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Structured Products Calendar
BANK OF AMERICA CORP.
0% market-linked step up notes due July 2018 linked to the Dow Jones U.S. Real Estate index; via BofA Merrill Lynch; pricing in July
0% Accelerated Return Notes due September 2017 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in July
0% capped Leveraged Index Return Notes due July 2018 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in July
0% Accelerated Return Notes due September 2017 linked to the Euro Stoxx 50, FTSE 100, Nikkei Stock Average, Swiss Market, S&P/ASX 200 and Hang Seng indexes; via BofA Merrill Lynch; pricing in July
0% Accelerated Return Notes due October 2017 linked to gold; via BofA Merrill Lynch; pricing in July
0% Strategic Accelerated Redemption Securities due August 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in July
0% notes due September 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in July
0% Accelerated Return Notes due September 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in July
0% market-linked step up notes due July 2018 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in July
0% capped Leveraged Index Return Notes due July 2018 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in July
BANK OF MONTREAL
0% buffered bullish digital return notes due July 31, 2019 linked to the Euro Stoxx 50 index; 80% trigger; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06367TGZ7
0% buffered bullish enhanced return notes due Jan. 31, 2018 linked to the Euro Stoxx 50 index; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06367THM5
0% contingent risk absolute return notes due July 29, 2022 linked to the Euro Stoxx 50 index; 70% trigger; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06367THL7
0% contingent risk absolute return notes due July 31, 2018 linked to the iShares MSCI EAFE exchange-traded fund; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06367THS2
0% contingent risk absolute return notes due July 31, 2018 linked to the iShares MSCI Emerging Markets exchange-traded fund; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06367THT0
0% buffered bullish enhanced return notes due July 31, 2018 linked to the iShares MSCI Emerging Markets exchange-traded fund; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06367THU7
8.1% autocallable cash-settled notes with fixed interest payments due July 31, 2017 linked to the iShares Nasdaq Biotechnology exchange-traded fund; 75% trigger; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06367TGR5
6.3% autocallable cash-settled notes with fixed interest payments due July 31, 2017 linked to the iShares Silver Trust; 77.5% trigger; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06367TGS3
0% buffered bullish enhanced return notes due July 31, 2018 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06367THV5
0% buffered bullish enhanced return notes due July 31, 2020 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06367TGY0
0% buffered bullish enhanced return notes due July 30, 2021 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06367THA1
0% barrier bullish return notes due July 30, 2021 linked to the Russell 2000 index; 55% trigger; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06367THJ2
0% barrier bullish return notes due July 30, 2021 linked to the S&P 500 index; 50% trigger; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06367THH6
0% buffered bullish enhanced return notes due July 31, 2020 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06367TGX2
0% buffered bullish enhanced return notes due July 30, 2021 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06367TGV6
0% buffered bullish enhanced return notes due Jan. 31, 2019 linked to an equally weighted basket of the S&P 500 index, Euro Stoxx 50 index, Russell 2000 index and iShares MSCI Emerging Markets ETF; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06367TGU8
0% buffered bullish enhanced return notes due Jan. 31, 2019 linked to an equally weighted basket of the S&P 500 index, Euro Stoxx 50 index, Russell 2000 index and iShares MSCI Emerging Markets ETF; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06367TGT1
0% buffered bullish digital return notes due July 31, 2019 linked to the S&P 500 index and the Russell 2000 index; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06367THF0
0% buffered bullish digital return notes due July 31, 2019 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06367THG8
11.4% autocallable cash-settled notes with fixed interest payments due July 31, 2017 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; 70% trigger; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06367TGP9
10.8% autocallable cash-settled notes with fixed interest payments due July 31, 2017 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; 65% trigger; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06367TGN4
0% contingent risk absolute return notes with digital upside due July 31, 2018 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; 60% trigger; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06367THB9
0% contingent risk absolute return notes due July 31, 2019 linked to the Utilities Select Sector SPDR fund; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06367THN3
10.8% autocallable cash-settled notes with fixed interest payments due July 31, 2017 linked to the VanEck Vectors Gold Miners exchange-traded fund; 65% trigger; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06367TGN4
12.6% autocallable cash-settled notes with fixed interest payments due July 31, 2017 linked to the VanEck Vectors Gold Miners exchange-traded fund; 65% trigger; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06367TGQ7
0% contingent risk absolute return notes with digital upside due July 31, 2018 linked to the VanEck Vectors Gold Miners exchange-traded fund; 60% trigger; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06367THC7
0% Raymond James Oil Focus equity-linked notes due July 27, 2018; via BMO Capital Markets Corp.; settling July 29; Cusip: 06367TGK0
0% Raymond James Oil Focus equity-linked notes due July 27, 2018; via BMO Capital Markets Corp.; settling July 29; Cusip: 06367TGL8
BANK OF NOVA SCOTIA
0% market-linked securities autocallable with fixed percentage buffered downside due Aug. 3, 2018 linked to the Euro Stoxx 50 index; via Scotia Capital (USA) Inc. with Wells Fargo Securities LLC; pricing July 29; Cusip: 064159HV1
0% autocallable market-linked step-up notes due July 2019 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in July
0% Accelerated Return Notes due in September 2017 linked to the JPX-Nikkei Index 400; via BofA Merrill Lynch; pricing in July
Autocallable market-linked step-up notes due July 2019 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in July
0% autocallable market-linked step-up notes due July 2021 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in July
0% autocallable market-linked step-up notes due July 2019 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in July
0% autocallable market-linked step-up notes due July 2022 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in July
BANK OF THE WEST
Contingent variable-income market-linked certificates of deposit with a minimum annual interest payment due July 28, 2023 linked to a basket of common stocks; via BNP Paribas Securities Corp.; pricing July 25; Cusip 06426XQY9
Income advantage market-linked certificates of deposit with a minimum annual interest payment due July 28, 2023 linked to a basket of five common stocks; via BNP Paribas Securities Corp.; pricing July 25; Cusip 06426XQZ6
Income advantage market-linked certificates of deposit with a minimum annual interest payment due July 28, 2023 linked to a basket of five common stocks; via BNP Paribas Securities Corp.; pricing July 25; Cusip 06426XRA0
0% market-linked certificates of deposit due July 31, 2023 linked to the Morningstar Ultimate Stock-Pickers Target Volatility 7 index; via BNP Paribas Securities Corp.; pricing July 26; Cusip 06426XRB8
BARCLAYS BANK DELAWARE
Certificates of deposit due July 28, 2021 linked the stocks of AbbVie Inc., Apple Inc., AT&T Inc., Microsoft Corp. and Valero Energy Corp.; via Barclays and Incapital LLC; pricing July 25; Cusip: 06740FEU8
Certificates of deposit due July 28, 2022 linked the stocks of AbbVie Inc., Apple Inc., AT&T Inc., Microsoft Corp. and Valero Energy Corp.; via Barclays and Incapital LLC; pricing July 25; Cusip: 06740FEV6
Certificates of deposit due July 28, 2023 linked the stocks of AbbVie Inc., Apple Inc., AT&T Inc., Microsoft Corp. and Valero Energy Corp.; via Barclays and Incapital LLC; pricing July 25; Cusip: 06740FEW4
Certificates of deposit due July 28, 2021 linked to the stocks of AbbVie Inc., AT&T Inc., CME Group Inc., Costco Wholesale Corp., Duke Energy Corp., HP Inc., Intel Corp., LyondellBasell Industries NV, Pfizer Inc. and Valero Energy Corp.; via Barclays and Incapital LLC; pricing July 25; Cusip: 06740FEX2
Certificates of deposit due July 28, 2022 linked to the stocks of AbbVie Inc., AT&T Inc., CME Group Inc., Costco Wholesale Corp., Duke Energy Corp., HP Inc., Intel Corp., LyondellBasell Industries NV, Pfizer Inc. and Valero Energy Corp.; via Barclays and Incapital LLC; pricing July 25; Cusip: 06 740FEY0
Certificates of deposit due July 28, 2023 linked to the stocks of AbbVie Inc., AT&T Inc., CME Group Inc., Costco Wholesale Corp., Duke Energy Corp., HP Inc., Intel Corp., LyondellBasell Industries NV, Pfizer Inc. and Valero Energy Corp.; via Barclays and Incapital LLC; pricing July 25; Cusip: 06740FEZ7
0% certificates of deposit due July 28, 2021 linked to the Russell 2000 index; via Barclays and Incapital LLC; pricing July 25; Cusip: 06740FFA1
BARCLAYS BANK PLC
Phoenix autocallable notes due July 25, 2017 linked to the common stock of United States Steel Corp.; via Barclays; pricing July 21; Cusip: 06741WBW9
0% buffered digital notes due July 26, 2018 linked to the S&P 500 index; via Barclays; pricing July 22; Cusip 06741V5V0
9.5% to 10.5% autocallable notes due July 31, 2019 linked to the least performing of the ConocoPhillips, Chevron Corp. and Marathon Oil Corp.; 50% trigger; via Barclays; pricing July 26; Cusip: 06741V5W8
0% buffered SuperTrack notes due July 29, 2021 linked to the Dow Jones industrial average; via Barclays; pricing July 26; Cusip: 06741V6C1
Autocallable notes due July 31, 2019 linked to the least performing of the commons stocks of Facebook, Inc., Amazon.com, Inc., Netflix, Inc. and Alphabet Inc.; via Barclays; pricing July 26; Cusip: 06741V5X6
0% buffered digital notes due Jan. 26, 2019 linked to the Russell 2000 index; via Barclays; pricing July 26; Cusip: 06741V6A5
0% buffered digital notes due Jan. 29, 2019 linked to the Russell 2000 index; via Barclays; pricing July 26; Cusip: 06741V6A5
0% capped trigger gears due July 31, 2019 linked to the Russell 2000 index; 75% trigger; via Barclays; pricing July 26; Cusip: 06745B300
Phoenix autocallable notes due July 28, 2017 linked to the lesser performing of the Russell 2000 index and Euro Stoxx 50 index; 70% trigger; via Barclays; pricing July 26; Cusip: 06741V6G2
0% buffered digital notes due Jan. 29, 2020 linked to the S&P 500 index; via Barclays; pricing July 26; Cusip: 06741V6B3
Phoenix autocallable notes due July 28, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing July 26; Cusip: 06741V6F4
Phoenix autocallable notes due Oct. 27, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing July 26; Cusip: 06741V6E7
Callable contingent coupon notes due July 29, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 60% trigger; via Barclays; pricing July 26; Cusip: 06741V6H0
Phoenix autocallable notes due July 28, 2017 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; 65% trigger; via Barclays; pricing July 26; Cusip: 06741V6D9
0% Accelerated Return Notes due July 2017 linked to the common stock of Apple Inc.; via Goldman Sachs & Co.; pricing in July
0% Accelerated Return Notes due July 2019 linked to the Nikkei Stock Average index; via BofA Merrill Lynch; pricing in July
0% 18- to 21-month capped leveraged notes linked to the Euro Stoxx 50 index and the FTSE 100 index; via Barclays; Cusip: 06741V5Q1
18- to 21-month 0% capped leveraged notes linked to the S&P 500 index; via Barclays; Cusip: 06741V5N8
BNP PARIBAS
0% digital notes due Jan. 29, 2019 linked to the worst performing of the Russell 2000 index and the S&P 500 index; via BNP Paribas; pricing July 26; Cusip 05579TQC3.
0% leveraged notes due July 29, 2021 linked to the worst performing of the Russell 2000 index and the S&P 500 index; via BNP Paribas; pricing July 26; Cusip 05579TQ90.
0% buffered notes due July 29, 2020 linked to the S&P 500 index; via BNP Paribas; pricing July 26; Cusip 05579TQ74.
0% leveraged notes due July 29, 2021 linked to the S&P 500 index; via BNP Paribas; pricing July 26; Cusip number is 05579TQB5.
0% leveraged notes due July 29, 2021 linked to the S&P 500 index, the iShares MSCI EAFE exchange-traded fund and the iShares MSCI Emerging Markets exchange-traded fund; via BNP Paribas; pricing July 26; Cusip 05579TQ82
CANADIAN IMPERCIAL BANK OF COMMERCE
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Feb. 3, 2020 linked to the Russell 2000 index; via Wells Fargo Securities, LLC; pricing July 29; Cusip: 13605WBQ3
0% market-linked step-up notes due July 2020 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in July
0% Leveraged Index Return Notes due July 2021 tied to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in July
0% market-linked step-up notes due July 2018 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in July
0% capped Leveraged Index Return Notes due July 2018 tied to the Russell 2000 index; via BofA Merrill Lynch; pricing in July
CITIGROUP GLOBAL MARKETS HOLDINGS INC.
20- to 23-month 0% buffered notes linked to the iShares MSCI Emerging Markets exchange-traded fund; via Citigroup Global Markets Inc.; pricing July 25; Cusip: 17324C6X9
0% enhanced buffered digital securities due July 30, 2020 linked to the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing July 26; Cusip: 17324C6P6
Annual reset coupon securities due July 29, 2021 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; pricing July 26; Cusip: 17324C6R2
0% enhanced buffered digital securities due July 31, 2019 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; pricing July 26; Cusip: 17324C6N1
0% trigger gears due July 31, 2026 linked to the Bloomberg Commodity Index 3 Month Forward; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing July 27; Cusip: 17324P479
0% market-linked notes due July 30, 2021 linked to a basket of the iShares Core U.S. Aggregate Bond exchange-traded fund with a 50% weight, the Dow Jones industrial average with a 25% weight and the Euro Stoxx 50 index with a 25% weight; via Citigroup Global Markets Inc.; pricing July 27; Cusip: 17324C6L5
0% enhanced barrier digital plus securities due July 30, 2021 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing July 27; Cusip: 17324C6J0
0% buffer securities due Aug. 2, 2021 linked to the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing July 28; Cusip: 17324C6K7
0.3% market-linked notes due Feb. 2, 2022 linked to the Dow Jones industrial average, the Euro Stoxx 50 index and the iShares Core U.S. Aggregate Bond exchange-traded fund; via Citigroup Global Markets Inc.; pricing July 28; Cusip: 17324C6M3
0% dual directional trigger Performance Leveraged Upside Securities due Aug. 1, 2019 linked to the S&P 500 index; 80% trigger; via Citigroup Global Markets Inc.; pricing July 29; Cusip: 17324P404
0% market-linked notes due Feb. 5, 2024 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing July 29; Cusip: 17324P396
Autocallable contingent coupon equity-linked securities due Aug. 1, 2019 linked to the worst performing of the SPDR S&P 500 ETF trust, the SPDR Euro Stoxx 50 ETF and the WisdomTree Japan Hedged Equity Fund; via Citigroup Global Markets Inc.; pricing July 29; Cusip: 17324C6V3
CREDIT SUISSE AG, LONDON BRANCH
10.5% to 11% contingent coupon autocallable yield notes due July 29, 2019 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing July 22; Cusip: 22548QC45
0% buffered return enhanced notes due Aug. 30, 2017 linked to the S&P 500 index; via J.P. Morgan Securities LLC and JPMorgan Chase Bank, NA; pricing July 22; Cusip: 22548QCH6
0% knock-out notes due Oct. 25, 2017 linked to the S&P 500 index; via J.P. Morgan Securities LLC and JPMorgan Chase Bank, NA; pricing July 22; Cusip: 22548QCJ2
0% knock-out notes due Jan. 24, 2018 linked to the S&P 500 index; via J.P. Morgan Securities LLC and JPMorgan Chase Bank, NA; pricing July 22; Cusip: 22548QCL7
Absolute return barrier securities due July 29, 2019 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing July 22; Cusip: 22548QC37
Contingent coupon callable yield notes due July 29, 2019 linked to the S&P 500 index and the SPDR S&P Biotech exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing July 22; Cusip: 22548QC52
Autocallable securities due July 29, 2020 linked to the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Credit Suisse; pricing July 22; Cusip: 22548QBZ78
0% digital buffered notes due Jan. 30, 2020 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing July 26; Cusip: 22548QC60
0% digital plus barrier notes due July 29, 2021 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing July 26; Cusip: 22548QBL8
0% buffered accelerated return equity securities due July 31, 2018 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing July 26; Cusip: 22548QBH7
0% digital buffered notes due July 30, 2020 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing July 26; Cusip: 22548QC78
0% capped trigger gears due July 31, 2019 linked to the S&P 500 index; 75% trigger; via UBS Financial Services Inc.; pricing July 26; Cusip: 22548R681
0% digital plus barrier notes due July 29, 2021 linked to the S&P 500 index and the Russell 2000 index; 50% trigger; via Credit Suisse Securities (USA) LLC; pricing July 26; Cusip: 22548QBM6
6% to 8% contingent coupon autocallable yield notes due July 29, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing July 26; Cusip: 22548QBN4
0% Performance Leveraged Upside Securities due Nov. 3, 2017 linked to the Financial Select Sector SPDR Fund; via Credit Suisse Securities (USA) LLC; pricing July 29; Cusip: 22548R699
Contingent coupon callable yield notes due Aug. 5, 2019 linked to the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing July 29; Cusip: 22548QC86
0% Performance Leveraged Upside Securities due Nov. 3, 2017 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC and Morgan Stanley Wealth Management; pricing July 29; Cusip: 22548R707
0% buffered accelerated return equity securities due Feb. 1, 2018 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing July 29; Cusip: 22548QBQ7
Contingent income securities due Aug. 3, 2026 linked to the S&P 500 index; 50% trigger; via Credit Suisse Securities (USA) LLC with Morgan Stanley Wealth Management; pricing July 29; Cusip: 22548QCA1
7% to 9% contingent coupon autocallable yield notes due Aug. 5, 2019 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing July 29; Cusip: 22548QBR5
Absolute return barrier securities due Aug. 3, 2020 linked to the S&P 500 index and the Russell 2000 index; 65% trigger; via Credit Suisse Securities (USA) LLC; pricing July 29; Cusip: 22548QBS3
8.25% to 10.25% contingent coupon autocallable yield notes due Aug. 5, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing July 29; Cusip: 22548QBP9
0% digital plus barrier notes due Aug. 3, 2021 linked to the S&P 500 index and the Russell 2000 index; 50% trigger; via Credit Suisse Securities (USA) LLC; pricing July 29; Cusip: 22548QC94
GOLDMAN SACHS BANK USA
Variable coupon certificates of deposit due July 28, 2021 linked to the stocks of AbbVie Inc., Altria Group, Inc., Bristol-Myers Squibb Co., Chevron Corp., Eli Lilly & Co., Gilead Sciences, Inc., Schlumberger NV, UnitedHealth Group Inc., Walgreens Boots Alliance, Inc. and Wal-Mart Stores, Inc.; via Goldman Sachs & Co. and Incapital LLC; pricing July 25; Cusip: 38148DLQ5
Variable coupon certificates of deposit due July 27, 2023 linked to the stocks of AbbVie Inc., Altria Group, Inc., Bristol-Myers Squibb Co., Chevron Corp., Eli Lilly & Co., Gilead Sciences, Inc., Schlumberger NV, UnitedHealth Group Inc., Walgreens Boots Alliance, Inc. and Wal-Mart Stores, Inc.; via Goldman Sachs & Co. and Incapital LLC; pricing July 25; Cusip: 38148DLT9
Variable coupon certificates of deposit due July 27, 2023 linked to the stocks of AbbVie Inc., Altria Group, Inc., Bristol-Myers Squibb Co., Chevron Corp., Eli Lilly & Co., Gilead Sciences, Inc., Schlumberger NV, UnitedHealth Group Inc., Walgreens Boots Alliance, Inc. and Wal-Mart Stores, Inc.; via Goldman Sachs & Co. and Incapital LLC; pricing July 25; Cusip: 38148DLN2
Variable coupon certificates of deposit due July 28, 2026 linked to the stocks of AbbVie Inc., Altria Group, Inc., Bristol-Myers Squibb Co., Chevron Corp., Eli Lilly & Co., Gilead Sciences, Inc., Schlumberger NV, UnitedHealth Group Inc., Walgreens Boots Alliance, Inc. and Wal-Mart Stores, Inc.; via Goldman Sachs & Co. and Incapital LLC; pricing July 25; Cusip: 38148DLP7
0% certificates of deposit due July 28, 2023 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. and Incapital LLC; pricing July 25; Cusip: 38148DLS1
0% certificates of deposit due July 28, 2022 linked to the S&P 500 index; via Goldman Sachs & Co. and Incapital LLC; pricing July 25; Cusip: 38148DLJ1
0% certificates of deposit due July 28, 2023 linked to the S&P 500 index; via Goldman Sachs & Co. and Incapital LLC; pricing July 25; Cusip: 38148DLK8
0% certificates of deposit due Jan. 30, 2024 linked to the S&P 500 index; via Goldman Sachs & Co. and Incapital LLC; pricing July 25; Cusip: 38148DLL6
0.25% certificates of deposit due July 26, 2023 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. and Incapital LLC; pricing July 26; Cusip: 38148DLR3
GOLDMAN SACHS GROUP, INC.
13- to 15-month 0% notes linked to the 10-year Constant Maturity Swap rate; via Goldman Sachs & Co.; Cusip: 38148TND7
GS FINANCE CORP.
0% leveraged notes due July 29, 2022 linked to the Dow Jones industrial average; via Goldman Sachs & Co.; pricing July 22; Cusip: 40054KEW2
0% notes due July 31, 2023 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing July 22; Cusip: 40054KF84
8.5% to 9.5% callable contingent coupon notes due July 29, 2019 linked to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing July 22; Cusip: 40054KEX0
0% digital notes due Jan. 30, 2019 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing July 25; Cusip: 40054KFQ4
0% leveraged buffered notes due July 30, 2018 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing July 25; Cusip: 40054KFW1
0% buffered notes due July 29, 2021 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing July 25; Cusip: 40054KFA9
Callable contingent coupon notes due July 31, 2018 linked to the Euro Stoxx 50 index, the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing July 26; Cusip: 40054KF92
Callable contingent coupon notes due July 31, 2019 linked to the Euro Stoxx 50 index, the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing July 26; Cusip: 40054KFZ4
0% notes due April 29, 2021 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing July 26; Cusip: 40054KEZ5
0% notes due July 29, 2021 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing July 26; Cusip: 40054KF43
0% notes due May 1, 2023 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing July 26; Cusip: 40054KEY8
0% notes due May 1, 2025 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing July 26; Cusip: 40054KF27
0% notes due July 30, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing July 26; Cusip: 40054KF35
0% autocallable notes due Aug. 9, 2023 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing July 26; Cusip: 40054KF50
Autocallable contingent coupon index-linked notes due Aug. 3, 2026 linked to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing July 26; Cusip: 40054KF76
Callable CMS spread and Russell 2000 index-linked range accrual notes due July 29, 2031; via Goldman Sachs & Co.; pricing July 27; Cusip: 40054KFH4
Callable CMS spread and Russell 2000 index-linked range accrual notes due July 29, 2031; via Goldman Sachs & Co.; pricing July 27; Cusip: 40054KFG6
0% capped trigger gears due July 31, 2019 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing July 27; Cusip: 36250Y387
Callable buffered monthly range accrual notes due July 29, 2021 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing July 27; Cusip: 40054KFF8
Callable monthly range accrual notes due July 29, 2026 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing July 27; Cusip: 40054KFK7
Callable monthly range accrual notes due July 29, 2026 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing July 27; Cusip: 40054KFP6
Callable buffered monthly range accrual notes due Jan. 29, 2024 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing July 27; Cusip: 40054KFJ0
Callable contingent coupon notes due July 29, 2020 linked to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing July 27; Cusip: 40054KF68
36-month 0% leveraged buffered notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; Cusip: 40054KFN1
0% 24- to 27-month leveraged buffered notes linked to a basket of the Euro Stoxx 50 index with a 37% weight, the FTSE 100 index with a 23% weight, the Topix index with a 23% weight, the Swiss Market index with a 9% weight and the S&P/ASX 200 index with an 8% weight; via Goldman Sachs & Co.
0% 48-month notes linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; Cusip: 40054KFC5
24- to 27-month 0% digital notes linked to the Russell 2000 index; via Goldman Sachs & Co.
Three-year 0% leveraged buffered notes linked to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 40054KE85
Three-year callable contingent coupon notes linked to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; Cusip: 40054KFM3
Two-year 0% digital notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 40054KE44
Three-year 0% leveraged buffered notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 40054KE77
Three-year 0% autocallable buffered notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 40054KE93
HSBC BANK USA NA
Income Plus certificates of deposit due July 28, 2021 linked to the stocks of Altria Group, Inc., Apple Inc., International Business Machines Corp., Eli Lilly & Co. and Verizon Communications Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing July 25; Cusip: 40434YAA5
Income Plus certificates of deposit due July 28, 2021 linked to the stocks of Altria Group, Inc., Apple Inc., International Business Machines Corp., Eli Lilly & Co. and Verizon Communications Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing July 25; Cusip: 40434YAB3
Income Plus certificates of deposit due July 28, 2023 linked to the stocks of Altria Group, Inc., Apple Inc., International Business Machines Corp., Eli Lilly & Co. and Verizon Communications Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing July 25; Cusip: 40434YAC1
Income Plus certificates of deposit due July 28, 2023 linked to the stocks of Altria Group, Inc., Apple Inc., International Business Machines Corp., Eli Lilly & Co. and Verizon Communications Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing July 25; Cusip: 40434YAE7
Rate Builder certificates of deposit due July 28, 2021 linked to the common of Bristol-Myers Squibb Co., Eli Lilly & Co., Exxon Mobil Corp., Intel Corp., International Business Machines Corp., McDonald's Corp. , Pfizer Inc., Procter & Gamble Co. , Verizon Communications Inc. and Wal-Mart Stores, Inc .; via HSBC Securities (USA) Inc. and Incapital LLC; pricing July 25; Cusip: 40434YAF4
Rate Builder certificates of deposit due July 28, 2023 linked to the common of Bristol-Myers Squibb Co., Eli Lilly & Co., Exxon Mobil Corp., Intel Corp., International Business Machines Corp., McDonald's Corp. , Pfizer Inc., Procter & Gamble Co. , Verizon Communications Inc. and Wal-Mart Stores, Inc .; via HSBC Securities (USA) Inc. and Incapital LLC; pricing July 25; Cusip: 40424YAG2
HSBC USA INC.
Fixed-to-floating notes due July 27, 2021; via HSBC Securities (USA) Inc.; pricing July 22; Cusip: 40433URR9
Trigger autocallable contingent yield notes due July 25, 2019 linked to American International Group, Inc. common stock; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing July 22; Cusip: 40434V384
0% digital barrier notes due July 29, 2022 linked to the Euro Stoxx 50 index; 60% trigger; via HSBC Securities (USA) Inc.; pricing July 22; Cusip: 40433URE8
Trigger autocallable contingent yield notes due July 25, 2019 linked to Facebook, Inc. common stock; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing July 22; Cusip: 40434V376
Trigger autocallable contingent yield notes due July 25, 2019 linked to JPMorgan Chase & Co. common stock; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing July 22; Cusip: 40434V368
Contingent income autocallable securities due July 25, 2019 linked to salesforce.com, inc. shares; via HSBC Securities (USA) Inc. and Morgan Stanley Wealth Management; pricing July 22; Cusip: 40434V434
0% Buffered Uncapped Market Participation Securities due July 29, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing July 22; Cusip: 40433URB4
0% digital dual directional barrier notes due July 29, 2022 linked to the S&P 500 index; 70% trigger; via HSBC Securities (USA) Inc.; pricing July 22; Cusip: 40433URD0
0% digital barrier notes due Dec. 27, 2022 linked to the S&P 500 index; 70% trigger; via HSBC Securities (USA) Inc.; pricing July 22; Cusip: 40433URC2
Income plus notes due July 31, 2023 linked to the common stocks of Bristol-Myers Squibb Co., Ford Motor Co., McDonalds Corp., Philip Morris International Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40433UQC3
Income plus notes due July 31, 2023 linked to the common stocks of Bristol-Myers Squibb Co., Ford Motor Co., McDonalds Corp., Philip Morris International Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40433URF5
0% buffered digital notes due July 30, 2021 linked to the Dow Jones industrial average; via HSBC Securities (USA) LLC; pricing July 26; Cusip: 40433UQW9
0% averaging notes due July 31, 2023 linked to the Dow Jones industrial average; via HSBC Securities (USA) LLC; pricing July 26; Cusip: 40433UQZ2
0% buffered Accelerated Market Participation Securities due July 31, 2018 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40433UQP4
0% buffered Accelerated Market Participation Securities due Jan. 31, 2019 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip 40433UQT6
0% leveraged buffered uncapped market participation securities due July 30, 2021 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40433UQJ8
0% buffered Accelerated Market Participation Securities due July 31, 2018 linked to the iShares MSCI EAFE exchange-traded fund; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40433UQQ2
0% leveraged buffered uncapped market participation securities due July 31, 2019 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40433UQU3
0% averaging notes due July 31, 2023 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40433UQV1
0% leveraged buffered uncapped market participation securities due July 30, 2021 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40433UQK5
0% capped trigger step securities due July 31, 2018 linked to the Russell 2000 index; 80% trigger; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40434V483
0% buffered Accelerated Market Participation Securities due July 31, 2018 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40433UQN9
0% buffered Accelerated Market Participation Securities due Jan. 31, 2019 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip 40433UQS8
0% buffered uncapped market participation securities due July 30, 2021 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40433UQH2
0% barrier enhanced participation notes due Jan. 31, 2020 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40433URJ7
0% trigger gears due July 30, 2021 linked to the S&P 500 index; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40434V491
0% trigger gears due July 30, 2021 linked to the S&P 500 index; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40434V475
0% trigger gears due July 31, 2026 linked to the S&P 500 index; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40434V517
0% digital dual directional barrier notes due July 30, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40433UQF6
Autocallable yield notes due Jan. 31, 2018 linked to the Russell 2000 index and the S&P 500 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40433UQD1
Autocallable yield notes due Jan. 31, 2018 linked to the Russell 2000 index and the S&P 500 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40433UQE9
0% digital dual directional barrier securities due July 30, 2021 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40433UQY5
0% buffered Accelerated Market Participation Securities due July 31, 2018 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40433UQM1
0% buffered uncapped market participation securities due Jan. 29, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40433URH1
0% buffered Accelerated Market Participation Securities due Jan. 31, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip 40433UQR0
0% buffered Performance Leveraged Upside Securities due Feb. 5, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc. and Morgan Stanley Wealth Management; pricing July 29; Cusip: 40434V426
0% buffered uncapped market participation securities due July 31, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40433UQL3
0% buffered uncapped market participation securities due July 30, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40433UQG4
1.65% trigger income securities with upside participation due Aug. 3, 2023 linked to the S&P 500 index; via HSBC Securities (USA) Inc. and Morgan Stanley Wealth Management; pricing July 29; Cusip: 40434V418
0% buffered market participation securities due July 2018 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing in July; Cusip: 40433URK4
Strategic Accelerated Redemption Securities due July 2022 linked to the S&P 500 index; via Merrill Lynch & Co.; pricing in July
10% STEP Income Securities due July 2017 linked to the common stock of Sony Corp.; via Merrill Lynch & Co.; pricing in July
0% buffered digital securities due July 31, 2018 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) LLC; Cusip: 40433UQX7
JPMORGAN CHASE BANK, NA
0% autocallable certificates of deposit with step-up call value due July 31, 2023 linked to the J.P. Morgan Efficiente Plus DS 5 Index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing July 26; Cusip: 48125Y6D1
0% autocallable certificates of deposit with step-up call value due July 31, 2026 linked to the J.P. Morgan Efficiente Plus DS 5 Index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing July 26; Cusip: 48125Y6E9
0% certificates of deposit due April 29, 2022 linked to the J.P. Morgan Efficiente Plus DS 5 Index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing July 26; Cusip: 48125Y6M1
0% certificates of deposit due July 31, 2023 linked to the J.P. Morgan Efficiente Plus DS 5 Index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing July 26; Cusip: 48125Y6P4
Certificates of deposit with contingent annual interest due July 31, 2023 linked to the J.P. Morgan Efficiente Plus DS 5 Index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing July 26; Cusip: 48125Y5Z3
0% certificates of deposit due July 31, 2026 linked to the J.P. Morgan Efficiente Plus DS 5 Index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing July 26; Cusip: 48125Y6R0
0% certificates of deposit due July 31, 2023 linked to the J.P. Morgan Mozaic index; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing July 26; Cusip: 48125Y6H2
0% certificates of deposit due July 31, 2023 linked to the JPMorgan Optimax Market-Neutral index; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing July 26; Cusip: 48125Y5S9
0% capped certificates of deposit due July 31, 2023 linked to the S&P 500 Low Volatility High Dividend index; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing July 26; Cusip: 48125Y5X8
0% certificates of deposit due July 31, 2023 linked to the S&P 500 Low Volatility Rate Response Daily RC 7% Excess Return index; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing July 26; Cusip: 48125Y5Y6
JPMORGAN CHASE FINANCIAL CO. LLC
Trigger callable contingent coupon yield notes with daily coupon observation due July 30, 2018 linked to the MSCI Emerging Markets, Russell 2000 and S&P 500 indexes; via UBS Investment Bank and J.P. Morgan Securities LLC; pricing July 22; Cusip: 46646W110
Callable contingent interest notes due July 29, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 22; Cusip: 46646ELE0
Autocallable contingent interest notes due July 30, 2018 linked to the lesser performing of the class B common stock of Berkshire Hathaway Inc., the common stock of Southwest Airlines Co. and the class A common stock of Under Armour, Inc.; 50% trigger; via J.P. Morgan Securities LLC; pricing July 25; Cusip: 46646ENE8
0% capped buffered return enhanced notes due July 31, 2019 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46646ELU4
0% capped buffered return enhanced notes due July 31, 2018 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46646ELP5
Autocallable contingent interest notes due July 31, 2017 linked to the lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; 65% trigger; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46646EMG4
0% capped buffered return enhanced notes due July 31, 2019 linked to the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46646ELS9
0% uncapped contingent buffered equity notes due July 31, 2020 linked to the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46646EMK5
0% capped buffered return enhanced notes due July 31, 2018 linked to the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46646ELM2
0% capped buffered return enhanced notes due July 31, 2018 linked to the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46646ELN0
0% capped buffered return enhanced notes due July 31, 2019 linked to the iShares MSCI Emerging Markets ETF; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46646ELT7
0% capped buffered return enhanced notes due July 31, 2018 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46646ELL4
0% capped buffered return enhanced notes due July 31, 2019 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46646ELR1
0% uncapped contingent buffered equity notes due July 31, 2020 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46646EMJ8
Buffered callable range accrual notes due Jan. 29, 2024 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46646END0
Autocallable contingent interest notes due July 31, 2023 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46646EPB2
Autocallable contingent interest notes due July 29, 2026 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46646EMT6
5.25% to 7.25% yield notes due May 31, 2017 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46646ELX8
Autocallable contingent interest notes due Oct. 31, 2017 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46646EMB5
Autocallable contingent interest notes due July 31, 2019 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46646EMC3
0% uncapped contingent buffered return enhanced notes due July 30, 2021 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46646EMS8
0% uncapped contingent buffered return enhanced notes due July 30, 2021 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46646EMP4
0% trigger step securities due July 31, 2020 linked to the S&P 500 index; via UBS Financial Services Inc.; pricing July 26; Cusip: 46646W326
0% trigger step securities due July 31, 2020 linked to the S&P 500 index; via UBS Financial Services Inc.; pricing July 26; Cusip: 46646W318
0% capped buffered return enhanced notes due July 31, 2018 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46646ELK6
0% capped buffered return enhanced notes due July 31, 2019 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46646ELQ3
0% uncapped contingent buffered equity notes due July 31, 2020 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46646EMH2
5.75% to 7.75% yield notes due April 28, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46646ELW0
Autocallable contingent interest notes due April 28, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46646EMA7
Autocallable contingent interest notes due Oct. 31, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46646EMF6
8.5% to 10.5% autocallable yield notes due July 31, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46646ELY6
Autocallable contingent interest notes due July 31, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 67.5% trigger; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46646ELZ3
7.5% to 9.5% autocallable yield notes due July 31, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46646EMD
8.5% to 10.5% autocallable contingent interest notes due July 31, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46646EME9
0% dual directional contingent buffered return enhanced notes due July 31, 2019 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46646EML3
0% dual directional contingent buffered return enhanced notes due July 31, 2019 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46646EMQ2
Autocallable notes due July 31, 2019 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46646ENQ1
0% dual directional contingent buffered return enhanced notes due July 31, 2020 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46646EMR0
0% dual directional contingent buffered return enhanced notes due July 31, 2020 linked to the S&P 500 index and the Russell 2000 index; 67.5% trigger; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46646EMM1
Autocallable contingent interest notes due July 29, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000; 50% trigger; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46646ENC2
Callable step-up fixed-rate notes due July 29, 2024; via J.P. Morgan Securities LLC; pricing July 27; Cusip: 48128GSU5
Callable contingent interest notes due Aug. 3, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 27; Cusip: 46646ELD2
0% buffered Performance Leveraged Upside Securities due July 30, 2021 linked to S&P 500 index, the S&P MidCap 400 index, the Russell 2000 index, the MSCI EAFE index and the MSCI Emerging Markets index; via J.P. Morgan Securities LLC with Morgan Stanley Smith Barney LLC; pricing July 27; Cusip: 46646W193
0% capped buffered enhanced participation equity notes due Aug. 2, 2018 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 28; Cusip: 46646EPM8
Autocallable contingent interest notes due Nov. 2, 2017 linked to Apple Inc. shares; 75% trigger; via J.P. Morgan Securities LLC; pricing July 29; Cusip: 46646EPW6
Autocallable contingent interest notes due Aug. 3, 2017 linked to Amazon.com, Inc. shares; 67.5% trigger; via J.P. Morgan Securities LLC; pricing July 29; Cusip: 46646EPX4
Autocallable contingent interest notes due Aug. 3, 2017 linked to the class A common stock of Facebook, Inc.; 70% trigger; via J.P. Morgan Securities LLC; pricing July 29; Cusip: 46646EPY2
0% Performance Leveraged Upside Securities due Nov. 3, 2017 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC and Morgan Stanley Smith Barney LLC; pricing July 29; Cusip: 46646W144
0% dual directional trigger Performance Leveraged Upside Securities due Aug. 1, 2019 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC and Morgan Stanley Smith Barney LLC; pricing July 29; Cusip: 46646W383
Contingent income autocallable securities due Aug. 2, 2018 linked to the worst performing of the Russell 2000 index, the Euro Stoxx 50 index and the S&P 500 index; via J.P. Morgan Securities LLC and Morgan Stanley Smith Barney LLC; pricing July 29; Cusip: 46646W219
0% return notes due Dec. 20, 2017 linked to the European Dividend Futures 2017 (USD) index; via J.P. Morgan Securities LLC; pricing in July; Cusip 46646ENP3
MORGAN STANLEY
0% buffered participation securities due Aug. 3, 2018 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing July 21; Cusip: 61766A467
0% buffered jump securities due Aug. 28, 2017 linked to the 10-Year U.S. Dollar ICE swap rate; via Morgan Stanley & Co. LLC; pricing July 22; Cusip: 6170QJX3
Contingent income autocallable securities due July 31, 2018 linked to United Continental Holdings, Inc., American Airlines Group Inc. and Hawaiian Holdings, Inc.; 70% trigger; via Morgan Stanley & Co. LLC; pricing July 26; Cusip: 61761J3H0
0% dual directional trigger Performance Leveraged Upside Securities due Aug. 3, 2018 linked to the common stock of Apple Inc.; via Morgan Stanley; pricing July 29; Cusip: 61766A475
0% buffered digital notes linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in July; Cusip: 61766BBL4
MORGAN STANLEY FINANCE LLC
Contingent income autocallable securities due July 31, 2019 linked to Amazon.com, Inc. and Netflix, Inc. shares; via Morgan Stanley & Co. LLC; pricing July 26; Cusip: 61766BBM2
0% accelerated return securities due Feb. 3, 2020 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co.; pricing July 26; Cusip: 61766BBK6
Contingent income securities due July 31, 2031 linked to the worse performing of the Russell 2000 index and the S&P 500 index; 50% trigger; via Morgan Stanley & Co. LLC; pricing July 26; Cusip: 61766BBH3
0% trigger gears due July 30, 2021 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing July 26; Cusip: 61766B705
Contingent income autocallable securities due July 31, 2018 linked to an equally weighted basket of the common stocks of United Continental Holdings, Inc., American Airlines Group Inc. and Hawaiian Holdings, Inc.; via Morgan Stanley & Co. LLC; pricing July 26; Cusip: 61761J3H0
0% trigger gears due July 31, 2026 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC with UBS Financial Services Inc. as dealer; pricing July 27; Cusip: 61766B697
Fixed-to-floating notes due July 29, 2028 linked to Libor; via Morgan Stanley & Co. LLC; pricing July 29; Cusip: 61766YAJ0
0% autocallable securities with fixed-percentage buffered downside due Aug. 3, 2018 linked to the Energy Select Sector SPDR fund; via Morgan Stanley & Co. LLC; pricing July 29; Cusip: 61761J3G2
0% buffered Performance Leveraged Upside Securities due Feb. 5, 2019 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing July 29; Cusip: 61766B721
0% trigger Performance Leveraged Upside Securities due Aug. 3, 2022 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing July 29; Cusip: 61766B655
24- to 27-month 0% capped leveraged buffered notes linked to the Euro Stoxx, FTSE 100, Tokyo Stock Price, Swiss Market and S&P/ASX 200 indexes; via Morgan Stanley & Co. LLC; pricing in July; Cusip: 61766BBP5
18- to 21-month 0% capped leveraged notes linked to the S&P Banks Select Industry index; via Morgan Stanley & Co. LLC; pricing in July; Cusip: 61766BBN0
ROYAL BANK OF CANADA
Direct investment notes due Aug. 2, 2017 linked to the July 2016 RBC Capital Markets U.S. Equity Top Picks List; via RBC Capital Markets, LLC; pricing July 21; Cusip: 78012KQL4
0% capped gears due Sept. 29, 2017 linked to the Russell 2000 index; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing July 26; Cusip: 78014C384
0% buffered bullish enhanced return notes due July 31, 2018 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing July 26; Cusip: 78012KQU4
0% absolute return barrier notes due July 31, 2018 linked to the S&P 500 index; via RBC Capital Markets LLC; pricing July 26; Cusip: 78012KQV2
0% buffered enhanced notes due Jan. 31, 2022 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing July 26; Cusip: 78012KPP6
0% barrier booster notes due July 29, 2022 linked to the S&P 500 index; 70% trigger; via RBC Capital Markets, LLC; pricing July 26; Cusip: 78012KPQ4
0% market-linked securities leveraged upside participation to a cap and fixed percentage buffered downside due Aug. 3, 2021 linked to the S&P 500 index; via Wells Fargo Securities, LLC; pricing July 29; Cusip: 78012KQP5
0% buffered enhanced return notes due Feb. 5, 2021 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Aug. 2; Cusip: 78012KRA7
0% direct investment notes due Sept. 11, 2017 linked to the EquityCompass Equity Risk Management Strategy; via RBC Capital Markets LLC; pricing Aug. 3; Cusip: 78012KQT7
0% leveraged notes linked to the S&P 500 index; via RBC Capital Markets, LLC; Cusip: 78012KQX8
TORONTO-DOMINION BANK
Callable step-up notes due July 29, 2023; via TD Securities (USA) LLC; pricing July 26; Cusip: 89114QVX3
0% market linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Aug. 3, 2021 linked to the SPDR S&P 500 ETF Trust, the iShares Russell 2000 ETF, the iShares MSCI EAFE ETF, the iShares MSCI Emerging Markets ETF, the PowerShares DB Commodity Index Tracking fund and the Vanguard REIT ETF; via TD Securities (USA) LLC and Wells Fargo Securities, LLC; pricing July 29; Cusip: 89114QVZ8
0% 21- to 24-month leveraged capped buffered notes linked to an unequally weighted basket of the ordinary shares of all 25 companies included in the MSCI Spain 25/50 index; via TD Securities (USA) LLC and Goldman, Sachs & Co.; Cusip: 89114QXB9
UBS AG, LONDON BRANCH
14- to 16-month 0% capped leveraged buffered notes linked to the MSCI EAFE index; via UBS Securities LLC; pricing July 21; Cusip: 90270KGW3
0% trigger step securities due July 31, 2020 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing July 27; Cusip: 90275R851
Trigger autocallable contingent yield notes due Aug. 3, 2026 linked to the lesser performing of the Nasdaq-100 index and the Russell 2000 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing July 27; Cusip: 90275Y120
WELLS FARGO & CO.
Callable market-linked securities with contingent coupon and contingent downside due July 29, 2022 linked to the Russell 2000 index; 70% trigger; via Wells Fargo Securities, LLC; pricing July 22; Cusip: 94986RR29
0% market-linked securities due July 31, 2018 leveraged upside participation to a cap and fixed percentage buffered downside linked to the iShares MSCI EAFE exchange-traded fund; via Wells Fargo Securities LLC; pricing July 26; Cusip: 94986RR60
Market-linked securities due July 31, 2026 callable with contingent coupon and contingent downside linked to the Russell 2000 index and the Euro Stoxx 50 index; 50% trigger; via Wells Fargo Securities LLC; pricing July 26; Cusip: 94986RQ79
Market-linked securities due July 31, 2026 autocallable with contingent coupon and contingent downside linked to the Russell 2000 index and the Euro Stoxx 50 index; 50% trigger; via Wells Fargo Securities LLC; pricing July 26; Cusip: 94986RQ87
Market-linked securities due July 31, 2026 callable with contingent coupon and contingent downside linked to the Russell 2000 index and the S&P 500 index; 50% trigger; via Wells Fargo Securities LLC; pricing July 26; Cusip: 94986RQ61
0% market-linked securities due Aug. 5, 2021 leveraged upside participation to a cap and fixed percentage buffered downside linked to the Euro Stoxx 50 index; via Wells Fargo Securities LLC; pricing July 29; Cusip: 94986RR52
0% market-linked securities with leveraged upside participation to a cap and buffered downside with multiplier due Aug. 3, 2020 linked to the S&P 500 index; via Wells Fargo Securities LLC; pricing July 29; Cusip: 94986RR78
54- to 57-month 0% enhanced return securities linked to the S&P 500 index; via Wells Fargo Securities LLC; pricing in July; Cusip: 94986RR37
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