| 10/26/2025 | SP | New Issue: TD Bank prices $15.9 million of autocallable Stars linked to S&P SmallCap 600
|
| 7/30/2025 | SP | New Issue: BofA prices $11.14 million autocallable Leveraged Index Return Notes on index
|
| 7/15/2025 | SP | New Issue: BofA prices $6.42 million Accelerated Return Notes linked to S&P SmallCap
|
| 6/3/2025 | SP | New Issue: BofA prices $10.7 million Accelerated Return Notes linked to S&P SmallCap
|
| 5/28/2025 | SP | New Issue: JPMorgan prices $410,000 uncapped buffered return enhanced notes linked to S&P SmallCap 600
|
| 3/20/2025 | SP | New Issue: JPMorgan prices $1.26 million autocallable buffered return enhanced notes on basket
|
| 12/17/2024 | SP | New Issue: Citigroup prices $3.34 million autocallable buffer securities on S&P SmallCap 600
|
| 11/6/2024 | SP | New Issue: JPMorgan prices $1.49 million capped notes linked to Nasdaq, S&P, SmallCap 600
|
| 11/6/2024 | SP | New Issue: JPMorgan sells $2.7 million uncapped dual directional buffered notes on indexes
|
| 7/31/2024 | SP | New Issue: BofA prices $2.38 million capped buffered enhanced return notes on S&P SmallCap 600
|
| 5/2/2024 | SP | New Issue: BofA prices $4.7 million Accelerated Return Notes linked to S&P SmallCap 600
|
| 4/30/2024 | SP | New Issue: TD Bank prices $13.72 million Accelerated Return Notes on S&P SmallCap 600
|
| 4/1/2024 | SP | New Issue: BofA Finance prices $24.12 million Accelerated Return Notes on S&P SmallCap 600
|
| 2/29/2024 | SP | New Issue: JPMorgan prices $4.14 million capped accelerated barrier notes on SmallCap 600
|
| 2/28/2024 | SP | New Issue: BofA Finance prices $17.29 million Accelerated Return Notes on S&P SmallCap 600
|
| 2/12/2024 | SP | New Issue: CIBC prices $7.69 million Capped Leveraged Index Return Notes on S&P SmallCap 600
|
| 2/5/2024 | SP | New Issue: Morgan Stanley prices $1.64 million callable contingent income securities on S&P indexes
|
| 11/13/2023 | SP | New Issue: JPMorgan prices $269,000 capped buffered equity notes linked to S&P SmallCap 600
|
| 8/2/2023 | SP | New Issue: JPMorgan sells $2 million uncapped return enhanced notes on SmallCap, Russell
|
| 5/20/2023 | SP | New Issue: JPMorgan prices $400,000 uncapped buffered return enhanced notes on index, ETF
|
| 5/5/2022 | SP | New Issue: GS Finance sells $3.68 million index-linked notes on S&P SmallCap, S&P 500
|
| 4/20/2018 | SP | New Issue: Barclays sells $3.67 million buffered PLUS on MidCap, SmallCap indexes
|
| 3/10/2016 | SP | Goldman Sachs plans CDs due 2023 linked to basket of three indexes
|
| 2/9/2016 | SP | Goldman Sachs plans CDs linked to S&P 500, S&P SmallCap, S&P MidCap
|
| 1/19/2016 | SP | Goldman Sachs plans seven-year CDs linked to S&P 500, SmallCap, MidCap
|
| 8/12/2015 | SP | Goldman plans 0.85%-1.1% CDs tied to S&P 500, S&P SmallCap, S&P MidCap
|
| 7/13/2015 | SP | Goldman plans 0.85%-1.1% CDs tied to S&P 500, S&P SmallCap, S&P MidCap
|
| 6/8/2015 | SP | Goldman Sachs Bank plans 0.75%-1% CDs due 2022 linked to index basket
|
| 5/8/2015 | SP | Goldman Sachs Bank plans seven-year CDs linked to index basket
|
| 4/9/2015 | SP | Goldman Sachs Bank plans CDs due 2022 linked to index basket
|
| 11/3/2010 | SP | Market Commentary: Deutsche's notes on S&P MidCap, SmallCap offer high protection, little leverage on long tenor
|
| 11/2/2010 | SP | Deutsche plans performance securities linked to S&P MidCap, Small Cap
|
| 10/28/2010 | SP | New Issue: Barclays prices $9.04 million performance securities linked to S&P MidCap, SmallCap via UBS
|
| 10/7/2010 | SP | Barclays to price performance securities tied to index basket via UBS
|
| 8/26/2010 | SP | New Issue: Barclays prices $3.22 million performance notes linked to S&P MidCap, SmallCap indexes
|
| 8/18/2010 | SP | Market Commentary: Barclays' performance securities tied to two indexes a bet on V-shaped recovery, adviser says
|
| 8/16/2010 | SP | Barclays to price performance securities tied to index basket via UBS
|
