E-mail us: service@prospectnews.com Or call: 212 374 2800
Bank Loans - CLOs - Convertibles - Distressed Debt - Emerging Markets
Green Finance - High Yield - Investment Grade - Liability Management
Preferreds - Private Placements - Structured Products
 
Published on 3/21/2017 in the Prospect News Structured Products Daily.

Structured Products Calendar

BANK OF AMERICA CORP.

• Step-up callable notes due March 29, 2029; via BofA Merrill Lynch; settle on March 29; Cusip 06048WUF5

BANK OF MONTREAL

• 0% contingent risk absolute return notes due March 29, 2019 linked to the iShares MSCI EAFE exchange-traded fund; 68.5% to 72.5% trigger; via BMO Capital Markets Corp.; pricing March 28; Cusip: 06367TUH1

• 0% contingent risk absolute return notes due March 29, 2019 linked to the iShares MSCI Emerging Markets exchange-traded fund; 72% to 76% trigger; via BMO Capital Markets Corp.; pricing March 28; Cusip: 06367TUJ7

• 0% bullish digital return notes with barrier due April 30, 2018 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing March 28; Cusip: 06367TTX8

• 0% bullish digital return notes with barrier due April 30, 2018 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing March 28; Cusip: 06367TUA6

• 0% buffered bullish enhanced return notes due April 30, 2018 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing March 28; Cusip: 06367TTP5

• 0% buffered bullish enhanced return notes due April 30, 2018 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing March 28; Cusip: 06367TUC2

• 0% buffered bullish enhanced return notes due March 29, 2019 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing March 28; Cusip: 06367TUM0

• 0% buffered bullish enhanced return notes due March 29, 2019 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing March 28; Cusip: 06367TUL2

• 0% bullish digital return notes with barrier due April 30, 2018 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing March 28; Cusip: 06367TTW0

• 0% bullish digital return notes with barrier due April 30, 2018 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing March 28; Cusip: 06367TTZ3

• 0% buffered bullish enhanced return notes due April 30, 2018 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing March 28; Cusip: 06367TTN0

• 0% buffered bullish enhanced return notes due April 30, 2018 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing March 28; Cusip: 06367TUB4

• 0% buffered bullish enhanced return notes due March 29, 2019 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing March 28; Cusip: 06367TUK4

• 0% contingent risk absolute return notes with digital upside due March 29, 2019 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via BMO Capital Markets Corp.; pricing March 28; Cusip: 06367TTR1

• 0% contingent risk absolute return notes with digital upside due March 29, 2019 linked to the Vaneck Vectors Gold Miners exchange-traded fund; via BMO Capital Markets Corp.; pricing March 28; Cusip: 06367TTS9

• 0% buffered bullish enhanced return notes due April 10, 2018 linked to the iShares MSCI EAFE exchange-traded fund; via BMO Capital Markets Corp.; pricing April 3; Cusip: 06367TUF5

• 0% buffered bullish enhanced return notes due April 10, 2018 linked to the iShares MSCI Emerging Markets exchange-traded fund; via BMO Capital Markets Corp.; pricing April 3; Cusip: 06367TUG3

BANK OF NOVA SCOTIA

• Autocallable market-linked step-up notes due March 2019 linked to the Energy Select Sector index; via BofA Merrill Lynch; pricing in March

BARCLAYS BANK PLC

• 0% trigger jump securities due March 28, 2019 linked to the common stock of Apple Inc.; via Barclays, Morgan Stanley Wealth Management is distributor; pricing March 24; Cusip 06745T210

• Contingent income autocallable securities due March 27, 2020 linked to Bank of America Corp. stock; via Barclays, Morgan Stanley Wealth Management is distributor; pricing March 24; Cusip 06745T194

• Autocallable notes due March 29, 2019 linked to the least performing of the commons stocks of Facebook, Inc., Amazon.com, Inc., Netflix, Inc. and Alphabet Inc.; via Barclays; pricing March 28; Cusip: 06741VLL4

• Floored floating-rate notes due March 29, 2019 linked to three-month Libor; via Barclays Capital Inc.; settlement March 29; Cusip 06741VPH9

• Step-up fixed-rate callable notes due March 31, 2023; via Barclays; pricing March 31; Cusip: 06741VPP1

• 0% buffered SuperTrack notes due April 4, 2019 linked to the iShares MSCI EAFE exchange-traded fund; via Barclays; pricing March 31; Cusip: 06741VPL0

• 0% Performance Leveraged Upside Securities due July 5, 2018 linked to the MSCI Emerging Markets exchange-traded fund; via Barclays with Morgan Stanley Smith Barney LLC handling distribution; pricing March 31; Cusip 06745T228

• 0% Performance Leveraged Upside Securities due July 5, 2018 linked to the S&P 500 index; via Barclays with Morgan Stanley Smith Barney LLC handling distribution; pricing March 31; Cusip 06745T244

• 0% buffered SuperTrack notes due April 4, 2019 linked to the S&P 500 index; via Barclays; pricing March 31; Cusip: 06741VPK2

• Contingent income autocallable securities due April 3, 2020 linked to the worst performing of the S&P MidCap 400 index, the Nasdaq-100 index and the S&P 500 index; via Barclays with Morgan Stanley Smith Barney LLC handling distribution; pricing March 31; Cusip 06741VPE6

• 0% notes due March 2019 linked to the Euro Stoxx 50 index; via Merrill Lynch & Co.; pricing in March

• Fixed-to-floating rate notes due March 30, 2027 linked to the three-month Libor rate; via Barclays; pricing in March; Cusip: 06741VNZ1

• 0% Capped Leveraged Index Return Notes due May 2018 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in March

• Step-up fixed-rate callable notes due Sept. 30, 2022; via Barclays; Cusip: 06741RHL8

BOFA FINANCE LLC

• 0% Accelerated Return Notes due May 2018 linked to gold futures contract; via BofA Merrill Lynch; pricing in March

• 0% market-linked step-up notes due March 2019 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in March

• 0% Accelerated Return Notes due May 2018 linked to S&P 500 index, the Euro Stoxx 50 index and the MSCI Emerging Markets index; via BofA Merrill Lynch; pricing in March

CITIGROUP GLOBAL MARKETS HOLDINGS INC.

• 8% to 9% autocallable contingent coupon equity-linked securities due March 28, 2018 linked to the common stocks of Apple Inc. and Amazon.com Inc.; via Citigroup Global Markets Inc.; pricing March 23; Cusip: 17324XBL3

• Autocallable contingent coupon equity-linked securities due March 28, 2018 linked to the common stocks of Capital One Financial Corp. and Bank of America Corp.; via Citigroup Global Markets Inc.; pricing March 23; Cusip: 17324XBM1

• 0.75% market-linked notes due Sept. 29, 2022 linked to a basket consisting of the Dow Jones industrial average, the Euro Stoxx 50 index and the iShares iBoxx $ High Yield Corporate Bond exchange-traded fund; via Citigroup Global Markets Inc.; pricing March 24; Cusip: 17324CG91

• Autocallable securities due March 31, 2021 linked to the lesser performing of the Russell 2000 index and the iShares MSCI Emerging Markets exchange-traded fund; via Citigroup Global Markets Inc.; pricing March 24; Cusip: 17324CFV3

• 0% buffer securities due March 31, 2022 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; pricing March 27; Cusip: 17324CGA8

• 0% dual directional barrier securities due Oct. 1, 2020 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing March 27; Cusip: 17324CFS0

• Fixed-to-floating notes due March 31, 2027; via Citigroup Global Markets Inc.; pricing March 28; Cusip: 17324CGK6

• Fixed-to-floating notes due March 31, 2027 linked to the 10-year Constant Maturity Swap rate; via Citigroup Global Markets Inc.; pricing March 28; Cusip: 17324CGJ9

• 0% enhanced barrier digital plus securities due March 31, 2022 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing March 28; Cusip: 17324CFQ4

• 0% capped gears due May 31, 2018 linked to the Russell 2000 index; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing March 28; Cusip: 17325E614

• 18- to 21-month buffered notes linked to a basket of the Euro Stoxx 50 index, the FTSE 100 index, the Topix index, the Swiss Market index and the S&P/ASX 200 index; via Citigroup Global Markets Inc.; Cusip: 17324CGE0

CREDIT SUISSE AG

• 12.75% autocallable yield notes due March 29, 2018 linked to Advanced Micro Devices, Inc. common stock; via Credit Suisse Securities (USA) LLC; pricing March 24; Cusip: 22549JFN5

• Contingent income autocallable securities due March 29, 2018 linked to Biogen Inc. stock; 75% trigger; via Credit Suisse Securities (USA) LLC with Morgan Stanley Smith Barney LLC; pricing March 24; Cusip: 22549A554

• Autocallable contingent income securities due March 27, 2020 linked to the common stock of Goldman Sachs Group, Inc.; via Credit Suisse Securities (USA) Inc. with Morgan Stanley Smith Barney LLC as distributor; pricing March 24; Cusip: 22549A562

• Autocallable contingent income securities due Sept. 28, 2017 linked to Netflix Inc. common stock; via Credit Suisse Securities (USA) Inc. and Morgan Stanley Smith Barney LLC; pricing March 24; Cusip: 22549A547

CREDIT SUISSE AG, LONDON BRANCH

• 10.5% to 11.5% autocallable reverse convertible securities due June 28, 2018 linked to the common stock of Nvidia Corp.; 62.5% trigger; via Credit Suisse Securities (USA) LLC; pricing March 23; Cusip: 22549JFJ4

• 0% accelerated barrier notes due April 1, 2019 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing March 24; Cusip 22548QXP5

• 0% accelerated barrier notes due April 1, 2019 linked to the Financial Select Sector SPDR fund; via Credit Suisse Securities (USA) LLC; pricing March 24; Cusip: 22548QWS0

• Contingent coupon autocallable yield notes due March 29, 2019 linked to the worst performing of the common stocks of JPMorgan Chase & Co., Netflix, Inc. and V.F. Corp.; via Credit Suisse Securities (USA) LLC; pricing March 24; Cusip: 22548QXS9

• Accelerated Return Equity Securities due June 28, 2018 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing March 24; Cusip: 22548QXK6

• 0% digital plus barrier notes due March 31, 2023 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing March 24; Cusip: 22548QWX9

• 0% knock-out notes due June 27, 2018 linked to the S&P 500 index; via J.P. Morgan Securities LLC and JPMorgan Chase Bank, NA as placement agents; pricing March 24; Cusip: 22548QXW0

• 0% digital barrier notes due Oct. 1, 2018 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing March 24; Cusip: 22548QWT8

• Contingent coupon callable yield notes due March 31, 2020 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing March 24; Cusip: 22548QWY7

• Contingent coupon autocallable yield notes due March 30, 2018 linked to stocks of Alphabet Inc., Amazon.com, Inc., Facebook, Inc. and Netflix, Inc.; via Credit Suisse Securities (USA) LLC; pricing March 28; Cusip: 22549JFK1

• Contingent coupon autocallable yield notes due March 29, 2019 linked to the worst performing of the common stocks of American Express Co., Wal- Intel Corp. and Harley-Davidson, Inc.; via Incapital LLC; pricing March 28; Cusip: 22548QWM3

• Contingent coupon autocallable yield notes due March 29, 2019 linked to the worst performing of the common stocks of Bank of America Corp., Halliburton Co. and MetLife, Inc.; via Incapital LLC; pricing March 28; Cusip: 22548QWN1

• 0% buffered return equity securities due April 2, 2020 linked to the MSCI EAFE index; via Credit Suisse Securities (USA) LLC; pricing March 28; Cusip: 22548QXB6

• Contingent coupon autocallable yield notes due June 29, 2018 linked to the Russell 2000 index and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing March 28; Cusip: 22548QVU6

• 7% contingent coupon autocallable yield notes due Sept. 28, 2018 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing March 28; Cusip: 22548QX42

• 8% contingent coupon autocallable yield notes due March 31, 2022 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing March 28; Cusip: 22548QWK7

• 0% buffered return equity securities due April 2, 2020 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing March 28; Cusip: 22548QXA8

• Buffered Accelerated Return Equity Securities due April 2, 2019 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing March 28; Cusip: 22548QW27

• 5.6% callable daily range accrual securities due March 31, 2022 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing March 28; Cusip: 22548QX83

• Digital plus barrier notes due April 1, 2021 linked to the lowest performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing March 28; Cusip: 22548QWA9

• Contingent coupon callable yield notes due March 31, 2022 linked to lowest performing of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing March 28; Cusip: 22548QVY8

• 0% absolute return digital barrier securities due March 31, 2022 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing March 28; Cusip: 22548QWB7

• Contingent coupon callable yield notes due March 31, 2020 linked to the S&P 500 index and the SPDR S&P Biotech exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing March 28; Cusip: 22548QWC5

• Buffered Accelerated Return Equity Securities due Oct. 3, 2018 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing March 31; Cusip: 22548QW76

• contingent coupon callable yield notes due April 6, 2020 linked to the lowest performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing March 31; Cusip: 22548QW68

• 0% Accelerated Return Notes due May 2018 linked to Citigroup Inc., JPMorgan Chase & Co. and Morgan Stanley; via BofA Merrill Lynch; pricing in March

• 0% capped Leveraged Index Return Notes due April 2018 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in March

DEUTSCHE BANK AG, LONDON BRANCH

• Callable contingent yield securities due April 2, 2020 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; 65% trigger; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing March 28; Cusip: 25155MAE1

GOLDMAN SACHS BANK USA

• Variable-coupon basket-linked certificates of deposit due March 30, 2022 linked to a basket of Altria Group, Inc., Apple, Inc., AT&T, Inc., McDonald’s Corp., Medtronic plc, Merck & Co., Inc., Pfizer, Inc., UnitedHealth Group Inc., Verizon Communications, Inc. and Wal-Mart Stores, Inc.; via Goldman Sachs & Co.; pricing March 27; Cusip: 38148DSD7

• 0% certificates of deposit due April 1, 2024 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing March 27; Cusip: 38148DSG0

• 0% certificates of deposit due March 31, 2022 linked to the Russell 2000 index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing March 27; Cusip: 38148DSB1

• 0% certificates of deposit due April 1, 2024 linked to the S&P 500 index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing March 27; Cusip: 38148DSF2

• 0% certificates of deposit due April 2, 2024 linked to the S&P 500 index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing March 27; Cusip: 38148DSA3

• 0% certificates of deposit due April 2, 2024 linked to the Motif Capital Aging of America 7 ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing March 28; Cusip: 38148DS88

• 0% certificates of deposit due April 2, 2024 linked to the Motif Capital Aging of America 7 ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing March 28; Cusip: 38148DSZ8

• 0% certificates of deposit due April 2, 2024 linked to the Motif Capital National Defense 7 ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing March 28; Cusip: 38148DS96

GS FINANCE CORP.

• 0% notes due March 28, 2022 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing March 22; Cusip: 40054L2S2

• 0% notes due March 31, 2025 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing March 24; Cusip: 40054KYJ9

• Callable contingent coupon notes due March 31, 2021 linked to the worse performing of the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing March 24; Cusip: 40054KY83

• 0% leveraged notes due June 1, 2018 tied to the S&P 500 index; via Goldman Sachs & Co.; pricing March 24; Cusip: 40054KYU4

• 0% leveraged buffered notes due March 27, 2020 linked to the S&P 500 index; 80% trigger; via Goldman Sachs & Co.; pricing March 24; Cusip: 40054KZS8

• Callable contingent coupon index-linked notes due March 29, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 50% trigger; via Goldman, Sachs & Co.; pricing March 24; Cusip: 40054L2Q6

• 0% notes due April 1, 2025 linked to the Dow Jones industrial average; via Goldman Sachs & Co.; pricing March 27; Cusip: 40054KXX9

• 0% leveraged notes due April 1, 2024 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing March 27; Cusip: 40054KXY7

• 0% notes due Dec. 31, 2020 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing March 28; Cusip: 40054KYD2

• 0% notes due Oct. 3, 2022 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing March 28; Cusip: 40054KYE0

• 0% notes due March 31, 2023 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing March 28; Cusip: 40054KYH3

• 0% notes due April 2, 2024 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing March 28; Cusip: 40054KYF7

• 0% notes due April 1, 2027 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing March 28; Cusip: 40054KYG5

• 0% trigger gears due March 31, 2022 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing March 28; Cusip: 36251V267

• Index-linked notes due April 4, 2022 tied to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing March 28; Cusip: 40054KYV2

• Callable contingent coupon notes due March 31, 2022 linked to the least performing of the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing March 28; Cusip: 40054KY59

• Autocallable contingent coupon index-linked notes due Oct. 5, 2018 linked to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing March 28; Cusip: 40054KZ25

• Autocallable contingent coupon index-linked notes due July 6, 2018 linked to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing March 28; Cusip: 40054KZ33

• 0% digital notes due Oct. 3, 2018 linked to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing March 28; Cusip: 40054KYT7

• Autocallable contingent coupon index-linked notes due Oct. 3, 2018 linked to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing March 28; Cusip: 40054KY91

• 0% capped trigger gears due March 31, 2020 linked to the S&P MidCap 400 index; via Goldman Sachs & Co.; pricing March 28; Cusip: 36251V432

• Callable contingent coupon notes due March 31, 2020 linked to the least performing of the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Goldman Sachs & Co.; pricing March 28; Cusip: 40054KYC4

• 0% buffered Performance Leveraged Upside Securities due Oct. 3, 2019 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co. with Morgan Stanley Wealth Management as dealer; pricing March 31; Cusip 36251V408

• 0% Performance Leveraged Upside Securities due July 5, 2018 linked to the Russell 2000 index; via Goldman Sachs & Co. with Morgan Stanley Wealth Management as dealer; pricing March 31; Cusip 36251V416

• 0% dual directional trigger Performance Leveraged Upside Securities due April 3, 2020 linked to the S&P 500 index; via Goldman Sachs & Co. with Morgan Stanley Wealth Management as dealer; pricing March 31; Cusip 36251V390

• 0% 24- to 27-month leveraged buffered notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.

• 0% digital notes due in 24 to 27 months linked to the Russell 2000 index; via Goldman, Sachs & Co.

• 0% digital notes due in 24 to 27 months linked to the S&P 500 index; via Goldman, Sachs & Co.

HSBC BANK USA, NA

• Income Plus certificates of deposit due March 31, 2022 linked to the common stocks of Altria Group, Inc., AT&T Inc., Bristol-Myers Squibb Co., General Motors Co. and HP Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing March 27; Cusip: 40434YFT9

• Income Plus certificates of deposit due March 31, 2022 linked to the common stocks of Altria Group, Inc., AT&T Inc., Bristol-Myers Squibb Co., General Motors Co. and HP Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing March 27; Cusip: 40434YFU6

• Income Plus certificates of deposit due March 31, 2022 linked to the common stocks of Altria Group, Inc., AT&T Inc., Bristol-Myers Squibb Co., General Motors Co. and HP Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing March 27; Cusip: 40434YFV4

• Income Plus certificates of deposit due March 31, 2022 linked to the common stocks of Altria Group, Inc., AT&T Inc., Bristol-Myers Squibb Co., General Motors Co. and HP Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing March 27; Cusip: 40434YFW2

• Income Plus certificates of deposit due March 28, 2024 linked to the common stocks of Altria Group, Inc., AT&T Inc., Bristol-Myers Squibb Co., General Motors Co. and HP Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing March 27; Cusip: 40434YFX0

• Income Plus certificates of deposit due March 28, 2024 linked to the common stocks of Altria Group, Inc., AT&T Inc., Bristol-Myers Squibb Co., General Motors Co. and HP Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing March 27; Cusip: 40434YFY8

• Income Plus certificates of deposit due March 28, 2024 linked to the common stocks of Altria Group, Inc., AT&T Inc., Bristol-Myers Squibb Co., General Motors Co. and HP Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing March 27; Cusip: 40434YFZ5

• Income Plus certificates of deposit due March 28, 2024 linked to the common stocks of Altria Group, Inc., AT&T Inc., Bristol-Myers Squibb Co., General Motors Co. and HP Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing March 27; Cusip: 40434YGA9

HSBC USA INC.

• 4.25- to 4.75-year contingent coupon buffered securities with trigger upside participation and downside participation linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing March 23; Cusip: 40433UZ33

• 0% capped buffer gears due June 29, 2018 linked to the Russell 2000 index; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing March 28; Cusip: 40435H731

• 0% leveraged buffered uncapped market participation securities due April 4, 2022 tied to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing March 29; Cusip: 40433UZ41

• 0% autocallable market-linked step-up notes due March 2020 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in March

JPMORGAN CHASE BANK, NA

• Digital contingent coupon certificates of deposit due March 30, 2023 linked to a basket of stocks (Apple, Inc., AT&T Inc., Bristol-Myers Squibb Co., Caterpillar Inc., Cisco Systems, Inc., Coca-Cola Co., Merck & Co., Inc., Nike, Inc., Procter & Gamble Co. and Starbucks Corp.); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing March 27; Cusip: 48126XC78

• 0% certificates of deposit due June 30, 2021 linked to the J.P. Morgan Efficiente Plus DS 5 Index (Net ER); via J.P. Morgan Securities LLC and Incapital LLC; pricing March 28; Cusip: 48126XZE8

• 0% certificates of deposit due March 31, 2022 linked to the J.P. Morgan Efficiente Plus DS 5 Index (Net ER); via J.P. Morgan Securities LLC and Incapital LLC; pricing March 28; Cusip: 48126XZF5

• 0% certificates of deposit due March 31, 2023 linked to the J.P. Morgan Efficiente Plus DS 5 Index (Net ER); via J.P. Morgan Securities LLC and Incapital LLC; pricing March 28; Cusip: 48126XZG3

• 0% capped quarterly observation certificates of deposit due March 31, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing March 28; Cusip: 48126XA39

• 0% capped certificates of deposit due Sept. 30, 2024 linked to the S&P 500 index; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing March 28; Cusip: 48126XC29

JPMORGAN CHASE FINANCIAL CO. LLC

• 0% buffered digital notes due April 26, 2018 linked to the performance of an equally weighted basket of four currencies (the Brazilian real, the Indian rupee, the Russian ruble and the South African rand) relative to the dollar; via J.P. Morgan Securities LLC; pricing March 22; Cusip: 46646QX83

• 0% review notes due March 25, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing March 22; Cusip: 46646QS97

• 0% capped buffered enhanced participation equity notes due Nov. 9, 2018 linked to the MSCI EAFE index; via J.P. Morgan Securities LLC; pricing March 23; Cusip 46646QMZ5

• 0% callable contingent interest notes due April 1, 2019 linked to the lesser performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; 75% trigger; via J.P. Morgan Securities LLC; pricing March 23; Cusip: 46646QX67

• 0% review notes due March 29, 2021 linked to the lesser performing of the Energy Select Sector SPDR fund and the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; 70% trigger; via J.P. Morgan Securities LLC; pricing March 24; Cusip: 46646QS89

• Capped return enhanced notes due April 27, 2018 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing March 24; Cusip: 46646QU94

• 0% dual directional trigger Performance Leveraged Upside Securities due Sept. 27, 2019 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC with distribution through Morgan Stanley Wealth Management; pricing March 24; Cusip: 48129F648

• 0% uncapped contingent buffered return enhanced notes due March 28, 2019 linked to the lesser performing of the Euro Stoxx 50 index and the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing March 24; Cusip: 46646QMP7

• 0% contingent buffered return enhanced notes due Sept. 26, 2018 linked to the Euro Stoxx Banks index; via J.P. Morgan Securities LLC; pricing March 24; Cusip: 46646QY41

• 0% digital dual directional contingent buffered notes due June 27, 2018 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 24; Cusip: 46646QY33

• Callable contingent interest notes due March 31, 2020 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing March 24; Cusip: 46646QL94

• 0% capped buffered equity notes due April 27, 2018 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 24; Cusip: 46646QU78

• 0% review notes due March 29, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 24; Cusip: 46646QL86

• 0% review notes due March 29, 2021 linked to the lesser performing of the SPDR S&P Bank exchange-traded fund and the SPDR S&P Regional Banking ETF; 70% trigger; via J.P. Morgan Securities LLC; pricing March 24; Cusip: 46646QS71

• Autocallable contingent interest notes due June 28, 2018 linked to the VanEck Vectors Gold Miners exchange-traded fund; via J.P. Morgan Securities LLC; pricing March 24; Cusip 46646QMU6

• Callable contingent interest notes due April 6, 2021 linked to the least performing of the Energy Select Sector SPDR fund, the Financial Select Sector SPDR fund and the Consumer Staples Select Sector SPDR fund; 60% trigger; via J.P. Morgan Securities LLC; pricing March 28; Cusip: 46646QT62

• Autocallable contingent interest notes due April 2, 2027 linked to the lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 28; Cusip: 46646QMN2

• 0% capped dual directional contingent buffered return enhanced notes due April 2, 2018 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 28; Cusip: 46646QM85

• 5.75% to 7.75% autocallable contingent interest notes due March 31, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 28; Cusip: 46646QN92

• 0% buffered digital notes due March 29, 2019 linked to the worst performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 28; Cusip: 46646QR56

• 0% dual directional contingent buffered return enhanced notes due March 31, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 28; Cusip: 46646QM28

• 0% dual directional contingent buffered return enhanced notes due March 31, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 28; Cusip: 46646QM51

• 0% dual directional contingent buffered return enhanced notes due March 31, 2021 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 28; Cusip: 46646QM69

• 0% dual directional contingent buffered return enhanced notes due March 31, 2021 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 28; Cusip: 46646QM36

• 0% dual directional contingent buffered return enhanced notes due March 31, 2022 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 28; Cusip: 46646QM44

• 0% dual directional contingent buffered return enhanced notes due March 31, 2022 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 28; Cusip: 46646QM77

• 0% capped gears due May 31, 2018 linked to the S&P 500 index; via J.P. Morgan Securities LLC and UBS Financial Services Inc.; pricing March 28; Cusip: 48129F754

• Contingent coupon callable yield notes due March 31, 2022 linked to lowest performing of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing March 28; Cusip: 22548QVY8

• 0% digital notes due April 30, 2018 linked to the S&P 500 index, and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 28; Cusip: 46646QQ99

• 0% digital notes due April 30, 2018 linked to the S&P 500 index, and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 28; Cusip: 46646QQ81

• 7% to 9% autocallable yield notes due June 29, 2018 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 28; Cusip: 46646QN27

• 6.75% to 8.75% autocallable yield notes due June 29, 2018 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 28; Cusip: 46646QP25

• 0% uncapped buffered return enhanced notes due March 31, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 28; Cusip: 46646QQ24

• 0% uncapped contingent buffered return enhanced notes due March 31, 2022 linked to the least performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 28; Cusip: 46646QQ73

• 0% uncapped contingent buffered return enhanced notes due March 31, 2022 linked to the least performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 28; Cusip: 46646QQ65

• 0% uncapped contingent buffered return enhanced notes due March 31, 2022 linked to the least performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 28; Cusip: 46646QQ57

• Autocallable contingent interest notes due March 29, 2019 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 28; Cusip: 46646QN84

• 0% uncapped contingent buffered return enhanced notes due March 31, 2022 linked to the least performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 28; Cusip: 46646QQ40

• Autocallable contingent interest notes due March 31, 2022 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 28; Cusip: 46646QN76

• 5.25% to 7.25% yield notes due April 2, 2018, linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 28; Cusip: 46646QM93

• Autocallable contingent interest notes due June 20, 2018 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 15; Cusip: 46646QP82

• Autocallable contingent interest notes due Sept. 28, 2018 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 28; Cusip: 46646QN50

• Autocallable contingent interest notes due June 29, 2018 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 28; Cusip: 46646QP41

• Autocallable contingent interest notes due June 29, 2018 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 28; Cusip: 46646QP33

• Autocallable contingent interest notes due June 29, 2018 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 28; Cusip: 46646QN43

• 0% return notes due April 9, 2018 linked to a basket of 50 common stocks selected by Strategas Research Partners as having the highest lobbying intensity; via J.P. Morgan Securities LLC; pricing March 28; Cusip 46646QU86

• Autocallable contingent interest notes due April 16, 2021 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 13; Cusip: 46646QW27

• 0% dual directional contingent buffered return enhanced notes due April 19, 2022 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing April 13; Cusip: 46646QW35

MORGAN STANLEY FINANCE LLC

• Fixed-to-floating rate securities due March 24, 2037; via Morgan Stanley & Co. LLC; pricing March 24; Cusip: 61766YBE0

• 0% trigger Performance Leveraged Upside Securities due March 31, 2025 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing March 28; Cusip: 61768CFU6

• Contingent income securities due March 31, 2032 linked to the worst performing of the Russell 2000 index and the S&P 500 index; via Morgan Stanley & Co. LLC; pricing March 28; Cusip: 61768CFT9

• 0% capped buffered gears due March 29, 2019 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing March 29; Cusip: 61766V669

• 0% buffered Performance Leveraged Upside Securities due April 5, 2022 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing March 31; Cusip: 61766V685

• 0% buffered Performance Leveraged Upside Securities due March 2021 linked to iShares MSCI EAFE ETF and the iShares MSCI Emerging Markets ETF; 80% trigger; via Morgan Stanley & Co. with Morgan Stanley Wealth Management; pricing in March; Cusip: 61768CFZ5

• 21- to 24-month 0% buffered digital notes linked to the Russell 2000 index; via Morgan Stanley & Co. LLC

• 23- to 26-month 0% capped leveraged notes linked to the S&P 500 index; via Morgan Stanley & Co. LLC; Cusip: 61768CGP6

• 0% buffered digital notes linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Morgan Stanley & Co. LLC; Cusip 61768CGJ0

• 0% leveraged buffered notes linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Morgan Stanley & Co. LLC; Cusip 61768CGH4

ROYAL BANK OF CANADA

• Contingent income autocallable securities due March 29, 2018 linked to the American Depositary Shares of Alibaba Group Holding Ltd.; 80% trigger; via RBC Capital Markets, LLC with Morgan Stanley Wealth Management; pricing March 24; Cusip: 78014E521

• Autocallable contingent coupon barrier notes due March 28, 2019 linked to Bank of America Corp. stock; 75% trigger; via RBC Capital Markets, LLC; pricing March 24; Cusip: 78013GDD4

• Autocallable contingent coupon barrier notes due March 28, 2019 linked to Facebook, Inc. stock; 80% trigger; via RBC Capital Markets, LLC; pricing March 24; Cusip: 78013GDC6

• Autocallable contingent coupon barrier notes due March 27, 2020 linked to the lesser performing of the SPDR S&P Biotech exchange-traded fund and the Financial Select Sector SPDR fund; 60% trigger; via RBC Capital Markets, LLC; pricing March 24; Cusip: 78012KF69

• Redeemable step-up notes due March 30, 2022; via RBC Capital Markets, LLC; pricing March 27; Cusip 78012KWY9

• Buffered enhanced return notes due April 2, 2019 linked to the iShares MSCI EAFE exchange-traded fund; via RBC Capital Markets, LLC; pricing March 28; Cusip: 78012KE37

• Buffered enhanced return notes due April 2, 2019 linked to the iShares MSCI Emerging Markets exchange-traded fund; via RBC Capital Markets, LLC; pricing March 28; Cusip: 78012KE45

• Buffered enhanced return notes due April 2, 2019 linked to the iShares Russell Midcap exchange-traded fund; via RBC Capital Markets, LLC; pricing March 28; Cusip: 78012KE60

• 0% buffered enhanced return notes due April 2, 2019 linked to the iShares U.S. Real Estate exchange-traded fund; via RBC Capital Markets, LLC; pricing March 28; Cusip: 78012KE52

• Direct investment notes due April 9, 2018 linked to the March 2017 RBC Capital Markets U.S. Equity Top Picks List; via RBC Capital Markets, LLC; pricing March 28; Cusip: 78012KD61

• 0% barrier return notes due Oct. 3, 2022 linked to the MSCI EAFE index; via RBC Capital Markets LLC; pricing March 28; Cusip 78012KF28

• 0% buffered enhanced return notes due April 2, 2019 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing March 28; Cusip: 78012KE29

• 0% barrier absolute return notes due April 2, 2019 linked to the S&P 500 index; via RBC Capital Markets LLC; pricing March 28; Cusip: 78012KD95

• 0% market-linked step-up notes due March 2019 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in March

• 0% 18- to 21-month leveraged buffered notes linked to the MSCI EAFE index; via RBC Capital Markets, LLC; Cusip: 78012KAG4

TORONTO-DOMINION BANK

• Notes due March 29, 2019 linked to an equally weighted basket of 23 Raymond James Quality Yield common equity securities (3M Co., AbbVie Inc., AT&T Inc., BB&T Corp., Boeing Co., Cardinal Health, Inc., Carnival Corp., Cisco Systems, Inc., CVS Health Corp., Johnson & Johnson, Microsoft Corp., NextEra Energy, Inc., Occidental Petroleum Corp., Omnicom Group Inc., PepsiCo, Inc., Pfizer Inc., Praxair, Inc., Qualcomm Inc., Schlumberger Ltd., Simon Property Group, Inc., Sysco Corp., Texas Instruments Inc. and United Technologies Corp.); via TD Securities (USA) LLC; pricing March 24; Cusip: 89114QZQ4

WELLS FARGO & CO.

• Capped fixed-to-floating notes due March 28, 2025; via Wells Fargo Securities, LLC; pricing March 23; Cusip: 95000N2F5

• 0% market linked securities – autocallable with fixed percentage buffered downside due April 5, 2019 linked to the Euro Stoxx 50 index; via Wells Fargo Securities, LLC; pricing March 31; Cusip: 94986R5B3

• 18- to 21-month buffered enhanced return securities with capped upside and buffered downside linked to the S&P 500 index; via Wells Fargo Securities, LLC; Cusip 94986R5C1

WELLS FARGO BANK, NA

• 0% certificates of deposit due Sept. 30, 2024 linked to the Euro Stoxx 50 index; via Incapital LLC; pricing March 24; Cusip: 94986TP27

• 0% certificates of deposit due Sept. 30, 2024 linked to the S&P 500 index; via Incapital LLC; pricing March 24; Cusip: 94986TP35

• Variable annual interest certificates of deposit due March 31, 2022 linked to the stocks of Apple Inc., AT&T Inc., Bristol-Myers Squibb Co., Cisco Systems, Inc. and Nike, Inc.; via Incapital LLC; pricing March 28; Cusip: 94986TN86.

• Variable annual interest certificates of deposit due April 1, 2024 linked to the stocks of Apple Inc., AT&T Inc., Bristol-Myers Squibb Co., Cisco Systems, Inc. and Nike, Inc.; via Incapital LLC; pricing March 28; Cusip: 94986TN94

•Variable annual interest certificates of deposit due April 1, 2024 linked to the stocks of Apple Inc., AT&T Inc., Bristol-Myers Squibb Co., Caterpillar Inc., Cisco Systems, Inc., Coca-Cola Co., Merck & Co., Inc., Nike, Inc., Procter & Gamble Co. and Starbucks Corp.; via Incapital LLC; pricing March 28; Cusip: 94986TN60

• 0% certificates of deposit due April 3, 2024 linked to the S&P 500 index; via Incapital LLC; pricing March 28; Cusip: 94986TN78


© 2015 Prospect News.
All content on this website is protected by copyright law in the U.S. and elsewhere. For the use of the person downloading only.
Redistribution and copying are prohibited by law without written permission in advance from Prospect News.
Redistribution or copying includes e-mailing, printing multiple copies or any other form of reproduction.