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Prospect News home > News index > List of issuers Calendar > Headlines for 2017 > News item

Published on 10/19/2017 in the Prospect News Structured Products Daily.

Structured Products Calendar

BANK OF MONTREAL

• 0% bullish digital return notes with barrier due April 30, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via BMO Capital Markets Corp.; pricing Oct. 26; Cusip: 06367TK33

• 0% bullish digital return notes with barrier due April 30, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 75% trigger; via BMO Capital Markets Corp.; pricing Oct. 26; Cusip: 06367TK25

• 0% contingent risk absolute return notes with digital upside due Oct. 31, 2019 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via BMO Capital Markets Corp.; pricing Oct. 26; Cusip: 06367TJ43

• 0% contingent risk absolute return notes with digital upside due Oct. 31, 2019 linked to the VanEck Vectors Gold Miners exchange-traded fund; via BMO Capital Markets Corp.; pricing Oct. 26; Cusip: 06367TJ50

BANK OF NOVA SCOTIA

• 0% Accelerated Return Notes due December 2018 linked to the Euro Stoxx 50, FTSE 100, Nikkei Stock Average, Swiss Market, S&P/ASX 200 and the Hang Seng indexes; via BofA Merrill Lynch; pricing in October

• 0% Leveraged Index Return Notes due October 2022 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in October

BANK OF THE WEST

• Income advantage market-linked certificates of deposit with a minimum annual interest payment due Oct. 30, 2024 linked to the stocks of AbbVie Inc., Apple Inc., AT&T Inc., Philip Morris International Inc. and Wal-Mart Stores, Inc.; via BNP Paribas Securities Corp. and Incapital LLC; pricing Oct. 25; Cusip: 06426XTT7

BARCLAYS BANK PLC

• 0% notes due Oct. 25, 2023 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing Oct. 20; Cusip: 06744C7C9

• 0% notes due Oct. 24, 2024 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing Oct. 20; Cusip: 06744C7B1

• 0% buffered SuperTrack notes due Oct. 24, 2019 linked to the Euro Stoxx 50 index; via Barclays; pricing Oct. 20; Cusip: 06744CF71

• Callable contingent coupon notes due Oct. 23, 2020 linked to the lesser performing of the Euro Stoxx 50 index and the iShares MSCI Emerging Markets exchange-traded fund; via Barclays; pricing Oct. 20; Cusip: 06744C7D7

• Contingent income autocallable securities due April 23, 2020 linked to the worst performing of the Nikkei 225 index, the S&P 500 index and the Euro Stoxx 50 index; 70% trigger; via Barclays with Morgan Stanley Wealth Management; pricing Oct. 20; Cusip: 06744CE72

• Callable contingent coupon notes due Oct. 30, 2019 linked to the least performing of the Russell 2000 index, the S&P 500 index and the iShares MSCI Emerging Markets exchange-traded fund; 70% trigger; via Barclays; pricing Oct. 25; Cusip: 06744CD24

• 0% notes due Oct. 31, 2024 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing Oct. 26; Cusip: 06744C6N6

• Autocallable notes due Oct. 30, 2020 linked to the least performing of the common stocks of MetLife, Inc. and Prudential Financial, Inc.; 70% trigger; via Barclays; pricing Oct. 26; Cusip: 06744CE80

• 0% buffered digital plus notes due Oct. 31, 2022 linked to the Russell 2000 index; via Barclays; pricing Oct. 26; Cusip: 06744C6B2

• Callable contingent coupon notes due April 29, 2021 linked to the lesser performing index of the Russell 2000 index, the FTSE 100 index and the Euro Stoxx 50 index; via Barclays; pricing Oct. 26; Cusip: 06744C7K1

• 0% buffered digital plus notes due Oct. 31, 2019 linked to the S&P 500 index; via Barclays; pricing Oct. 26; Cusip: 06744C5Z0

• 0% trigger gears due Oct. 31, 2022 linked to the S&P 500 index; 75% trigger; via Barclays and UBS Financial Services Inc.; pricing Oct. 26; Cusip: 06746M487

• 0% buffered digital plus notes due Oct. 31, 2022 linked to the S&P 500 index; via Barclays; pricing Oct. 26; Cusip: 06744C6C0

• Autocallable buffered range accrual notes due April 30, 2025 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing Oct. 26; Cusip: 06744CB34

• Callable contingent coupon notes due Oct. 29, 2027 linked to the lesser performing index of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via Barclays; pricing Oct. 26; Cusip: 06744C6U0

• 0% trigger gears due Oct. 31, 2022 linked to Euro Stoxx 50 index, Nikkei 225 index, FTSE 100 index, S&P/ASX 200 index, Swiss Market index and Hang Seng index; 80% trigger; via Barclays and UBS Financial Services Inc.; pricing Oct. 27; Cusip: 06746M446

• 0% capped gears due Dec. 31, 2018 linked to Euro Stoxx 50 index, Nikkei 225 index, FTSE 100 index, S&P/ASX 200 index, Swiss Market index and Hang Seng index; via Barclays and UBS Financial Services Inc.; pricing Oct. 27; Cusip: 06746M479

• Step-up fixed-rate callable notes due Oct. 30, 2020; via Barclays; settling Oct. 30; Cusip: 06744CD40

BOFA FINANCE LLC

• 0% capped Leveraged Index Return Notes due October 2019 linked to S&P 500 index; via BofA Merrill Lynch; pricing in October

• 0% Accelerated Return Notes due December 2018 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October

CANADIAN IMPERIAL BANK OF COMMERCE

• 0% capped Leveraged Index Return Notes due October 2019 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in October

• 0% capped Leveraged Index Return Notes due October 2019 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in October

• 0% market-linked step-up notes due October 2019 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October

CITIGROUP GLOBAL MARKETS HOLDINGS INC.

• Autocallable contingent coupon equity-linked securities due Nov. 4, 2022 linked to the lesser performing of the common stock of Amazon.com Inc. and the class A common stock of Facebook, Inc.; via Citigroup Global Markets Inc.; pricing Oct. 20; Cusip: 17324XHC7

• 0% trigger absolute return autocallable notes due Oct. 24, 2019 linked to the common stock of Morgan Stanley; via UBS Financial Services Inc. and Citigroup Global Markets Inc.; pricing Oct. 20; Cusip: 17325K867

• 0% buffer securities due April 23, 2020 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Oct. 20; Cusip: 17324CMZ6

• 0% buffer securities due Oct. 29, 2020 linked to the worst performing of the S&P 500 index and the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing Oct. 24; Cusip: 17324CMN3

• 0% enhanced barrier digital plus securities due Oct. 28, 2022 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing Oct. 25; Cusip: 17324CN44

• 0% market-linked notes due Oct. 28, 2022 linked to a basket of the S&P 500 index with a 25% weight, the Euro Stoxx 50 index with a 25% weight and the iShares iBoxx $ High Yield Corporate Bond ETF with a 50% weight; via Citigroup Global Markets Inc.; pricing Oct. 25; Cusip: 17324CMP8

• 0% enhanced buffered digital securities due Oct. 29, 2021 linked to the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing Oct. 26; Cusip: 17324CMU7

• 0% enhanced buffered digital securities due Oct. 29, 2020 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing Oct. 26; Cusip: 17324CMS2

• Autocallable contingent coupon equity-linked securities due Oct. 29, 2020 linked to the least performing of the common stocks of Home Depot, Inc. and Lowe’s Cos., Inc.; 75% trigger; via Citigroup Global Markets Inc.; pricing Oct. 26; Cusip: 17324CN77

• 0% enhanced buffered digital securities due Oct. 29, 2020 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; pricing Oct. 26; Cusip: 17324CMT0

• 0% buffer securities due Oct. 31, 2022 linked to the SPDR Dow Jones Industrial Average ETF Trust; via Citigroup Global Markets Inc.; pricing Oct. 26; Cusip: 17324CMM5

• 0% dual directional barrier securities due April 29, 2021 linked to the SPDR S&P 500 ETF trust; via Citigroup Global Markets Inc.; pricing Oct. 26; Cusip: 17324XDJ6

• 0% step down trigger autocallable notes due Oct. 31, 2022 linked to the lesser performing of the S&P 500 index and the Euro Stoxx 50 index; 70% trigger; via UBS Financial Services Inc. and Citigroup Global Markets Inc.; pricing Oct. 27; Cusip: 17325K271

• Autocallable contingent coupon equity-linked securities due Nov. 5, 2018 linked to the lesser performing of the common stocks of Apple Inc. and Amazon.com, Inc.; 77.5% trigger; via Citigroup Global Markets Inc.; pricing Oct. 31; Cusip: 17324XKJ8

CREDIT SUISSE AG, LONDON BRANCH

• Contingent coupon autocallable reverse convertible securities due Jan. 25, 2019 linked to Amazon.com, Inc. stock; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 20; Cusip: 22550BLG6

• Contingent coupon autocallable reverse convertible securities due Jan. 25, 2019 linked to Apple Inc. stock; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 20; Cusip: 22550BLJ0

• Contingent coupon autocallable reverse convertible securities due Jan. 25, 2019 linked to Celgene Corp. stock; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 20; Cusip: 22549JLK4

• Contingent coupon autocallable reverse convertible securities due Jan. 25, 2019 linked to Nvidia Corp. stock; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 20; Cusip: 22549JLH1

• Contingent coupon callable yield notes due Oct. 25, 2021 linked to the Russell 2000 index, the iShares MSCI EAFE exchange-traded fund and the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Oct. 20; Cusip: 22550BK51

• 0% absolute return barrier securities due Oct. 28, 2019 linked to the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 20; Cusip: 22550BKT9

• 0% absolute return barrier securities due Oct. 28, 2019 linked to the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 20; Cusip: 22550BKU6

• Contingent coupon callable yield notes due Oct. 25, 2019 linked to the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Oct. 20; Cusip: 22550BLU5

• 7% to 8% contingent coupon callable yield notes due Oct. 27, 2020 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 20; Cusip: 22550BKH5

• 8.5% to 9.5% contingent coupon callable yield notes due Oct. 27, 2020 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 20; Cusip: 22550BKJ1

• Contingent coupon callable yield notes due Oct. 27, 2020 linked to the SPDR S&P Biotech exchange-traded fund and the Technology Select Sector SPDR fund; via Credit Suisse Securities (USA) LLC; pricing Oct. 20; Cusip: 22550BKL6

• 0% accelerated barrier notes due Oct. 31, 2022 linked to the Dow Jones Industrial Average and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 22550BK28

• Contingent coupon autocallable yield notes due April 30, 2019 linked to least performing of the Russell 2000 index and the S&P 500 index; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 22550BKR3

• 0% market-linked notes due April 28, 2023 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC and UBS Financial Services Inc.; pricing Oct. 26; Cusip: 22549D319

• Contingent coupon callable yield notes due Oct. 29, 2027 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 22550BL84

• Contingent coupon autocallable yield notes due April 30, 2020 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund and the SPDR S&P Biotech ETF; 50% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 26

• 0% Buffered Accelerated Return Equity Securities due May 5, 2020 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22550BJQ7

• 0% Buffered Accelerated Return Equity Securities due May 3, 2019 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22550BJR5

• 0% buffered Performance Leveraged Upside Securities due May 5, 2020 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC with Morgan Stanley Wealth Management; pricing Oct. 31; Cusip: 22549D400

• Contingent coupon callable yield notes due Nov. 3, 2020 linked to the S&P 500 index and the SPDR S&P Biotech exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22550BJT1

• Autocallable market-linked step-up notes due October 2020 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in October

GOLDMAN SACHS BANK USA

• 0% certificates of deposit due Oct. 31, 2024 linked to the Motif Capital Aging of America 7 ER index; via Goldman Sachs & Co. and Incapital LLC; pricing Oct. 26; Cusip: 38148DZS6

• 0% certificates of deposit due Oct. 31, 2024 linked to the Motif Capital National Defense 7 ER index; via Goldman Sachs & Co. and Incapital LLC; pricing Oct. 26; Cusip: 38148DZT4

GS FINANCE CORP.

• 0% autocallable notes due Oct. 29, 2021 linked to the Euro Stoxx 50 index and the iShares MSCI EAFE exchange-traded fund; via Goldman Sachs & Co.; pricing Oct. 20; Cusip: 40054LXH2

• 0% notes due Oct. 27, 2021 linked to the Motif Capital National Defense Price Return index; via Goldman Sachs & Co.; pricing Oct. 20; Cusip: 40054LUQ5

• 0% notes due Oct. 27, 2022 linked to the Motif Capital National Defense Price Return index; via Goldman Sachs & Co.; pricing Oct. 20; Cusip: 40054LUR3

• Callable contingent coupon notes due Oct. 27, 2021 linked to the least performing of the Russell 2000 index and the S&P 500 index; 55% trigger; via Goldman Sachs & Co. LLC; pricing Oct. 20; Cusip: 40054LUW2

• Callable contingent coupon notes due Oct. 27, 2022 linked to the least performing of the Russell 2000 index and the S&P 500 index; 55% trigger; via Goldman Sachs & Co. LLC; pricing Oct. 20; Cusip: 40054LUX0

• Callable contingent coupon notes due Oct. 25, 2022 linked to least performing of the Russell 2000 index and the S&P 500 index; 60% trigger; via Goldman Sachs & Co. LLC; pricing Oct. 20; Cusip: 40054LWZ3

• 0% digital index-linked notes due April 29, 2019 linked to the least performing of the S&P 500 index and the Russell 2000 index; 75% trigger; via Goldman Sachs & Co. LLC; pricing Oct. 20; Cusip: 40054LUY8

• 0% digital index-linked notes due Oct. 27, 2023 linked to the least performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via Goldman Sachs & Co. LLC; pricing Oct. 20; Cusip: 40054LV27

• 0% leveraged buffered index-linked notes due Oct. 28, 2022 tied to the S&P 500 index; via Goldman, Sachs & Co.; pricing Oct. 25; Cusip: 40054LW26

• 0% index-linked notes due Oct. 31, 2022 linked to the Euro Stoxx 50 index; via Goldman, Sachs & Co.; pricing Oct. 26; Cusip: 40054LUN2

• 0% notes due July 31, 2023 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman, Sachs & Co.; pricing Oct. 26; Cusip: 40054LUT9

• 0% autocallable notes due Nov. 12, 2024 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman, Sachs & Co.; pricing Oct. 26; Cusip: 40054LV84

• 0% autocallable notes due Nov. 12, 2024 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman, Sachs & Co.; pricing Oct. 26; Cusip: 40054LV76

• 4.25% coupon callable buffered notes due Oct. 31, 2022 linked to the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing Oct. 26; Cusip: 40054LVG6

• Autocallable notes due Nov. 2, 2022 linked to least performing of the Russell 2000 index and the Euro Stoxx 50 index; 75% trigger; via Goldman Sachs & Co. LLC; pricing Oct. 26; Cusip: 40054LVP6

• Callable contingent coupon notes due Oct. 31, 2027 linked to least performing of the Russell 2000 index and the S&P 500 index; 55% trigger; via Goldman Sachs & Co. LLC; pricing Oct. 26; Cusip: 40054LVM3

• Callable contingent coupon notes due Oct. 31, 2022 linked to least performing of the Russell 2000 index and the S&P 500 index; 55% trigger; via Goldman Sachs & Co. LLC; pricing Oct. 26; Cusip: 40054LVJ0

• Autocallable contingent coupon notes due Nov. 2, 2027 linked to least performing of the Russell 2000 index and the S&P 500 index; 60% trigger; via Goldman Sachs & Co. LLC; pricing Oct. 26; Cusip: 40054LVE1

• 0% leveraged buffered notes due April 30, 2020 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Oct. 26; Cusip: 40054LUK8

• 0% leveraged buffered index-linked notes due Oct. 31, 2022 tied to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing Oct. 26; Cusip: 40054LUJ1

• 0% trigger gears due Oct. 31, 2022 linked to the S&P 500 index; 60% trigger; via Goldman Sachs & Co. LLC; pricing Oct. 26; Cusip: 36253M885

• 0% trigger gears due Oct. 30, 2020 linked to the S&P 500 index; 60% trigger; via Goldman Sachs & Co. LLC; pricing Oct. 26; Cusip: 36253M877

• 0% buffered index-linked notes due Oct. 31, 2022 tied to the S&P 500 index; via Goldman, Sachs & Co.; pricing Oct. 26; Cusip: 40054LUE2

• Callable contingent coupon notes due April 30, 2020 linked to the least performing of the SPDR S&P Biotech exchange-traded fund and the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Goldman Sachs & Co.; pricing Oct. 26; Cusip: 40054LWR1

• 0% trigger gears due Oct. 30, 2020 linked to the Euro Stoxx 50 index; 70% trigger; via Goldman Sachs & Co. LLC; pricing Oct. 27; Cusip: 36254F103

• 0% trigger absolute return step securities due Oct. 31, 2022 linked to the Euro Stoxx 50 index; 70% trigger; via Goldman Sachs & Co. LLC; pricing Oct. 27; Cusip: 36254F137

• 0% trigger gears due Oct. 31, 2022 linked to the Euro Stoxx 50 index; 70% trigger; via Goldman Sachs & Co. LLC; pricing Oct. 27; Cusip: 36254F129

• Notes due May 5, 2021 linked to least performing of the iShares MSCI EAFE exchange-traded fund and the iShares MSCI Emerging Markets ETF; 70% trigger; via Goldman Sachs & Co. LLC; pricing Oct. 27; Cusip: 40054LWY6

• Callable buffered monthly range accrual notes due Oct. 31, 2023 linked to the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing Oct. 27; Cusip: 40054LVD3

• Callable monthly range accrual notes due Oct. 31, 2027 linked to the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing Oct. 27; Cusip: 40054LVC5

• Callable contingent coupon notes due Oct. 31, 2022 linked to least performing of the Russell 2000 index and the Euro Stoxx 50 index; 50% trigger; via Goldman Sachs & Co. LLC; pricing Oct. 27; Cusip: 40054LVL5

• Autocallable contingent coupon notes due Nov. 3, 2027 linked to least performing of the Russell 2000 index and the Euro Stoxx 50 index; 50% trigger; via Goldman Sachs & Co. LLC; pricing Oct. 27; Cusip: 40054LVN1

• Callable monthly range accrual notes due Oct. 31, 2032 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 50% trigger; via Goldman Sachs & Co. LLC; pricing Oct. 27; Cusip: 40054LVK7

• Callable contingent coupon notes due Oct. 31, 2027 linked to least performing of the Russell 2000 index and the S&P 500 index; 50% trigger; via Goldman Sachs & Co. LLC; pricing Oct. 27; Cusip: 40054LVH4

• Callable CMS spread and index-linked range accrual notes due Oct. 31, 2032 linked to the Russell 2000 index and the S&P 500 index; 50% trigger; via Goldman Sachs & Co. LLC; pricing Oct. 27; Cusip: 40054LVT8

• Callable buffered monthly range accrual notes due April 30, 2025 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing Oct. 27; Cusip: 40054LVY7

• 0% Performance Leveraged Upside Securities due Feb. 5, 2019 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co. with Morgan Stanley Wealth Management; pricing Oct. 31; Cusip: 36254F186

• 0% notes due Aug. 5, 2020 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman, Sachs & Co.; pricing Oct. 31; Cusip: 40054LWJ9

• Contingent income callable securities due Nov. 3, 2027 linked to the S&P 500 index; 60% trigger; via Goldman Sachs & Co.; pricing Oct. 31; Cusip: 40054LXE9

• Callable contingent coupon notes due Feb. 3, 2019 linked to least performing of the SPDR S&P Biotech exchange-traded fund and the SPDR S&P Oil & Gas Exploration & Production ETF; 60% trigger; via Goldman Sachs & Co. LLC; pricing Oct. 31; Cusip: 40054LWX8

• 36- to 39-month 0% autocallable buffered notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.

• 24- to 27-month 0% leveraged buffered notes liked to the Euro Stoxx 50, FTSE 100, Topix, Swiss Market and S&P/ASX 200 indexes; via Goldman Sachs & Co.

• 36- to 39-month 0% autocallable buffered notes linked to a basket of the 25 stocks included in the Euro Stoxx Banks index; via Goldman Sachs & Co.

• 0% 34- to 37-month leveraged buffered index-linked notes tied to the Dow Jones industrial average; via Goldman, Sachs & Co.

HSBC BANK USA, NA

• Income Plus certificates of deposit due Oct. 31, 2022 linked to the stocks of Altria Group Inc., Bristol-Myers Squibb Co., Ford Motor Co., HP Inc. and Verizon Communications Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Oct. 25; Cusip: 40434YQE0

• Income Plus certificates of deposit due Oct. 30, 2024 linked to the stocks of Altria Group Inc., Bristol-Myers Squibb Co., Ford Motor Co., HP Inc. and Verizon Communications Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Oct. 25; Cusip: 40434YQJ9

• Autocallable target income certificates of deposit due Oct. 30, 2024 linked to the stocks of Altria Group Inc., Bristol-Myers Squibb Co., Ford Motor Co., HP Inc. and Verizon Communications Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Oct. 25; Cusip: 40434YPZ4

• 0% growth opportunity certificates of deposit due Jan. 31, 2022 linked to the HSBC Vantage5 Index (USD) Excess Return; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Oct. 25; Cusip: 40434YQN0

• 0% growth opportunity certificates of deposit due Oct. 30, 2024 linked to the HSBC Vantage5 Index (USD) Excess Return; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Oct. 25; Cusip: 40434YQP5

• 0% autocallable certificates of deposit due Oct. 30, 2024 linked to the HSBC Vantage5 Index (USD) Excess Return; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Oct. 25; Cusip: 40434YQQ3

• 0% accumulated return certificates of deposit due Oct. 31, 2022 linked to the S&P 500 index; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Oct. 25; Cusip: 40434YQD2

HSBC USA INC.

• 0% barrier enhanced participation notes due Oct. 27, 2022 linked to the Dow Jones industrial average; via HSBC Securities (USA) Inc.; pricing Oct. 20; Cusip: 40435FGS0

• 0% leveraged buffered uncapped market participation securities due Oct. 27, 2021 tied to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Oct. 20; Cusip: 40435FGM3

• 0% leveraged buffered uncapped market participation securities due Oct. 27, 2022 tied to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Oct. 20; Cusip: 40435FGL5

• 0% capped dual directional barrier notes due Oct. 25, 2022 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 20; Cusip: 40435FJR9

• Callable notes with contingent return due Oct. 27, 2020 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Oct. 20; Cusip: 40435FGQ4

• Callable notes with contingent return due Oct. 27, 2020 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Oct. 20; Cusip: 40435FGR2

• 0% buffered uncapped market participation securities due Oct. 27, 2023 tied to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 20; Cusip: 40435FGJ0

• 0% leveraged buffered uncapped market participation securities due Oct. 27, 2022 tied to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 20; Cusip: 40435FGK7

• Redeemable step-up notes due Oct. 26, 2029; via HSBC USA Inc.; pricing Oct. 23; Cusip: 40435FJA6

• 0% leveraged buffered uncapped market participation securities due Oct. 31, 2022 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40435FGY7

• 0% trigger gears due Oct. 31, 2022 linked to the iShares MSCI EAFE exchange-traded fund; 75% trigger; via HSBC USA Inc. and UBS Financial Services Inc.; pricing Oct. 26; Cusip: 40435H491

• 0% capped trigger gears due Oct. 30, 2020 linked to the S&P 500 index; 75% trigger; via HSBC USA Inc. and UBS Financial Services Inc.; pricing Oct. 26; Cusip: 40435H475

• 0% buffered Accelerated Market Participation Securities due April 30, 2020 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40435FJG3

• 0% buffered uncapped market participation securities due Oct. 31, 2022 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40435FGZ4

• 0% trigger gears due Oct. 29, 2027 linked to the S&P 500 index; 50% trigger; via HSBC USA Inc. and UBS Financial Services Inc.; pricing Oct. 26; Cusip: 40435H491

• 0% market-linked notes due April 28, 2023 linked to the Euro Stoxx 50 index; via HSBC USA Inc. and UBS Financial Services Inc.; pricing Oct. 27; Cusip: 40435FJB4

• Autocallable market-linked step-up notes due October 2020 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in October

JPMORGAN CHASE & CO.

• Callable step-up fixed-rate notes due Oct. 30, 2032; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 48128GE48

• 0% trigger jump securities due Nov. 5, 2019 linked to the Euro Stoxx 50 index; 90% trigger; via J.P. Morgan Securities LLC with Morgan Stanley Wealth Management; pricing Oct. 31; Cusip: 48129J186

• Autocallable contingent interest notes due May 3, 2019 linked to the least performing of the Nasdaq-100 index, the Russell 2000 index and the S&P 500 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48129HGL5

JPMORGAN CHASE FINANCIAL CO. LLC

• Autocallable contingent interest notes due Oct. 25, 2023 linked to the least performing of the common stocks of Citigroup Inc., Bank of America Corp. and Morgan Stanley; via J.P. Morgan Securities LLC; pricing Oct. 20; Cusip: 48129HHA8

• Contingent income callable securities due Oct. 24, 2019 linked to the lesser performing of the Euro Stoxx 50 index, the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 20; Cusip: 48129HGJ0

• 0% trigger autocallable contingent yield notes due Oct. 25, 2019 linked to the Euro Stoxx Banks index; via J.P. Morgan Securities LLC; pricing Oct. 20; Cusip: 48129J194

• Autocallable contingent interest notes due Oct. 27, 2023 linked to the least performing of the Russell 2000 index and the Euro Stoxx 50 index; 65% trigger; via J.P. Morgan Securities LLC; pricing Oct. 20; Cusip: 48129HEJ2

• Autocallable contingent interest notes due Oct. 24, 2019 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 20; Cusip: 48129HFN2

• 0% capped dual directional contingent buffered return enhanced notes due Oct. 23, 2020 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 20; Cusip: 48129HER4

• 0% dual directional contingent buffered return enhanced notes due Oct. 23, 2020 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 20; Cusip: 48129HEQ6

• 0% review notes due Oct. 25, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 20; Cusip: 48129HEH6

• Autocallable contingent interest notes due Oct. 29, 2020 linked to the least performing of the common stocks of Apple Inc., Citigroup Inc. and Merck & Co., Inc.; via J.P. Morgan Securities LLC; pricing Oct. 25; Cusip: 48129HGM3

• 0% capped buffered return enhanced notes due Oct. 31, 2019 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46647MPE7

• 0% capped buffered return enhanced notes due April 30, 2020 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 48129HCA3

• 0% trigger gears due Oct. 30, 2020 linked to the iShares MSCI EAFE exchange-traded fund; 80% trigger; via J.P. Morgan Securities LLC and UBS Financial Services Inc.; pricing Oct. 26; Cusip: 48129J319

• 0% capped buffered return enhanced notes due Oct. 31, 2019 linked to the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46647MPD9

• 0% uncapped dual directional contingent buffered equity notes due Oct. 31, 2019 linked to the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46647MPB3

• 0% uncapped return enhanced notes due Oct. 31, 2019 linked to the OMX Stockholm 30 index converted into dollars; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 48129HEU7

• 0% capped buffered return enhanced notes due Oct. 31, 2019 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 48129HGR2

• 0% dual directional contingent buffered return enhanced notes due Oct. 29, 2021 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 48129HCB1

• Autocallable contingent interest notes due Jan. 31, 2019 linked to the lesser performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 48129HBK2

• Autocallable contingent interest notes due Oct. 29, 2021 linked to the lesser performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 48129HBX4

• 0% capped buffered return enhanced notes due Oct. 31, 2019 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46647MPC1

• 0% uncapped dual directional contingent buffered equity notes due Oct. 31, 2019 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46647MPA5

• 0% trigger step securities due Oct. 29, 2021 linked to the S&P 500 index; 80% trigger; via J.P. Morgan Securities LLC and UBS Financial Services Inc.; pricing Oct. 26; Cusip: 48129J293

• Autocallable contingent interest notes due April 30, 2019 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 48129HBM8

• 0% dual directional contingent buffered return enhanced notes due Oct. 31, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 48129HCV7

• 0% step-up autocallable contingent buffered equity notes due Oct. 31, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 50% trigger; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 48129HBS5

• 0% step-up autocallable contingent buffered return enhanced notes due Oct. 31, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 50% trigger; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 48129HBU0

• Autocallable contingent interest notes due Oct. 29, 2027 linked to the lesser performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 48129HBY2

• 0% trigger step securities due Oct. 29, 2021 linked to the Euro Stoxx Banks index; 75% trigger; via J.P. Morgan Securities LLC and UBS Financial Services Inc.; pricing Oct. 27; Cusip: 48129J251

• Autocallable contingent interest notes due Oct. 30, 2020 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Oct. 27; Cusip: 48129HGW1

• 0% capped buffered return enhanced notes due Oct. 31, 2019 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48129HCR6

• 0% capped buffered return enhanced notes due April 30, 2020 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48129HDQ7

• 0% buffered return enhanced notes due Oct. 31, 2019 linked to the iShares Edge MSCI Min Vol USA exchange-traded fund; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48129HDA2

• 0% buffered return enhanced notes due Oct. 31, 2019 linked to the iShares Edge MSCI USA Momentum Factor exchange-traded fund; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48129HDB0

• 0% buffered return enhanced notes due Oct. 31, 2019 linked to the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48129HCM7

• 0% buffered return enhanced notes due April 30, 2020 linked to the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48129HDL8

• 0% buffered return enhanced notes due Oct. 31, 2019 linked to the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48129HCP0

• 0% buffered return enhanced notes due April 30, 2020 linked to the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48129HDM6

• 0% buffered return enhanced notes due Oct. 31, 2019 linked to the iShares Russell 2000 exchange-traded fund; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48129HDD6

• 0% buffered return enhanced notes due Oct. 31, 2019 linked to the PowerShares S&P 500 Quality Portfolio; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48129HDC8

• 0% buffered return enhanced notes due Oct. 31, 2019 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48129HCJ4

• 0% buffered return enhanced notes due April 30, 2020 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48129HDH7

• 0% buffered return enhanced notes due Oct. 31, 2019 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48129HCF2

• 0% buffered return enhanced notes due April 30, 2020 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48129HCZ8

• 0% dual directional contingent buffered return enhanced notes due Oct. 30, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48129HEB9

• 0% buffered return enhanced notes due Oct. 31, 2019 linked to the Topix index; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 48129HCS4

MORGAN STANLEY FINANCE LLC

• 0% buffered Performance Leveraged Upside Securities due Oct. 31, 2022 linked to the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing Oct. 26; Cusip: 61768CRJ8

• 0% buffered Performance Leveraged Upside Securities due Oct. 29, 2021 linked to S&P 500 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Oct. 26; Cusip: 61768CSB4

• Contingent income autocallable securities due Oct. 29, 2032 linked to the worst performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Oct. 26; Cusip: 61768CRN9

• 0% buffered Performance Leveraged Upside Securities due Nov. 3, 2022 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Oct. 31; Cusip: 61768CRV1

• 0% market-linked notes due Nov. 3, 2023 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Oct. 31; Cusip: 61768J482

• 0% market-linked notes due Oct. 31, 2023 linked to the Morgan Stanley ETF-Map 2 index; via Morgan Stanley & Co. LLC; pricing Oct. 31; Cusip: 61768J441

• 0% market-linked notes due Nov. 5, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Oct. 31; Cusip: 61768J458

ROYAL BANK OF CANADA

• 0% autocallable contingent coupon barrier notes due Oct. 23, 2020 linked to the least performing of the common stocks of AbbVie Inc. and Amgen Inc.; via RBC Capital Markets, LLC; pricing Oct. 20; Cusip: 78013GKF1

• Autocallable contingent coupon barrier notes due Oct. 23, 2020 linked to the lesser performing of the common stocks of Apple Inc. and Facebook, Inc.; 65% trigger; via RBC Capital Markets, LLC; pricing Oct. 20; Cusip: 78013GKE4

• Autocallable contingent coupon barrier notes due Oct. 23, 2020 linked to the lesser performing of the common stocks of Intel Corp. and Nvidia Corp.; via RBC Capital Markets, LLC; pricing Oct. 20; Cusip: 78013GFC4

• Redeemable step-up notes due Oct. 25, 2022; via RBC Capital Markets, LLC; pricing Oct. 23; Cusip: 06367TK66

• 0% buffered enhanced return notes due Oct. 31, 2019 linked to the iShares MSCI EAFE exchange-traded fund; via RBC Capital Markets, LLC; pricing Oct. 26; Cusip: 78013GKK0

• 0% buffered enhanced return notes due Oct. 31, 2019 linked to the iShares MSCI EAFE exchange-traded fund; via RBC Capital Markets, LLC; pricing Oct. 26; Cusip: 78013GKM6

• 0% trigger gears due Oct. 30, 2020 linked to the iShares MSCI EAFE exchange-traded fund; 80% trigger; via RBC Capital Markets, LLC; pricing Oct. 26; Cusip: 78013F412

• 0% buffered enhanced return notes due Oct. 31, 2019 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Oct. 26; Cusip: 78013GKL8

AB SVENSK EXPORTKREDIT

• 14-month 0% Accelerated Return Notes due November 2018 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in October

• 14-month 0% Accelerated Return Notes due December 2018 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in October

UBS AG, LONDON BRANCH

• Trigger autocallable contingent yield notes due Oct. 25, 2022 linked to the common stock of Allergan plc; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 20; Cusip: 90280X471

• Trigger autocallable contingent yield notes due Oct. 25, 2022 linked to the common stock of AT&T Inc.; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 20; Cusip: 90280X497

• Trigger autocallable contingent yield notes due Oct. 25, 2022 linked to the common stock of General Electric Co.; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 20; Cusip: 90280X489

• 0% trigger gears due Oct. 30, 2020 linked to the Russell 2000 index; 75% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 26; Cusip: 90280X398

• 0% capped gears due Dec. 31, 2018 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 26; Cusip: 90280X372

• 0% capped buffer gears due Oct. 31, 2019 linked to the S&P 500 index; via UBS Investment Bank and UBS Financial Services Inc.; pricing Oct. 26; Cusip: 90280X380

WELLS FARGO & CO.

• Step-up callable notes due Oct. 27, 2032; via Wells Fargo Securities, LLC; pricing Oct. 24; Cusip: 95000N3D9

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