| 8/8/2011 | SP | Credit Suisse plans high/low callable yield notes on Russell, oil, gas
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| 8/5/2011 | SP | Credit Suisse plans 9.5% callable yield notes tied to index, funds
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| 8/5/2011 | SP | Barclays plans 10.25% autocallable yield notes on S&P 500, two funds
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| 8/4/2011 | SP | New Issue: Credit Suisse sells $612,000 high/low coupon callable yield notes on index, two funds
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| 8/4/2011 | SP | New Issue: Credit Suisse prices $1.67 million high/low coupon callable yield notes on index, funds
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| 8/3/2011 | SP | Credit Suisse plans 9% callable yield notes linked to index, two funds
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| 8/3/2011 | SP | New Issue: Credit Suisse prices $1.1 million 15% callable yield notes linked to silver, gas funds
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| 8/2/2011 | SP | New Issue: Credit Suisse prices $1.1 million 15% callable yield notes on two funds
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| 7/28/2011 | SP | New Issue: Credit Suisse prices $1.35 million 14.5% callable yield notes tied to silver, gas funds
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| 7/26/2011 | SP | Credit Suisse plans high/low coupon callable yield notes tied to Russell 2000 index, two funds
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| 7/25/2011 | SP | Credit Suisse plans high/low coupon callable notes on index, funds
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| 7/18/2011 | SP | Credit Suisse plans high/low coupon callable notes on index, funds
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| 7/8/2011 | SP | New Issue: Barclays prices $630,000 17.5% autocallable yield notes tied to Russell, two funds
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| 7/7/2011 | SP | Credit Suisse plans 9.6% callable yield notes on Russell, two funds
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| 7/7/2011 | SP | Credit Suisse plans six-month 9% callable yield notes on index, funds
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| 6/29/2011 | SP | New Issue: Credit Suisse prices $591,000 of 8.4% callable yield notes linked to Russell 2000, funds
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| 6/17/2011 | SP | Credit Suisse plans 10% callable yield notes on Russell, two funds
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| 6/17/2011 | SP | Credit Suisse plans 9% callable yield notes tied to Russell, two funds
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| 6/14/2011 | SP | New Issue: Credit Suisse prices $842,800 8.6% callable yield notes linked to Russell 2000, two funds
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| 6/14/2011 | SP | New Issue: Credit Suisse prices $1.78 million 8.7% callable yield notes linked to Russell 2000, two funds
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| 5/25/2011 | SP | Credit Suisse plans 8.6% callable yield notes on Russell, two funds
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| 5/25/2011 | SP | Credit Suisse plans 8.7% callable yield notes on Russell, two funds
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| 5/25/2011 | SP | New Issue: Credit Suisse prices $514,000 11.3% callable yield notes linked to index, two funds
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| 5/24/2011 | SP | New Issue: Credit Suisse prices $2.93 million 12.05% callable yield notes on Russell 2000, two funds
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| 5/19/2011 | SP | New Issue: Credit Suisse prices $3.34 million 8.6% callable yield notes on Russell 2000, two funds
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| 5/19/2011 | SP | New Issue: Credit Suisse prices $1.22 million 11% callable yield notes on Russell 2000, two funds
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| 5/19/2011 | SP | New Issue: Credit Suisse prices $1.48 million 9% callable yield notes on Russell 2000, two funds
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| 5/18/2011 | SP | New Issue: Barclays prices $1.5 million 10.25% autocallable yield notes on Russell 2000, gas fund
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| 5/13/2011 | SP | Barclays to price 10%-11% autocallable yield notes linked to Russell 2000, U.S. Natural Gas Fund
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| 5/13/2011 | SP | Credit Suisse plans 11.3% callable yield notes on Russell, two funds
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| 5/11/2011 | SP | Credit Suisse plans high/low coupon callable notes on index, funds
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| 5/9/2011 | SP | Credit Suisse plans 12.05% callable yield notes on Russell, two funds
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| 5/5/2011 | SP | Credit Suisse plans 9% callable yield notes on Russell 2000, two funds
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| 5/5/2011 | SP | New Issue: Credit Suisse prices $2.84 million 9.6% callable yield notes on Russell, two funds
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| 5/5/2011 | SP | Credit Suisse plans 11% callable yield notes on Russell, two funds
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| 5/5/2011 | SP | Credit Suisse plans 8.6% callable yield notes tied to Russell, funds
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| 5/3/2011 | SP | New Issue: Credit Suisse prices $2 million 9.6% callable yield notes linked to gas, gold funds
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| 5/2/2011 | SP | New Issue: Credit Suisse prices $1.76 million 9.85% callable yield notes on Russell, two funds
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| 4/27/2011 | SP | New Issue: Credit Suisse prices $736,000 9.6% callable yield notes linked to Russell, two funds
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| 4/27/2011 | SP | New Issue: Credit Suisse prices $1.2 million 9% callable yield notes on Russell 2000, gas fund
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| 4/19/2011 | SP | Credit Suisse plans 9.6% callable yield notes on index, two funds
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| 4/19/2011 | SP | Credit Suisse plans 9.85% callable yield notes on index, two funds
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| 4/19/2011 | SP | New Issue: Credit Suisse sells $1.73 million high/low coupon callable yield notes on index, two funds
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| 4/14/2011 | SP | New Issue: Credit Suisse prices $1.65 million 10.5% callable yield notes on Russell 2000, two funds
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| 4/14/2011 | SP | New Issue: Credit Suisse prices $3.04 million 9.35% callable yield notes on Russell 2000, two funds
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| 4/13/2011 | SP | New Issue: Barclays prices $3.5 million 8.5% autocallable yield notes on S&P 500, Natural Gas fund
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| 4/11/2011 | SP | Credit Suisse plans 11.5% callable yield notes on index, two funds
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| 4/8/2011 | SP | Credit Suisse plans high/low coupon callable notes on index, two funds
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| 4/7/2011 | SP | Barclays to price 7.5%-9.5% autocallable yield notes linked to S&P 500, U.S. Natural Gas Fund
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| 4/1/2011 | SP | Credit Suisse plans 10.5% callable yield notes on index, two funds
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| 3/30/2011 | SP | New Issue: Credit Suisse prices $1.44 million 9.35% callable yield notes on Russell 2000, two funds
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| 3/22/2011 | SP | New Issue: Barclays sells $2.75 million 10.5% autocallable yield notes on S&P 500, Natural Gas
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| 3/22/2011 | SP | New Issue: Credit Suisse prices $530,000 11.25% callable yield notes on Russell 2000, U.S. gas ETF
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| 3/16/2011 | SP | Credit Suisse plans 9%-9.5% callable yield notes on index, two funds
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| 3/16/2011 | SP | New Issue: Credit Suisse upsizes 11.25% callable yield notes on index, two funds to $3.28 million
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| 3/15/2011 | SP | Barclays to price 8.5%-10.5% autocallable yield notes tied to S&P 500, U.S. Natural Gas Fund
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| 3/11/2011 | SP | New Issue: Credit Suisse prices $3.25 million 11.25% callable yield notes on index, two funds
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| 3/10/2011 | SP | Credit Suisse to price 11.25% callable yield notes tied to Russell 2000, U.S. Natural Gas fund
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| 3/2/2011 | SP | Credit Suisse plans 10.5% callable yield notes on index, two funds
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| 3/2/2011 | SP | Credit Suisse plans 8% callable yield notes linked to index, two funds
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| 3/1/2011 | SP | New Issue: Credit Suisse prices $1.63 million 9% callable yield notes linked to Russell 2000, two ETFs
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| 2/14/2011 | SP | Credit Suisse plans 9% callable yield notes tied to index, two funds
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| 2/7/2011 | SP | New Issue: Credit Suisse sells $3.15 million 11% callable yield notes on U.S. Natural Gas, Russell
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| 1/28/2011 | SP | New Issue: Bank of Montreal prices $52,000 9.35% reverse exchangeables on U.S. Natural Gas
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| 1/5/2011 | SP | Bank of Montreal plans 9.35% reverse exchangeables linked to United States Natural Gas Fund
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| 12/10/2010 | SP | New Issue: Barclays prices $1 million 12.5% reverse convertibles linked to U.S. Natural Gas Fund
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| 11/22/2010 | SP | New Issue: Barclays prices $3.01 million 11% reverse convertibles linked to U.S. Natural Gas Fund
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| 8/20/2009 | SP | New Issue: RBC prices $1.91 million 20.5% reverse convertibles linked to U.S. Natural Gas Fund
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