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Structured Products Calendar
BANK OF AMERICA CORP.
Step-up callable notes due July 30, 2022; via BofA Securities, Inc.; pricing July 30; Cusip: 06048WA91
BANK OF MONTREAL
Autocallable barrier notes with a contingent coupon due Aug. 31, 2020 linked to the SPDR S&P Oil & Gas Exploration and Production ETF and the Energy Select Sector SPDR fund; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06367WNP4
0% autocallable notes with step-up call price due July 29, 2022 linked to the SPDR S&P Oil & Gas Exploration and Production ETF; via BMO Capital Markets; pricing July 26; Cusip: 06367WNA7
0% autocallable notes with step-up call price due July 29, 2022 linked to the VanEck Vectors Gold Miners ETF; via BMO Capital Markets; pricing July 26; Cusip: 06367WNB5
0% buffered bullish enhanced return notes due July 30, 2021 linked to the Vanguard Extended Market ETF; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06367WNN9
Redeemable step-up coupon notes due July 31, 2024; via BMO Capital Markets Corp.; pricing July 29; Cusip: 06367WML4
7% autocallable cash-settled notes with fixed interest payments due Nov. 2, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via BMO Capital Markets Corp.; pricing July 30; Cusip: 06367WNK5
BANK OF NOVA SCOTIA
0% market-linked securities autocallable with fixed percentage buffered downside due Aug. 5, 2022 linked to the SPDR S&P Oil & Gas Exploration & Production ETF; via Scotia Capital (USA) Inc. and Wells Fargo Securities, LLC; pricing July 31; Cusip: 064159PK6
46- to 49-month 0% capped buffered enhanced participation notes linked to a basket of indexes (Euro Stoxx 50 index with a 36% weight, the Topix index with a 27% weight, the FTSE 100 index with a 19% weight, the Swiss Market index with a 10% weight and the S&P/ASX 200 index with an 8% weight); via Scotia Capital (USA) Inc. as agent with Goldman Sachs & Co. LLC as dealer; Cusip: 064159PF7
46- to 49-month 0% capped buffered enhanced participation notes linked to a basket of indexes (Euro Stoxx 50 index with a 36% weight, the Topix index with a 27% weight, the FTSE 100 index with a 19% weight, the Swiss Market index with a 10% weight and the S&P/ASX 200 index with an 8% weight); via Scotia Capital (USA) Inc. as agent with Goldman Sachs & Co. LLC as dealer; Cusip: 064159PD2
16- to 19-month 0% capped buffered enhanced participation notes linked to the S&P 500 index; via Scotia Capital (USA) Inc.; Cusip: 064159PL4
BARCLAYS BANK PLC
Autocallable notes due Oct. 28, 2020 linked to the common stock of AbbVie Inc.; via Barclays; pricing July 23; Cusip: 06747N6V1
Buffered autocallable notes due Jan. 28, 2027 linked to the lesser performing of the Nasdaq-100 index and the Russell 2000 index; via Barclays; pricing July 23; Cusip: 06747N7B4
Contingent income autocallable securities due July 28, 2021 linked to the lesser performing of the S&P 500 index and the Euro Stoxx 50 index; via Barclays and Morgan Stanley Wealth Management; pricing July 23; Cusip: 06747N7G3
0% buffered SuperTrack notes July 29, 2021 linked to the S&P 500 index; via Barclays; pricing July 24; Cusip: 06747N5A8
Phoenix autocallable notes due July 29, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing July 24; Cusip: 06747N6X7
Buffered autocallable notes due July 30, 2026 linked to the least performing of the United States Oil Fund, LP and the SPDR S&P Oil & Gas Exploration & Production ETF; via Barclays; pricing July 25; Cusip: 06747N7A6
Buffered SuperTrack notes due July 31, 2024 linked to the Dow Jones industrial average; via Barclays; pricing July 26; Cusip: 06747N4W1
Callable contingent coupon notes due July 31, 2024 linked to the least performing of the Dow Jones industrial average, the Russell 2000 index and the S&P 500 index; via Barclays; pricing July 26; Cusip: 06747N4E1
0% notes due July 31, 2023 linked to the Euro Stoxx 50 index; via Barclays; pricing July 26; Cusip: 06747N2Y9
Callable contingent coupon notes due July 31, 2029 linked to the least performing of the Euro Stoxx Banks index and the Russell 2000 index; via Barclays; pricing July 26; Cusip: 06747N4N1
0% notes due July 31, 2024 linked to the iShares MSCI EAFE exchange-traded fund and the iShares MSCI Emerging Markets exchange-traded fund; via Barclays; pricing July 26; Cusip: 06747N3V4
Callable contingent coupon notes due July 31, 2029 linked to the least performing of the Nasdaq-100 index and the Dow Jones industrial average; via Barclays; pricing July 26; Cusip: 06747N4J0
Callable contingent coupon notes due July 31, 2029 linked to the least performing of the Nasdaq-100 index, the Russell 2000 index and the S&P 500 index; via Barclays; pricing July 26; Cusip: 06747N4F8
Callable contingent coupon notes due July 31, 2029 linked to the least performing of the Nasdaq-100 index, the Russell 2000 index and the S&P 500 index; via Barclays; pricing July 26; Cusip: 06747N4L5
Callable contingent coupon notes due July 31, 2029 linked to the least performing of the Nasdaq-100 index, the Russell 2000 index and the S&P 500 index; via Barclays; pricing July 26; Cusip: 06747N4K7
Phoenix autocallable notes due July 31, 2029 linked to the least performing of the Nasdaq-100 index, the Russell 2000 index and the S&P 500 index; via Barclays; pricing July 26; Cusip: 06747N5Y6
0% buffered notes due July 31, 2026 linked to the Russell 2000 index; via Barclays; pricing July 26; Cusip: 06747N4V3
Callable contingent coupon notes due July 31, 2029 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Barclays; pricing July 26; Cusip: 06747N4M3
0% trigger absolute return step securities due July 31, 2024 linked to the S&P 500 index; via UBS Financial Services Inc. and Barclays; pricing July 26; Cusip: 06747C793
0% buffered digital plus notes due July 31, 2024 linked to the S&P 500 index; via Barclays; pricing July 26; Cusip: 06747N4S0
0% buffered SuperTrack notes July 31, 2024 linked to the S&P 500 index; via Barclays; pricing July 26; Cusip: 06747N3W2
0% annual autocallable notes due July 31, 2024 linked to the least performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing July 26; Cusip: 06747N4G6
Phoenix autocallable notes due July 30, 2026 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing July 26; Cusip: 06747N5X8
Callable contingent coupon notes July 30, 2026 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing July 26; Cusip: 06747N2H6
Callable contingent coupon notes due July 31, 2029 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing July 26; Cusip: 06747N2G8
Autocallable notes due Oct. 29, 2020 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Barclays; pricing July 26; Cusip: 06747N3P7
Callable contingent coupon notes due July 29, 2022 linked to the lesser performing of the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Barclays; pricing July 26; Cusip: 06747N3M4
0% capped trigger gears due July 29, 2022 linked to an unequally-weighted basket of indexes (Euro Stoxx 50 index with an initial weight of 40%, the FTSE 100 index with an initial weight of 20%, the Nikkei Stock Average index with an initial weight of 20%, the Swiss Market index with an initial weight of 7.5%, the S&P/ASX 200 index with an initial weight of 7.5% and the Hang Seng index with an initial weight of 5%); via Barclays and UBS Financial Services Inc.; pricing July 29; Cusip: 06747C306
Trigger autocallable contingent yield notes due Aug. 1, 2024 linked to the lesser performing of the MSCI Emerging Markets index and the S&P 500 index; via UBS Financial Services Inc. and Barclays; pricing July 29; Cusip: 06747C777
Trigger autocallable contingent yield notes due Aug. 2, 2029 linked to the lesser performing of the Nasdaq-100 index and the Russell 2000 index; via UBS Financial Services Inc. and Barclays; pricing July 29; Cusip: 06747C785
Trigger autocallable contingent yield notes due Aug. 2, 2029 linked to the lesser performing of the Nasdaq-100 index and the Russell 2000 index; via UBS Financial Services Inc. and Barclays; pricing July 29; Cusip: 06747C769
Capped fixed-to-floating notes due Feb. 2, 2023; via Barclays; pricing July 30; Cusip: 06747N6Z2
Callable contingent coupon notes due Aug. 2, 2024 linked to the least performing of the Euro Stoxx 50 index, the Russell 2000 index and the Dow Jones industrial average; via Barclays; pricing July 30; Cusip: 06747N6M1
Callable contingent coupon notes due Aug. 2, 2029 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Dow Jones industrial average; via Barclays; pricing July 30; Cusip: 06747N6U3
0% notes due July 31, 2024 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing July 31; Cusip: 06747N5K6
Callable contingent coupon notes due April 28, 2023 linked to the least performing of the Dow Jones industrial average, the Russell 2000 index and the S&P 500 index; via Barclays; pricing July 31; Cusip: 06747N3Z5
Callable contingent coupon notes due July 31, 2024 linked to the lesser performing index of the Dow Jones industrial average, the Russell 2000 index and the S&P 500 index; via Barclays; pricing July 31; Cusip: 06747N4H4
0% buffered SuperTrack notes due July 27, 2022 linked to the least performing of the iShares MSCI Emerging Markets exchange-traded fund and the iShares MSCI EAFE ETF; via Barclays; pricing July 31; Cusip: 06747N3C6
0% market-linked securities with leveraged upside participation to a cap and fixed-percentage buffered downside due Aug. 5, 2021 linked to the S&P 500 index; via Barclays; pricing July 31; Cusip: 06747N2M5
0% buffered SuperTrack notes due July 31, 2024 linked to the least performing of the S&P 500 index and the Dow Jones industrial average; via Barclays; pricing July 31; Cusip: 06747N3Y8
Callable contingent coupon notes due July 29, 2022 linked to the lesser performing of the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Barclays; pricing July 31; Cusip: 06747N3N2
0% annual autocallable notes due July 31, 2024 linked to the least performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing July 31; Cusip: 06747N4C5
Phoenix autocallable notes due Aug. 10, 2029 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing Aug. 7; Cusip: 06747N6R0
BOFA FINANCE LLC
Contingent income autocallable yield notes due July 30, 2025 linked to the worst performing of the S&P 500 index, the Euro Stoxx 50 index and the Russell 2000 index; via BofA Securities, Inc.; pricing July 25; Cusip: 09709TTB7
Contingent income autocallable yield notes due July 29, 2022 linked to the least performing of the Consumer Staples Select Sector SPDR fund, the iShares U.S. Real Estate exchange-traded fund and the Financial Select Sector SPDR fund; via BofA Securities Inc.; pricing July 26; Cusip: 09709TUJ8
0% buffered notes due July 31, 2024 linked to the Dow Jones industrial average; via BofA Securities, Inc.; pricing July 26; Cusip: 09709TUE9
0% notes due Jan. 31, 2023 linked to the Euro Stoxx 50 index; via BofA Securities, Inc.; pricing July 26; Cusip: 09709TTW1
Contingent income issuer callable yield notes due July 29, 2022 tied to the worst performing of the Euro Stoxx Banks index and the Russell 2000 index; via BofA Securities, Inc.; pricing July 26; Cusip: 09709TTS0
0% notes with absolute return buffer due July 2022 linked to a basket of indexes (Euro Stoxx 50 index with a 40% weight, the FTSE 100 index with a 20% weight, the Nikkei 225 index with a 20% weight, the Swiss Market index with a 7.5% weight, the S&P/ASX 200 index with a 7.5% weight and the Hang Seng index with a 5% weight); via BofA Securities, Inc.; pricing in July
0% capped Leveraged Index Return Notes due July 2021 tied to the MSCI Emerging Markets index; via BofA Securities, Inc.; pricing in July
0% capped Leveraged Index Return Notes due July 2021 tied to the Russell 2000 index; via BofA Merrill Lynch; pricing in July
0% market-linked step-up notes due July 2021 linked to the S&P 500 index; via BofA Securities, Inc.; pricing in July
45- to 48-month 0% capped leveraged index-linked notes tied to the Russell 2000 index; via CIBC World Markets; Cusip: 13605WRB9
CANADIAN IMPERIAL BANK OF COMMERCE
0% market-linked securities autocallable with fixed percentage buffered downside due Aug. 5, 2022 linked to the VanEck Vectors Gold Miners ETF; via Wells Fargo Securities, LLC; pricing July 31; Cusip: 13605WRN3
Autocallable market-linked step-up notes due July 2024 linked to an index basket; via BofA Securities; pricing in July
0% Accelerated Return Notes due September 2020 linked to a basket of indexes (S&P 100 index with a 70% weight, the Euro Stoxx 50 index with a 10% weight, the Nikkei Stock Average index with a 10% weight and the MSCI Emerging Markets index with a 10% weight); via BofA Securities, Inc.; pricing in July
CITIGROUP GLOBAL MARKETS HOLDINGS INC.
Autocallable contingent coupon equity-linked securities due July 29, 2020 linked to the worst performing of the common stocks of Amazon.com, Inc., Alphabet Inc., Netflix, Inc. and Apple Inc.; via Citigroup Global Markets Inc.; pricing July 24; Cusip: 17327THR0
Callable step-up coupon notes due July 29, 2026; via Citigroup Global Markets Inc.; pricing July 25; Cusip: 17327TJM9
Callable contingent coupon notes due July 30, 2024 linked to the least performing of the Dow Jones industrial average, the Nasdaq-100 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing July 25; Cusip: 17327TFU5
Callable step-up coupon notes due Jan. 30, 2025; via Citigroup Global Markets Inc.; pricing July 26; Cusip: 17327TLM6
0% autocallable market-linked notes due July 30, 2026 linked to the Citi Dynamic Asset Selector 5 Excess Return index; via Citigroup Global Markets Inc.; pricing July 26; Cusip: 17327TBS4
0% buffered securities due July 29, 2022 linked to the MSCI USA Womens Leadership index; via Citigroup Global Markets Inc.; pricing July 26; Cusip: 17327TFZ4
0% autocallable securities due July 31, 2024 linked to the Russell 2000 index and the Dow Jones Industrial Average; via Citigroup Global Markets Inc.; pricing July 26; Cusip: 17327TTL0
Callable contingent coupon notes due July 29, 2022 linked to the least performing of the S&P 500 index, the MSCI Emerging Markets index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing July 26; Cusip: 17327TLZ7
Autocallable contingent coupon equity-linked securities due Jan. 29, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing July 26; Cusip: 17327TAY2
Callable step-up coupon notes due July 31, 2031; via Citigroup Global Markets Inc.; pricing July 29; Cusip: 17298CH27
Callable contingent coupon notes due Aug. 5, 2024 linked to the least performing of the S&P 500 index, the Nasdaq-100 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing July 29; Cusip: 17327TTB2
0% barrier securities due Feb. 3, 2021 linked to the SPDR S&P 500 ETF trust; via Citigroup Global Markets Inc.; pricing July 29; Cusip: 17324XRM4
0% buffer securities due Feb. 3, 2022 linked to the SPDR S&P 500 ETF trust; via Citigroup Global Markets Inc.; pricing July 29; Cusip: 17324XQH6
Contingent coupon autocallable notes due Aug. 2, 2021 linked to the SPDR S&P Oil & Gas Exploration & Production ETF; via Citigroup Global Markets Inc.; pricing July 29; Cusip: 17324XQU7
Autocallable contingent coupon equity-linked securities due Aug. 2, 2022 tied to the common stocks of Twitter, Inc., Nvidia Corp., Facebook, Inc. and Qualcomm Inc.; via Citigroup Global Markets Inc.; pricing July 29; Cusip: 17324XRC6
0% enhanced barrier digital plus securities due Aug. 7, 2020 linked to the common shares of CVS Health Corp.; via Citigroup Global Markets Inc.; pricing July 30; Cusip: 17324XRS1
0% enhanced barrier digital plus securities due Aug. 2, 2024 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing July 30; Cusip: 17327TDD5
0% barrier securities with upside reset feature due Aug. 4, 2022 linked to the SPDR S&P 500 ETF trust; via Citigroup Global Markets Inc.; pricing July 30; Cusip: 17324XQD5
Autocallable contingent coupon equity-linked securities due Aug. 4, 2021 linked to the lesser performing of the SPDR S&P 500 ETF trust and the Invesco QQQ trust, series 1; via Citigroup Global Markets Inc.; pricing July 30; Cusip: 17324XQN3
0% market-linked notes with leveraged upside participation to a cap and fixed percentage buffered downside due Aug. 5, 2021 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc. and Wells Fargo Securities, LLC; pricing July 31; Cusip: 17327TDH6
0% trigger Performance Leveraged Upside Securities due Nov. 4, 2020 linked to the Financial Select Sector SPDR fund; via Citigroup Global Markets Inc. as agent with Morgan Stanley Wealth Management as dealer; pricing July 31; Cusip: 17327P633
0% market-linked notes due Aug. 4, 2022 linked to the iShares MSCI EAFE exchange-traded fund; via Citigroup Global Markets Inc.; pricing July 31; Cusip: 17327TCX2
Autocallable contingent coupon equity linked securities due Aug. 5, 2024 linked to the worst performing of the Nasdaq-100 index, the Russell 2000 index and the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing July 31; Cusip: 17327TBR6
0% barrier securities due Aug. 5, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing July 31; Cusip: 17327TBJ4
0% buffer securities due May 6, 2021 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Aug. 2; Cusip: 17327TRW8
0% buffer securities due Aug. 30, 2024 linked to the SPDR Dow Jones Industrial Average ETF trust; via Citigroup Global Markets Inc.; pricing Aug. 27; Cusip: 17324XQG8
13- to 15-month 0% notes linked to a basket of unequally weighted indexes; via Citigroup Global Markets Inc.; Cusip: 17327TWE2
19- to 22-month 0% buffered notes linked to the S&P 500 index; via Citigroup Global Markets Inc.; Cusip: 17327TQZ2
CREDIT SUISSE AG, LONDON BRANCH
Autocallable contingent income securities due July 28, 2020 linked to the common stock of Netflix, Inc.; via Credit Suisse Securities (USA) Inc. and Morgan Stanley Smith Barney LLC; pricing July 23; Cusip: 22550F740
Contingent coupon autocallable reverse convertible securities due Oct. 26, 2020 tied to the common stock of Proofpoint, Inc.; via Credit Suisse Securities (USA) LLC; pricing July 23; Cusip: 22549JU73
0% CS notes due April 27, 2023 linked to the Credit Suisse RavenPack AIS Balanced 5% ER index; via Credit Suisse Securities (USA) LLC; pricing July 24; Cusip: 22552FLZ3
0% CS notes due Jan. 27, 2023 linked to the Credit Suisse US Balanced 5% ER index; via Credit Suisse Securities (USA) LLC; pricing July 24; Cusip: 22552FM25
Contingent coupon autocallable yield notes due Jan. 29, 2021 linked to the lowest performing of the Nasdaq-100 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing July 24; Cusip: 22552FMJ8
Contingent coupon autocallable yield notes due Oct. 29, 2020 linked to the lowest performing of the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing July 24; Cusip: 22552FMA7
0% Buffered Accelerated Return Equity Securities due Oct. 29, 2020 tied to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing July 24; Cusip: 22552FKU5
0% digital barrier notes due Aug. 27, 2020 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing July 24; Cusip: 22552FKR2
Contingent coupon callable yield notes due April 29, 2022 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing July 24; Cusip: 22552FMY5
Contingent coupon autocallable yield notes due July 29, 2020 linked to the SPDR S&P Oil & Gas Exploration & Production ETF; via Credit Suisse Securities (USA) LLC; pricing July 24; Cusip: 22552FMK5
0% Buffered Accelerated Return Equity Securities due Aug. 3, 2022 tied to the Dow Jones industrial average; via Credit Suisse Securities (USA) LLC; pricing July 29; Cusip: 22552FL83
Contingent coupon autocallable yield notes due Nov. 2, 2020 linked to the lowest performing of the Nasdaq-100 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing July 29; Cusip: 22552FMG4
Contingent coupon autocallable yield notes due Nov. 2, 2020 linked to the lowest performing of the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing July 29; Cusip: 22552FMD1
Contingent coupon autocallable yield notes due Feb. 1, 2021 linked to the lowest performing of the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing July 29; Cusip: 22552FMF6
0% digital plus barrier notes due Aug. 1, 2024 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing July 29; Cusip: 22552FL34
0% Buffered Accelerated Return Equity Securities due Feb. 3, 2021 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing July 29; Cusip: 22552FKZ4
0% Buffered Accelerated Return Equity Securities due Aug. 3, 2022 tied to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing July 29; Cusip: 22552FLB6
Market-linked securities due July 27, 2023 autocallable with contingent coupon and contingent downside linked to the least performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via Wells Fargo Securities LLC; pricing July 31; Cusip: 22552FLF7
Callable contingent income securities due Aug. 4, 2021 linked to the worst performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC as agent with Morgan Stanley Smith Barney LLC as dealer; pricing July 31; Cusip: 22552FPQ9
Market-linked securities due July 29, 2021 autocallable with contingent coupon and contingent downside linked to the SPDR S&P Biotech ETF; via Wells Fargo Securities LLC; pricing July 31; Cusip: 22552FLE0
Market-linked securities due July 29, 2021 autocallable with contingent coupon and contingent downside linked to the SPDR S&P Oil & Gas Exploration & Production ETF; via Wells Fargo Securities, LLC; pricing July 31; Cusip: 22552FLC4
GS FINANCE CORP.
Callable contingent coupon notes due Aug. 11, 2025 linked to the least performing of the Russell 2000 index, the Nasdaq-100 index and the Dow Jones industrial average; via Goldman Sachs & Co.; pricing July 23; Cusip: 40056FV77
0% bearish absolute return trigger notes due Jan. 28, 2021 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing July 23; Cusip: 40056FUY9
Callable contingent equity-linked coupon notes due July 29, 2021 linked to the common stock of Microsoft Corp.; via Goldman Sachs & Co.; pricing July 24; Cusip: 40056FVG7
Autocallable contingent coupon notes due Nov. 2, 2020 linked to the common stock of Amazon.com, Inc.; via Goldman Sachs & Co. LLC; pricing July 25; Cusip: 40056FUT0
Autocallable contingent coupon notes due July 30, 2025 linked to the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing July 25; Cusip: 40056FV85
0% leveraged buffered notes due Jan. 31, 2022 linked to the Dow Jones industrial average; via Goldman Sachs & Co. LLC; pricing July 26; Cusip: 40056FR31
0% leveraged buffered notes due July 31, 2024 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co. LLC; pricing July 26; Cusip: 40056FRW7
0% autocallable notes due Aug. 3, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing July 26; Cusip: 40056FR49
0% autocallable notes due Aug. 10, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing July 26; Cusip: 40056FS89
0% autocallable notes due Aug. 10, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing July 26; Cusip: 40056FSA4
0% autocallable notes due Aug. 10, 2026 linked to the Motif Capital Artificial Intelligence 8 ER index; via Goldman Sachs & Co. LLC; pricing July 26; Cusip: 40056FSB2
0% autocallable notes due Aug. 10, 2026 linked to the Motif Capital National Defense 7 ER index; via Goldman Sachs & Co. LLC; pricing July 26; Cusip: 40056FSC0
0% index-linked notes due Aug. 31, 2020 tied to the Nasdaq-100 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing July 26; Cusip: 40056FQK4
Contingent income autocallable securities due Jan. 30, 2020 linked to Netflix, Inc. common stock; via Goldman Sachs & Co. LLC and Morgan Stanley Wealth Management; pricing July 26; Cusip: 36257W418
0% capped gears due Sept. 30, 2020 linked to the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing July 26; Cusip: 36257W228
0% leveraged buffered notes due Jan. 31, 2022 linked to the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing July 26; Cusip: 40056FQZ1
Callable contingent coupon notes due July 31, 2029 linked to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co. LLC; pricing July 26; Cusip: 40056FQB4
0% bearish autocallable absolute return notes due Jan. 31, 2022 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing July 26; Cusip: 40056FUP8
0% leveraged buffered notes due Jan. 31, 2022 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing July 26; Cusip: 40056FRK3
0% leveraged buffered notes due July 31, 2024 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing July 26; Cusip: 40056FRV9
0% bearish autocallable absolute return notes due Aug. 5, 2024 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing July 26; Cusip: 40056FSL0
0% index-linked notes due July 31, 2024 tied to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing July 26; Cusip: 40056FQY4
0% leveraged notes due July 30, 2026 linked to the S&P 500 Daily Risk Control 10% USD Excess Return index; via Goldman Sachs & Co. LLC; pricing July 26; Cusip: 40056FQW8
0% trigger gears due July 31, 2029 linked to a basket of indexes (Euro Stoxx 50 index with a weight of 40%, the FTSE 100 index with a weight of 20%, the Nikkei Stock Average index with a weight of 20%, the Swiss Market index with a weight of 7.5%, the S&P/ASX 200 index with a weight of 7.5% and the Hang Seng index with a weight of 5%); via Goldman Sachs & Co. LLC; pricing July 29; Cusip: 36257W244
Callable contingent coupon notes due Jan. 31, 2027 linked to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co. LLC; pricing July 29; Cusip: 40056FS22
0% bearish barrier early redeemable market-linked notes due between April 28, 2021 and June 28, 2021 with daily barrier observation linked to the S&P 500 index; via Goldman Sachs & Co. LLC and UBS Financial Services Inc.; pricing July 29; Cusip: 40056FTL9
0% autocallable index-linked notes due Aug. 8, 2022 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing July 30; Cusip: 40056FVE2
0% leveraged buffered notes due Aug. 5, 2021 linked to the Dow Jones industrial average; via Goldman Sachs & Co. LLC; pricing July 31; Cusip: 40056FR23
0% autocallable notes due Aug. 14, 2024 linked to the Motif Capital National Defense 7 ER index; via Goldman Sachs & Co. LLC; pricing July 31; Cusip: 40056FSQ9
0% index-linked notes due Sept. 3, 2020 tied to the Nasdaq-100 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing July 31; Cusip: 40056FQJ7
Autocallable fixed-coupon notes due Nov. 9, 2020 linked to the lesser performing of the Nasdaq-100 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing July 31; Cusip: 40056FQP3
0% leveraged buffered notes due Aug. 5, 2021 linked to the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing July 31; Cusip: 40056FQL2
0% autocallable index-linked notes due Aug. 6, 2024 tied to the Russell 2000 index and the Dow Jones industrial average; via Goldman Sachs & Co.; pricing July 30; Cusip: 40056FUJ2
Callable contingent coupon notes due Feb. 8, 2021 linked to the least performing of the Russell 2000 index, the Nasdaq-100 index and the S&P 500 index; via Goldman Sachs & Co.; pricing July 31; Cusip: 40056FTV7
0% dual directional trigger participation securities due Nov. 4, 2020 linked to the S&P 500 index; via Goldman Sachs & Co. LLC and Morgan Stanley Wealth Management; pricing July 31; Cusip: 36257W343
0% autocallable absolute return notes due Aug. 3, 2022 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing July 31; Cusip: 40056FR56
3.5% callable fixed-coupon buffered notes due July 31, 2024 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing July 29; Cusip: 40056FSE6
7.5% autocallable fixed-coupon notes due Nov. 9, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing July 31; Cusip: 40056FV28
0% index-linked notes due Aug. 4, 2022 tied to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing July 31; Cusip: 40056FTA3
0% index-linked notes due Feb. 3, 2023 tied to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing July 31; Cusip: 40056FTC9
0% notes due Feb. 3, 2023 linked to the least performing of the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing July 31; Cusip: 40056FTK1
0% index-linked notes due Aug. 5, 2024 tied to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing July 31; Cusip: 40056FT54
0% index-linked notes due Aug. 5, 2024 tied to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing July 31; Cusip: 40056FT96
0% leveraged buffered notes due Aug. 5, 2024 linked to an equally-weighted basket of indexes including the S&P 500 index, the Russell 2000 index and the S&P MidCap 400 index; via Goldman Sachs & Co. LLC; pricing July 31; Cusip: 40056FTE5
Callable step-up fixed-rate notes due August 2022; via Goldman Sachs & Co. LLC; pricing in July; Cusip: 38150AD85
0% leveraged buffered notes due in 2024 linked to the Dow Jones industrial average; via Goldman Sachs & Co.; pricing Aug. 2; Cusip: 40056FUV5
0% leveraged buffered notes due May 6, 2021 linked to the iShares MSCI EAFE exchange-traded fund; via Goldman Sachs & Co.; pricing Aug. 2; Cusip: 40056FV93
0% autocallable index-linked notes due Aug. 11, 2025 tied to the S&P 500 index, the Dow Jones Industrial Average and the Russell 2000 index; via Goldman Sachs & Co.; pricing Aug. 2; Cusip: 40056FV44
0% autocallable index-linked notes due Aug. 11, 2025 tied to the S&P 500 index, the Dow Jones Industrial Average and the Russell 2000 index; via Goldman Sachs & Co.; pricing Aug. 2; Cusip: 40056FV51
HSBC USA INC.
Autocallable contingent income barrier notes due July 29, 2024 linked to the least performing of the Russell 2000 index, the Euro Stoxx 50 index and the Dow Jones industrial average; via HSBC Securities (USA) Inc.; pricing July 24; Cusip: 40435USN5
Callable contingent income barrier notes due July 30, 2029 linked to the least performing of the Russell 2000 index, S&P 500 index and Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing July 25; Cusip: 40435USP0
0% barrier enhanced participation notes due July 31, 2024 linked to the lesser performing of the Dow Jones industrial average and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40435URY2
0% buffered Accelerated Market Participation Securities due Jan. 31, 2022 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40435URX4
Autocallable contingent income barrier notes due Aug. 1, 2022 linked to the least performing of the common stocks of Goldman Sachs Group, Inc., Walt Disney Co., and Intel Corp.; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40435USM7
0% capped gears due Sept. 30, 2020 linked to the iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing July 26; Cusip: 40436B469
0% buffered Accelerated Market Participation Securities due Jan. 31, 2022 linked to the NYSE FANG+ index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40435URZ9
Callable contingent income barrier notes due July 31, 2029 linked to the least performing of the Russell 2000 index and the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40435USR6
Autocallable contingent income barrier notes due July 31, 2024 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Nasdaq-100 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40435USC9
0% autocallable barrier notes with step-up premium and contingent return feature due July 31, 2023 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40435URC0
0% performance allocator notes due July 31, 2024 linked to a basket consisting of the S&P 500 and Russell 2000 indexes, a basket consisting of the Euro Stoxx 50 and FTSE 100 indexes and a basket consisting of the S&P/ASX 200 and Nikkei 225 indexes; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40435URE6
0% step-down trigger autocallable notes due Aug. 1, 2024 linked to the least performing of the Russell 2000 index and the Dow Jones industrial average; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing July 29; Cusip: 40436B428
Market-linked securities due July 27, 2023 autocallable with contingent coupon and contingent downside linked to the least performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via HSBC Securities (USA) Inc. and Wells Fargo Securities LLC; pricing July 30; Cusip: 40435USG0
0% barrier digital return notes due Sept. 8, 2020 linked to the lesser performing of the Dow Jones industrial average and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing July 31; Cusip: 40435USB1
0% buffered Accelerated Market Participation Securities due Aug. 5, 2021 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing July 31; Cusip: 40435URS5
0% notes due July 29, 2022 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C3Q4
0% trigger jump securities due Aug. 4, 2021 linked to the iShares MSCI Brazil exchange-traded fund; via HSBC Securities (USA) Inc. and Morgan Stanley Wealth Management; pricing July 31; Cusip: 40436B394
0% dual directional barrier notes due Aug. 5, 2022 linked to the lesser performing of the iShares MSCI EAFE exchange-traded fund and the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing July 31; Cusip: 40435URL0
0% buffered Accelerated Market Participation Securities due Aug. 5, 2021 linked to the iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing July 31; Cusip: 40435URT3
0% buffered Accelerated Market Participation Securities due Aug. 5, 2021 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing July 31; Cusip: 40435URR7
0% digital dual directional barrier securities due Aug. 5, 2024 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via HSBC Securities (USA) Inc.; pricing July 31; Cusip: 40435URH9
0% buffered Accelerated Market Participation Securities due Aug. 5, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing July 31; Cusip: 40435URQ9
0% buffered uncapped market participation securities due Aug. 5, 2022 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing July 31; Cusip: 40435URN6
6.2% autocallable yield notes due Nov. 5, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing July 31; Cusip: 40435USA3
0% autocallable barrier notes with step-up premium and contingent return feature due Aug. 5, 2022 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing July 31; Cusip: 40435URD8
0% digital dual directional barrier securities due Aug. 7, 2023 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via HSBC Securities (USA) Inc.; pricing July 31; Cusip: 40435URK2
0% performance allocator notes due Aug. 5, 2022 linked to a basket consisting of the S&P 500 and Russell 2000 indexes, a basket consisting of the Euro Stoxx 50 and FTSE 100 indexes and a basket consisting of the S&P/ASX 200 and Nikkei 225 indexes; via HSBC Securities (USA) Inc.; pricing July 31; Cusip: 40435URF3
0% buffered Performance Leveraged Upside Securities due Aug. 4, 2021 linked to the Topix index; via HSBC Securities (USA) Inc.; pricing July 31; Cusip: 40436B477
JEFFERIES GROUP LLC
Step-up fixed-rate callable notes due July 31, 2037; via Jefferies LLC; pricing July 31; Cusip: 47233JBZ0
Senior fixed-to-floating notes due July 31, 2042 linked to Libor; via Jefferies LLC; pricing July 31; Cusip: 47233JCA4
JPMORGAN CHASE FINANCIAL CO. LLC
Autocallable contingent interest notes due July 28, 2020 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing July 23; Cusip: 48132C6H1
Autocallable contingent interest notes due Oct. 29, 2020 linked to the common stock of Amazon.com, Inc.; via J.P. Morgan Securities LLC; pricing July 24; Cusip: 48132C6L2
Autocallable contingent interest notes due Oct. 29, 2020 linked to the common stock of Amazon.com, Inc.; via J.P. Morgan Securities LLC; pricing July 24; Cusip: 48132C4R1
0% uncapped dual directional contingent buffered return enhanced notes due July 29, 2022 linked to the lesser performing of the Euro Stoxx 50 index and the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132CXZ1
0% uncapped contingent buffered return enhanced notes due July 31, 2024 linked to the lesser performing of the Euro Stoxx 50 index and the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132CXV0
0% autocallable contingent buffered equity notes due July 31, 2024 linked to the lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132CXU2
0% uncapped dual directional buffered return enhanced notes due Jan. 29, 2021 linked to the lesser performing of the iShares MSCI EAFE exchange-traded fund and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132CYD9
0% capped buffered return enhanced notes due July 30, 2021 linked to the MSCI EAFE index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132C5R0
0% capped buffered return enhanced notes due July 30, 2021 linked to the MSCI Emerging Markets index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132C5V1
Autocallable contingent interest notes due Jan. 29, 2021 linked to the lesser performing of the Nasdaq-100 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132C2U6
0% digital notes due Oct. 30, 2020 linked to the lesser performing of the Russell 2000 index and the Nasdaq-100 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132CYA5
Autocallable contingent interest notes due July 30, 2021 linked to the least performing of the Russell 2000 index, the Nasdaq-100 index and the Dow Jones industrial average; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132C3D3
0% capped notes due Jan. 31, 2022 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132CYG2
Autocallable contingent interest notes due Jan. 29, 2021 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132C2W2
Autocallable contingent interest notes due Jan. 29, 2021 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132C2Z5
0% capped gears due Sept. 30, 2020 linked to the S&P 500 index; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132E356
0% capped buffer gears due Jan. 29, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132E299
0% capped buffered return enhanced notes due Jan. 29, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132CYQ0
0% capped buffered return enhanced notes due July 29, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132C6F5
0% capped buffered return enhanced notes due July 30, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132C5U3
0% capped buffer gears due July 30, 2021 linked to the S&P 500 index; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132E364
0% capped buffered return enhanced notes due Jan. 31, 2022 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132C3N1
0% capped buffered return enhanced notes due Jan. 31, 2022 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132CYZ0
0% trigger step securities due July 31, 2023 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132E232
0% capped buffered return enhanced notes due July 31, 2023 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132C6J7
0% trigger gears due July 31, 2024 linked to the S&P 500 index; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132E380
0% autocallable contingent buffered equity notes due July 29, 2022 linked to the lesser performing of the S&P 500 index, the Nasdaq-100 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132CXQ1
Autocallable contingent interest notes due Jan. 29, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132C2X0
0% capped dual directional buffered equity notes due Jan. 29, 2021 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132CYF4
0% uncapped dual directional contingent buffered equity notes due July 31, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132CXY4
0% autocallable contingent buffered equity notes due July 31, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132CXS7
0% uncapped dual directional contingent buffered return enhanced notes due July 31, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132CXX6
0% uncapped contingent buffered return enhanced notes due July 31, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132CXT5
Autocallable contingent interest notes due July 30, 2021 linked to the SPDR S&P Oil & Gas Exploration & Production ETF; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132C3C5
0% notes due Jan. 31, 2024 linked to the S&P Economic Cycle Factor Rotator index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132CYC1
0% notes due July 31, 2024 linked to the S&P Economic Cycle Factor Rotator index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132CYB3
0% notes due July 31, 2026 linked to the S&P Economic Cycle Factor Rotator index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48132CYE7
Trigger autocallable contingent yield notes due Aug. 3, 2022 linked to the Euro Stoxx 50 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 29; Cusip: 48132E257
0% capped dual directional buffered equity notes due Aug. 4, 2022 linked to the MSCI Emerging Markets index; via J.P. Morgan Securities LLC; pricing July 30; Cusip: 48132C6U2
Autocallable contingent interest notes due Nov. 4, 2020 linked to the least performing of the Russell 2000 index, the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production; via J.P. Morgan Securities LLC; pricing July 30; Cusip: 48132C6W8
Autocallable contingent interest notes due Aug. 4, 2022 tied to the least performing of the common stocks of Splunk Inc. and Square, Inc.; via J.P. Morgan Securities LLC; pricing July 30; Cusip: 48132C6K4
0% capped buffered return enhanced notes due Jan. 29, 2021 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C2L6
0% capped buffered return enhanced notes due July 30, 2021 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C2F9
0% notes due April 29, 2022 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C3P6
0% dual directional trigger Performance Leveraged Upside Securities due Feb. 5, 2025 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132E414
0% uncapped dual directional contingent buffered return enhanced notes due July 29, 2022 linked to the Euro Stoxx 50 index and the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CYK3
0% uncapped dual directional contingent buffered return enhanced notes due July 31, 2023 linked to the Euro Stoxx 50 index and the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CZF3
0% uncapped contingent buffered return enhanced notes due July 31, 2024 linked to the lesser performing of the Euro Stoxx 50 index and the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CZG1
0% autocallable contingent buffered equity notes due July 31, 2024 linked to the lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CYU1
0% capped buffered return enhanced notes due Jan. 29, 2021 linked to the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C2K8
0% capped buffered return enhanced notes due July 30, 2021 linked to the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C2D4
0% uncapped dual directional buffered return enhanced notes due July 30, 2021 linked to the lesser performing of the iShares MSCI EAFE exchange-traded fund and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CZP1
0% capped buffered return enhanced notes due July 30, 2021 linked to the iShares MSCI Emerging Markets ETF; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C2C6
0% capped buffered return enhanced notes due July 30, 2021 linked to the Nasdaq-100 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C2B8
Autocallable contingent interest notes due Nov. 5, 2020 linked to the common stock of Nvidia Corp.; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C6G3
0% capped buffered return enhanced notes due Jan. 29, 2021 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C2J1
0% capped buffered return enhanced notes due July 30, 2021 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C2A0
7.25% to 9.25% autocallable yield notes due Jan. 29, 2021 linked to the worst performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CZM8
0% capped notes due July 30, 2021 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C3A9
0% uncapped buffered equity notes due July 31, 2024 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CZJ5
Autocallable contingent interest notes due July 29, 2022 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C3E1
Autocallable contingent interest notes due July 30, 2021 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Nasdaq-100 index via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C2Q5
Autocallable contingent interest notes due July 30, 2021 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Nasdaq-100 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C2R3
0% capped buffered return enhanced notes due Aug. 31, 2020 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CZY2
0% capped buffered return enhanced notes due Jan. 29, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C2H5
0% capped buffered return enhanced notes due July 30, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CZZ9
0% bearish knock-out notes due July 29, 2022 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CYS6
0% uncapped buffered return enhanced notes due July 31, 2024 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C2G7
0% trigger Performance Leveraged Upside Securities due Aug. 5, 2025 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132E430
0% digital notes due Aug. 31, 2020 linked to the lesser performing of the S&P 500 index and the Nasdaq-100 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CYJ6
Autocallable contingent interest notes due Oct. 30, 2020 linked to the lesser performing of the S&P 500 index and the Nasdaq-100 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CZT3
Autocallable contingent interest notes due Oct. 30, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C2M4
Autocallable contingent interest notes due Oct. 30, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C2P7
Autocallable contingent interest notes due Jan. 29, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CZV8
0% capped dual directional buffered equity notes due July 30, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CZN6
Autocallable contingent interest notes due July 29, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C2S1
0% uncapped dual directional contingent buffered return enhanced notes due July 29, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CZC0
0% uncapped dual directional contingent buffered return enhanced notes due Jan. 31, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CYL1
0% uncapped contingent buffered return enhanced notes due July 31, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CZE6
0% uncapped dual directional buffered equity notes due July 31, 2023 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CZQ9
0% uncapped dual directional contingent buffered return enhanced notes due July 31, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CZD8
0% uncapped dual directional buffered return enhanced notes due July 31, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C3L5
0% autocallable contingent buffered equity notes due July 31, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CYV9
0% uncapped contingent buffered equity notes due July 31, 2024 linked to the least performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CZK2
0% uncapped dual directional contingent buffered equity notes due July 31, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132CZL0
Step-up autocallable contingent buffered equity notes due Aug. 5, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C6S7
Autocallable step-down contingent interest notes due July 29, 2022 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C3T8
0% capped notes due July 31, 2024 linked to an equally weighted basket of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C3S0
Autocallable step-down contingent interest notes due July 31, 2024 linked to the least performing of the S&P 500, Russell 2000 and Euro Stoxx 50 indexes; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C3U5
0% step-up autocallable notes due July 31, 2024 linked to the S&P Economic Cycle Factor Rotator index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48132C2Y8
0% capped buffered return enhanced notes due May 6, 2021 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Aug. 2; Cusip: 48132C6D0
0% capped buffered return enhanced notes due Feb. 10, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Aug. 5; Cusip: 48132C6T5
Autocallable contingent interest notes due Nov. 19, 2020 linked to the common stock of Netflix Inc.; via J.P. Morgan Securities LLC; pricing Aug. 14; Cusip: 48132C7C1
MORGAN STANLEY FINANCE LLC
Contingent income autocallable securities due July 29, 2022 linked to the common stocks of Amazon.com, Inc., Apple Inc., Netflix, Inc. and Alphabet Inc.; via Morgan Stanley & Co. LLC; pricing July 26; Cusip: 61769HLF0
Contingent income autocallable securities due July 29, 2022 linked to the common stock of Apple Inc.; via Morgan Stanley & Co. LLC with Morgan Stanley Wealth Management as dealer; pricing July 26; Cusip: 61769Q394
0% dual directional trigger jump securities due July 31, 2024 linked to the least performing of the Dow Jones Industrial Average and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing July 26; Cusip: 61769HJS5
0% trigger Performance Leveraged Upside Securities due July 31, 2024 linked to the lesser performing of the Dow Jones industrial average and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing July 26; Cusip: 61769HJT3
0% dual directional trigger jump securities due July 31, 2024 linked to the least performing of the Dow Jones industrial average and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing July 26; Cusip: 61769HJS5
0% jump securities with autocallable feature due July 29, 2022 linked to the worst performing of the Nasdaq-100 index, the Dow Jones industrial average and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing July 26; Cusip: 61769HJN6
Contingent income autocallable securities due Jan. 29, 2021 linked to the worst performing of the Russell 2000 index, the Dow Jones industrial average and the Nasdaq-100 index; via Morgan Stanley & Co. LLC; pricing July 26; Cusip: 61769HJF3
0% capped trigger gears due July 29, 2022 linked to the S&P 500 index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing July 26; Cusip: 61769Q253
0% jump securities with autocallable feature due Aug. 4, 2025 linked to the worst performing of the S&P 500 index, the Dow Jones industrial average and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing July 26; Cusip: 61769HLK9
0% trigger Performance Leveraged Upside Securities due July 29, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing July 26; Cusip: 61769HJL0
0% trigger Performance Leveraged Upside Securities due July 31, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing July 26; Cusip: 61769HJK2
Contingent income autocallable securities due Aug. 3, 2022 linked to the lesser performing of the class B common stock of Nike, Inc. and the common stock of lululemon athletica inc.; via Morgan Stanley & Co. LLC; pricing July 29; Cusip: 61769HLW3
Contingent income autocallable securities due Aug. 2, 2029 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing July 29; Cusip: 61769HKG9
0% trigger Performance Leveraged Upside Securities due Aug. 4, 2021 linked an unequally weighted basket of the S&P 500 index with a 40% weight, the Russell 2000 index with a 10% weight, the S&P MidCap 400 index with a 20% weight and the iShares MSCI EAFE ETF with a 30% weight; via Morgan Stanley & Co. LLC; pricing July 30; Cusip: 61769HLD5
0% trigger Performance Leveraged Upside Securities due Aug. 5, 2024 linked to the lesser performing of the Dow Jones industrial average and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing July 31; Cusip: 61769HJR7
0% Performance Leveraged Upside Securities due Nov. 4, 2020 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing July 31; Cusip: 61769Q352
0% equity-linked partial principal at risk securities due Aug. 4, 2022 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing July 31; Cusip: 61769HKB0
0% market-linked notes due Aug. 3, 2023 linked to the Morgan Stanley ETF-MAP 2 index; via Morgan Stanley & Co. LLC with Morgan Stanley Wealth Management handling distribution; pricing July 31; Cusip: 61769Q220
0% jump securities with autocallable feature due Aug. 4, 2022 linked to the lesser performing of the Nasdaq-100 index, the Dow Jones Industrial Average and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing July 31; Cusip: 61769HJP1
Callable contingent income securities due Aug. 5, 2024 linked to the least performing of the Nasdaq-100 index, the Russell 2000 index and the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing July 31; Cusip: 61769HKJ3
Contingent income autocallable securities due Feb. 4, 2021 linked to the worst performing of the Russell 2000 index, the Dow Jones industrial average and the Nasdaq-100 index; via Morgan Stanley & Co. LLC; pricing July 31; Cusip: 61769HJG1
0% Performance Leveraged Upside Securities due Nov. 4, 2020 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing July 31; Cusip: 61769Q329
0% buffered participation securities due Feb. 4, 2021 linked to the S&P 500 index via Morgan Stanley & Co. LLC; pricing July 31; Cusip: 61769HLE3
0% buffered Performance Leveraged Upside Securities due Feb. 3, 2022 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing July 31; Cusip: 61769Q337
0% buffered Performance Leveraged Upside Securities due Feb. 3, 2022 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing July 31; Cusip: 61769HKP9
0% dual directional trigger Performance Leveraged Upside Securities due Aug. 3, 2022 linked to the S&P 500 index; via Morgan Stanley & Co. LLC with Morgan Stanley Wealth Management as dealer; pricing July 31; Cusip: 61769Q196
0% dual directional trigger Performance Leveraged Upside Securities due Aug. 5, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing July 31; Cusip: 61769HKT1
0% buffered Performance Leveraged Upside Securities due Aug. 5, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing July 31; Cusip: 61769HKC8
0% market-linked notes due Aug. 5, 2024 linked to an equally weighted basket of the S&P 500 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing July 31; Cusip: 61769HJV8
0% market-linked notes due Aug. 5, 2024 linked to a basket consisting of the S&P 500 index with a 50% weight, the Euro Stoxx 50 index with a 25% weight and the iShares MSCI Emerging Markets ETF with a 25% weight; via Morgan Stanley & Co. LLC; pricing July 31; Cusip: 61769HKS3
0% market-linked notes due Feb. 5, 2025 linked to an equally weighted basket of the S&P 500 index, the Euro Stoxx 50 index and the Tokyo Stock Price index; via Morgan Stanley & Co. LLC; pricing July 31; Cusip: 61769Q212
0% dual directional buffered participation securities due Feb. 3, 2022 linked to the worse performing of the S&P 500 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing July 31; Cusip: 61769HKQ7
0% trigger Performance Leveraged Upside Securities due Aug. 5, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing July 31; Cusip: 61769HKD6
ROYAL BANK OF CANADA
0% buffered digital notes due Jan. 31, 2023 linked to the Dow Jones industrial average; via RBC Capital Markets, LLC; pricing July 26; Cusip: 78013XV88
0% barrier booster notes due July 31, 2024 linked to the Euro Stoxx 50 index; via RBC Capital Markets LLC; pricing July 26; Cusip: 78013XVW5
0% absolute return barrier notes due July 30, 2021 linked to MSCI EAFE index; via RBC Capital Markets, LLC; pricing July 26; Cusip: 78013XX45
0% rules-based investment securities due July 31, 2024 linked to the RBC Emerging Market Tactical Equity Total Return index; via RBC Capital Markets LLC; pricing July 26; Cusip: 78013GHT5
0% rules-based investment securities due July 31, 2024 linked to the RBC Global Tactical Equity Total Return index; via RBC Capital Markets LLC; pricing July 26; Cusip: 78013GHS7
0% rules-based investment securities due July 31, 2024 linked to the RBC Large Cap US Tactical Equity Total Return index; via RBC Capital Markets LLC; pricing July 26; Cusip: 78013GHQ1
0% absolute return barrier notes due July 30, 2021 linked to S&P 500 index; via RBC Capital Markets, LLC; pricing July 26; Cusip: 78013XX37
0% buffered absolute return notes due July 31, 2025 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing July 26; Cusip: 78013XVV7
0% barrier booster notes due July 31, 2025 linked to the S&P 500 index; via RBC Capital Markets LLC; pricing July 26; Cusip: 78013XVY1
0% buffered return notes due July 31, 2025 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing July 26; Cusip: 78013XVU9
0% barrier booster notes due July 31, 2025 linked to the lesser performing of the S&P 500 index and the Dow Jones Industrial average; via RBC Capital Markets, LLC; pricing July 26; Cusip: 78013XW38
Autocallable contingent coupon barrier notes due Aug. 3, 2022 linked to the least performing of the common stocks of Bank of America Corp., Citigroup Inc. and JPMorgan Chase & Co.; via RBC Capital Markets, LLC; pricing July 29; Cusip: 78013XXA1
Autocallable contingent coupon barrier notes due Aug. 3, 2022 linked to the common stock of Nordstrom, Inc.; via RBC Capital Markets, LLC; pricing July 29; Cusip: 78013XXF0
Autocallable contingent coupon barrier notes due Aug. 3, 2022 linked to the least performing of the common stocks of PayPal Holdings, Inc. and Square, Inc.; via RBC Capital Markets, LLC; pricing July 29; Cusip: 78013XXB9
Autocallable contingent coupon barrier notes due Aug. 3, 2022 linked to the common stock of Wynn Resorts, Ltd. with quarterly coupon at an annual rate of 8.5% to 9.5% and 50% coupon barrier; via RBC Capital Markets, LLC; pricing July 29; Cusip: 78013XX60
0% market-linked securities with leveraged upside participation and contingent downside principal at risk securities due Feb. 2, 2023 linked to the S&P 500 index; via Wells Fargo Securities LLC; pricing July 30
0% buffered participation securities due Oct. 5, 2020 linked to the Dow Jones industrial average; via RBC Capital Markets, LLC with Morgan Stanley Wealth Management handling distribution; pricing July 31; Cusip: 78014J223
TORONTO-DOMINION BANK
Autocallable contingent interest barrier notes with memory coupon due July 29, 2022 linked to the least performing of the common stocks of Activision Blizzard, Inc., Electronic Arts Inc., Microsoft Corp. and Sony Corp.; via TD Securities (USA) LLC; pricing July 26; Cusip: 89114Q3N6
Autocallable contingent interest barrier notes due Jan. 28, 2021 linked to the shares of Anadarko Petroleum Corp., Baker Hughes and Valero Energy Corp.; via TD Securities (USA) LLC; pricing July 26; Cusip: 89114Q2M9
Autocallable contingent interest barrier notes due July 28, 2022 linked to the shares of Citigroup Inc., Carnival Corp. and FedEx Corp.; via TD Securities (USA) LLC; pricing July 26; Cusip: 89114QY93
0% capped notes due July 30, 2024 linked to the Dow Jones industrial average; via TD Securities (USA) LLC; pricing July 26; Cusip: 89114Q2N7
0% leveraged buffered notes due July 28, 2022 linked to the Euro Stoxx 50 index; via TD Securities (USA) LLC; pricing July 26; Cusip: 89114Q2E7
Autocallable contingent interest barrier notes due Jan. 28, 2021 linked to the least performing of the common stocks of Marathon Petroleum Corp., Baker Hughes and Valero Energy Corp.; via TD Securities (USA) LLC; pricing July 26; Cusip: 89114Q3G1
Autocallable contingent interest barrier notes due July 30, 2024 linked to the Russell 2000 index and the Euro Stoxx 50 index; via TD Securities (USA) LLC; pricing July 26; Cusip: 89114Q2L1
Autocallable contingent interest barrier notes due Aug. 2, 2024 linked to the Russell 2000 index and the Euro Stoxx 50 index; via TD Securities (USA) LLC; pricing July 26; Cusip: 89114Q2W7
0% contingent absolute return barrier notes due July 30, 2024 linked to the worse performing of the Russell 2000 index and the S&P 500 index; via TD Securities (USA) LLC; pricing July 26; Cusip: 89114Q2F4
Callable step-up notes due July 31, 2022; via TD Securities (USA) LLC; pricing July 29; Cusip: 89114Q2C1
Autocallable contingent interest barrier notes due Feb. 3, 2021 linked to the least performing of the common stocks of Marathon Petroleum Corp., Baker Hughes and Valero Energy Corp.; via TD Securities (USA) LLC; pricing July 31; Cusip: 89114Q3H9
0% digital buffered notes due Aug. 3, 2022 linked to the Russell 2000 index; via TD Securities (USA) LLC; pricing July 31; Cusip: 89114Q2P2
0% contingent absolute return barrier notes due Aug. 2, 2024 linked to the worse performing of the Russell 2000 index and the S&P 500 index; via TD Securities (USA) LLC; pricing July 31; Cusip: 89114Q2R8
UBS AG, LONDON BRANCH
0% trigger gears due July 31, 2024 linked to the iShares MSCI Emerging Markets exchange-traded fund; via UBS Financial Services Inc. and UBS Investment Bank; pricing July 26; Cusip: 90281D581
Buffer autocallable contingent yield notes with memory interest due July 29, 2022 linked to the lesser performing of the SPDR S&P Biotech ETF and the SPDR S&P Oil & Gas Exploration & Production ETF; via UBS Securities LLC and UBS Investment Bank; pricing July 26; Cusip: 90270KG29
0% capped gears due Sept. 30, 2020 linked to a basket consisting of the Euro Stoxx 50 index with a 40% weight, the FTSE 100 index with a 20% weight, the Nikkei 225 index with a 20% weight, the Swiss Market index with a 7.5% weight, the S&P/ASX 200 index with a 7.5% weight and the Hang Seng index with a 5% weight; via UBS Financial Services Inc. and UBS Investment Bank; pricing July 29; Cusip: 90281D573
17- to 20-month 0% digital notes linked to the MSCI EAFE index; via UBS Securities LLC; Cusip: 90270KH44
18- to 21-month 0% digital index-linked notes linked to the S&P 500 index; via UBS Securities LLC; Cusip: 90270KH69
WELLS FARGO & CO.
Step-up callable notes due Jan. 31, 2023; via Wells Fargo Securities LLC; pricing July 29; Cusip: 95001D4P2
Step-up callable notes due July 30, 2024; via Wells Fargo Securities LLC; pricing July 26; Cusip: 95001D4N7
Step-up callable notes due July 31, 2029; via Wells Fargo Securities LLC; pricing July 29; Cusip: 95001D4K3
Step-up callable notes due July 30, 2034; via Wells Fargo Securities LLC; pricing July 26; Cusip: 95001D4L1
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Aug. 7, 2024 linked to the iShares MSCI Emerging Markets exchange-traded fund; via Wells Fargo Securities LLC; pricing July 31; Cusip: 95001H6U0
WELLS FARGO FINANCE LLC
Market-linked securities due Aug. 6, 2029 autocallable with contingent coupon and contingent downside linked to the least performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via Wells Fargo Securities LLC; pricing July 26; Cusip: 95001H6J5
Market-linked securities due Aug. 6, 2024 autocallable with contingent coupon and contingent downside linked to the least performing of the SPDR S&P Oil & Gas Exploration & Production ETF and the VanEck Vectors Gold Miners ETF; via Wells Fargo Securities LLC; pricing July 26; Cusip: 95001H6K2
0% market-linked notes with leveraged upside participation to a cap and fixed percentage buffered downside due Feb. 7, 2023 linked to the Energy Select Sector SPDR fund; via Wells Fargo Securities, LLC; pricing July 31; Cusip: 95001H6E6
0% market-linked notes with leveraged upside participation to a cap and fixed percentage buffered downside due Aug. 7, 2024 linked to a basket of exchange-traded funds (SPDR Dow Jones Industrial Average ETF trust with a 60% weight, the SPDR S&P MidCap 400 ETF trust with a 20% weight and the iShares Russell 2000 ETF with a 20% weight); via Wells Fargo Securities, LLC; pricing July 31; Cusip: 95001H6F3
22- to 25-month 0% digital securities with buffered downside linked to the S&P 500 index; via Wells Fargo Securities, LLC; Cusip: 95001H6W6
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