| 2/4/2026 | SP | New Issue: Barclays prices $6.91 million autocallable buffered return enhanced notes on stock basket
|
| 1/22/2026 | SP | New Issue: Scotiabank prices $2.68 million autocallable digital buffer notes on Capital One
|
| 1/20/2026 | SP | New Issue: Citigroup prices $2.6 million 0% buffered digital notes linked to Capital One
|
| 1/14/2026 | SP | New Issue: UBS prices $1.33 million trigger autocallable contingent yield notes on Capital One
|
| 12/31/2025 | SP | New Issue: Barclays prices $16.01 million autocallable buffered return enhanced notes on stock basket
|
| 12/2/2025 | SP | New Issue: Barclays prices $9.38 million autocallable buffered return enhanced notes on stock basket
|
| 9/8/2025 | SP | New Issue: Barclays prices $1.64 million autocallable buffered return enhanced notes on stock basket
|
| 8/18/2025 | SP | New Issue: GS Finance prices $2.19 million autocallable buffered basket-linked notes
|
| 8/1/2025 | SP | New Issue: Barclays prices $6.07 million autocallable buffered return enhanced notes on stock basket
|
| 7/24/2025 | SP | New Issue: GS Finance prices $3.98 million autocallable buffered basket-linked notes on stocks
|
| 7/17/2025 | SP | New Issue: Barclays prices $4.49 million autocallable buffered return enhanced notes linked to stocks
|
| 7/10/2025 | SP | New Issue: Barclays prices $1.5 million autocallable buffered return notes tied to stock basket
|
| 7/9/2025 | SP | Market Commentary: Citi’s $6.6 million autocallable buffered notes on bank stock basket seen as conviction trade
|
| 7/8/2025 | SP | New Issue: Scotiabank prices $1.67 million contingent buffered return enhanced notes tied to stocks
|
| 7/7/2025 | SP | New Issue: Barclays prices $1.43 million autocallable buffered return notes tied to stock basket
|
| 7/2/2025 | SP | New Issue: Citigroup prices $6.6 million autocallable buffered notes on four-stock basket
|
| 2/27/2025 | SP | New Issue: Scotia prices $9.47 million contingent income autocalls on Capital One
|
| 1/2/2025 | SP | New Issue: BMO prices $3.28 million autocallable barrier notes with memory coupons on stocks
|
| 11/14/2024 | SP | New Issue: Scotia prices $4.63 million 10.16% contingent income autocalls on Capital One
|
| 10/24/2024 | SP | New Issue: Barclays sells $2.6 million autocallable fixed-coupon notes on financial stocks
|
| 9/15/2024 | SP | New Issue: UBS sells $552,000 trigger autocallable contingent yield notes with memory on bank stock
|
| 6/27/2024 | SP | New Issue: Citi prices $287,000 25.3% contingent coupon autocallables linked to Capital One, Cisco
|
| 4/25/2024 | SP | New Issue: UBS prices $13.92 million contingent income autocalls on Capital One Financial
|
| 2/7/2024 | SP | New Issue: GS Finance prices $500,000 7% callable contingent coupon notes on ETF, stocks
|
| 1/31/2024 | SP | New Issue: UBS sells $971,000 trigger autocallable contingent yield notes on three stocks
|
| 1/19/2024 | SP | New Issue: Barclays prices $5.42 million contingent income autocallables linked to Capital One
|
| 12/20/2023 | SP | New Issue: Citigroup prices $1.59 million 12.25% autocallable phoenix securities on Capital One
|
| 12/4/2023 | SP | New Issue: BMO prices $1.06 million autocallable barrier notes with memory coupons on Capital One
|
| 9/13/2023 | SP | New Issue: JPMorgan sells $509,000 13.5% autocallable contingent interest notes on three stocks
|
| 8/6/2023 | SP | New Issue: GS prices $889,000 autocallable contingent coupon equity notes on three stocks
|
| 8/2/2023 | SP | New Issue: UBS prices $656,000 trigger autocallable contingent yield notes on three stocks
|
| 7/13/2023 | SP | New Issue: GS Finance sells $775,000 callable contingent coupon equity notes on three stocks
|
| 6/21/2023 | SP | New Issue: BMO sells $2.46 million autocallable barrier notes with contingent coupons on Capital One
|
| 6/14/2023 | SP | New Issue: JPMorgan prices $154,000 12.5% autocallable contingent interest notes on three stocks
|
| 5/24/2023 | SP | Market Commentary: GS Finance’s callable notes on ETF, stocks introduce principal protection, but risks remain
|
| 5/24/2023 | SP | New Issue: GS Finance sells $500,000 callable contingent coupon notes on ETF, stocks
|
| 5/18/2023 | SP | New Issue: BMO prices $1.33 million autocallable barrier notes with memory coupons on Capital One
|
| 4/7/2023 | SP | New Issue: GS prices $616,000 autocallable contingent coupon equity notes on three stocks
|
| 2/13/2023 | SP | New Issue: UBS sells $2.39 million trigger autocallable contingent yield notes with memory on stocks
|
| 2/3/2023 | SP | New Issue: TD Bank sells $1.25 million of contingent interest barrier autocalls on Capital One
|
| 12/15/2022 | SP | New Issue: JPMorgan prices $174,000 12.2% autocallable contingent interest notes on bank stocks
|
| 12/2/2022 | SP | New Issue: Morgan Stanley prices $500,000 30.75% contingent income autocallables on three stocks
|
| 12/1/2022 | SP | New Issue: Citi prices $919,000 autocallable equity-linked securities on three stocks
|
| 11/8/2022 | SP | New Issue: Citigroup prices $11.98 million 12% contingent income autocallables linked to Capital One
|
| 10/26/2022 | SP | New Issue: BMO sells $1.06 million callable barrier notes with contingent coupon on Capital One
|
| 10/6/2022 | SP | New Issue: UBS prices $2.62 million contingent income autocallable securities on Capital One
|
| 9/27/2022 | SP | New Issue: BMO sells $1.13 million autocallable notes with contingent coupons on Capital One
|
| 9/14/2022 | SP | New Issue: GS Finance prices $3.66 million callable contingent coupon equity notes on Capital One
|
| 9/13/2022 | SP | New Issue: BMO sells $1.97 million autocallable barrier notes with memory coupon on Capital One
|
| 7/25/2022 | SP | New Issue: JPMorgan prices $1 million return notes on basket of stocks with inflation exposure
|
| 6/25/2022 | SP | New Issue: Barclays prices $1 million autocallable fixed-coupon notes on Capital One Financial
|
| 6/24/2022 | SP | New Issue: RBC prices $1.3 million contingent coupon barrier autocalls on Capital One
|
| 6/24/2022 | SP | New Issue: RBC prices $1.36 million phoenix autocallables linked to Capital One
|
| 6/15/2022 | SP | New Issue: UBS prices $1.35 million trigger callable contingent yield notes on Capital One
|
| 6/6/2022 | SP | New Issue: UBS prices $1.22 million trigger callable contingent yield notes on Capital One
|
| 6/3/2022 | SP | New Issue: Citi sells $951,000 autocallable phoenix securities on Capital One
|
| 5/26/2022 | SP | New Issue: Morgan Stanley prices $276,000 autocallable jump securities on four stocks
|
| 5/26/2022 | SP | New Issue: GS Finance prices $1.1 million callable contingent coupon equity notes on Capital One
|
| 5/19/2022 | SP | New Issue: Citi sells $1.86 million autocallable phoenix securities on Capital One
|
| 5/18/2022 | SP | New Issue: Morgan Stanley prices $1.32 million contingent income autocalls on Apple, Capital One, Netflix, Facebook
|
| 5/18/2022 | SP | New Issue: TD sells $2 million contingent interest barrier autocalls with memory on Capital One
|
| 4/29/2022 | SP | New Issue: Morgan Stanley prices $636,000 jump autocallables tied to four stocks
|
| 4/22/2022 | SP | New Issue: JPMorgan sells $1.2 million notes on 49 stocks with potential inflation exposure
|
| 4/13/2022 | SP | New Issue: Citigroup prices $6.6 million contingent income autocalls on Capital One
|
| 4/10/2022 | SP | New Issue: CS sells $550,000 contingent coupon autocallable yield notes on Capital One
|
| 3/18/2022 | SP | New Issue: JPMorgan sells $1.67 million autocallable contingent interest notes on three stocks
|
| 3/18/2022 | SP | New Issue: CS sells $1.51 million contingent coupon autocallable yield notes on Capital One
|
| 3/16/2022 | SP | New Issue: Barclays sells $1.61 million callable contingent coupon notes on Capital One
|
| 2/28/2022 | SP | New Issue: TD sells $7.29 million of autocallable contingent interest barrier notes on Capital One
|
| 2/28/2022 | SP | New Issue: CIBC sells $313,000 contingent coupon autocallable notes on Capital One, GM, Netflix
|
| 2/22/2022 | SP | New Issue: Morgan Stanley prices $6 million 10.2% worst-of fixed coupon RevCons on three stocks
|
| 2/22/2022 | SP | New Issue: Citi sells $1.43 million autocallable contingent coupon equity notes on three stocks
|
| 2/17/2022 | SP | New Issue: Citi prices $2.25 million 12% autocallable equity-linked securities on three stocks
|
| 2/14/2022 | SP | New Issue: GS prices $4.05 million contingent income autocalls on Synchrony, Capital One
|
| 2/14/2022 | SP | New Issue: Barclays prices $3.74 million contingent income autocalls on three finance stocks
|
| 2/10/2022 | SP | New Issue: UBS prices $12.99 million contingent income autocallable securities on Capital One
|
| 2/9/2022 | SP | New Issue: JPMorgan sells $340,000 autocallable contingent interest notes on bank stocks
|
| 2/9/2022 | SP | New Issue: UBS sells $5.92 million capped trigger gears on basket of 20 stocks
|
| 2/3/2022 | SP | New Issue: UBS prices $3 million contingent income autocalls on three financial stocks
|
| 1/21/2022 | SP | New Issue: JPMorgan sells $572,000 autocallable contingent interest notes on three stocks
|
| 1/21/2022 | SP | New Issue: UBS prices $6.59 million contingent income autocalls on three financial stocks
|
| 1/21/2022 | SP | New Issue: UBS prices $10.14 million contingent income autocallable securities on Capital One
|
| 1/7/2022 | SP | New Issue: Citi sells $1.58 million autocallable phoenix securities on Capital One
|
| 1/3/2022 | SP | New Issue: JPMorgan prices $4.37 million contingent income autocallables on two stocks
|
| 12/16/2021 | SP | New Issue: RBC prices $1.63 million capped barrier return enhanced notes on Capital One
|
| 12/10/2021 | SP | New Issue: UBS prices $115,000 trigger phoenix autocallables linked to Capital One
|
| 12/9/2021 | SP | New Issue: Morgan Stanley prices $2 million 10.4% worst-of fixed coupon RevCons on three stocks
|
| 12/7/2021 | SP | New Issue: Morgan Stanley prices $1 million buffered PLUS linked to bank stock basket
|
| 12/6/2021 | SP | New Issue: Morgan Stanley prices $13.54 million contingent income autocalls tied to Capital One
|
| 12/3/2021 | SP | New Issue: UBS prices $400,000 trigger phoenix autocallables linked to Capital One
|
| 12/3/2021 | SP | New Issue: UBS prices $487,500 trigger phoenix autocallables linked to Capital One
|
| 12/2/2021 | SP | New Issue: Citi sells $1.23 million autocallable contingent coupon equity notes on bank stocks
|
| 12/1/2021 | SP | New Issue: UBS prices $150,000 trigger phoenix autocallables linked to Capital One
|
| 11/24/2021 | SP | New Issue: UBS prices $410,000 trigger phoenix autocallables linked to Capital One
|
| 11/22/2021 | SP | New Issue: UBS sells $8.5 million trigger autocallable contingent yield notes on stock basket
|
| 11/19/2021 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Capital One
|
| 11/18/2021 | SP | New Issue: UBS prices $363,000 trigger phoenix autocallables linked to Capital One
|
| 11/12/2021 | SP | New Issue: Credit Suisse sells $10.12 million autocallable contingent income securities on stocks
|
| 11/10/2021 | SP | New Issue: Citi sells $4.02 million autocallable phoenix securities on Capital One
|
| 11/9/2021 | SP | New Issue: UBS prices $1.01 million trigger phoenix autocallables linked to Capital One
|
| 11/4/2021 | SP | New Issue: GS prices $4.49 million autocallable contingent coupon equity notes on four stocks
|
| 10/31/2021 | SP | New Issue: UBS prices $150,000 trigger phoenix autocallables linked to Capital One
|
| 10/29/2021 | SP | New Issue: UBS prices $350,000 trigger phoenix autocallables linked to Capital One
|
| 10/27/2021 | SP | New Issue: Barclays sells $45.62 million contingent income autocallable securities on Capital One
|
| 10/19/2021 | SP | New Issue: RBC sells $3.88 million phoenix autocallable notes with memory coupon on Capital One
|
| 10/18/2021 | SP | New Issue: JPMorgan prices $4 million return notes on basket of stocks with inflation exposure
|
| 10/18/2021 | SP | New Issue: UBS prices $199,000 trigger phoenix autocallables linked to Capital One
|
| 10/13/2021 | SP | New Issue: Credit Suisse sells $1.49 million contingent coupon autocallable notes on Capital One
|
| 10/7/2021 | SP | New Issue: UBS prices $293,000 trigger phoenix autocallables linked to Capital One
|
| 10/1/2021 | SP | New Issue: UBS prices $2.78 million trigger autocallable contingent yield notes on three stocks
|
| 9/30/2021 | SP | New Issue: GS Finance prices $10 million autocallable equity-linked notes on three stocks
|
| 9/29/2021 | SP | New Issue: UBS sells $2.33 million phoenix autocallable notes with memory coupon on Capital One
|
| 9/28/2021 | SP | New Issue: UBS prices $662,000 trigger phoenix autocallables linked to Capital One
|
| 9/27/2021 | SP | New Issue: Credit Suisse sells $3 million autocallable securities on three financial stocks
|
| 9/26/2021 | SP | New Issue: UBS prices $369,000 trigger phoenix autocallables linked to Capital One
|
| 9/24/2021 | SP | New Issue: Credit Suisse sells $5.2 million contingent coupon autocallable reverse convertibles
|
| 9/22/2021 | SP | New Issue: Citi prices $880,000 autocallable phoenix securities on Capital One Financial
|
| 9/17/2021 | SP | New Issue: JPMorgan sells $7.64 million autocallable contingent interest notes on three stocks
|
| 9/16/2021 | SP | New Issue: JPMorgan sells $1.81 million autocallable contingent interest notes on three stocks
|
| 9/9/2021 | SP | New Issue: UBS prices $2.24 million trigger autocallable contingent yield notes on three stocks
|
| 9/8/2021 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Capital One
|
| 9/8/2021 | SP | New Issue: Barclays sells $5.17 million contingent income autocallable securities on Capital One
|
| 8/26/2021 | SP | New Issue: RBC prices $245,000 capped barrier return notes on three stocks
|
| 8/26/2021 | SP | New Issue: TD sells $3.99 million of autocallable contingent interest barrier notes on Capital One
|
| 8/26/2021 | SP | New Issue: TD sells $2.33 million of autocallable contingent interest barrier notes on Capital One
|
| 8/17/2021 | SP | New Issue: UBS prices $403,000 trigger phoenix autocallables linked to Capital One
|
| 8/16/2021 | SP | New Issue: UBS prices $10 million trigger autocallable contingent yield notes on ten-stock basket
|
| 8/12/2021 | SP | New Issue: GS prices $1 million autocallable contingent coupon equity notes on Comerica, Capital One
|
| 8/9/2021 | SP | New Issue: UBS prices $5.31 million contingent income autocalls on three credit card stocks
|
| 7/31/2021 | SP | New Issue: Citi prices $1.04 million autocallable phoenix securities on Capital One Financial
|
| 7/29/2021 | SP | New Issue: UBS prices $2.43 million trigger autocallable contingent yield notes on AmEx, Capital One
|
| 7/27/2021 | SP | New Issue: UBS prices $500,000 airbag yield optimization notes on Capital One Financial
|
| 7/27/2021 | SP | New Issue: Barclays sells $20 million autocallable contingent interest notes on Capital One
|
| 7/26/2021 | SP | New Issue: Barclays sells $16.94 million contingent income autocallable securities on Capital One
|
| 7/21/2021 | SP | New Issue: UBS prices $199,846 6.16% trigger yield optimization notes linked to Capital One
|
| 7/15/2021 | SP | New Issue: UBS prices $560,000 trigger phoenix autocallables linked to Capital One
|
| 7/14/2021 | SP | New Issue: Barclays sells $12.88 million contingent income autocallable securities on Capital One
|
| 7/12/2021 | SP | New Issue: HSBC prices $10 million autocallable return notes linked to four stocks
|
| 7/11/2021 | SP | New Issue: UBS prices $453,000 trigger phoenix autocallables linked to Capital One
|
| 7/9/2021 | SP | New Issue: JPMorgan sells $6.07 million autocallable contingent interest notes on three stocks
|
| 7/8/2021 | SP | New Issue: UBS prices $360,000 trigger phoenix autocallables linked to Capital One
|
| 7/6/2021 | SP | New Issue: Credit Suisse sells $838,000 contingent coupon autocallable reverse convertibles on bank stocks
|
| 7/6/2021 | SP | New Issue: UBS prices $280,000 trigger phoenix autocallables linked to Capital One
|
| 7/6/2021 | SP | New Issue: BofA sells $1.66 million contingent income autocalls on three stocks
|
| 6/28/2021 | SP | New Issue: Barclays sells $20 million autocallable contingent interest notes on Capital One
|
| 6/27/2021 | SP | New Issue: UBS prices $650,000 trigger phoenix autocallables linked to Capital One
|
| 6/27/2021 | SP | New Issue: UBS prices $478,000 trigger phoenix autocallables linked to Capital One
|
| 6/21/2021 | SP | New Issue: Barclays sells $95,000 phoenix autocallable notes on three stocks
|
| 6/16/2021 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Capital One
|
| 6/11/2021 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Capital One
|
| 6/7/2021 | SP | New Issue: UBS prices $10.98 million trigger autocallable contingent yield notes on stock basket
|
| 5/24/2021 | SP | New Issue: UBS prices $500,000 trigger phoenix autocallables linked to Capital One
|
| 5/21/2021 | SP | New Issue: UBS prices $500,000 trigger phoenix autocallables linked to Capital One
|
| 5/18/2021 | SP | New Issue: JPMorgan prices $6.73 million contingent interest autocalls on three stocks
|
| 5/12/2021 | SP | Market Commentary: UBS’ $10.1 million trigger autocalls offer diversified bet on economic rebound via basket
|
| 5/12/2021 | SP | New Issue: Citi prices $1.45 million autocallable phoenix securities on Capital One Financial
|
| 5/10/2021 | SP | New Issue: UBS prices $356,000 trigger phoenix autocallables linked to Capital One
|
| 5/10/2021 | SP | New Issue: UBS prices $10.1 million trigger autocallable contingent yield notes on stock basket
|
| 5/7/2021 | SP | New Issue: UBS prices $650,000 trigger phoenix autocallables linked to Capital One
|
| 5/6/2021 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallables linked to Capital One
|
| 5/6/2021 | SP | New Issue: UBS prices $500,000 trigger autocallable contingent yield notes on four stocks
|
| 4/30/2021 | SP | JPMorgan to price capped buffered enhanced insight notes on stocks with inflation exposure
|
| 4/26/2021 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Capital One
|
| 4/20/2021 | SP | New Issue: UBS prices $11.4 million trigger autocallable contingent yield notes on stock basket
|
| 4/19/2021 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Capital One
|
| 4/16/2021 | SP | New Issue: UBS prices $500,000 trigger autocallable contingent yield notes on stocks
|
| 4/14/2021 | SP | New Issue: Barclays prices $9.71 million contingent income autocallables on Capital One
|
| 4/8/2021 | SP | New Issue: UBS sells $8 million capped trigger gears on basket of eight stocks
|
| 4/1/2021 | SP | New Issue: TD Bank prices $1.74 million autocallable contingent interest barrier notes on Capital One Financial
|
| 3/31/2021 | SP | New Issue: UBS prices $364,750 phoenix autocallable notes with memory coupon on Capital One
|
| 3/29/2021 | SP | New Issue: UBS prices $410,000 trigger phoenix autocallables linked to Capital One
|
| 3/24/2021 | SP | New Issue: UBS prices $575,000 trigger phoenix autocallables linked to Capital One
|
| 3/21/2021 | SP | New Issue: Credit Suisse sells $3.56 million autocallable contingent income notes on finance stocks
|
| 3/14/2021 | SP | New Issue: TD sells $1.29 million contingent interest barrier autocalls with memory on Capital One
|
| 3/5/2021 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallables linked to Capital One
|
| 3/4/2021 | SP | New Issue: Citi prices $306,000 contingent coupon autocalls on three stocks
|
| 3/2/2021 | SP | New Issue: JPMorgan prices $3.87 million contingent interest autocalls on two stocks
|
| 3/1/2021 | SP | New Issue: UBS prices $500,000 trigger phoenix autocallables linked to Capital One
|
| 2/25/2021 | SP | New Issue: Barclays sells $10 million contingent interest autocalls on Capital One
|
| 2/22/2021 | SP | New Issue: Credit Suisse sells $3.3 million contingent coupon autocallable reverse converts on stock
|
| 2/14/2021 | SP | New Issue: JPMorgan sells $5.74 million autocallable contingent interest notes on Capital One
|
| 2/11/2021 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Capital One
|
| 2/5/2021 | SP | New Issue: Credit Suisse sells $9.96 million contingent coupon autocallable reverse converts on Capital One Financial
|
| 2/3/2021 | SP | New Issue: UBS prices $453,000 trigger phoenix autocallables linked to Capital One
|
| 2/2/2021 | SP | New Issue: UBS prices $575,000 trigger phoenix autocallables linked to Capital One
|
| 1/28/2021 | SP | New Issue: Citi prices $2 million autocallable contingent coupon notes tied to Capital One
|
| 1/27/2021 | SP | New Issue: TD Bank sells $2.54 million autocallable contingent interest barrier notes on Capital One
|
| 1/23/2021 | SP | New Issue: JPMorgan prices $405,000 capped contingent buffered return enhanced notes on Capital One
|
| 1/18/2021 | SP | New Issue: TD Bank prices $2.29 million autocallable contingent interest buffered notes on stocks
|
| 1/14/2021 | SP | New Issue: Credit Suisse sells $805,000 contingent coupon autocallable reverse convertibles on bank stocks
|
| 1/12/2021 | SP | New Issue: JPMorgan sells $3.61 million contingent interest autocalls on Capital One Financial
|
| 1/5/2021 | SP | New Issue: UBS prices $329,000 trigger phoenix autocallables linked to Capital One
|
| 12/30/2020 | SP | New Issue: UBS prices $500,000 trigger phoenix autocallables linked to Capital One
|
| 12/28/2020 | SP | New Issue: UBS sells $2.35 million airbag autocallable yield notes on Capital One
|
| 12/26/2020 | SP | New Issue: GS Finance sells $4.11 million leveraged basket-linked notes on 31 stocks
|
| 12/24/2020 | SP | New Issue: Barclays prices $1.5 million autocallable fixed-coupon notes on Capital One
|
| 12/11/2020 | SP | New Issue: HSBC prices $2 million contingent income barrier autocallables tied to three stocks
|
| 12/10/2020 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Capital One
|
| 12/9/2020 | SP | Market Commentary: JPMorgan’s $11.58 million contingent yield autocalls on stocks seen as bet on digital finance
|
| 12/8/2020 | SP | New Issue: JPMorgan prices $11.58 million contingent income autocallables on stocks
|
| 12/2/2020 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallables linked to Capital One
|
| 11/25/2020 | SP | New Issue: UBS prices $1.5 million trigger phoenix autocallables linked to Capital One
|
| 11/20/2020 | SP | New Issue: UBS prices $410,000 trigger phoenix autocallables linked to Capital One
|
| 11/20/2020 | SP | New Issue: UBS prices $110,000 trigger phoenix autocallables linked to Capital One
|
| 11/20/2020 | SP | New Issue: UBS prices $375,000 trigger phoenix autocallables linked to Capital One
|
| 11/20/2020 | SP | New Issue: UBS prices $206,000 trigger phoenix autocallables linked to Capital One
|
| 11/17/2020 | SP | New Issue: UBS prices $200,000 airbag yield optimization notes on Capital One Financial
|
| 11/5/2020 | SP | New Issue: TD sells $1.02 million callable contingent interest barrier notes on stocks
|
| 10/23/2020 | SP | New Issue: JPMorgan sells $1.2 million contingent interest autocalls on Capital One
|
| 10/16/2020 | SP | New Issue: BofA Finance sells $1.67 million fixed-income autocallables on four stocks
|
| 10/15/2020 | SP | New Issue: UBS prices $723,000 trigger phoenix autocallables linked to Capital One
|
| 10/15/2020 | SP | New Issue: UBS prices $300,000 trigger phoenix autocallables linked to Capital One
|
| 10/12/2020 | SP | New Issue: UBS prices $250,000 trigger phoenix autocallables linked to Capital One
|
| 10/9/2020 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Capital One
|
| 10/1/2020 | SP | New Issue: GS Finance sells $1.26 million leveraged basket-linked notes on 38 stocks
|
| 9/24/2020 | SP | New Issue: UBS prices $465,000 trigger phoenix autocallables linked to Capital One
|
| 9/3/2020 | SP | New Issue: UBS prices $150,000 trigger phoenix autocallables linked to Capital One
|
| 9/3/2020 | SP | New Issue: Credit Suisse sells $11.03 million contingent income autocalls on three stocks
|
| 8/31/2020 | SP | New Issue: UBS prices $99,955 7.55% trigger yield optimization notes linked to Capital One
|
| 8/28/2020 | SP | New Issue: JPMorgan sells $550,000 7.5% autocallable yield notes on Capital One
|
| 8/26/2020 | SP | New Issue: UBS sells $3.13 million airbag autocallable yield notes linked to Capital One
|
| 8/21/2020 | SP | New Issue: JPMorgan sells $768,000 contingent interest autocalls on Capital One
|
| 8/21/2020 | SP | New Issue: JPMorgan sells $2.08 million contingent interest autocalls on Capital One
|
| 8/18/2020 | SP | New Issue: UBS prices $710,000 trigger phoenix autocallables linked to Capital One
|
| 8/12/2020 | SP | New Issue: JPMorgan sells $1.66 million contingent interest autocalls on Capital One
|
| 8/4/2020 | SP | New Issue: Morgan Stanley sells $734,000 contingent income autocalls on Capital One
|
| 8/3/2020 | SP | New Issue: Barclays prices $1.7 million contingent coupon autocalls tied to Capital One
|
| 7/31/2020 | SP | New Issue: UBS prices $225,000 contingent absolute return autocallables linked to Capital One
|
| 7/23/2020 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallables linked to Capital One
|
| 7/17/2020 | SP | New Issue: UBS prices $275,000 trigger phoenix autocallables linked to Capital One
|
| 7/9/2020 | SP | New Issue: UBS prices $340,000 trigger phoenix autocallables linked to Capital One
|
| 7/8/2020 | SP | New Issue: UBS prices $225,000 trigger phoenix autocallables linked to Capital One
|
| 7/7/2020 | SP | New Issue: UBS prices $250,000 trigger phoenix autocallables linked to Capital One
|
| 7/7/2020 | SP | New Issue: JPMorgan sells $1.43 million contingent interest autocalls on Capital One
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| 7/1/2020 | SP | New Issue: Citigroup sells $534,000 autocallable securities on three stocks
|
| 7/1/2020 | SP | New Issue: UBS prices $250,000 trigger phoenix autocallables linked to Capital One
|
| 6/25/2020 | SP | New Issue: UBS prices $250,000 trigger phoenix autocallables linked to Capital One
|
| 6/24/2020 | SP | New Issue: UBS prices $2.6 million trigger autocallable contingent yield notes on two stocks
|
| 6/19/2020 | SP | New Issue: JPMorgan prices $2 million contingent interest autocallables on four stocks
|
| 6/17/2020 | SP | UBS to price trigger autocallable contingent yield notes on two stocks
|
| 6/8/2020 | SP | New Issue: UBS prices $499,959 9.82% trigger yield optimization notes linked to Capital One
|
| 6/8/2020 | SP | New Issue: UBS prices $149,979 9.39% trigger yield optimization notes linked to Capital One
|
| 4/21/2020 | SP | New Issue: Citigroup prices $841,000 contingent coupon autocallables on three stocks
|
| 1/31/2020 | SP | New Issue: UBS prices $500,000 trigger phoenix autocallables linked to Capital One
|
| 1/7/2020 | SP | New Issue: Barclays prices $5.26 million contingent income autocallables on Capital One
|
| 12/23/2019 | SP | Barclays plans contingent income autocallables linked to Capital One
|
| 11/21/2019 | SP | New Issue: UBS prices $99,963 4.75% trigger yield optimization notes linked to Capital One
|
| 10/30/2019 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallables linked to Capital One
|
| 8/27/2019 | SP | New Issue: UBS prices $250,000 trigger phoenix autocallables linked to Capital One
|
| 7/30/2019 | SP | New Issue: RBC sells $648,000 contingent coupon barrier autocalls on two stocks
|
| 7/5/2019 | SP | RBC plans autocallable contingent coupon barrier notes on two stocks
|
| 6/26/2019 | SP | New Issue: UBS prices $125,000 trigger phoenix autocallables linked to Capital One
|
| 6/12/2019 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Capital One
|
| 5/7/2019 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Capital One
|
| 4/18/2019 | SP | New Issue: Credit Suisse sells $893,000 contingent coupon autocallable reverse converts on stocks
|
| 4/15/2019 | SP | Credit Suisse eyes contingent coupon autocallable reverse convertibles on stocks
|
| 2/12/2019 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Capital One
|
| 11/28/2018 | SP | New Issue: UBS prices $450,000 trigger phoenix autocallables linked to Capital One
|
| 11/28/2018 | SP | New Issue: UBS prices $400,000 trigger phoenix autocallables linked to Capital One
|
| 11/28/2018 | SP | New Issue: UBS prices $775,000 trigger phoenix autocallables linked to Capital One
|
| 11/13/2018 | SP | New Issue: UBS sells $2.56 million 13-month capped gears tied to stock basket
|
| 11/13/2018 | SP | New Issue: UBS sells $2.02 million 13-month capped gears tied to stock basket
|
| 10/5/2018 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Capital One
|
| 6/26/2018 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Capital One
|
| 6/25/2018 | SP | New Issue: UBS prices $120,000 trigger phoenix autocallables linked to Capital One
|
| 3/21/2018 | SP | New Issue: Credit Suisse prices $11.2 million contingent income autocallables linked to Capital One
|
| 3/6/2018 | SP | New Issue: Credit Suisse sells $3.9 million 9% autocall reverse converts on stocks
|
| 2/14/2018 | SP | Credit Suisse plans autocallable reverse convertibles on four stocks
|
| 1/9/2018 | SP | New Issue: UBS prices $400,000 trigger phoenix autocallables linked to Capital One
|
| 1/8/2018 | SP | New Issue: UBS prices $1.18 million trigger phoenix autocallables linked to Capital One
|
| 12/22/2017 | SP | New Issue: Barclays prices $4.89 million 8.2% contingent income autocallables tied to Capital One
|
| 12/1/2017 | SP | Barclays plans contingent income autocallables linked to Capital One
|
| 11/6/2017 | SP | New Issue: Barclays sells $4.42 million phoenix autocallables tied to three stocks
|
| 10/30/2017 | SP | New Issue: Barclays prices $5.72 million phoenix autocallables on three stocks
|
| 10/26/2017 | SP | New Issue: Citi sells $2.75 million contingent 10.9% autocallables on three stocks
|
| 10/12/2017 | SP | New Issue: UBS prices $515,000 trigger phoenix autocallables linked to Capital One
|
| 10/12/2017 | SP | New Issue: Barclays sells $1.6 million autocallable notes on three stocks
|
| 10/10/2017 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Capital One
|
| 10/2/2017 | SP | Market Commentary: Barclays plans to price 8% autocallable notes linked to three stocks
|
| 9/22/2017 | SP | New Issue: UBS prices $1.15 million trigger phoenix autocallables linked to Capital One
|
| 9/22/2017 | SP | New Issue: UBS prices $660,000 trigger phoenix autocallables linked to Capital One
|
| 9/22/2017 | SP | New Issue: UBS prices $620,000 trigger phoenix autocallables linked to Capital One
|
| 9/22/2017 | SP | New Issue: UBS prices $150,000 trigger phoenix autocallables linked to Capital One
|
| 9/22/2017 | SP | New Issue: Barclays prices $8.24 million contingent yield trigger autocallables tied to Capital One
|
| 9/19/2017 | SP | New Issue: Credit Suisse prices $1 million 11% contingent autocall reverse converts on Capital One
|
| 9/6/2017 | SP | New Issue: UBS prices $115,000 trigger phoenix autocallables linked to Capital One
|
| 8/29/2017 | SP | New Issue: Morgan Stanley prices $8.46 million contingent income autocallables on Capital One
|
| 8/22/2017 | SP | Morgan Stanley plans contingent income autocallables on Capital One
|
| 7/27/2017 | SP | New Issue: UBS prices $1.02 million trigger phoenix autocallables linked to Capital One
|
| 7/12/2017 | SP | New Issue: Citi sells $1.32 million 13.5% autocallable securities tied to three stocks
|
| 6/26/2017 | SP | Citigroup plans autocallables linked to PayPal, Square, Capital One
|
| 6/5/2017 | SP | New Issue: UBS prices $110,000 trigger phoenix autocallables linked to Capital One
|
| 5/16/2017 | SP | New Issue: Barclays prices $10.93 million contingent income autocallables linked to Capital One
|
| 4/20/2017 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables tied to Capital One
|
| 4/20/2017 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Capital One
|
| 3/27/2017 | SP | New Issue: Citi prices $3.05 million contingent coupon autocallable notes on Capital One, BofA
|
| 3/20/2017 | SP | Citigroup plans contingent coupon autocallables on Capital One, BofA
|
| 2/13/2017 | SP | New Issue: Citi prices $3.2 million upturn notes on financial, e-commerce stocks
|
| 2/3/2017 | SP | Citigroup plans upturn securities tied to financial, e-commerce stocks
|
| 1/25/2017 | SP | New Issue: Citigroup prices $5.35 million contingent coupon autocallables on Apple, Capital One
|
| 1/23/2017 | SP | New Issue: UBS prices $1 million trigger phoenix autocallable optimization securities linked to Capital One
|
| 1/3/2017 | SP | New Issue: RBC prices $3.06 million direct investment notes tied to basket of 40 stocks
|
| 12/30/2016 | SP | Citigroup plans contingent coupon autocallables on Apple, Capital One
|
| 12/29/2016 | SP | New Issue: RBC sells $2.59 million 8% one-year airbag autocallables on Capital One
|
| 12/22/2016 | SP | RBC plans 6%-8% airbag autocallable yield notes linked to Capital One
|
| 11/21/2016 | SP | New Issue: Citigroup prices $2 million upturn securities linked to five financial stocks
|
| 11/14/2016 | SP | Citigroup to price upturn securities linked to five financial stocks
|
| 8/4/2016 | SP | New Issue: JPMorgan prices $20.15 million contingent income notes on four financial stocks
|
| 7/27/2016 | SP | JPMorgan plans callable contingent coupon notes on four bank stocks
|
| 6/22/2016 | SP | New Issue: Credit Suisse prices $540,000 contingent coupon autocallables tied to three stocks
|
| 6/16/2016 | SP | Credit Suisse plans contingent coupon autocallables linked to stocks
|
| 4/29/2016 | SP | New Issue: RBC prices $1.77 million capped buffered gears on 10 financial stocks
|
| 4/7/2016 | SP | RBC plans capped buffer gears linked to basket of 10 financial stocks
|
| 4/4/2016 | SP | New Issue: RBC prices $7.24 million buffered return optimization notes on 10 financial stocks
|
| 3/9/2016 | SP | RBC plans buffered return optimization notes linked to financial stocks
|
| 2/10/2014 | SP | New Issue: Capital One sells upsized $2 billion three-, five-year notes in three tranches
|
| 3/15/2012 | SP | New Issue: Bank of Montreal prices $363,000 12.74% reverse exchangeables linked to Capital One
|
| 11/9/2011 | SP | RBC to price 13% reverse convertibles linked to Capital One
|
| 11/29/2010 | SP | New Issue: Barclays prices $1.5 million 10% reverse convertibles linked to Capital One
|
| 11/1/2010 | SP | Barclays to price 10% reverse convertibles linked to Capital One
|
| 10/27/2010 | SP | New Issue: Barclays prices $1 million 10.25% reverse convertibles linked to Capital One
|
| 10/5/2010 | SP | Barclays to price 10.25% reverse convertibles linked to Capital One
|
| 9/29/2010 | SP | New Issue: Barclays prices $250,000 9% reverse convertibles linked to Capital One
|
| 9/10/2010 | SP | Barclays to price 9% reverse convertibles linked to Capital One
|
| 9/2/2010 | SP | Barclays to price 12.25% reverse convertibles linked to Capital One
|
| 8/30/2010 | SP | New Issue: Barclays prices $1 million 10% reverse convertibles linked to Capital One
|
| 7/28/2010 | SP | Barclays to price 10% reverse convertibles linked to Capital One
|
| 7/9/2010 | SP | RBS to price 13.75% reverse convertibles linked to Capital One
|
| 6/29/2010 | SP | New Issue: Barclays prices $250,000 12% reverse convertibles linked to Capital One
|
| 6/3/2010 | SP | Barclays to price 13.25% reverse convertibles linked to Capital One
|
| 6/3/2010 | SP | Barclays to price 12% reverse convertibles linked to Capital One
|
| 5/27/2010 | SP | New Issue: Barclays prices $0.5 million 9% reverse convertibles linked to Capital One
|
| 5/11/2010 | SP | Barclays to price 10% reverse convertibles linked to Capital One
|
| 5/5/2010 | SP | Barclays to price 9% reverse convertibles linked to Capital One
|
| 5/4/2010 | SP | Barclays to price 9% reverse convertibles linked to Capital One
|
| 4/30/2010 | SP | New Issue: Barclays prices $1 million 10% reverse convertibles linked to Capital One
|
| 4/29/2010 | SP | New Issue: Barclays prices $1 million 8.25% reverse convertibles linked to Capital One
|
| 4/12/2010 | SP | Barclays to price 8.25% reverse convertibles linked to Capital One
|
| 4/6/2010 | SP | Barclays to price 10% reverse convertibles linked to Capital One
|
| 3/31/2010 | SP | New Issue: Barclays prices $1 million 10.25% reverse convertibles linked to Capital One
|
| 3/31/2010 | SP | New Issue: Barclays prices $1 million 9% reverse convertibles linked to Capital One
|
| 3/31/2010 | SP | New Issue: Barclays prices $1 million 9.25% reverse convertibles linked to Capital One
|
| 3/9/2010 | SP | Barclays to price 9% reverse convertibles linked to Capital One
|
| 3/3/2010 | SP | Barclays to price 10.25% reverse convertibles linked to Capital One
|
| 3/3/2010 | SP | Barclays to price 9.25% reverse convertibles linked to Capital One
|
| 2/26/2010 | SP | New Issue: Barclays prices $1.5 million 10.2% reverse convertibles linked to Capital One
|
| 2/25/2010 | SP | New Issue: Barclays prices $1 million 13.9% reverse convertibles linked to Capital One
|
| 2/25/2010 | SP | New Issue: Barclays prices $1.5 million 12.5% reverse convertibles linked to Capital One
|
| 2/25/2010 | SP | New Issue: Barclays prices $2 million 10% reverse convertibles linked to Capital One
|
| 2/25/2010 | SP | New Issue: Barclays prices $1 million 10% reverse convertibles linked to Capital One
|
| 2/25/2010 | SP | New Issue: Barclays prices $1 million 11.3% reverse convertibles linked to Capital One
|
| 2/25/2010 | SP | New Issue: Barclays prices $1 million 10.9% reverse convertibles linked to Capital One
|
| 2/8/2010 | SP | Barclays to price 10% reverse convertibles linked to Capital One
|
| 2/3/2010 | SP | Barclays to price 11.3% reverse convertibles linked to Capital One
|
| 2/3/2010 | SP | Barclays to price 12.5% reverse convertibles linked to Capital One
|
| 2/3/2010 | SP | Barclays to price 10.2% reverse convertibles linked to Capital One
|
| 2/3/2010 | SP | Barclays to price 10.9% reverse convertibles linked to Capital One
|
| 2/3/2010 | SP | Barclays to price 10% reverse convertibles linked to Capital One
|
| 2/3/2010 | SP | Barclays to price 13.9% reverse convertibles linked to Capital One
|
| 1/29/2010 | SP | New Issue: Barclays prices $2 million 8.5% reverse convertibles linked to Capital One
|
| 1/28/2010 | SP | New Issue: Barclays prices $1 million 11% reverse convertibles linked to Capital One
|
| 1/8/2010 | SP | Barclays to price 8.5% reverse convertibles linked to Capital One
|
| 1/5/2010 | SP | Barclays to price 11% reverse convertibles linked to Capital One
|
| 12/31/2009 | SP | New Issue: Barclays prices $1 million 12.5% reverse convertibles linked to Capital One
|
| 12/31/2009 | SP | New Issue: Barclays prices $1 million 10.5% reverse convertibles linked to Capital One
|
| 12/8/2009 | SP | Barclays to price 10.5% reverse convertibles linked to Capital One
|
| 12/8/2009 | SP | Barclays to price 12.5% reverse convertibles linked to Capital One
|
| 5/13/2009 | SP | New Issue: ABN Amro prices $0.72 million 26% reverse convertibles linked to Capital One
|
| 12/31/2008 | SP | New Issue: Barclays prices $1.5 million 16.5% reverse convertibles linked to Capital One
|
| 9/12/2008 | SP | Barclays to price 18.25% reverse convertibles linked to Capital One
|
| 9/9/2008 | SP | Natixis plans 28.8% reverse convertibles linked to Capital One for Eksportfinans
|
| 8/28/2008 | SP | New Issue: Natixis prices $112,000 19.2% reverse convertibles linked to Capital One for Eksportfinans
|
| 8/6/2008 | SP | Natixis plans 19.2% reverse convertibles linked to Capital One for Eksportfinans
|
| 6/5/2008 | SP | Barclays to price 13.3% reverse convertibles linked to Capital One
|
| 3/28/2008 | SP | New Issue: Barclays prices $3 million 15% reverse convertibles linked to Capital One
|
| 3/18/2008 | SP | New Issue: Wachovia prices $2 million 18% enhanced yield notes linked to Capital One for Eksportfinans
|
| 3/13/2008 | SP | Credit Suisse to price 17.75% reverse convertibles linked to Capital One
|
| 3/10/2008 | SP | Barclays to price 15% reverse convertibles linked to Capital One
|
| 3/10/2008 | SP | Market Commentary: JPMorgan latest to offer finance sector-linked products; Lehman, Barclays plan reverse notes tied to banks
|
| 3/4/2008 | SP | Wachovia to price 16%-17% enhanced yield securities linked to Capital One for Eksportfinans
|
| 2/28/2008 | SP | New Issue: Barclays prices $5 million 20% reverse convertibles linked to Capital One
|
| 2/11/2008 | SP | Barclays to price 20% reverse convertibles linked to Capital One
|
| 1/29/2008 | SP | New Issue: ABN Amro prices $800,000 23.6% reverse convertibles linked to Capital One
|
| 1/8/2008 | SP | ABN Amro plans 23.6% Knock-in Reverse Exchangeables linked to Capital One
|
| 12/10/2007 | SP | Barclays to price 16.5% reverse convertibles linked to Capital One
|
| 12/3/2007 | SP | Eksportfinans to price 18.45% reverse convertibles linked to Capital One via Natixis
|
| 11/8/2007 | SP | Barclays to price 20% reverse convertibles linked to Capital One
|
| 11/5/2007 | SP | New Issue: Societe Generale sells $750,000 10.6% ReConvs linked to Capital One
|
| 10/10/2007 | SP | Societe Generale to price 10.6% ReConvs linked to Capital One
|
| 9/27/2007 | SP | New Issue: Barclays changes settlement on $2 million 14.1% reverse convertibles linked to Capital One
|
| 9/26/2007 | SP | New Issue: Barclays prices $2 million 14.1% reverse convertibles linked to Capital One
|
| 4/27/2007 | SP | New Issue: HSBC sells $203,000 8.25% reverse convertibles linked to Capital One
|
| 4/17/2007 | SP | New Issue: Royal Bank of Canada prices $1.475 million 11% RevCons linked to Capital One
|
| 4/5/2007 | SP | HSBC to issue 8.25% reverse convertibles linked to Capital One
|
| 3/27/2007 | SP | New Issue: Barclays sells $1.25 million 8.65% reverse convertibles linked to Capital One
|
| 3/9/2007 | SP | Barclays to price 8.65% reverse convertibles linked to Capital One
|
| 9/28/2006 | SP | New Issue: ABN Amro sells $1 million of 8% Knock-In Reverse Exchangeables linked to Capital One
|
| 9/18/2006 | SP | ABN Amro to issue 8% knock-in reverse exchangeables linked to Capital One
|