| 12/1/2025 | SP | New Issue: Scotiabank prices $11.33 million trigger autocallable gears linked to stock basket
|
| 11/11/2025 | SP | New Issue: Morgan Stanley prices $1.65 million market-linked securities on three stocks
|
| 11/4/2025 | SP | New Issue: UBS prices $13.35 million trigger autocallable gears linked to stock basket
|
| 10/17/2025 | SP | New Issue: GS Finance prices $2.89 million trigger autocallable gears on Texas Instruments
|
| 9/25/2025 | SP | New Issue: Citigroup prices $2.89 million 11.25% autocallable contingent coupon notes on Texas Instruments
|
| 6/18/2025 | SP | New Issue: RBC prices $5.18 million capped buffer gears linked to 33 stocks
|
| 3/21/2025 | SP | New Issue: UBS prices $4.28 million of capped buffer gears linked to basket of 33 tech stocks
|
| 3/11/2025 | SP | New Issue: Scotiabank prices $2.89 million trigger autocallables linked to Texas Instruments
|
| 2/26/2025 | SP | New Issue: RBC prices $10.2 million capped buffer gears linked to 33 stock basket
|
| 2/18/2025 | SP | New Issue: GS Finance prices $8.43 million leveraged buffered basket-linked notes on stock basket
|
| 1/22/2025 | SP | New Issue: RBC prices $7 million capped buffer gears linked to basket of stocks
|
| 1/3/2025 | SP | New Issue: RBC prices $3.09 million of capped buffer gears linked to basket of 33 tech stocks
|
| 12/13/2024 | SP | New Issue: UBS prices $20.37 million of capped buffer gears linked to basket of 33 tech stocks
|
| 11/7/2024 | SP | New Issue: UBS prices $165,000 trigger phoenix autocallable optimization securities linked to Texas Instruments
|
| 9/18/2024 | SP | New Issue: GS Finance sells $715,000 autocallable fixed coupon notes on three stocks
|
| 8/7/2024 | SP | New Issue: JPMorgan prices $305,000 11.75% autocallable yield notes linked to three stocks
|
| 6/3/2024 | SP | New Issue: JPMorgan sells $7.64 million trigger autocallable contingent yield notes on Texas Instruments
|
| 5/17/2024 | SP | New Issue: UBS prices $3.24 million capped buffer Gears linked to basket of 20 stocks
|
| 2/16/2024 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Texas Instruments
|
| 11/7/2023 | SP | New Issue: GS Finance prices $7.64 million leveraged buffered notes on basket of 45 stocks
|
| 5/24/2023 | SP | New Issue: Scotia sells $995,000 trigger autocallable contingent yield notes on Texas Instruments
|
| 5/18/2023 | SP | New Issue: UBS sells $1.4 million trigger autocallable contingent yield notes with memory on stocks
|
| 5/10/2023 | SP | New Issue: UBS prices $1.02 million trigger autocallable contingent yield notes on four stocks
|
| 10/28/2022 | SP | New Issue: JPMorgan prices $353,000 autocallable contingent interest notes on three stocks
|
| 6/13/2022 | SP | New Issue: GS Finance sells $750,000 buffered basket-linked notes on 45 stocks
|
| 6/13/2022 | SP | New Issue: GS Finance prices $750,000 buffered basket-linked notes on 45 stocks
|
| 5/24/2022 | SP | New Issue: RBC prices $145,000 phoenix autocallable notes with memory on Texas Instruments
|
| 4/29/2022 | SP | New Issue: GS Finance sells $9.11 million basket-linked notes tied to 49 stocks
|
| 4/22/2022 | SP | New Issue: RBC sells $301,000 notes on basket of 40 Raymond James stock picks
|
| 4/22/2022 | SP | New Issue: RBC sells $2.86 million notes on basket of 40 Raymond James stock picks
|
| 3/18/2022 | SP | New Issue: UBS sells $1.94 million trigger autocallable contingent yield notes with memory coupon on stocks
|
| 3/8/2022 | SP | New Issue: UBS sells $8.63 million capped trigger gears on basket of 15 stocks
|
| 2/24/2022 | SP | New Issue: JPMorgan prices $1.72 million contingent interest autocalls on three stocks
|
| 2/8/2022 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Texas Instruments
|
| 11/27/2021 | SP | New Issue: Citi sells $445,000 autocallable phoenix securities Texas Instruments
|
| 11/15/2021 | SP | New Issue: JPMorgan sells $675,000 autocallable contingent interest notes on Texas Instruments
|
| 11/1/2021 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Texas Instruments
|
| 8/24/2021 | SP | New Issue: UBS prices $33.99 million trigger autocallable contingent yield notes on 15 stocks
|
| 8/24/2021 | SP | New Issue: UBS sells $4.93 million trigger autocallable contingent yield notes on Texas Instruments
|
| 8/18/2021 | SP | New Issue: UBS sells $5.21 million capped trigger gears on basket of 15 stocks
|
| 8/17/2021 | SP | New Issue: TD Bank sells $1.53 million of memory interest barrier autocalls on Texas Instruments
|
| 8/10/2021 | SP | Market Commentary: UBS’ capped gears on stock basket offer customized exposure, alternative to ETFs
|
| 8/10/2021 | SP | UBS plans capped gears linked to an equally weighted basket of 15 stocks
|
| 8/8/2021 | SP | New Issue: UBS sells $16.10 million capped trigger gears on basket of 15 stocks
|
| 8/6/2021 | SP | New Issue: Citigroup sells $1.7 million equity-linked securities on three stocks
|
| 7/9/2021 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Texas Instruments
|
| 6/22/2021 | SP | New Issue: Credit Suisse sells $899,000 contingent coupon autocallable reverse convertibles on three stocks
|
| 3/7/2021 | SP | New Issue: GS Finance sells $2.84 million leveraged buffered basket-linked notes on 25 stocks
|
| 2/25/2021 | SP | New Issue: Credit Suisse sells $3.6 million contingent coupon autocallable yield notes on three stocks
|
| 2/23/2021 | SP | New Issue: Credit Suisse sells $1.06 million contingent coupon autocallables on two stocks
|
| 6/18/2020 | SP | New Issue: Goldman prices $7.88 million leveraged basket-linked notes on 62 stocks
|
| 5/26/2020 | SP | New Issue: Goldman prices $2.12 million leveraged buffered basket-linked notes on 26 stocks
|
| 4/28/2020 | SP | New Issue: Goldman prices $910,000 leveraged basket-linked notes on 26 stocks
|
| 4/23/2020 | SP | New Issue: Goldman prices $9.16 million leveraged basket-linked notes on 26 stocks
|
| 2/11/2020 | SP | New Issue: RBC prices $645,000 contingent coupon barrier autocalls on three stocks
|
| 1/16/2020 | SP | New Issue: Scotia sells $6.05 million capped enhanced participation notes on basket of 49 stocks
|
| 6/6/2019 | SP | New Issue: Citigroup prices $1.3 million contingent coupon autocallable notes on two stocks
|
| 5/17/2018 | SP | New Issue: UBS prices $1.59 million trigger autocallable contingent yield notes on Cisco, Texas Instruments
|
| 2/1/2018 | SP | New Issue: JPMorgan prices $500,000 7% contingent interest autocalls on Texas Instruments
|
| 4/6/2017 | SP | New Issue: Barclays prices $590,000 phoenix autocallables linked to three stocks
|
| 3/28/2017 | SP | Barclays plans phoenix autocallables linked to three stocks
|
| 3/23/2017 | SP | TD Bank amends Cusip for Raymond James Quality Yield Equity notes
|
| 3/20/2017 | SP | TD Bank plans notes linked to 23 Raymond James Quality Yield stocks
|
| 11/3/2016 | SP | New Issue: JPMorgan prices $6.6 million return notes linked to basket of 50 stocks
|
| 10/26/2016 | SP | JPMorgan plans one-year return notes linked to basket of 50 stocks
|
| 7/6/2015 | SP | New Issue: Goldman Sachs prices $275,000 trigger phoenix autocallables on Texas Instruments
|
| 6/24/2015 | SP | Goldman plans trigger phoenix autocallables tied to Texas Instruments
|
| 6/2/2015 | SP | New Issue: Barclays prices $14.98 million Accelerated Return Notes linked to semiconductor stocks
|
| 5/14/2015 | SP | Barclays plans Accelerated Return Notes on semiconductor sector stocks
|
| 5/28/2010 | SP | New Issue: UBS prices $1.32 million 11% yield optimization notes linked to Texas Instruments
|
| 5/20/2010 | SP | UBS to price 8.5%-11% yield optimization notes on Texas Instruments
|
| 12/31/2008 | SP | New Issue: Barclays prices $2.5 million 11% reverse convertibles linked to Texas Instruments
|
| 4/30/2008 | SP | New Issue: ABN Amro prices $0.35 million 9.25% reverse convertibles linked to Texas Instruments
|
| 4/7/2008 | SP | ABN Amro plans 9.25% Knock-in Reverse Exchangeables linked to Texas Instruments
|
| 3/11/2008 | SP | Barclays to price 9% reverse convertibles linked to Texas Instruments
|
| 1/30/2008 | SP | New Issue: Barclays prices $2.5 million 10% reverse convertibles linked to Texas Instruments
|
| 1/10/2008 | SP | Barclays to price 10% reverse convertibles linked to Texas Instruments
|
| 12/10/2007 | SP | Barclays to price 11% reverse convertibles linked to Texas Instruments
|
| 12/5/2007 | SP | New Issue: Barclays prices $3 million 9.7% reverse convertibles linked to Texas Instruments
|
| 11/29/2007 | SP | New Issue: Barclays prices $1.5 million 10.25% reverse convertibles linked to Texas Instruments
|
| 11/14/2007 | SP | New Issue: Bear Stearns prices $500,000 10% reverse convertibles linked to Texas Instruments
|
| 11/8/2007 | SP | Barclays to price 10.25% reverse convertibles linked to Texas Instruments
|
| 11/1/2007 | SP | Bear Stearns to price 9.5% reverse convertibles linked to Texas Instruments
|
| 9/25/2007 | SP | New Issue: Citigroup sells $56.09 million 9% ELKS linked to Texas Instruments
|
| 9/7/2007 | SP | New Issue: Societe Generale sells $1 million 11.5% ReConvs linked to Texas Instruments
|
| 8/31/2007 | SP | New Issue: Barclays prices $3 million 11.5% reverse convertibles linked to Texas Instruments
|
| 8/29/2007 | SP | New Issue: UBS prices $2.01 million 9.55% yield optimization notes linked to Texas Instruments
|
| 8/16/2007 | SP | Citigroup plans ELKS linked to Texas Instruments
|
| 8/8/2007 | SP | Barclays to price 11.5% reverse convertibles linked to Texas Instruments
|
| 8/7/2007 | SP | SG Structured Products to price 11.5% ReConvs linked to Texas Instruments
|
| 7/26/2007 | SP | New Issue: Barclays prices $1.5 million 9% reverse convertibles linked to Texas Instruments
|
| 7/26/2007 | SP | UBS to price yield optimization notes linked to Texas Instruments
|
| 7/10/2007 | SP | Barclays to price 9% reverse convertibles linked to Texas Instruments
|
| 6/19/2007 | SP | New Issue: Morgan Stanley prices $765,000 8.3% RevCons linked to Texas Instruments
|
| 6/8/2007 | SP | Morgan Stanley moves back maturity of 8.3% RevCons linked to Texas Instruments
|
| 6/4/2007 | SP | Morgan Stanley to price 8.3% RevCons linked to Texas Instruments
|
| 3/30/2007 | SP | New Issue: RBC sells $155,000 8.5% reverse convertibles linked to Texas Instruments
|
| 3/14/2007 | SP | RBC to price 8.5% reverse convertibles linked to Texas Instruments
|
| 1/5/2007 | CVSP | New Issue: Lehman prices $15 million 4.595% Yeelds linked to Texas Instruments
|
| 1/5/2007 | SP | New Issue: Credit Suisse sells $1.465 million 8.7% reverse convertibles linked to Texas Instruments
|
| 12/18/2006 | SP | New Issue: Barclays sells $1.5 million 12.1% reverse convertibles linked to Texas Instruments
|
| 12/15/2006 | CVSP | New Issue: Citigroup prices $174.992 million 7.5% ELKS linked to Texas Instruments
|
| 12/8/2006 | SP | Barclays to price 12.1% reverse convertibles linked to Texas Instruments
|
| 12/7/2006 | SP | New Issue: Barclays sells $1 million 10.3% reverse convertibles linked to Texas Instruments
|
| 11/2/2006 | SP | Calyon plans 9.6% reverse convertibles linked to Texas Instruments via JVB
|
| 10/31/2006 | SP | Market Commentary: Joy Global popular as reverse convertible reference stock; tech names return to reverse convertibles
|
| 10/30/2006 | SP | New Issue: ABN Amro sells $0.95 million 9.75% knock-in reverse notes linked to Texas Instruments
|
| 10/25/2006 | SP | New Issue: Barclays sells $950,000 12% reverse convertibles linked to Texas Instruments
|
| 10/9/2006 | SP | Market Commentary: Reverse convertibles seen staying popular this week; Lehman prices $26 million notes linked to financials
|
| 10/4/2006 | SP | ABN Amro to price 9.75% reverse convertibles linked to Texas Instruments via LaSalle
|
