| 5/26/2020 | SP | New Issue: Goldman prices $2.12 million leveraged buffered basket-linked notes on 26 stocks
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| 4/28/2020 | SP | New Issue: Goldman prices $910,000 leveraged basket-linked notes on 26 stocks
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| 4/23/2020 | SP | New Issue: Goldman prices $9.16 million leveraged basket-linked notes on 26 stocks
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| 3/4/2020 | SP | New Issue: Morgan Stanley sells $1.57 million contingent income autocalls on two stocks
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| 2/24/2020 | SP | New Issue: CIBC prices $750,000 capped leveraged notes on basket of 50 stocks
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| 5/31/2019 | SP | Goldman amends Cusip for notes tied to basket of Russell 3000 stocks
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| 5/9/2019 | SP | New Issue: Goldman sells $1 million notes tied to basket of Russell 3000 stocks
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| 3/14/2019 | SP | New Issue: Credit Suisse sells $1.45 million contingent coupon autocallable reverse convertibles on Alexion
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| 3/7/2019 | SP | Credit Suisse plans contingent coupon autocallable reverse convertibles on Alexion
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| 9/25/2018 | SP | New Issue: JPMorgan prices $900,000 contingent interest autocalls on three stocks
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| 9/17/2018 | SP | JPMorgan plans autocallable contingent interest notes tied to stocks
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| 8/31/2018 | SP | New Issue: Credit Suisse sells $1.29 million contingent coupon autocallable reverse convertibles on Alexion
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| 8/22/2018 | SP | Credit Suisse plans 7.75% contingent coupon autocall reverse convertibles tied to Alexion
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| 8/17/2018 | SP | New Issue: JPMorgan prices $1.81 million contingent buffered digital notes on three stocks
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| 8/17/2018 | SP | New Issue: JPMorgan prices $1.86 million contingent buffered digital notes on three stocks
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| 2/28/2018 | SP | New Issue: Credit Suisse sells $526,000 16% autocallable reverse convertibles on three stocks
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| 2/12/2018 | SP | New Issue: Credit Suisse sells $1.35 million 7.25% autocall reverse convertibles tied to Alexion
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| 12/12/2017 | SP | New Issue: Credit Suisse sells $838,000 8% contingent rate autocall reverse converts on Alexion
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| 8/1/2017 | SP | New Issue: UBS prices $300,000 trigger phoenix autocallable optimization securities linked to Alexion Pharmaceuticals
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| 7/11/2017 | SP | New Issue: Credit Suisse sells $900,000 11.8% autocallable yield notes on two stocks
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| 6/20/2017 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Alexion
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| 6/12/2017 | SP | New Issue: UBS prices $548,700 trigger phoenix autocallable optimization securities linked to Alexion Pharmaceuticals
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| 6/9/2017 | SP | New Issue: UBS prices $645,000 trigger phoenix autocallables linked to Alexion
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| 6/7/2017 | SP | New Issue: UBS prices $365,000 trigger phoenix autocallables linked to Alexion
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| 6/7/2017 | SP | New Issue: UBS prices $545,000 trigger phoenix autocallables linked to Alexion
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| 6/7/2017 | SP | New Issue: UBS prices $466,000 trigger phoenix autocallables linked to Alexion
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| 6/7/2017 | SP | New Issue: UBS prices $460,000 trigger phoenix autocallables linked to Alexion
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| 6/7/2017 | SP | New Issue: UBS prices $535,000 airbag yield optimization notes linked to Alexion
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| 6/5/2017 | SP | New Issue: UBS prices $299,952 9.41% trigger yield optimization notes linked to Alexion Pharmaceuticals
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| 6/2/2017 | SP | New Issue: UBS prices $100,000 trigger phoenix autocallables linked to Alexion
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| 6/2/2017 | SP | New Issue: UBS prices $200,000 trigger phoenix autocallables linked to Alexion
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| 6/1/2017 | SP | New Issue: UBS prices $252,000 trigger phoenix autocallables linked to Alexion
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| 5/31/2017 | SP | New Issue: UBS prices $685,000 trigger phoenix autocallables linked to Alexion
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| 4/26/2017 | SP | New Issue: UBS prices $155,000 trigger phoenix autocallables linked to Alexion Pharmaceuticals
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| 4/26/2017 | SP | New Issue: UBS prices $245,000 trigger phoenix autocallables linked to Alexion Pharmaceuticals
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| 4/26/2017 | SP | New Issue: UBS prices $343,000 trigger phoenix autocallables linked to Alexion Pharmaceuticals
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| 4/26/2017 | SP | New Issue: UBS prices $500,000 trigger phoenix autocallables linked to Alexion Pharmaceuticals
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| 4/26/2017 | SP | New Issue: UBS prices $375,000 trigger phoenix autocallables linked to Alexion Pharmaceuticals
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| 11/22/2016 | SP | New Issue: Morgan Stanley prices $6.24 million trigger participation notes linked to 45 stocks
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| 12/8/2015 | SP | New Issue: Credit Suisse prices $308,000 autocallable reverse convertibles tied to Alexion
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| 11/20/2015 | SP | Credit Suisse plans autocallable reverse convertibles linked to Alexion
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| 8/20/2015 | SP | New Issue: Credit Suisse prices $431,000 8% autocallable reverse convertibles linked to Alexion
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| 8/18/2015 | SP | New Issue: RBC prices $3.07 million 7.25% airbag autocallables linked to Alexion
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| 8/11/2015 | SP | RBC plans to price 6%-7.25% airbag autocallables linked to Alexion
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| 8/6/2015 | SP | Credit Suisse plans 7.5%-9.5% autocall reverse convertibles on Alexion
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| 7/8/2015 | SP | New Issue: Credit Suisse prices $667,000 9% autocallable reverse convertibles tied to Alexion
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| 7/2/2015 | SP | New Issue: Barclays prices $6.48 million 8% airbag autocallable notes on Alexion
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| 6/25/2015 | SP | Credit Suisse plans 8%-10% autocallable reverse convertibles on Alexion
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| 6/24/2015 | SP | Barclays to price 6%-8% airbag autocallables linked to Alexion
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| 6/2/2015 | SP | New Issue: Barclays prices $3.75 million autocallable notes linked to three stocks
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| 5/12/2015 | SP | New Issue: RBC sells $2.42 million trigger phoenix autocallables linked to Alexion
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| 5/6/2015 | SP | RBC plans to price trigger phoenix autocallables linked to Alexion
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| 3/25/2015 | SP | New Issue: UBS prices $5.9 million 7.5% airbag autocallables linked to Alexion Pharmaceuticals
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| 3/18/2015 | SP | UBS to price 6.15%-8.15% airbag autocallables linked to Alexion
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| 3/13/2015 | SP | New Issue: Credit Suisse sells $305,000 8.5% autocallable reverse convertibles tied to Alexion
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| 3/3/2015 | SP | Credit Suisse plans 8%-10% autocallable reverse convertibles on Alexion
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| 1/26/2015 | SP | New Issue: RBC prices $1.51 million contingent income autocallables on Alexion Pharmaceuticals
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| 1/21/2015 | SP | New Issue: Barclays prices $1.6 million 8.2% airbag autocallables tied to Alexion
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| 1/16/2015 | SP | RBC plans contingent income autocallables on Alexion Pharmaceuticals
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| 1/13/2015 | SP | Barclays plans 6.05%-8.05% airbag yield autocallables tied to Alexion
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| 12/29/2014 | SP | New Issue: Credit Suisse prices $1.96 million 8.5% autocallable reverse convertibles on Alexion
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| 12/3/2014 | SP | Credit Suisse plans 8%-10% autocallable reverse convertibles on Alexion
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| 11/17/2014 | SP | New Issue: Credit Suisse prices $957,000 of 8% autocallable reverse convertibles on Alexion
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| 11/5/2014 | SP | Credit Suisse plans autocallable reverse convertibles tied to Alexion
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| 10/31/2014 | SP | New Issue: JPMorgan prices $233,000 contingent absolute return autocallables linked to Alexion
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| 10/27/2014 | SP | JPMorgan plans contingent absolute return notes linked to Alexion
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| 10/21/2014 | SP | New Issue: Barclays prices $913,900 contingent income autocallables linked to Alexion
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| 10/21/2014 | SP | New Issue: RBC prices $936,000 9.3% airbag autocallable notes linked to Alexion
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| 10/14/2014 | SP | RBC to price 6.2%-8.2% airbag autocallables linked to Alexion
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| 10/14/2014 | SP | Barclays plans contingent income autocallable notes linked to Alexion
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| 9/22/2014 | SP | RBC to price 8.3% reverse convertibles linked to Alexion Pharmaceuticals
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| 9/17/2014 | SP | New Issue: RBC prices $85,000 10.4% reverse convertibles linked to Alexion Pharmaceuticals
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| 9/17/2014 | SP | New Issue: RBC prices $331,000 9% reverse convertibles linked to Alexion Pharmaceuticals
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| 9/12/2014 | SP | RBC to price 9.4% reverse convertibles linked to Alexion Pharmaceuticals
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| 9/11/2014 | SP | RBC to price 9% reverse convertibles linked to Alexion Pharmaceuticals
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| 9/4/2014 | SP | New Issue: Credit Suisse sells $1.25 million 9% autocallable reverse convertibles tied to Alexion
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| 8/21/2014 | SP | RBC plans to price 9.5% reverse convertibles linked to Alexion
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| 8/18/2014 | SP | Credit Suisse plans 9% autocallable reverse convertibles on Alexion
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| 7/15/2014 | SP | New Issue: HSBC prices $3.61 million contingent income autocallable notes linked to Alexion
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| 7/15/2014 | SP | New Issue: RBC prices $1.88 million 8.5% airbag autocallable yield notes linked to Alexion
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| 7/9/2014 | SP | RBC to price 6.6%-8.6% airbag autocallables linked to Alexion
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| 7/7/2014 | SP | HSBC to price contingent income autocallables linked to Alexion
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| 6/30/2014 | SP | New Issue: RBC prices $195,000 11.6% reverse convertibles linked to Alexion Pharmaceuticals
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| 6/26/2014 | SP | New Issue: Credit Suisse prices $402,000 autocallable reverse convertibles linked to Alexion
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| 6/18/2014 | SP | RBC to price 11.6% reverse convertibles linked to Alexion Pharmaceuticals
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| 6/5/2014 | SP | Credit Suisse plans 8.5% autocallable reverse convertibles on Alexion
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| 5/16/2014 | SP | New Issue: RBC prices $90,000 11.5% reverse convertibles linked to Alexion Pharmaceuticals
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| 5/13/2014 | SP | New Issue: UBS prices $382,000 airbag yield optimization notes linked to Alexion
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| 5/9/2014 | SP | New Issue: Credit Suisse prices $2.32 million 10% autocallable reverse convertibles tied to Alexion
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| 5/7/2014 | SP | UBS plans 6%-7.25% airbag yield optimization notes linked to Alexion
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| 5/6/2014 | SP | RBC to price 11.5% reverse convertibles linked to Alexion Pharmaceuticals
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| 4/30/2014 | SP | New Issue: RBC prices $752,000 13.25% reverse convertibles linked to Alexion Pharmaceuticals
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| 4/23/2014 | SP | Credit Suisse plans 10% autocallable reverse convertibles on Alexion
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| 4/21/2014 | SP | RBC to price 13.25% reverse convertibles linked to Alexion Pharmaceuticals
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| 4/15/2014 | SP | New Issue: UBS prices $1.85 million contingent absolute return autocallables linked to Alexion
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| 4/9/2014 | SP | UBS plans contingent absolute return autocallables linked to Alexion
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| 4/4/2014 | SP | New Issue: JPMorgan prices $1.19 million 10% upside autocallable reverse exchangeables ono Alexion
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| 3/26/2014 | SP | JPMorgan plans upside autocallable reverse exchangeables on Alexion
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| 3/19/2014 | SP | New Issue: Credit Suisse prices $778,000 10% autocallable reverse convertibles linked to Alexion
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| 3/10/2014 | SP | Credit Suisse plans 10% autocallable reverse convertibles on Alexion
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| 1/23/2014 | SP | New Issue: Credit Suisse prices $771,000 9.5% autocallable reverse convertibles on Alexion
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| 1/15/2014 | SP | New Issue: Deutsche prices $2.7 million contingent absolute return autocallables tied to Alexion
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| 1/10/2014 | SP | Credit Suisse plans autocallable reverse convertibles tied to Alexion
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| 1/3/2014 | SP | Deutsche Bank plans contingent absolute return notes linked to Alexion
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| 7/9/2013 | SP | Barclays to price 8.9% reverse convertibles linked to Alexion Pharmaceuticals
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| 7/2/2013 | SP | New Issue: Barclays prices $354,000 8.75% reverse convertibles linked to Alexion Pharmaceuticals
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| 6/26/2013 | SP | Barclays to price 8.75% reverse convertibles linked to Alexion Pharmaceuticals
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| 5/31/2013 | SP | New Issue: JPMorgan prices $593,250 contingent absolute return autocallables linked to Alexion
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| 5/23/2013 | SP | JPMorgan plans contingent absolute return autocallables on Alexion
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| 2/26/2013 | SP | New Issue: Deutsche prices $1.35 million contingent absolute return autocallables linked to Alexion
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