| 7/30/2014 | SP | New Issue: UBS prices $2.65 million PLUS due 2015 linked to basket of seven stocks
|
| 3/12/2014 | SP | Bank of the West plans income advantage CDs due 2019 on stock basket
|
| 3/12/2014 | SP | Bank of the West plans income advantage CDs due 2021 on stock basket
|
| 7/3/2013 | SP | New Issue: Deutsche Bank prices $738,000 6.8% airbag autocallables linked to Noble
|
| 6/28/2013 | SP | Deutsche Bank to price 6%-7.2% airbag autocallables linked to Noble
|
| 1/23/2012 | SP | New Issue: Credit Suisse prices $172,000 10.1% reverse convertibles tied to Noble
|
| 1/18/2012 | SP | Credit Suisse to price 10.1% reverse convertibles linked to Noble
|
| 1/10/2012 | SP | New Issue: Barclays sells $1 million more 14.5% reverse convertibles tied to Noble
|
| 12/29/2011 | SP | New Issue: Barclays prices $100,000 14.5% reverse convertibles linked to Noble
|
| 12/19/2011 | SP | RBC to price 11.5% reverse convertibles linked to Noble
|
| 12/5/2011 | SP | Barclays to price 14.5% reverse convertibles linked to Noble
|
| 9/29/2011 | SP | New Issue: Barclays prices $200,000 11% reverse convertibles linked to Noble
|
| 8/31/2011 | SP | Barclays to price 11% reverse convertibles linked to Noble
|
| 8/1/2011 | SP | Barclays to price 8.75% reverse convertibles linked to Noble
|
| 6/30/2011 | SP | Barclays to price 8.75% reverse convertibles linked to Noble
|
| 5/27/2011 | SP | New Issue: Barclays prices $250,000 9% reverse convertibles linked to Noble
|
| 5/3/2011 | SP | Barclays to price 9% reverse convertibles linked to Noble
|
| 3/30/2011 | SP | New Issue: Barclays prices $500,000 8.5% reverse convertibles linked to Noble
|
| 3/2/2011 | SP | Barclays to price 8.5% reverse convertibles linked to Noble
|
| 1/28/2011 | SP | New Issue: Barclays prices $1.5 million 9.25% reverse convertibles linked to Noble
|
| 1/4/2011 | SP | Barclays to price 9.25% reverse convertibles linked to Noble
|
| 12/30/2010 | SP | New Issue: Barclays prices $1.5 million 10.75% reverse convertibles linked to Noble
|
| 12/29/2010 | SP | New Issue: Barclays prices $2 million 8.75% reverse convertibles linked to Noble
|
| 12/3/2010 | SP | Barclays to price 10.75% reverse convertibles linked to Noble
|
| 12/3/2010 | SP | Barclays to price 8.75% reverse convertibles linked to Noble
|
| 11/29/2010 | SP | New Issue: Barclays prices $1.5 million 8.75% reverse convertibles linked to Noble
|
| 11/29/2010 | SP | New Issue: Barclays prices $1.5 million 10% reverse convertibles linked to Noble
|
| 11/1/2010 | SP | Barclays to price 10% reverse convertibles linked to Noble
|
| 11/1/2010 | SP | Barclays to price 8.75% reverse convertibles linked to Noble
|
| 10/4/2010 | SP | Barclays to price 8.5% reverse convertibles linked to Noble
|
| 9/29/2010 | SP | New Issue: Barclays prices $1 million 9% reverse convertibles linked to Noble
|
| 9/10/2010 | SP | Barclays to price 9% reverse convertibles linked to Noble
|
| 9/2/2010 | SP | Barclays to price 12.5% reverse convertibles linked to Noble
|
| 8/30/2010 | SP | New Issue: Barclays prices $1 million 9% reverse convertibles linked to Noble
|
| 7/28/2010 | SP | Barclays to price 9% reverse convertibles linked to Noble
|
| 7/27/2010 | SP | New Issue: Barclays prices $750,000 11.5% reverse convertibles linked to Noble
|
| 7/9/2010 | SP | Barclays to price 8.5% reverse convertibles linked to Noble
|
| 7/8/2010 | SP | Barclays to price 10.25% reverse convertibles linked to Noble
|
| 7/8/2010 | SP | Barclays to price 11.5% reverse convertibles linked to Noble
|
| 6/29/2010 | SP | New Issue: Barclays prices $250,000 10% reverse convertibles linked to Noble
|
| 6/3/2010 | SP | Barclays to price 10% reverse convertibles linked to Noble
|
| 6/3/2010 | SP | Barclays to price 10.25% reverse convertibles linked to Noble
|
| 5/11/2010 | SP | Barclays to price 9.75% reverse convertibles linked to Noble
|
| 2/25/2010 | SP | New Issue: Barclays prices $2.5 million 8.5% reverse convertibles linked to Noble
|
| 2/8/2010 | SP | Barclays to price 8.5% reverse convertibles linked to Noble
|
| 1/29/2010 | SP | New Issue: Barclays prices $2 million 8.25% reverse convertibles linked to Noble
|
| 1/29/2010 | SP | New Issue: Barclays prices $5 million more 9.25% reverse convertibles linked to Noble
|
| 1/29/2010 | SP | New Issue: Barclays prices $5 million more 9.25% reverse convertibles linked to Noble
|
| 1/8/2010 | SP | Barclays to price 8.25% reverse convertibles linked to Noble
|
| 12/24/2009 | SP | New Issue: JPMorgan prices $0.06 million 10% reverse convertibles linked to Noble
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| 12/24/2009 | SP | New Issue: JPMorgan prices $0.02 million 12% reverse convertibles linked to Noble
|
| 12/23/2009 | SP | New Issue: Barclays prices $1 million 9.25% reverse convertibles linked to Noble
|
| 12/4/2009 | SP | Barclays to price 9.25% reverse convertibles linked to Noble
|
| 12/2/2009 | SP | JPMorgan to price 12% reverse convertibles linked to Noble
|
| 12/2/2009 | SP | JPMorgan to price 10% reverse convertibles linked to Noble
|
| 11/30/2009 | SP | New Issue: JPMorgan prices $0.11 million 12% reverse convertibles linked to Noble
|
| 11/30/2009 | SP | New Issue: JPMorgan prices $0.29 million 10.5% reverse convertibles linked to Noble
|
| 11/30/2009 | SP | New Issue: Barclays prices $2 million 9% reverse convertibles linked to Noble
|
| 11/10/2009 | SP | Barclays to price 9% reverse convertibles linked to Noble
|
| 11/2/2009 | SP | JPMorgan to price 12% reverse convertibles linked to Noble
|
| 11/2/2009 | SP | JPMorgan to price 10.5% reverse convertibles linked to Noble
|
| 10/5/2009 | SP | New Issue: JPMorgan prices $1.59 million 15% reverse convertibles linked to Noble
|
| 6/18/2009 | SP | Barclays to price 11.75% reverse convertibles linked to Noble
|
| 6/16/2009 | SP | New Issue: Barclays prices $3 million 12% reverse convertibles linked to Noble
|
| 6/3/2009 | SP | New Issue: Barclays prices $23 million 12% enhanced equity-linked convertibles linked to Noble
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| 6/3/2009 | SP | Barclays to price 12% reverse convertibles linked to Noble
|
| 5/5/2009 | SP | New Issue: Barclays sells $500,000 upside participation reverse convertibles linked to Noble
|
| 2/26/2009 | SP | New Issue: Barclays prices $1.5 million 15.25% reverse convertibles linked to Noble
|
| 1/9/2009 | SP | New Issue: Barclays sells $1.5 million buffered iSuperTrack Notes linked to Noble
|
| 12/31/2008 | SP | New Issue: Barclays prices $3 million 14.25% reverse convertibles linked to Noble
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| 10/30/2008 | SP | New Issue: RBC prices $0.01 million 26% reverse convertibles linked to Noble
|
| 10/17/2008 | SP | RBC ups coupon to 26% for planned reverse convertibles linked to Noble
|
| 10/17/2008 | SP | Barclays to price 19% reverse convertibles linked to Noble
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| 10/14/2008 | SP | RBC plans 18.5% reverse convertibles linked to Noble
|
| 9/26/2008 | SP | New Issue: Barclays prices $3 million 11.75% reverse convertibles linked to Noble
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| 9/26/2008 | SP | New Issue: ABN Amro prices $0.3 million 12% reverse convertibles linked to Noble
|
| 9/12/2008 | SP | Barclays to price 11.75% reverse convertibles linked to Noble
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| 9/10/2008 | SP | RBC plans 14.25% reverse convertibles linked to Noble
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| 9/9/2008 | SP | New Issue: Barclays prices $2 million 17.75% reverse convertibles linked to Noble
|
| 9/9/2008 | SP | ABN Amro to price 12% reverse exchangeables linked to Noble
|
| 9/3/2008 | SP | New Issue: ABN Amro prices $1 million 20.65% reverse convertibles linked to Noble
|
| 8/28/2008 | SP | New Issue: ABN Amro prices $0.9 million 12.5% reverse convertibles linked to Noble
|
| 8/28/2008 | SP | New Issue: Barclays prices $3 million 14% reverse convertibles linked to Noble
|
| 8/25/2008 | SP | New Issue: Morgan Stanley prices $5.17 million 15% RevCons linked to Noble
|
| 8/13/2008 | SP | Barclays to price 14% reverse convertibles linked to Noble
|
| 8/11/2008 | SP | New Issue: Barclays prices $1 million 14% reverse convertibles linked to Noble
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| 8/11/2008 | SP | Morgan Stanley to price 14%-16% RevCons linked to Noble
|
| 8/8/2008 | SP | ABN Amro plans 12.5% knock-in notes linked to Noble
|
| 7/30/2008 | SP | New Issue: ABN Amro prices $0.3 million 11.25% reverse convertibles linked to Noble
|
| 7/10/2008 | SP | RBC plans 14% reverse convertibles linked to Noble
|
| 7/9/2008 | SP | ABN Amro plans 11.25% knock-in notes linked to Noble
|
| 6/27/2008 | SP | New Issue: Barclays prices $4 million 12% reverse convertibles linked to Noble
|
| 6/24/2008 | SP | New Issue: ABN Amro prices $0.9 million 11.25% reverse convertibles linked to Noble
|
| 6/11/2008 | SP | Barclays to price 12% reverse convertibles linked to Noble
|
| 5/29/2008 | SP | New Issue: Barclays prices $1.5 million 10% reverse convertibles linked to Noble
|
| 5/9/2008 | SP | Barclays to price 10% reverse convertibles linked to Noble
|
| 4/30/2008 | SP | New Issue: ABN Amro prices $0.9 million 15.5% reverse convertibles linked to Noble
|
| 4/30/2008 | SP | New Issue: Barclays prices $3.5 million 13.1% reverse convertibles linked to Noble
|
| 4/9/2008 | SP | Barclays to price 13.1% reverse convertibles linked to Noble
|
| 3/28/2008 | SP | New Issue: Barclays prices $2.5 million 10.5% reverse convertibles linked to Noble
|
| 3/26/2008 | SP | New Issue: Barclays prices $1 million 11.6% reverse convertibles linked to Noble
|
| 3/11/2008 | SP | Barclays to price 10.5% reverse convertibles linked to Noble
|
| 3/4/2008 | SP | New Issue: ABN Amro prices $1 million 20.65% reverse convertibles linked to Noble
|
| 2/28/2008 | SP | New Issue: Barclays prices $2 million 14.25% reverse convertibles linked to Noble
|
| 2/27/2008 | SP | New Issue: ABN Amro prices $0.3 million 10.5% reverse convertibles linked to Noble
|
| 2/26/2008 | SP | New Issue: Barclays prices $1.5 million 10.9% reverse convertibles linked to Noble
|
| 2/20/2008 | SP | New Issue: Barclays sells $1.5 million 9% reverse convertibles linked to Noble
|
| 2/11/2008 | SP | Barclays to price 14.25% reverse convertibles linked to Noble
|
| 2/6/2008 | SP | ABN Amro plans 10.5% reverse exchangeables linked to Noble
|
| 1/30/2008 | SP | New Issue: Barclays prices $2.5 million 11.5% reverse convertibles linked to Noble
|
| 1/30/2008 | SP | New Issue: RBC prices $398,000 10.5% reverse convertibles linked to Noble
|
| 1/10/2008 | SP | Barclays to price 11.5% reverse convertibles linked to Noble
|
| 1/10/2008 | SP | New Issue: SG Structured Products sells $1.25 million 15.4% Tempo ReConvs linked to Noble
|
| 1/9/2008 | SP | RBC plans 10.5% reverse convertibles linked to Noble
|
| 12/19/2007 | SP | New Issue: Barclays prices $1.5 million 13.15% reverse convertibles linked to Noble
|
| 12/18/2007 | SP | Barclays to price 13.15% reverse convertibles linked to Noble
|
| 12/14/2007 | SP | SG Structured Products to price 15.4% Tempo ReConvs linked to Noble
|
| 12/10/2007 | SP | Barclays to price 14.25% reverse convertibles linked to Noble
|
| 11/29/2007 | SP | New Issue: Barclays prices $3.5 million 14.5% reverse convertibles linked to Noble
|
| 11/29/2007 | SP | New Issue: Barclays prices $2 million 12% reverse convertibles linked to Noble
|
| 10/30/2007 | SP | New Issue: Barclays prices $3 million 12% reverse convertibles linked to Noble
|
| 10/29/2007 | SP | New Issue: Barclays prices $2 million 15.25% reverse convertibles linked to Noble
|
| 10/24/2007 | SP | Barclays to price 15.25% reverse convertibles linked to Noble
|
| 10/24/2007 | SP | Market Commentary: Reverse convertibles 'great product for right customer,' market insider says; Barclays plans deals
|
| 10/10/2007 | SP | Barclays to price 12% reverse convertibles linked to Noble
|
| 10/2/2007 | SP | Fortis plans 11.5% reverse convertibles linked to Noble
|
| 8/13/2007 | SP | New Issue: Barclays prices $1.25 million 9% reverse convertibles linked to Noble
|
| 8/2/2007 | SP | New Issue: RBC prices $1.12 million 14% reverse convertibles linked to Noble
|
| 7/26/2007 | SP | New Issue: Barclays prices $1 million 11% reverse convertibles linked to Noble
|
| 7/10/2007 | SP | Barclays to price 11% reverse convertibles linked to Noble
|
| 6/29/2007 | SP | New Issue: Barclays prices $2 million 9.5% reverse convertibles linked to Noble
|
| 6/20/2007 | SP | New Issue: Barclays prices $1 million 9% reverse convertibles linked to Noble
|
| 5/29/2007 | SP | New Issue: Barclays prices $3 million 9% reverse convertibles linked to Noble
|
| 5/9/2007 | SP | Barclays to price 9% reverse convertibles linked to Noble
|
| 1/30/2007 | SP | New Issue: Barclays sells $1 million 9.5% reverse convertibles linked to Noble
|
| 12/13/2006 | SP | New Issue: Societe Generale sells $2 million 11.25% ReConvs linked to Noble
|
| 11/6/2006 | SP | Societe Generale to price 11.25% ReConvs linked to Noble
|
| 11/1/2006 | SP | New Issue: Barclays sells $1.5 million of 9.5% reverse convertibles linked to Noble
|