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Structured Products Calendar
BANK OF AMERICA CORP.
0% autocallable market-linked step-up notes due October 2018 linked to the Energy Select Sector index; via BofA Merrill Lynch; pricing in October
0% Accelerated Return Notes due December 2017 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in October
0% Capped Leveraged Index Return Notes due December 2017 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in October
0% bear Strategic Accelerated Redemption Securities due April 2018 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in October
0% Strategic Accelerated Redemption Securities due November 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October
0% Accelerated Return Notes due December 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October
0% market-linked step-up notes due October 2018 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October
BANK OF MONTREAL
0% contingent risk absolute return notes due Oct. 31, 2018 linked to the iShares MSCI EAFE exchange-traded fund; via BMO Capital Markets Corp.; pricing Oct. 26; Cusip: 06367TMC1
0% buffered bullish enhanced return notes due Oct. 31, 2018 linked to the iShares MSCI EAFE exchange-traded fund; via BMO Capital Markets Corp.; pricing Oct. 26; Cusip: 06367TMA5
0% buffered bullish enhanced return notes due Oct. 31, 2018 linked to the iShares MSCI EAFE exchange-traded fund; via BMO Capital Markets Corp.; pricing Oct. 26; Cusip: 06367TMA5
0% contingent risk absolute return notes due Oct. 31, 2018 linked to the iShares MSCI Emerging Markets exchange-traded fund; via BMO Capital Markets Corp.; pricing Oct. 26; Cusip: 06367TMD9
0% buffered bullish enhanced return notes due Oct. 31, 2018 linked to the iShares MSCI Emerging Markets exchange-traded fund; via BMO Capital Markets Corp.; pricing Oct. 26; Cusip: 06367TMB3
0% buffered bullish enhanced return notes due Nov. 30, 2017 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing Oct. 26; Cusip: 06367TLX6
0% buffered bullish enhanced return notes due Nov. 30, 2017 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing Oct. 26; Cusip: 06367TLZ1
0% buffered bullish enhanced return notes due Oct. 31, 2018 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing Oct. 26; Cusip: 06367TMF4
0% buffered bullish enhanced return notes due Nov. 30, 2017 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Oct. 26; Cusip: 06367TLW8
0% buffered bullish digital return notes with barrier due Nov. 30, 2017 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Oct. 26; Cusip: 06367TLN8
0% buffered bullish digital return notes with barrier due Nov. 30, 2017 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Oct. 26; Cusip: 06367TLQ1
0% buffered bullish enhanced return notes due Nov. 30, 2017 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Oct. 26; Cusip: 06367TLY4
0% contingent risk absolute return notes due Oct. 31, 2018 linked to the S&P 500 index; 70%-74% trigger; via BMO Capital Markets Corp.; pricing Oct. 26; Cusip: 06367TME7
BANK OF NOVA SCOTIA
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Nov. 3, 2021 linked to the Euro Stoxx 50 index; via Scotia Capital (USA) Inc. and Wells Fargo Securities LLC; pricing Oct. 31; Cusip: 064159JA5
0% autocallable market-linked step-up notes due October 2019 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in October
0% autocallable market-linked step-up notes due October 2021 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in October
Autocallable market-linked step-up notes due October 2019 linked to the S&P 500 index; via Merrill Lynch & Co.; pricing in October
BANK OF THE WEST
Contingent variable-income market-linked certificates of deposit with a minimum annual interest payment due Oct. 27, 2023 linked to a basket of 10 common stocks; via BNP Paribas Securities Corp.; pricing Oct. 24; Cusip 06426XRM4
Income advantage market-linked certificates of deposit with a minimum annual interest payment due Oct. 27, 2023 linked to a basket of five common stocks; via BNP Paribas Securities Corp.; pricing Oct. 24; Cusip 06426XRN2
Income advantage market-linked certificates of deposit with a minimum annual interest payment due Oct. 27, 2023 linked to a basket of five common stocks; via BNP Paribas Securities Corp.; pricing Oct. 24; Cusip 06426XRP7
0% market-linked certificates of deposit due Oct. 30, 2023 linked to the Morningstar Ultimate Stock-Pickers Target Volatility 7 index; via BNP Paribas Securities Corp.; pricing Oct. 25; Cusip 06426XRQ5
BARCLAYS BANK DELAWARE
0% certificates of deposit due April 25, 2024 linked to the Barclays Trailblazer Sectors 5 index; via Barclays and Incapital LLC; pricing Oct. 21; Cusip: 06740FFW3
0% certificates of deposit due July 28, 2022 linked to the Barclays Trailblazer Sectors 5 index; via Barclays and Incapital LLC; pricing Oct. 25; Cusip: 06740FGA0
0% certificates of deposit due Oct. 27, 2023 linked to the Barclays Trailblazer Sectors 5 index; via Barclays and Incapital LLC; pricing Oct. 25; Cusip: 06740FFZ6
BARCLAYS BANK PLC
Phoenix autocallable notes due Oct. 25, 2018 linked to the ordinary shares of Allergan plc; via Barclays; pricing Oct. 21; Cusip: 06741VDB5
Trigger autocallable contingent yield notes due Oct. 24, 2019 linked to Apple Inc. shares; 70.5% to 75.5% trigger; via UBS Financial Services Inc. and Barclay; pricing Oct. 21; Cusip: 06745R883
Phoenix autocallable notes due Oct. 25, 2018 linked to the common stock of Bank of America Corp; via Barclays; pricing Oct. 21; Cusip: 06741VDC3
Phoenix autocallable notes due Oct. 25, 2018 linked to the common stock of Bristol-Myers Squibb Co; via Barclays; pricing Oct. 21; Cusip: 06741VDD1
0% buffered SuperTrack notes due Oct. 24, 2019 linked to the Euro Stoxx 50 index; via Barclays; pricing Oct. 21; Cusip: 06741VD90
Trigger autocallable contingent yield notes due Oct. 24, 2019 linked to Goldman Sachs Group, Inc. shares; 64.75% to 69.75% trigger; via UBS Financial Services Inc. and Barclay; pricing Oct. 21; Cusip: 06745R875
Phoenix autocallable notes due Oct. 25, 2018 linked to the least performing of the iShares Nasdaq Biotechnology exchange-traded-fund, the Financial Select Sector SPDR fund and the Technology Select Sector SPDR fund; via Barclays; pricing Oct. 21; Cusip: 06741VDF6
Contingent income autocallable securities with step-up redemption threshold level feature due Oct. 24, 2019 linked to the common stock of Microsoft Corp.; via Barclays; pricing Oct. 21; Cusip: 06745R602
Trigger autocallable contingent yield notes due Oct. 24, 2019 linked to Oracle Corp. shares; 69% to 74% trigger; via UBS Financial Services Inc. and Barclay; pricing Oct. 21; Cusip: 06745R867
Phoenix autocallable notes due Oct. 26, 2021 linked to the Russell 2000 index; via Barclays; pricing Oct. 21; Cusip: 06741VD58
Phoenix autocallable notes due Oct. 26, 2021 linked to the S&P 500 index; via Barclays; pricing Oct. 21; Cusip: 06741VDA7
Phoenix autocallable notes due Oct. 26, 2026 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing Oct. 21; Cusip: 06741VDG4
Callable contingent coupon notes due Oct. 24, 2019 linked to the lesser performing of the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Barclays; pricing Oct. 21: Cusip: 06741VCF7
Phoenix autocallable notes due Oct. 26, 2021 linked to the S&P MidCap 400 index; via Barclays; pricing Oct. 21; Cusip: 06741VD82
Phoenix autocallable notes due Oct. 31, 2018 linked to Amazon.com, Inc., Amgen Inc. and Delta Air Lines, Inc.; 50% trigger; via Barclays; pricing Oct. 26; Cusip: 06741VCC4
0% notes due Oct. 29, 2021 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing Oct. 26; Cusip: 06741VCH3
0% notes due Oct. 31, 2023 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing Oct. 26; Cusip: 06741VCG5
10%-11% autocallable notes due Oct. 31, 2018 linked to the least performing of the common stocks of ConocoPhillips, Chevron Corp. and Marathon Oil Corp.; via Barclays; pricing Oct. 26; Cusip: 06741VCA8
Callable contingent coupon notes due Oct. 29, 2026 linked to the lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; via Barclays; pricing Oct. 26; Cusip: 06741VCD2
Autocallable notes due Oct. 31, 2019 linked to the least performing of the commons stocks of Facebook, Inc., Amazon.com, Inc., Netflix, Inc. and Alphabet Inc.; via Barclays; pricing Oct. 26; Cusip: 06741VCB6
Callable range accrual notes due Oct. 29, 2021 linked to the performance of the Russell 2000 index; via Barclays; pricing Oct. 26; Cusip: 06741VCX8
Callable contingent coupon notes due Oct. 30, 2019 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; via Barclays; pricing Oct. 26; Cusip: 06741WCA6
Phoenix autocallable notes due Oct. 30, 2017 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Barclays; pricing Oct. 26; Cusip: 06741VCW0
0% dual directional notes due Oct. 31, 2018 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Barclays; pricing Oct. 26: Cusip: 06741VCS9
Callable contingent coupon notes due Oct. 31, 2019 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Barclays; pricing Oct. 26: Cusip: 06741VCU4
Callable contingent coupon notes due Oct. 29, 2021 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Barclays; pricing Oct. 26: Cusip: 06741VCM2
0% trigger in-step securities due April 30, 2019 linked to the S&P 500 index; via Barclays and UBS Financial Services Inc.; pricing Oct. 26; Cusip: 06745B169
0% buffered digital notes due April 30, 2020 linked to the S&P 500 index; via Barclays; pricing Oct. 26; Cusip: 06741WBZ2
0% trigger gears due Oct. 29, 2021 linked to the S&P 500 index; via UBS Financial Services Inc. and Barclays; pricing Oct. 26; Cusip: 06744M133
0% buffered SuperTrack notes due Oct. 29, 2021 linked to the S&P 500 index; via Barclays; pricing Oct. 26; Cusip: 06741VCV2
Phoenix autocallable notes due Oct. 31, 2017 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Barclays; pricing Oct. 26; Cusip: 06741VCR1
0% capped gears due Dec. 29, 2017 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and Barclays; pricing Oct. 27; Cusip: 06745R800
0% capped buffered gears due Oct. 31, 2018 linked to the Euro Stoxx 50 index; via Barclays and UBS Financial Services Inc.; pricing Oct. 27; Cusip: 06745B177
Trigger autocallable contingent yield notes due Oct. 30, 2026 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 50% trigger; via UBS Financial Services Inc. and Barclays; pricing Oct. 27; Cusip: 06745R701
Trigger autocallable contingent yield notes due Oct. 30, 2026 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 50% to 52% trigger; via UBS Financial Services Inc. and Barclay; pricing Oct. 27; Cusip: 06745R859
0% Performance Leveraged Upside Securities due Feb. 5, 2018 linked to the Russell 2000 index; via Barclays with Morgan Stanley Wealth Management; pricing Oct. 31; Cusip: 06744M802
0% lookback entry Performance Leveraged Upside Securities due Feb. 5, 2018 linked to the S&P 500 index; via Barclays with Morgan Stanley Wealth Management as dealer; pricing Oct. 31; Cusip: 06744M851
0% Performance Leveraged Upside Securities due May 3, 2019 linked to the S&P 500 index; via Barclays with Morgan Stanley Wealth Management; pricing Oct. 31; Cusip: 06744M703
Step-up fixed-rate callable notes due Oct. 28, 2031; via Barclays; Cusip: 06741VD66
25- to 28-month 0% capped leveraged buffered notes linked to the S&P 500 index; via Barclays; Cusip: 06741VD33
BNP PARIBAS
0% leveraged notes due Oct. 28, 2021 linked to the worst performing of the Russell 2000 index and the S&P 500 index; via BNP Paribas; pricing Oct. 25; Cusip 05579TRR9
0% buffered notes due Oct. 28, 2020 linked to the S&P 500 index; via BNP Paribas; pricing Oct. 25; Cusip 05579TRQ1
0% leveraged notes due Oct. 28, 2021 linked to the S&P 500 index; via BNP Paribas; pricing Oct. 25; Cusip 05579TRS7
CANADIAN IMPERIAL BANK OF COMMERCE
0% market-linked securities autocallable with fixed percentage buffered downside due Nov. 4, 2019 linked to the Financial Select Sector SPDR fund; via Wells Fargo Securities, LLC; pricing Oct. 31; Cusip: 13605WBV2
0% market-linked step-up notes due October 2018 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in October
0% Accelerated Return Notes due December 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October
0% Accelerated Return Notes due October 2018 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October
0% Capped Leveraged Index Return Notes due October 2018 linked to S&P 500 index, MSCI EAFE index and MSCI Emerging Markets index; via BofA Merrill Lynch; pricing in October
CITIGROUP GLOBAL MARKETS HOLDINGS INC.
Autocallable contingent coupon equity linked securities due Oct. 25, 2017 linked to the common stock of DISH Network Corp.; via Citigroup Global Markets Inc.; pricing Oct. 20; Cusip: 17324CBK1
0% dual directional barrier securities due Oct. 25, 2018 linked to the Energy Select Sector SPDR fund; via Citigroup Global Markets Inc.; pricing Oct. 21; Cusip: 17324CC20
Autocallable contingent coupon equity linked securities due Oct. 31, 2018 based on the common stock of Amazon.com, Inc.; via Citigroup Global Markets Inc.; pricing Oct. 26; Cusip: 17324CBH8
0% trigger gears due Oct. 30, 2026 linked to the Bloomberg Commodity Index 3 Month Forward; 70% trigger; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing Oct. 26; Cusip: 17324P446
0% enhanced buffered digital securities due Oct. 29, 2020 linked to the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing Oct. 26; Cusip: 17324CBR6
0% trigger step securities due Oct. 30, 2020 linked to the iShares MSCI EAFE exchange-traded fund; via Citigroup Global Markets Holdings Inc. and UBS Financial Services Inc.; pricing Oct. 26; Cusip: 17324P495
0% trigger step securities due Oct. 30, 2020 linked to the iShares MSCI EAFE exchange-traded fund; via Citigroup Global Markets Holdings Inc. and UBS Financial Services Inc.; pricing Oct. 26; Cusip: 17324P420
0% enhanced buffered digital securities due Oct. 31, 2019 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; pricing Oct. 26; Cusip: 17324CBQ8
0% barrier digital plus securities due April 30, 2020 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; pricing Oct. 26; Cusip: 17324CBE5
Annual reset coupon securities due Nov. 1, 2021 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; pricing Oct. 26; Cusip: 17324CBS4
0% capped buffer gears due Oct. 31, 2018 linked to the S&P 500 index; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing Oct. 26; Cusip: 17324P727
Autocallable contingent coupon equity-linked securities due Oct. 31, 2018 linked to the common stocks of salesforce.com, inc., ConocoPhillips and Ford Motor Co.; via Citigroup Global Markets Inc.; pricing Oct. 26; Cusip: 17324CBT2
0% enhanced barrier digital plus securities due Nov. 1, 2021 linked to the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing Oct. 27; Cusip: 17324C7K6
0% dual directional barrier securities due April 30, 2020 linked to the S&P 500 index; 70% trigger; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing Oct. 27; Cusip: 17324CBP0
0% buffer securities due Nov. 1, 2021 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Oct. 27; Cusip: 17324CBJ4
0% market-linked notes due Nov. 2, 2021 linked to the iShares Core U.S. Aggregate Bond ETF, the Dow Jones Industrial Average and the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing Oct. 28; Cusip: 17324CBN5
21- to 24-month 0% buffered digital notes linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; Cusip: 17324CBV7
19- to 22-month 0% buffered notes linked to the MSCI EAFE index; via Citigroup Global Markets Inc.; Cusip: 17324CBY1
CREDIT SUISSE AG, LONDON BRANCH
0% Buffered Accelerated Return Equity Securities due Oct. 28, 2019 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 21; Cusip: 22548QLE3
Autocallable securities due Oct. 28, 2020 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; 70% trigger; via Credit Suisse; pricing Oct. 21
Autocallable securities due Oct. 28, 2020 linked to the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Oct. 21; Cusip: 22548QKD6
8.5% to 10.5% autocallable reverse convertible securities due Oct. 30, 2017 linked to the common shares of Amazon.com, Inc.; via Credit Suisse Securities (USA) LLC; pricing Oct. 25; Cusip: 22549JCP3
6% to 8% autocallable reverse convertible securities due Oct. 30, 2017 linked to Apple Inc. shares; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 25; Cusip: 22549JCR9
Contingent coupon callable yield notes due Oct. 28, 2019 linked to the S&P 500 index, the Euro Stoxx 50 index and the Russell 2000 index; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 25; Cusip: 22548QKM6
0% Buffered Accelerated Return Equity Securities due April 30, 2018 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 25; Cusip: 22548QLA1
0% trigger gears due Oct. 30, 2019 linked to the iShares MSCI Emerging Markets exchange-traded fund; 75% trigger; via UBS Financial Services Inc.; pricing Oct. 26; Cusip: 22548T323
0% Buffered Accelerated Return Equity Securities due Oct. 31, 2018 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 222548QJN6
0% digital buffered notes due April 30, 2020 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 22548QKA2
Callable daily range accrual securities due April 30, 2024 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 22548QKQ7
Contingent coupon autocallable yield notes due Oct. 31, 2019 linked to the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 22548QJZ9
0% Buffered Accelerated Return Equity Securities due Oct. 31, 2018 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 22548QJP1
Callable daily range accrual securities due Oct. 30, 2026 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 22548QK79
0% trigger step securities due Oct. 30, 2020 linked to the S&P 500 index; via UBS Financial Services Inc.; pricing Oct. 26; Cusip: 22548T349
7% to 9% contingent coupon autocallable yield notes due Jan. 31, 2018 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 22548QJX4
Contingent coupon autocallable yield notes due Jan. 31, 2018 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 22549JCJ7
0% autocallable securities due Oct. 31, 2019 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 22548QJL0
Contingent coupon autocallable yield notes due Oct. 31, 2019 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 22548QJZ9
0% absolute return digital barrier securities due Oct. 29, 2021 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 22548QJM8
0% digital plus barrier notes due Oct. 29, 2021 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 22548QK20
9% to 11% contingent coupon callable yield notes due Oct. 31, 2019 linked to the S&P 500 index and the SPDR S&P Biotech exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 22548QJU0
0% trigger autocallable contingent yield notes due Oct. 31, 2019 linked to the S&P 500 index and the Russell 2000 index; via UBS Financial Services Inc.; pricing Oct. 27; Cusip: 22548T422
0% buffered Performance Leveraged Upside Securities due May 3, 2019 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22548T414
0% Buffered Accelerated Return Equity Securities due May 3, 2018 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22548QJS5
Contingent coupon autocallable yield notes due Feb. 2, 2018 linked to the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22548QK46
0% Buffered Accelerated Return Equity Securities due May 3, 2018 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22548QJR7
Contingent coupon autocallable yield notes due Feb. 2, 2018 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22548QK46
Contingent coupon callable yield notes due Nov. 1, 2019 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22548QK38
0% digital plus barrier notes due Nov. 4, 2020 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip; 22548QJY2
0% absolute return digital barrier securities due Nov. 4, 2020 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22548QJW6
0% digital plus barrier notes due Nov. 4, 2020 linked to the worse performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22548QJY2
0% absolute return digital barrier securities due Nov. 3, 2021 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22548QJQ9
10% to 12% contingent coupon callable yield notes due Nov. 1, 2019 linked to the S&P 500 index and the SPDR S&P Biotech exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22548QJT3
0% Buffered Accelerated Return Equity Securities due Nov. 19, 2020 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Nov. 15; Cusip: 22548QL94
CREDIT SUISSE AG, NASSAU BRANCH
Callable step-up securities due Oct. 28, 2031; via Morgan Stanley & Co. LLC; pricing Oct. 25; Cusip: 22548QKJ3
DEUTSCHE BANK AG, LONDON BRANCH
0% securities due Oct. 29, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Deutsche Bank Securities Inc.; pricing Oct. 26; Cusip: 25152R4Z3
Securities due Oct. 29, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Deutsche Bank Securities Inc.; pricing Oct. 26; Cusip: 25152R5A7
GOLDMAN SACHS GROUP, INC.
Callable step-up fixed-rate notes with 2% initial rate due October 2023; via Goldman Sachs & Co. and Incapital LLC; pricing in October; Cusip: 38148TP37
Callable step-up fixed-rate notes with 2.5% initial rate due October 2026; via Goldman Sachs & Co. and Incapital LLC; pricing in October; Cusip: 38148TP29
Callable step-up fixed-rate notes with 3% initial rate due October 2031; via Goldman Sachs & Co. and Incapital LLC; pricing in October; Cusip: 38148TNZ8
GS FINANCE CORP.
Callable contingent coupon notes due Oct. 25, 2018 linked to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing Oct. 20; Cusip: 40054KMN3
Contingent income callable securities due Oct. 25, 2018 linked to the least performing of the Euro Stoxx 50 index, the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co. and Morgan Stanley Wealth Management; pricing Oct. 21; Cusip: 40054KMM5
0% notes due Oct. 30, 2023 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Oct. 21; Cusip: 40054KLJ3
Callable contingent coupon notes due Oct. 28, 2019 linked to the Russell 2000 index and the S&P 500 index; 70% trigger; via Goldman Sachs & Co.; pricing Oct. 21; Cusip: 40054KLE4
Callable contingent coupon notes due Oct. 28, 2020 linked to the Russell 2000 index and the S&P 500 index; 55% trigger; via Goldman Sachs & Co.; pricing Oct. 21; Cusip: 40054KMP8
0% notes due April 28, 2023 linked to the S&P 500 index; 70% trigger; via Goldman Sachs & Co.; pricing Oct. 21; Cusip: 40054KMC7
Contingent income callable securities due Oct. 26, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co. and Morgan Stanley Wealth Management; pricing Oct. 21; Cusip: 40054KMB9
0% leveraged notes due Oct. 28, 2022 linked to the Dow Jones industrial average; 70% trigger; via Goldman Sachs & Co.; pricing Oct. 25; Cusip: 40054KLM6
0% buffered index-linked notes due Oct. 28, 2021 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Oct. 25; Cusip: 40054KMA1
0% index-linked notes due Oct. 28, 2022 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Oct. 25; Cusip: 40054KLL8
Callable buffered contingent coupon notes due Oct. 28, 2021 linked to the S&P 500 index and the Russell 2000 index; 60% trigger; via Goldman Sachs & Co.; pricing Oct. 25; Cusip: 40054KMK9
Autocallable contingent coupon notes due Nov. 1, 2021 linked to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing Oct. 25; Cusip: 40054KML7
0% notes due July 29, 2021 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Oct. 26; Cusip: 40054KLF1
0% notes due Oct. 31, 2022 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Oct. 26; Cusip: 40054KLG9
0% notes due Oct. 31, 2023 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Oct. 26; Cusip: 40054KLQ7
0% autocallable notes due Nov. 9, 2023 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Oct. 26; Cusip: 40054KLC8
0% notes due Oct. 29, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Oct. 26; Cusip: 40054KLR5
Callable CMS spread and index-linked range accrual notes due Oct. 31, 2031 linked to the 30-year and two-year Constant Maturity Swap rates, the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing Oct. 27; Cusip: 40054KLP9
Callable contingent coupon notes due Oct. 31, 2020 linked to the Russell 2000 index and the S&P 500 index; 60% trigger; via Goldman Sachs & Co.; pricing Oct. 27; Cusip: 40054KLY0
Callable contingent coupon notes due Oct. 31, 2026 linked to the Russell 2000 index and the S&P 500 index; 50% trigger; via Goldman Sachs & Co.; pricing Oct. 27; Cusip: 40054KLT1
Autocallable contingent coupon index-linked notes due Nov. 2, 2021 linked to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing Oct. 26; Cusip: 40054KMJ2
Autocallable contingent coupon index-linked notes due Nov. 3, 2026 linked to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing Oct. 27; Cusip: 40054KLX2
Autocallable contingent coupon notes due Feb. 1, 2018 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via Goldman Sachs & Co.; pricing Oct. 27; Cusip: 40054KM94
0% trigger gears due Oct. 30, 2026 linked to the Solactive Eurozone 50 Equal Weight 5% AR index; via Goldman Sachs & Co.; pricing Oct. 27; Cusip: 36250Y833
Performance Leveraged Upside Securities due Feb. 5, 2018 linked to the S&P 500 index; via Goldman Sachs & Co. with Morgan Stanley Wealth Management; pricing Oct. 31; Cusip: 36250Y882
Two-year 0% leveraged buffered notes linked to the iShares MSCI EAFE exchange-traded fund; via Goldman Sachs & Co.; Cusip: 40054KJX5
Two-year callable contingent coupon notes linked to the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; 70% trigger; via Goldman Sachs & Co.; Cusip: 40054KLW4
48-month notes linked to the S&P 500 index; 70% trigger; via Goldman Sachs & Co.; Cusip: 40054KLK0
HSBC BANK USA, NA
Income Plus certificates of deposit due Oct. 28, 2021 linked to the common stocks of Boeing Co., Cisco Systems, Inc., McDonalds Corp., Pfizer Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Oct. 25; Cusip: 40434YCD7
Income Plus certificates of deposit due Oct. 28, 2021 linked to the common stocks of Boeing Co., Cisco Systems, Inc., McDonalds Corp., Pfizer Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Oct. 25; Cusip: 40434YCE5
Income Plus certificates of deposit due Oct. 28, 2021 linked to the common stocks of Boeing Co., Cisco Systems, Inc., McDonalds Corp., Pfizer Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Oct. 25; Cusip: 40434YCF2
Income Plus certificates of deposit due Oct. 30, 2023 linked to the common stocks of Boeing Co., Cisco Systems, Inc., McDonalds Corp., Pfizer Inc. and Wal-Mart Stores, Inc.; pricing Oct. 25; Cusip: 40434YCG0
Income Plus certificates of deposit due Oct. 30, 2023 linked to the common stocks of Boeing Co., Cisco Systems, Inc., McDonalds Corp., Pfizer Inc. and Wal-Mart Stores, Inc.; pricing Oct. 25; Cusip: 40434YCH8
Income Plus certificates of deposit due Oct. 30, 2023 linked to the common stocks of Boeing Co., Cisco Systems, Inc., McDonalds Corp., Pfizer Inc. and Wal-Mart Stores, Inc.; pricing Oct. 25; Cusip: 40434YCJ4
Rate Builder certificates of deposit due Oct. 28, 2021 linked the common stocks of Bristol-Myers Squibb Co., Eli Lilly & Co., Exxon Mobil Corp., Intel Corp., International Business Machines Corp., McDonald's Corp., Pfizer Inc., Procter & Gamble Co., Verizon Communications Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Oct. 25; Cusip: 40434YCK1
Rate Builder certificates of deposit due Oct. 30, 2023 linked the common stocks of Bristol-Myers Squibb Co., Eli Lilly & Co., Exxon Mobil Corp., Intel Corp., International Business Machines Corp., McDonald's Corp., Pfizer Inc., Procter & Gamble Co., Verizon Communications Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Oct. 25; Cusip: 40434YCL9
HSBC USA INC.
Phoenix quarterly review notes due Nov. 8, 2017 linked to Bank of America Corp. shares; 75% trigger; via HSBC Securities (USA) Inc. with J.P. Morgan Securities LLC and JPMorgan Chase Bank NA; pricing Oct. 21; Cusip: 40433UYA8
0% digital notes due Oct. 28, 2022 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Oct. 21; Cusip: 40433UVV5
Contingent income barrier notes due Oct. 28, 2022 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Oct. 21; Cusip: 40433UXE1
Contingent income autocallable securities due Oct. 26, 2021 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via HSBC Securities (USA) Inc. and Morgan Stanley Wealth Management; pricing Oct. 21; Cusip: 40433UXS0
0% contingent buffered notes due Jan. 24, 2018 linked to the S&P 500 index; via HSBC Securities (USA) Inc. with JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC as placement agents; pricing Oct. 21;
Cusip: 40433UXY7
0% leveraged buffered participation securities due Jan. 25, 2018 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 21; Cusip: 40435B528
0% buffered uncapped market participation securities due Oct. 28, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 21; Cusip: 40433UVY9
0% digital barrier notes due Oct. 28, 2022 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 21; Cusip: 40433UVW3
0% digital dual directional barrier notes due Oct. 28, 2022 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 21; Cusip: 40433UVX1
0% contingent buffered notes due Nov. 8, 2017 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via HSBC Securities (USA) Inc. with JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC as placement agents; pricing Oct. 21; Cusip: 40433UXZ4
Income plus notes due Oct. 31, 2023 linked to the common stocks of Apple Inc., International Business Machines Corp., Eli Lilly & Co., Altria Group, Inc. and Verizon Communications, Inc.; HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40433UWB8
Income plus notes due Oct. 31, 2023 linked to the common stocks of Apple Inc., International Business Machines Corp., Eli Lilly & Co., Altria Group, Inc. and Verizon Communications, Inc.; HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40433UWC6
0% averaging notes due Oct. 31, 2023 linked to the Dow Jones industrial average; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40433UWA0
0% buffered digital notes due Oct. 29, 2021 linked to the Dow Jones Industrial Average; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40433UWG7
0% buffered accelerated market participation securities due April 30, 2019 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40433UKR6
0% leveraged Buffered Uncapped Market Participation Securities due Oct. 29, 2021 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40433UWE2
0% leveraged Buffered Uncapped Market Participation Securities due Oct. 31, 2019 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40433UWK8
0% leveraged Buffered Uncapped Market Participation Securities due Oct. 29, 2021 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40433UXG6
0% averaging notes due Oct. 31, 2023 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40433UVZ6
0% buffered accelerated market participation securities due April 30, 2019 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40433UKR6
0% buffered uncapped market participation securities due Oct. 29, 2021 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40433UXF8
Autocallable yield notes due April 30, 2018 linked to the Russell 2000 index and the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40433UWV4
Autocallable yield notes due April 30, 2018 linked to the Russell 2000 index and the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40433UWU6
0% digital dual directional barrier notes due Oct. 29, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40433UWF9
0% buffered accelerated market participation securities due April 30, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40433UKR6
0% trigger gears due Oct. 31, 2019 linked to the S&P 500 index; 75% trigger; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40435B569
0% buffered uncapped market participation securities due Oct. 31, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40433UWJ1
0% buffered uncapped market participation securities due Oct. 29, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40433UWH5
0% trigger gears due Oct. 29, 2021 linked to the S&P 500 index; via UBS Financial Services Inc. and HSBC Securities (USA) LLC; pricing Oct. 26; Cusip: 40435B585
0% trigger gears due Oct. 29, 2021 linked to the S&P 500 index; via UBS Financial Services Inc. and HSBC Securities (USA) LLC; pricing Oct. 26; Cusip: 40435B577
0% digital dual directional barrier securities due Oct. 29, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40433UWD4
0% allocation securities due Oct. 29, 2021 linked to a basket of the SPDR S&P 500 ETF, the iShares MSCI EAFE ETF and the iShares MSCI Emerging Markets ETF; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40435B551
Callable buffered monthly range accrual notes due Oct. 31, 2021 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing Oct. 27; Cusip: 40054KLA2
Callable monthly range accrual notes due Oct. 31, 2026 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing Oct. 27; Cusip: 40054KLB0
0% trigger autocallable contingent yield notes due Oct. 31, 2019 linked to the S&P 500 index and the Russell 2000 index; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing Oct. 27; Cusip: 40435B460
0% dual directional trigger Performance Leveraged Upside Securities due Nov. 5, 2019 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Oct. 31; Cusip: 40435B627
0% dual directional trigger Performance Leveraged Upside Securities due Nov. 5, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 31; Cusip: 40435B619
Autocallable market-linked step-up notes due October 2019 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in October
Autocallable market-linked step-up notes due October 2021 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in October
0% autocallable market-linked step-up notes due October 2019 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October
0% autocallable market-linked step-up notes due October 2022 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October
0% Leveraged Index Return Notes due September 2019 linked to S&P 500 index, the Euro Stoxx 50 index and the MSCI Emerging Markets index; via BofA Merrill Lynch; pricing in October
18- to 21-month 0% leveraged capped notes linked to the S&P 500 index; via HSBC Securities (USA) Inc.; Cusip: 40433UXH4
JPMORGAN CHASE & CO.
Callable step-up fixed-rate notes due Oct. 31, 2036; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 48128GK25
JPMORGAN CHASE BANK, NA
0% certificates of deposit due Jan. 31, 2022 linked to the JPMorgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Oct. 26; Cusip: 48126XHQ1
0% certificates of deposit due Oct. 31, 2022 linked to the JPMorgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Oct. 26; Cusip: 48126XHR9
0% certificates of deposit due Oct. 31, 2023 linked to the JPMorgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Oct. 26; Cusip: 48126XHS7
Certificates of deposit with contingent annual interest due Oct. 31, 2023 linked to the JPMorgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Oct. 26; Cusip: 48126XJG1
0% autocallable certificates of deposit due Oct. 31, 2023 with step-up call value linked to the JPMorgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Oct. 26; Cusip: 48126XHF5
Variable annual income certificates of deposit due Oct. 31, 2023 linked to the JPMorgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Oct. 26; Cusip: 48126XHG3
0% certificates of deposit due Oct. 30, 2026 linked to the JPMorgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Oct. 26; Cusip: 48126XHL2
0% certificates of deposit due Oct. 31, 2023 linked to the J.P. Morgan Mozaic index (USD); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Oct. 26; Cusip: 48126XJD8
0% certificates of deposit due Oct. 31, 2023 linked to the JPMorgan Optimax Market-Neutral index; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Oct. 26; Cusip: 48126XHV0
JPMORGAN CHASE FINANCIAL CO. LLC
Autocallable contingent interest notes due Oct. 24, 2019 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 20; Cusip: 46646EZ39
6.5% autocallable yield notes due Jan. 25, 2018 linked to the lesser performing of the S&P 500 index, the Russell 2000 index and the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing Oct. 20; Cusip: 46646EJ45
0% capped buffered enhanced participation equity notes due Oct. 25, 2018 linked to a basket of two indexes and an exchange-traded fund; via J.P. Morgan Securities LLC; pricing Oct. 20; Cusip: 46646EF98
Autocallable contingent interest notes due Oct. 26, 2017 linked to the least performing of the common stock of Apple Inc. and the class A common stocks of Facebook, Inc. and Alphabet Inc.; 70% trigger; via J.P. Morgan Securities LLC; pricing Oct. 21; Cusip: 46646EU42
6% callable yield notes due April 30, 2018 linked to the least performing of the Dow Jones industrial average and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Oct. 21; Cusip: 46646ET36
Autocallable contingent interest notes due Oct. 26, 2021 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Oct. 21; Cusip: 46646EY48
Contingent income callable securities due Oct. 25, 2018 linked to the worst performing of the Euro Stoxx 50 index, the Russell 2000 index and the S&P 500 index; 75% trigger; via J.P. Morgan Securities LLC with Morgan Stanley Smith Barney LLC; pricing Oct. 21; Cusip: 46646EY30
0% contingent buffered digital notes due Oct. 30, 2019 linked to the lesser performing of the Euro Stoxx 50 index and the iShares MSCI EAFE exchange-traded fund; 70% trigger; via J.P. Morgan Securities LLC; pricing Oct. 21; Cusip: 46646EY71
0% digital dual directional contingent buffered notes due Dec. 4, 2017 linked to the FTSE 100 index; via J.P. Morgan Securities LLC; pricing Oct. 21; Cusip: 46646EZ70
Contingent coupon autocallable yield notes due Oct. 25, 2018 linked to MetLife, Inc. shares; 75% trigger; via J.P. Morgan Securities LLC; pricing Oct. 21; Cusip: 46646E2B7
Contingent income callable securities due Oct. 26, 2020 linked to the worst performing of the MSCI EAFE index, the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC with distribution through Morgan Stanley Smith Barney LLC; pricing Oct. 21; Cusip: 46646EY89
Autocallable contingent interest notes due Oct. 26, 2021 linked to the Russell 2000 index; 61%-65% trigger; via J.P. Morgan Securities LLC; pricing Oct. 21; Cusip: 46646ET93
Autocallable contingent interest notes due Oct. 24, 2019 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 21; Cusip: 46646ET69
Contingent income autocallable securities due Oct. 26, 2021 linked to the worse performing of the Russell 2000 index and the S&P 500 index; 55% trigger; via J.P. Morgan Securities LLC; pricing Oct. 21; Cusip: 40433UXS0
Autocallable contingent interest notes due Oct. 26, 2021 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 21; Cusip: 46646EX98
0% dual directional contingent buffered return enhanced notes due Nov. 8, 2017 linked to the S&P 500 index; 81.65% trigger; via J.P. Morgan Securities LLC; pricing Oct. 21; Cusip: 46646EZ88
0% capped buffered return enhanced notes due Dec. 4, 2017 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 21; Cusip: 46646EZ54
0% dual directional contingent buffered return enhanced notes due April 26, 2018 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 21; Cusip: 46646EY97
0% review notes due Oct. 26, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 21; Cusip: 46646EK27
Contingent coupon autocallable yield notes due Oct. 25, 2018 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; 75% trigger; via J.P. Morgan Securities LLC; pricing Oct. 21; Cusip: 46646E2C5
0% review notes due Oct. 26, 2020 linked to the lesser performing of the S&P 500 index and the SPDR S&P Biotech exchange-traded fund; 50% trigger; via J.P. Morgan Securities LLC; pricing Oct. 21; Cusip: 46646E2D3
0% digital dual directional contingent buffered notes due Dec. 4, 2017 linked to the Stoxx Europe 600 index; via J.P. Morgan Securities LLC; pricing Oct. 21; Cusip: 46646EZ62
Yield notes due Oct. 27, 2017 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 24; Cusip: 46646EZ96
Uncapped contingent buffered equity notes due Oct. 28, 2021 linked to the least performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 24; Cusip: 46646EW24
Autocallable contingent interest notes due Oct. 28, 2021 linked to the S&P 500 index and the S&P GSCI Crude Oil Index Excess Return; 60% trigger; via J.P. Morgan Securities LLC; pricing Oct. 24; Cusip: 46646EV74
0% capped buffered return enhanced notes due April 30, 2018 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Oct. 25; Cusip: 46646EX80
0% capped buffered return enhanced notes due April 30, 2018 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 25; Cusip: 46646ER46
Autocallable notes due Oct. 30, 2019 linked to the Russell 2000 index; 75% trigger; via J.P. Morgan Securities LLC; pricing Oct. 25; Cusip: 46646ER53
Contingent coupon autocallable yield notes due Oct. 30, 2019 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 25; Cusip: 46646ER53
Autocallable contingent interest notes due Oct. 31, 2019 linked to the least performing of the common stocks of Apple Inc. and Amazon.com, Inc.; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EY55
Callable contingent interest notes due Nov. 2, 2021 linked to the lesser performing of the Dow Jones industrial average and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EQ96
0% capped gears due Dec. 29, 2017 linked to the Energy Select Sector SPDR fund; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 48128P829
0% capped buffered return enhanced notes due April 30, 2019 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EM74
0% capped buffered return enhanced notes due April 30, 2019 linked to the FTSE 100 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EM82
0% capped buffered return enhanced notes due Dec. 4, 2017 linked to the FTSE 100 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EZ47
0% capped buffered return enhanced notes due April 30, 2019 linked to the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EM58
0% capped buffered return enhanced notes due April 30, 2019 linked to the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EM66
0% capped buffered return enhanced notes due April 30, 2019 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EM41
Autocallable contingent interest notes due Oct. 30, 2026 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EQ62
Autocallable contingent interest notes due Oct. 31, 2017 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EK68
Autocallable contingent interest notes due Oct. 31, 2017 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EL34
Autocallable contingent interest notes due Jan. 31, 2018 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EK76
Autocallable contingent interest notes due Jan. 31, 2018 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EL42
Autocallable contingent interest notes due Oct. 31, 2019 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EK84
0% dual directional contingent buffered return enhanced notes due Oct. 31, 2019 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EN65
0% dual directional contingent buffered return enhanced notes due Oct. 30, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EN73
Autocallable contingent interest notes due Oct. 29, 2021 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EK92
Autocallable contingent interest notes due Oct. 31, 2023 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646ER38
0% capped buffered return enhanced notes due April 30, 2019 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EM33
0% uncapped buffered return enhanced notes due Oct. 30, 2020 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EM90
0% uncapped dual directional notes due Oct. 29, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EN81
0% contingent buffered equity notes due Oct. 30, 2020 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EP63
0% contingent buffered equity notes due Oct. 29, 2021 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EN57
0% contingent buffered return enhanced notes due Oct. 29, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EP55
0% dual directional contingent buffered return enhanced notes due Oct. 30, 2020 linked to lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EP48
0% dual directional contingent buffered return enhanced notes due Oct. 31, 2019 linked to lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EP30
5.25% to 7.25% yield notes due Aug. 31, 2017, linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EK35
4.5% to 6.5% yield notes due Sept. 29, 2017, linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EK43
7% to 9% autocallable yield notes due Oct. 31, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EK50
Contingent coupon autocallable yield notes due Jan. 31, 2018 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EL26
Callable contingent interest notes due Nov. 2, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646ER20
Autocallable contingent interest notes due Oct. 29, 2021 linked to the lesser performing of the SPDR S&P Biotech exchange-traded fund and the iShares Russell 2000 ETF; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EX64
Callable step-up fixed-rate notes due Oct. 31, 2024; via J.P. Morgan Securities LLC; pricing Oct. 27; Cusip: 48128GK33
Trigger autocallable contingent yield notes due Oct. 30, 2026 linked to the lesser performing of the MSCI EAFE index and the Russell 2000 index; 50% trigger; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing Oct. 27; Cusip: 48128P837
0% review notes due Oct. 31, 2019 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 27; Cusip: 46646EU26
7% autocallable yield notes due Nov. 2, 2017 linked to Bristol-Myers Squibb Co. stock; 75% trigger; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 46646EX56
0% trigger jump securities due Nov. 5, 2018 linked to Apple Inc. shares; 90% trigger; via J.P. Morgan Securities LLC with Morgan Stanley Wealth Management; pricing Oct. 31; Cusip: 46646X134
Leveraged callable range accrual securities due Nov. 3, 2031 linked to 30-year U.S. dollar ICE swap rate, the two-year U.S. dollar ICE swap rate and the S&P 500 index; 50% trigger; via J.P. Morgan Securities LLC with Morgan Stanley Wealth Management; pricing Oct. 31; Cusip: 46646EU75
0% dual directional trigger Performance Leveraged Upside Securities due Nov. 5, 2019 linked to the Euro Stoxx 50 index; 80% trigger; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 46646X175
Contingent income autocallable securities due Nov. 5, 2018 linked to the worst performing of the Russell 2000 index and the S&P 500 index; 80% trigger; via J.P. Morgan Securities LLC with Morgan Stanley Wealth Management; pricing Oct. 31; Cusip: 46646EW65
Autocallable contingent interest notes due May 3, 2018 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 46646EX49
MORGAN STANLEY
0% dual directional trigger Performance Leveraged Upside Securities due Nov. 5, 2018 linked to the VanEck Vectors Gold Miners exchange-traded fund; via Morgan Stanley & Co. LLC; pricing Oct. 31; Cusip: 61766A558
MORGAN STANLEY FINANCE LLC
Contingent income autocallable securities due April 26, 2017 linked to American Airlines Group Inc. stock; 75% trigger; via Morgan Stanley & Co. LLC; pricing Oct. 21; Cusip: 61766F342
Contingent income securities due Oct. 26, 2023 linked to the S&P 500 index; 62% trigger; via Morgan Stanley & Co. LLC; pricing Oct. 21; Cusip: 61768CAX5
Contingent income autocallable securities due Oct. 27, 2017 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; 70% trigger; via Morgan Stanley & Co. LLC; pricing Oct. 21; Cusip: 61766A541
0% accelerated return securities due April 28, 2020 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Oct. 25; Cusip: 61768CAT4
Contingent income autocallable securities due Oct. 31, 2019 linked to Bank of America Corp. common stock; via Morgan Stanley & Co. LLC; pricing Oct. 26; Cusip: 61768CAR8
0% buffered jump securities due Oct. 29, 2021 linked to the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing Oct. 26; Cusip: 61768CAS6
Contingent income securities due Oct. 31, 2019 linked to lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Oct. 26; Cusip: 61768CAM9
Contingent income autocallable canon securities due Oct. 31, 2031 linked to the lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Oct. 26; Cusip: 61768CAN7
0% market-linked notes due Oct. 31, 2023 linked to the Morgan Stanley ETF-Map 2 index; via Morgan Stanley & Co. LLC; pricing Oct. 26; Cusip: 61768CAV9
0% enhanced buffered jump securities due April 30, 2020 linked to the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Oct. 26; Cusip: 61768CAW7
Contingent income securities due Oct. 31, 2031 linked to lesser performing of the Russell 2000 index and the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Oct. 26; Cusip: 61768CAL1
0% trigger Performance Leveraged Upside Securities due Oct. 29, 2021 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Oct. 26; Cusip: 61768CAQ0
0% trigger gears due Oct. 30, 2026 linked to the S&P 500 index; 50% trigger; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing Oct. 26; Cusip: 61766F326
Floating-rate notes due Nov. 30, 2017 linked to the 10-year U.S. dollar ICE swap rate; 70% trigger; via Morgan Stanley & Co. LLC; pricing Oct. 31; Cusip: 61766YAT8
Leveraged CMS curve securities due Oct. 31, 2036 linked to the worse performing of the Russell 2000 index and the S&P 500 index; 60% trigger; via Morgan Stanley & Co. LLC; pricing Oct. 31; Cusip: 61766YAU5
0% market-linked notes due May 3, 2024 linked to the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing Oct. 31; Cusip: 61766F250
0% autocallable securities with fixed percentage buffered downside due Nov. 5, 2018 linked to the Energy Select Sector SPDR fund; 90% trigger; via Morgan Stanley & Co. LLC; pricing Oct. 31; Cusip: 61761JY94
0% buffered Performance Leveraged Upside Securities due Nov. 3, 2021 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Oct. 31; Cusip: 61766F276
0% trigger Performance Leveraged Upside Securities due Nov. 3, 2022 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Oct. 31; Cusip: 61766F292
Leveraged CMS curve securities due Oct. 31, 2036 linked to the worse performing of the Russell 2000 index and the S&P 500 index; 50% trigger; via Morgan Stanley & Co. LLC; settling Oct. 31; Cusip: 61766YAS0
0% trigger Performance Leveraged Upside Securities due Nov. 3, 2022 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Oct. 31; Cusip: 61766F284
0% Performance Leveraged Upside Securities due Feb. 5, 2018 linked to the SPDR S&P Regional Banking exchange-traded fund; via Morgan Stanley & Co. LLC; pricing Oct. 31; Cusip: 61766A533
18- to 21-month 0% capped leveraged buffered notes linked to the Euro Stoxx 50 index, the FTSE 100 index, the Tokyo Stock Price index, the Swiss Market index and the S&P/ASX 200 index; 90% trigger; via Morgan Stanley; Cusip: 61768CBB2
24- to 27-month 0% capped leveraged notes linked to the Euro Stoxx 50 index, the FTSE 100 index, the Topix index, the Swiss Market index and the S&P/ASX 200 index; via Morgan Stanley; Cusip: 61768CAY3
24- to 27-month 0% digital notes linked to Euro Stoxx 50 index, the FTSE 100 index, the Tokyo Stock Price index, the Swiss Market index and the S&P/ASX 200 index; 85% trigger; via Morgan Stanley; Cusip: 61768CBA4
24- to 27-month 0% digital notes linked to the Euro Stoxx 50, FTSE 100, Tokyo Stock Price, Swiss Market and S&P/ASX 200 indexes; via Morgan Stanley & Co. LLC; Cusip: 61768CAZ0
ROYAL BANK OF CANADA
Callable contingent coupon barrier notes due Oct. 25, 2018 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via RBC Capital Markets, LLC; pricing Oct. 21; Cusip: 78012KUR6
Redeemable step-up notes due Oct. 31, 2029; via RBC Capital Markets, LLC; pricing Oct. 26; Cusip: 78012KSA6
0% capped gears due Dec. 29, 2017 linked to the iShares MSCI EAFE exchange-traded fund; via UBS Financial Services Inc.; pricing Oct. 26; Cusip: 78014C590
0% buffered enhanced return notes due Oct. 31, 2022 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Oct. 26; Cusip: 78012KUB1
0% enhanced return notes due Dec. 29, 2017 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Oct. 26; Cusip: 78012KUA3
0% barrier booster notes due Oct. 31, 2022 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Oct. 26; Cusip: 78012KUC9
0% market-linked securities - autocallable with fixed percentage buffered downside due Nov. 5, 2021 linked to the Euro Stoxx 50 index; via Wells Fargo Securities, LLC: pricing Oct. 31; Cusip: 78012KTZ0
0% Performance Leveraged Upside Securities due Feb. 5, 2018 linked to the Euro Stoxx 50 index; via RBC Capital Markets, LLC; pricing Oct. 31; Cusip: 78014C616
0% Accelerated Return Notes due December 2017 linked to AstraZeneca plc, Eli Lilly and Co. and Pfizer Inc.; via BofA Merrill Lynch; pricing in October
0% Accelerated Return Notes due December 2017 linked to a basket of three equally weighted stocks (Citigroup Inc., JPMorgan Chase & Co. and Morgan Stanley); via BofA Merrill Lynch; pricing in October
0% Capped Leveraged Index Return Notes due October 2018 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October
0% direct investment notes due Dec. 8, 2017 linked to the EquityCompass Equity Risk Management Strategy; via RBC Capital Markets LLC; pricing Nov. 3; Cusip: 78012KUH8
7.5% STEP Income Securities due November 2017 linked to Apple Inc. shares; via BofA Merrill Lynch; pricing in November
24- to 27-month leveraged buffered notes due 2018 linked to a basket of the Euro Stoxx 50 index with a 37% initial weight, the FTSE 100 index with a 23% initial weight, the Topix index with a 23% initial weight, the Swiss Market index with a 9% initial weight and the S&P/ASX 200 index with an 8% initial weight; via RBC Capital Markets, LLC; Cusip: 78012KUP0
SUNTRUST BANKS, INC.
Callable step-up notes due Nov. 2, 2026; via SunTrust Robinson Humphrey, Inc.; pricing Oct. 26; Cusip: 86802WBC1
TORONTO-DOMINION BANK
Callable step-up notes due Oct. 21, 2021; via TD Securities (USA) LLC and Barclays; pricing Oct. 26; Cusip: 89114QXR4
Callable step-up notes due Oct. 31, 2023; via TD Securities (USA) LLC; pricing Oct. 26; Cusip: 89114QXU7
0% 18- to 21-month leveraged capped buffered notes linked to the MSCI EAFE index; 93% trigger; via TD Securities (USA) LLC and Goldman, Sachs & Co.; Cusip: 89114QXZ6
0% leveraged capped buffered index-linked notes tied to the MSCI EAFE index; via TD Securities (USA) LLC and Goldman, Sachs & Co.; Cusip: 89114QXX1
UBS AG, LONDON BRANCH
Phoenix autocallable notes due Nov. 8, 2017 linked to the common stock of Honeywell International Inc.; via J.P. Morgan Securities LLC and UBS Investment Bank; pricing Oct. 21; Cusip: 90270KHG7
Contingent income autocallable securities due Oct. 24, 2019 linked to the common stock of Walgreens Boots Alliance, Inc.; via UBS Securities LLC; pricing Oct. 21; Cusip: 90275Y633 Contingent income autocallable securities due Oct. 26, 2017 linked to the common stock of Halliburton Co.; via UBS Securities LLC; pricing Oct. 21; Cusip: 90275Y625
0% capped trigger gears due Oct. 31, 2019 linked to the Russell 2000 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 26; Cusip: 90275Y518
0% capped gears due Dec. 29, 2017 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 26; Cusip: 90275Y500
0% buffered accelerator notes due Oct. 31, 2019 linked to the S&P 500 index; via TD Securities (USA) LLC; pricing Oct. 26; Cusip: 89114QXS2
0% trigger autocallable contingent yield notes due Oct. 31, 2019 linked to the Nasdaq-100 index and the Russell 2000 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 27; Cusip: 90275Y658
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Nov. 3, 2021 linked to the S&P 500 index; via TD Securities (USA) LLC and Wells Fargo Securities, LLC; pricing Oct. 31; Cusip: 89114QXQ6
WELLS FARGO BANK, NA
Variable annual interest certificates of deposit due Oct. 29, 2021 linked to the common stocks of Apple Inc., AT&T Inc., Bristol-Myers Squibb Co., Cisco Systems, Inc. and Nike, Inc.; via Incapital LLC; pricing Oct. 26; Cusip: 94986TE78
Variable annual interest certificates of deposit due Oct. 29, 2021 linked to the common stocks of Apple Inc., AT&T Inc., Bristol-Myers Squibb Co., Cisco Systems, Inc. and Nike, Inc.; via Incapital LLC; pricing Oct. 26; Cusip: 94986TE29
Variable annual interest certificates of deposit due Oct. 30, 2023 linked to the common stocks of Apple Inc., AT&T Inc., Bristol-Myers Squibb Co., Caterpillar Inc., Cisco Systems, Inc., Coca-Cola Co., Merck & Co., Inc., Nike, Inc., Procter & Gamble Co. and Starbucks Corp.; via Incapital LLC; pricing Oct. 26; Cusip: 94986TD95
0% certificates of deposit due Oct. 31, 2023 linked to the CS Retiree Consumer Expenditure 5% Blended Index Excess Return; via Incapital LLC; pricing Oct. 26; Cusip: 94986TF28
0% certificates of deposit due Oct. 31, 2023 linked to the S&P 500 index; via Incapital LLC; pricing Oct. 26; Cusip: 94986TD87
WELLS FARGO & CO.
0% market-linked securities due Oct. 31, 2018 with leveraged upside participation to a cap and fixed percentage buffered downside linked to the iShares MSCI EAFE exchange-traded fund; via Wells Fargo Securities LLC; pricing Oct. 26; Cusip: 94986RY96
0% market-linked securities due Oct. 31, 2018 with leveraged upside participation to a cap and fixed percentage buffered downside linked to the iShares MSCI Emerging Markets exchange-traded fund; via Wells Fargo Securities LLC; pricing Oct. 26; Cusip: 94986RY88
Market-linked securities due Oct. 30,2026 autocallable with contingent coupon and contingent downside linked to the least performing of the Russell 2000 index and the Euro Stoxx 50 index; via Wells Fargo Securities LLC; pricing Oct. 26; Cusip: 94986RX63
Market-linked securities due Oct. 30, 2026 callable with contingent coupon and contingent downside linked to the least performing of the S&P 500 index and the Russell 2000 index; via Wells Fargo Securities LLC; pricing Oct. 26; Cusip: 94986RX71
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due May 7, 2020 linked to the Energy Select Sector SPDR fund; via Wells Fargo Securities LLC; pricing Oct. 31; Cusip: 94986RX89
Market-linked securities due Nov. 7, 2018 autocallable with contingent coupon and contingent downside linked to the least performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; 65% trigger; via Wells Fargo Securities LLC; pricing Oct. 31; Cusip: 94986RX97
Market-linked securities due Nov. 7, 2018 autocallable with contingent coupon and contingent downside linked to the least performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via Wells Fargo Securities LLC; pricing Oct. 31; Cusip: 94986RY21
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due May 7, 2019 linked to the SPDR S&P 500 ETF Trust; via Wells Fargo Securities LLC; pricing Oct. 31; Cusip: 94986RY47
24- to 27-month 0% enhanced return securities with upside participation and one-to-one downside exposure tied to the MSCI EAFE index; via Wells Fargo Securities LLC; Cusip: 98986RY70
24- to 27-month 0% digital securities with buffered downside linked to the Russell 2000 index; 85% trigger; via Wells Fargo Securities, LLC; Cusip: 94986RZ38
24- to 27-month 0% buffered enhanced return securities with capped upside and buffered downside linked to the S&P 500 index; via Wells Fargo Securities LLC; Cusip: 94986RY39
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