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Structured Products Calendar
BANK OF AMERICA
Currency-linked step-up notes due October 2016 linked to Chinese renminbi, the Indian rupee and the Russian ruble; via Bank of America Merrill Lynch; pricing in October
0% Market Index Target-Term Securities due October 2021 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in October
14-month 0% Accelerated Return Notes due December 2015 linked to the Hang Seng China Enterprises index; via BofA Merrill Lynch; pricing in October
Autocallable market-linked step-up notes due October 2016 linked to the PHLX Housing Sector index; via BofA Merrill Lynch; pricing in October
10% STEP Income Securities due November 2015 linked to Delta Air Lines, Inc. shares; via BofA Merrill Lynch; pricing in November
BANK OF MONTREAL
0% buffered bullish enhanced return notes due Oct. 31, 2019 linked to the iShares MSCI EAFE exchange-traded fund; via BMO Capital Markets Corp.; pricing Oct. 28; Cusip: 06366RXD2
0% contingent risk absolute return notes due Oct. 31, 2016 linked to the iShares MSCI EAFE exchange-traded fund; via BMO Capital Markets Corp.; pricing Oct. 28; Cusip: 06366RXJ9
0% contingent risk absolute return notes due Oct. 31, 2016 linked to the iShares MSCI Emerging Markets exchange-traded fund; via BMO Capital Markets Corp.; pricing Oct. 28; Cusip: 06366RXH3
0% bullish enhanced return notes due Oct. 31, 2017 linked to the iShares MSCI Emerging Markets exchange-traded fund; via BMO Capital Markets Corp.; pricing Oct. 28; Cusip: 06366RWY7
0% bullish enhanced return notes due Oct. 31, 2017 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing Oct. 28; Cusip: 06366RWZ4
0% buffered bullish enhanced return notes due Oct. 31, 2016 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing Oct. 28; Cusip: 06366RXE0
0% bullish enhanced return notes due Oct. 31, 2018 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Oct. 28; Cusip: 06366RWX9
0% buffered bullish enhanced return notes due Oct. 31, 2017 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Oct. 28; Cusip: 06366RXA8
0% contingent risk absolute return notes due Oct. 31, 2016 linked to the S&P 500 index; 76.5% to 80.5% trigger; via BMO Capital Markets Corp.; pricing Oct. 28; Cusip: 06366RXK6
0% upside booster notes with barrier due April 30, 2018 linked to the SPDR Euro Stoxx 50 exchange-traded fund; via BMO Capital Markets Corp.; pricing Oct. 28; Cusip: 06366RXF7
0% contingent risk absolute return notes due Oct. 30, 2020 linked to the SPDR Dow Jones Industrial Average exchange-traded fund; via BMO Capital Markets Corp.; pricing Oct. 28; Cusip: 06366RXC4
0% contingent risk absolute return notes due Oct. 30, 2020 linked to the SPDR Euro Stoxx 50 exchange-traded fund; via BMO Capital Markets Corp.; pricing Oct. 28; Cusip: 06366RXB6
BANK OF THE WEST
Contingent variable-income market-linked certificates of deposit due Oct. 29, 2021 linked to a basket of stocks (Altria Group, Inc., Apple Inc., AT&T Inc., Darden Restaurants Inc., Duke Energy Corp., GlaxoSmithKline plc, McDonalds Corp., PPL Corp., Seagate Technology plc and Verizon Communications Inc.); via BNP Paribas Securities Corp.; pricing Oct. 27; Cusip: 06426XLR9
BARCLAYS BANK DELAWARE
Certificates of deposit due Oct. 29, 2021 linked to the Euro Stoxx 50 index; via Barclays and Incapital LLC; pricing Oct. 24; Cusip: 06740A2K4
0% certificates of deposit due April 29, 2022 linked to the Euro Stoxx 50 index; via Barclays and Incapital LLC; pricing Oct. 24; Cusip: 06740A2H1
0% certificates of deposit due April 29, 2022 linked to the S&P 500 index; via Barclays with Incapital LLC; pricing Oct. 24; Cusip: 06740A2J7
Certificates of deposit due Oct. 30, 2019 linked to the common stocks of Apple Inc., AT&T Inc., General Electric Co., McDonalds Corp. and Merck & Co. Inc.; via Barclays and Incapital LLC; pricing Oct. 27; Cusip: 06740A2B4
Certificates of deposit due Oct. 30, 2020 linked to the common stocks of Apple Inc., AT&T Inc., General Electric Co., McDonalds Corp. and Merck & Co. Inc.; via Barclays and Incapital LLC; pricing Oct. 27; Cusip: 06740A2C2
Certificates of deposit due Oct. 30, 2019 linked to the common stocks of Apple Inc., Boeing Co., Cisco Systems, Inc., JPMorgan Chase & Co., Lockheed Martin Corp., Macys, Inc., Marathon Petroleum Corp., Merck & Co., Inc., Proctor & Gamble Co. and Yum! Brands, Inc.; via Barclays and Incapital LLC; pricing Oct. 27; Cusip: 067402F5
Certificates of deposit due Oct. 29, 2021 linked to the common stocks of Apple Inc., Boeing Co., Cisco Systems, Inc., JPMorgan Chase & Co., Lockheed Martin Corp., Macys, Inc., Marathon Petroleum Corp., Merck & Co., Inc., Proctor & Gamble Co. and Yum! Brands, Inc.; via Barclays and Incapital LLC; pricing Oct. 27; Cusip: 067402E8
Certificates of deposit due Oct. 29, 2021 linked to the common stocks of Apple Inc., Boeing Co., Cisco Systems, Inc., JPMorgan Chase & Co., Lockheed Martin Corp., Macys, Inc., Marathon Petroleum Corp., Merck & Co., Inc., Proctor & Gamble Co. and Yum! Brands, Inc.; via Barclays and Incapital LLC; pricing Oct. 27; Cusip: 067402D0
0% certificates of deposit due Oct. 29, 2021 linked to the Euro Stoxx 50 index, the Nikkei Stock Average index and the S&P 500 index; via Barclays and Incapital LLC; pricing Oct. 27; Cusip: 6740A2L2
0% certificates of deposit due Oct. 31, 2019 linked to the Russell 2000 index; via Barclays with Incapital LLC; pricing Oct. 27; Cusip: 06740A2A6
0% certificates of deposit due Oct. 29, 2021 linked to the S&P 500 index; via Barclays with Incapital LLC; pricing Oct. 27; Cusip: 06740AZ93
0% certificates of deposit due Oct. 29, 2021 linked to the S&P 500 index; via Barclays with Incapital LLC; pricing Oct. 27; Cusip: 06740A2G3
BARCLAYS BANK PLC
0% autocallable trigger Performance Leveraged Upside Securities due Oct. 20, 2017 linked to the common stock of Palo Alto Networks, Inc.; via Barclays; pricing Oct. 17; Cusip: 06742Y717
Trigger phoenix autocallable optimization securities due Oct. 23, 2024 linked to lesser performing of the S&P 500 index and the Russell 2000 index; 50% trigger; via UBS Financial Services Inc. and Barclays; pricing Oct. 17; Cusip: 06740D715
Contingent income autocallable securities due Oct. 22, 2015 linked to Alexion Pharmaceuticals, Inc. shares; via Barclays with Morgan Stanley Wealth Management; pricing Oct. 17; Cusip: 06742Y667
Step-up fixed-rate callable notes due Oct. 28, 2019; via Barclays; pricing Oct. 23; Cusip: 06741UKQ6
Capped callable CMS steepener notes due Oct. 30, 2034; via Barclays; pricing Oct. 27; Cusip: 06741UKP8
0% buffered Super Track notes due Oct. 31, 2019 linked to the Dow Jones industrial average; via Barclays; pricing Oct. 28; Cusip: 06741UKM5
14.8% annualized reverse convertible notes due Feb. 2, 2015 linked to GameStop Corp. shares; 75% trigger; via Barclays; pricing Oct. 28; Cusip: 06741JX53
Callable contingent payment notes due Nov. 2, 2016 linked to worst performing of the Russell 2000 index, Euro Stoxx 50 index and the iShares MSCI Emerging Markets exchange-traded fund; 70% trigger; via Barclays; pricing Oct. 28; Cusip: 06741UKV5
0% buffered Super Track notes due Oct. 31, 2019 linked to the S&P 500 index; via Barclays; pricing Oct. 28; Cusip: 06741UKN3
0% trigger performance securities due Oct. 31, 2019 linked to the S&P 500 index; UBS Financial Services Inc. and Barclays Capital Inc.; Cusip 06742Y741; pricing Oct. 28
0% trigger performance securities due Oct. 31, 2019 linked to the Vanguard FTSE Emerging Markets exchange-traded fund; UBS Financial Services Inc. and Barclays Capital Inc.; Cusip 06742Y758; pricing Oct. 28
0% trigger Performance Leveraged Upside Securities due Nov. 3, 2017 linked to the Euro Stoxx 50 index; via Barclays; pricing Oct. 31; Cusip: 06740D731
12.5% STEP Income Securities due October 2015 linked to FireEye, Inc. shares; via BofA Merrill Lynch; pricing in October
0% leveraged buffered notes due in 24 to 27 months linked to Euro Stoxx 50 index, the FTSE 100 index, the Topix index, the Swiss Market Index and the S&P/ASX 200 Index; via Barclays; Cusip: 06741UKW3
0% capped leveraged buffered notes linked to the MSCI EAFE index due in 24 to 27 months; 85% trigger; via Barclays; Cusip: 06741UJJ4
0% Accelerated Return Notes due December 2015 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in October
24- to 27-month 0% capped buffered notes linked to the S&P 500 index; via Barclays; Cusip: 06741UJE5
0% capped leveraged buffered notes linked to the S&P 500 index; via Barclays; Cusip: 06741UJV7
0% capped leveraged notes linked to the S&P 500 index; via Barclays; Cusip: 06741UKJ2
0% capped leveraged buffered notes linked to the S&P 500 index; via Barclays; Cusip: 06741UKU7
CITIGROUP INC.
0% autocallable contingent coupon equity-linked securities due Oct. 21, 2015 linked to the common stock of Anadarko Petroleum Corp.; via Citigroup Global Markets Inc.; pricing Oct. 16; Cusip: 1730T0Z44
6%-7.25% airbag autocallable yield optimization notes due Oct. 22, 2015 linked to Activision Blizzard, Inc. common stock; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing Oct. 17; Cusip: 17322X854
6%-7.4% airbag autocallable yield optimization notes due Oct. 22, 2015 linked to Avago Technologies Ltd. ordinary shares; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing Oct. 17; Cusip: 17322X862
6%-7.8% airbag autocallable yield optimization notes due Oct. 22, 2015 linked to EOG Resources, Inc. common stock; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing Oct. 17; Cusip: 17322X870
0% autocallable contingent coupon equity-linked securities due Oct. 27, 2016 linked to the ordinary shares of SINA Corp.; via Citigroup Global Markets Inc.; pricing Oct. 23; Cusip: 1730T02C2
Callable step-up coupon notes due Oct. 29, 2019; via Citigroup Global Markets Inc.; pricing Oct. 24; Cusip: 1730T02K4
0% trigger Performance Leveraged Upside Securities due Nov. 24, 2015 linked to the iShares China Large-Cap exchange-traded fund; via Citigroup Global Markets Inc.; pricing Oct. 24; Cusip: 17322X888
0% buffer securities due Oct. 29, 2019 linked to the MSCI World index; via Citigroup Global Markets Inc.; pricing Oct. 24; Cusip: 1730T02G3
Leveraged CMS spread notes due Oct. 30, 2034; via Citigroup Global Markets Inc.; pricing Oct. 27; Cusip: 1730T02B4
Leveraged callable CMS curve-linked notes due Oct. 31, 2029 linked to the 30-year Constant Maturity Swap rate and the two-year CMS rate; via Citigroup Global Markets Inc. with Morgan Stanley & Co. LLC as a dealer; pricing Oct. 28; Cusip: 1730T02D0
0% digital securities due Nov. 2, 2016 linked to the iShares Dow Jones U.S. Real Estate exchange-traded fund; via Citigroup Global Markets Inc.; pricing Oct. 28; Cusip: 1730T02F5
0% buffered return optimization securities due Oct. 31, 2017 linked to the iShares MSCI Brazil Capped exchange-traded fund; via Citigroup Global Markets Inc. with UBS Financial Services Inc.; pricing Oct. 28; Cusip: 17322X300
0% barrier digital plus securities due Nov. 1, 2018 linked to the MSCI EAFE index; via Citigroup Global Markets Inc.; pricing Oct. 28; Cusip: 1730T02A6
Market-linked notes due May 1, 2020 tied to the MSCI EAFE index; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing Oct. 28; Cusip: 1730T02E8
CREDIT SUISSE AG
Contingent coupon autocallable yield notes due Nov. 4, 2015 linked to Anadarko Petroleum Corp. common stock; via J.P. Morgan Securities LLC and JPMorgan Chase Bank, NA; pricing Oct. 17; Cusip: 22547QUY0
Contingent coupon autocallable yield notes due Nov. 4, 2015 linked to Ford Motor Co. common stock; via J.P. Morgan Securities LLC and JPMorgan Chase Bank, NA; pricing Oct. 17; Cusip: 22547QUX2
Contingent coupon autocallable yield notes due Nov. 4, 2015 linked to Weatherford International plc ordinary shares; via J.P. Morgan Securities LLC and JPMorgan Chase Bank, NA; pricing Oct. 17; Cusip: 22547QV29
0% knock-out notes due Nov. 4, 2015 linked to the ordinary shares of Weatherford International plc; via JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC; pricing Oct. 17; Cusip: 22547QUZ7
10.5% autocallable reverse convertible securities due Oct. 26, 2015 linked to GameStop Corp. shares; 65% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 21; Cusip: 22547QUS3
0% absolute return barrier securities due Nov. 2, 2020 linked to the Dow Jones industrial average; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 24; Cusip: 22547QU38
Contingent coupon callable yield notes due Oct. 31, 2018 linked to the Euro Stoxx 50 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 24; Cusip: 22547QUD6
Contingent coupon callable yield notes due Oct. 31, 2017 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 24; Cusip: 22547QTZ9
0% digital-plus barrier notes due Nov. 2, 2020 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 24; Cusip: 22547QU46
Contingent coupon callable yield notes due Oct. 31, 2017 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 24; Cusip: 22547QTX4
0% Accelerated Return Equity Securities due Nov. 1, 2017 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 27; Cusip: 22547QUN4
6% callable daily range accrual notes due April 29, 2022 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 27; Cusip: 22547QUF1
0% accelerated return notes due May 4, 2018 linked to the Euro Stoxx 50 index; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 28; Cusip: 22547QUE4
Contingent coupon callable yield notes due Oct. 31, 2024 linked to the Euro Stoxx 50 index and the Russell 2000 index; 50% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 28; Cusip: 22547QUT1
0% absolute return barrier securities due Nov. 2, 2017 linked to the Euro Stoxx 50 index and the iShares MSCI EAFE exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Oct. 28; Cusip: 22547QTU0
8.5% autocallable reverse convertible notes due Oct. 21, 2015 linked to the common stock of Expedia, Inc.; via Credit Suisse Securities (USA) LLC; pricing Oct. 28; Cusip: 22547QUL8
Contingent coupon callable yield notes due Oct. 31, 2019 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 28; Cusip: 22547QU79
0% trigger performance securities due Oct. 31, 2024 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 28; Cusip: 22547T217
Step-up contingent coupon callable yield notes due Oct. 31, 2029 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 28; Cusip: 22547QUA2
0% accelerated barrier notes due Oct. 30, 2018 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 28; Cusip: 22547QTW6
0% absolute return barrier securities due Oct. 31, 2019 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 28; Cusip: 22547QTR7
0% airbag performance securities due Oct. 31, 2019 linked to the S&P/TSX 60 index; via UBS Financial Services Inc. as distributor; pricing Oct. 28; Cusip: 22547T191
Annual reset coupon buffered notes due Oct. 30, 2020 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 29; Cusip: 22547QTQ9
0% Buffered Accelerated Return Equity Securities due April 30, 2018 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 29; Cusip: 22547QTL0
0% accelerated barrier notes due Nov. 5, 2018 linked to the Euro Stoxx 50 index and the iShares MSCI EAFE exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22547QU20
High/low coupon callable yield notes due May 5, 2016 linked to the S&P 500 index and the Russell 2000 index; 67% to 71% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22547QUM6
Contingent coupon callable yield notes due Nov. 5, 2019 linked to the Russell 2000 index; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22547QU61
0% accelerated barrier notes due Nov. 5, 2018 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22547QU53
0% absolute return barrier securities due Nov. 5, 2019 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22547QTS5
0% autocallable market-linked step-up notes due October 2017 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in October
Autocallable market-linked step-up notes due October 2017 linked to the Hang Seng China Enterprises index; via BofA Merrill Lynch; pricing in October
0% Strategic Accelerated Redemption Securities due November 2015 linked to an equally weighted basket comprised of the iShares MSCI EAFE exchange-traded fund and the iShares MSCI Emerging Markets exchange-traded fund; via BofA Merrill Lynch; pricing in October
0% autocallable market-linked step-up notes due October 2017 linked to the MSCI Emerging Markets index; via BofA Merrill Lynch; pricing in October
Autocallable market-linked step-up notes due October 2017 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in October
Autocallable market-linked step-up notes due October 2019 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in October
0% Accelerated Return Notes due December 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October
Market-linked step-up notes due October 2016 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October
Autocallable market-linked step-up notes due October 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October
14-month 0% Accelerated Return notes due Dec. 2015 linked to the S&P MidCap 400 index; via BofA Merrill Lynch; pricing in October
0% autocallable market-linked step-up notes due October 2016 linked to the S&P Oil & Gas Exploration and Production Select Industry index; via BofA Merrill Lynch; pricing in October
Autocallable market-linked step-up notes due October 2016 linked to the S&P Oil & Gas Exploration and Production Select Industry index; via BofA Merrill Lynch; pricing in October
CREDIT SUISSE AG, LONDON BRANCH
24-27-month 0% leveraged notes linked to the MSCI EAFE index; via Credit Suisse Securities (USA) LLC; Cusip: 22547QT22
CREDIT SUISSE AG, NASSAU BRANCH
Call warrants expiring Oct. 23, 2017 linked to the S&P 500 index; via J.P. Morgan Securities Inc. and JPMorgan Chase Bank, NA; pricing Oct. 17; Cusip: 22547T266
DEUTSCHE BANK AG, LONDON BRANCH
0% autocallable securities due Oct. 19, 2017 linked to the lesser performing of the Euro Stoxx 50 index and the iShares MSCI EAFE exchange-traded fund; via Deutsche Bank Securities Inc.; pricing Oct. 16; Cusip: 25152RRS4
Trigger phoenix autocallable optimization securities due Oct. 22, 2019 linked to the common stock of Carnival Corp.; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Oct. 17; Cusip: 25157U473
Trigger phoenix autocallable optimization securities due Oct. 22, 2019 linked to the common stock of Hartford Financial Services Group, Inc.; via Deutsche Bank Securities Inc.; pricing Oct. 17; Cusip: 25157U465
Trigger phoenix autocallable optimization securities due Oct. 22, 2019 linked to the common stock of Macys, Inc.; via Deutsche Bank Securities Inc.; pricing Oct. 17; Cusip: 25157U457
Trigger phoenix autocallable optimization securities due Oct. 22, 2019 linked to the common stock of Merck & Co., Inc.; via Deutsche Bank Securities Inc.; pricing Oct. 17; Cusip: 25157U440
Trigger phoenix autocallable optimization securities due Oct. 22, 2019 linked to the common stock of Schlumberger NV; via Deutsche Bank Securities Inc.; pricing Oct. 17; Cusip: 25157U432
0% capped knock-out securities due Nov. 20, 2015 linked to the performance of WTI crude oil futures contracts; via JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC as placement agents; pricing Oct. 17; Cusip: 25152RRU9
Callable leveraged steepener notes due Oct. 31, 2034 linked to the 30-year Constant Maturity Swap rate over the two-year CMS rate; via Deutsche Bank Securities Inc. with Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 25152RXF5
0% autocallable securities due Nov. 2, 2017 linked to the Euro Stoxx 50 index and the iShares MSCI EAFE exchange-traded fund; via Deutsche Bank Securities Inc.; pricing Oct. 28; Cusip: 25152RRG0
0% return optimization securities due Nov. 30, 2015 linked to the Russell 2000 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Oct. 28; Cusip: 25190A864
0% trigger enhanced participation securities due Nov. 2, 2017 linked to the Stoxx Europe Low Beta High Div 50 index; 75% trigger; via Deutsche Bank Securities Inc.; pricing Oct. 28; Cusip: 25152RRP0
0% trigger performance securities due Oct. 31, 2024 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Oct. 29; Cusip: 25157U564
0% trigger performance securities due Oct. 31, 2019 linked to the S&P 500 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Oct. 29; Cusip: 25190A856
0% uncapped buffered underlying securities due Nov. 2, 2017 linked to the Euro Stoxx 50 index; via Deutsche Bank Securities Inc.; pricing Oct. 30; Cusip: 25152RKQ5
Phoenix autocallable securities due Nov. 3, 2016 linked to the iShares MSCI Emerging Markets exchange-traded fund; via Deutsche Bank Securities Inc.; pricing Oct. 30; Cusip: 25152RKP7
0% uncapped buffered underlying securities due Nov. 4, 2019 linked to the S&P 500 index; via Deutsche Bank Securities Inc.; pricing Oct. 30; Cusip: 25152RKR3
13- to 15-month 0% leveraged currency-linked notes tied to the dollar relative to the euro; via Deutsche Bank Securities Inc.; Cusip: 25152RQS5
0% leveraged notes linked to the performance of the dollar relative to the euro; via Deutsche Bank Securities Inc.; Cusip: 25152RQF3
0% capped leveraged buffered notes linked to the Euro Stoxx 50 index due in 24 to 27 months; 90% trigger; via Deutsche Bank Securities Inc.; Cusip: 25152RRK1
0% capped leveraged buffered notes linked to the iShares MSCI Emerging Markets exchange-traded fund; via Deutsche Bank Securities Inc.; Cusip: 25152RRQ8
0% capped leveraged buffered notes linked to the MSCI EAFE index due 21 to 24 months; 77.5% trigger; via Deutsche Bank Securities Inc.; Cusip: 25152RRR6
22- to 26-month 0% buffered iShares MSCI Germany ETF-linked digital notes; via Deutsche Bank Securities Inc.; Cusip: 25152RQK2
24-27-month 0% leveraged notes linked to the MSCI EAFE index; via Deutsche Bank Securities Inc.; Cusip: 25152RPR8
24- to 27-month 0% capped leveraged buffered notes linked to the MSCI EAFE index; via Deutsche Bank Securities Inc.; Cusip: 25152RPZ0
24- to 27-month 0% capped leveraged buffered notes linked to an unequally weighed basket of indexes (Euro Stoxx 50 index with a 37% weight, FTSE 100 index with a 23% weight, Tokyo Stock Price index with a 23% weight, Swiss Market index with a 9% weight and S&P/ASX 200 index with an 8% weight); via Deutsche Bank Securities Inc.; Cusip: 25152RQX4
24- to 27-month 0% leveraged notes linked to a basket of the Euro Stoxx 50 index with a 37% weight, the FTSE 100 index with a 23% weight, the Tokyo Stock Price index with a 23% weight, the Swiss Market index with a 9% weight and the S&P/ASX 200 index with an 8% weight; via Deutsche Bank Securities Inc.; Cusip: 25152RRJ4
44- to 47-month 0% buffered notes linked to a basket of the Euro Stoxx 50 index with a 37% weight, the FTSE 100 index with a 23% weight, the Tokyo Stock Price index with a 23% weight, the Swiss Market index with a 9% weight and the S&P/ASX 200 index with an 8% weight; via Deutsche Bank Securities Inc.; Cusip: 25152RRH8
20- to 23-month 0% capped buffered notes linked to the MSCI EAFE index; via Deutsche Bank Securities Inc.; Cusip: 25152RQE6
0% capped leveraged buffered notes linked to the S&P 500 index; via Deutsche Bank Securities Inc.; Cusip: 25152RRM7
GOLDMAN SACHS BANK USA
Variable-coupon certificates of deposit due Oct. 28, 2021 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co. with Incapital LLC; pricing Oct. 27; Cusip: 38148D2N3
0% certificates of deposit due Nov. 1, 2021 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co. with Incapital LLC; pricing Oct. 27; Cusip: 38148D2M5
0% certificates of deposit due July 31, 2021 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co. with Incapital LLC; pricing Oct. 27; Cusip: 38148D2H6
0% certificates of deposit due April 30, 2020 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co. with Incapital LLC; pricing Oct. 27; Cusip: 38148D2K9
Variable-coupon basket-linked certificates of deposit due Oct. 29, 2021 linked to Apple Inc., Duke Energy Corp., Ford Motor Co., Hewlett-Packard Co., McDonalds Corp., Merck & Co., Inc., Monsanto Co., Proctor & Gamble Co., UnitedHealth Group Inc. and Verizon Communications Inc.; via Goldman Sachs & Co. with Incapital LLC; pricing Oct. 28; Cusip: 38148D2G8
Variable-coupon certificates of deposit due Oct. 31, 2022 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co. with Incapital LLC; pricing Oct. 28; Cusip: 38148D2Q6
0% certificates of deposit due Nov. 2, 2020 linked to the S&P 500 index; via Goldman Sachs & Co. with Incapital LLC; pricing Oct. 28; Cusip: 38148D2F0
0% equity index-linked certificates of deposit due May 3, 2021 linked to the S&P 500 index with a 50% weight, the Russell 2000 index with a 25% weight and the S&P MidCap 400 index with a 25% weight; via Goldman Sachs & Co. with Incapital LLC; pricing Oct. 28; Cusip: 38148D2P8
GOLDMAN SACHS GROUP, INC.
0% notes due Nov. 2, 2020 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing Oct. 24; Cusip: 38147QJL1
0% leveraged trigger notes due Nov. 2, 2020 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing Oct. 24; Cusip: 38147QJM9
Callable contingent coupon notes due Nov. 7, 2029 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing Oct. 24; Cusip: 38147QK54
0% notes due Nov. 1, 2021 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing Oct. 27; Cusip: 38147QHY5
2% notes due Nov. 1, 2021 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing Oct. 27; Cusip: 38147QHU3
0% leveraged notes due Oct. 28, 2021 linked to the Euro Stoxx 50 index; pricing Oct. 28; Goldman Sachs & Co.; Cusip 38147QJQ0
0% airbag performance securities due Oct. 31, 2018 linked to the FTSE 100 index; 80% trigger; via Goldman, Sachs & Co.; pricing Oct. 28; Cusip: 38148F612
0% buffered return optimization securities due Oct. 31, 2017 to the Hang Seng China Enterprises index; via Goldman, Sachs & Co.; pricing Oct. 28; Cusip: 38148F653
0% trigger performance securities due Oct. 29, 2019 linked to the iShares MSCI EAFE exchange-traded fund; via Goldman Sachs & Co.; pricing Oct. 28; Cusip: 38148F620
Callable monthly Russell 2000 index-linked range accrual notes due Oct. 31, 2029; via Goldman Sachs & Co.; pricing Oct. 28; Cusip: 38147QK88
0% trigger return optimization securities due Oct. 31, 2018 linked to the S&P MidCap 400 index; via Goldman Sachs & Co.; pricing Oct. 28; Cusip: 38148F695
0% buffered notes due Oct. 31, 2019 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Oct. 28; Cusip: 38147QK47
0% leveraged trigger notes due Aug. 2, 2018 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Oct. 28; Cusip: 38147QK70
Callable monthly index-linked range accrual notes due Oct. 31, 2029 linked to the Russell 2000 index and the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing Oct. 29; Cusip: 38147QK96
Callable monthly Russell 2000 index-linked range accrual notes due Oct. 31, 2024; via Goldman Sachs & Co.; pricing Oct. 29; Cusip: 38147QJR8
Callable monthly Russell 2000 index-linked range accrual notes due Oct. 31, 2024; via Goldman Sachs & Co.; pricing Oct. 29; Cusip: 38147QJV9
Callable buffered monthly Russell 2000 index-linked range accrual notes due April 30, 2022; via Goldman Sachs & Co.; pricing Oct. 29; Cusip: 38147QJH0
Callable step-up fixed-rate notes due October 2034; via Goldman Sachs & Co. and Incapital LLC; pricing in October; Cusip: 38147QHV1
Callable step-up fixed-rate notes due October 2024; via Goldman Sachs & Co. and Incapital LLC; pricing in October; Cusip: 38147QJ49
Contingent coupon notes due in 60 to 64 months linked to Canadian dollar, Mexican peso, U.S. dollar, British pound and Norwegian krone; via Goldman Sachs & Co.; pricing in October
18-month autocallable contingent coupon equity-linked notes linked to the worst performing of the common stock of Apple Inc., International Business Machines Corp. and Microsoft Corp.; via Goldman, Sachs & Co.; Cusip: 38147QHZ2
18-month autocallable contingent coupon equity-linked notes linked to the worst performing of the common stocks of Apple Inc., International Business Machines Corp. and Microsoft Corp.; Goldman Sachs & Co.; Cusip: 38147QJ98
15-year callable quarterly CMS spread-linked notes; via Goldman Sachs & Co.; Cusip: 38147QJU1
15-year callable quarterly CMS spread-linked linked to the 30-year and two-year Constant Maturity Swap rates; via Goldman Sachs & Co.; Cusip: 38147QHL3
0% leveraged buffered notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; Cusip: 38147QCR5
0% leveraged buffered notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; Cusip: 38147QKL9
60-month 0% leveraged buffered notes linked to the MSCI EAFE index; via Goldman Sachs & Co.; Cusip: 38147QER3
0% 85- to 91-month leveraged notes linked to the MSCI EAFE index; via Goldman Sachs & Co.; Cusip: 38147QH74
Two-year 0% leveraged buffered notes linked to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38147QSF4
60-month 0% leveraged buffered notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38147QGU4
0% 48-month leveraged buffered notes linked to the S&P 500 index; 80% trigger; via Goldman Sachs & Co.; Cusip: 38147QKV7
0% 60-month leveraged buffered notes linked to the S&P 500 index; 80% trigger; via Goldman Sachs & Co.; Cusip: 38147QKY1
0% 85- to 91-month leveraged notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38147QH58
HSBC USA INC.
Contingent income autocallable securities due Oct. 22, 2015 linked to the common stock of LyondellBasell Industries NV; via HSBC Securities (USA) Inc. with Morgan Stanley Smith Barney LLC; pricing Oct. 17; Cusip: 40434D434
0% SelectInvest debt securities due Oct. 28, 2015 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Oct. 23; Cusip: 40433BPT9
0% SelectInvest debt securities due Oct. 30, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Oct. 23; Cusip: 40433BPY8
0% SelectInvest debt securities due Oct. 30, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Oct. 23; Cusip: 40433BPH5
0% SelectInvest debt securities due Oct. 28, 2019 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Oct. 23; Cusip: 40433BPN2
0% SelectInvest debt securities due Oct. 28, 2015 linked to the iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing Oct. 23; Cusip: 40433BPU6
0% SelectInvest debt securities due Oct. 30, 2017 linked to the iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing Oct. 23; Cusip: 40433BPZ5
0% SelectInvest debt securities due Oct. 30, 2017 linked to the iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing Oct. 23; Cusip: 40433BPJ1
0% SelectInvest debt securities due Oct. 28, 2019 linked to the iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing Oct. 23; Cusip: 40433BPP7
0% SelectInvest debt securities due Oct. 28, 2015 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Oct. 23; Cusip: 40433BPS1
0% SelectInvest debt securities due Oct. 30, 2017 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Oct. 23; Cusip: 40433BPG7
0% SelectInvest debt securities due Oct. 30, 2017 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Oct. 23; Cusip: 40433BPX0
0% SelectInvest debt securities due Oct. 28, 2019 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Oct. 23; Cusip: 40433BPM4
0% SelectInvest debt securities due Oct. 28, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 23; Cusip: 40433BPR3
0% SelectInvest debt securities due Oct. 30, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 23; Cusip: 40433BPF9
0% SelectInvest debt securities due Oct. 30, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 23; Cusip: 40433BPW2
0% SelectInvest debt securities due Oct. 28, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 23; Cusip: 40433BPL6
0% SelectInvest debt securities due Oct. 28, 2015 linked to a basket of the S&P 500 index with a 40% weight, the Euro Stoxx 50 index with a 30% weight, the Russell 2000 index with a 20% weight and the iShares MSCI Emerging Markets ETF with a 10% weight; via HSBC Securities (USA) Inc.; pricing Oct. 23; Cusip: 40433BPV4
0% SelectInvest debt securities due Oct. 30, 2017 linked to a basket of the S&P 500 index with a 40% weight, the Euro Stoxx 50 index with a 30% weight, the Russell 2000 index with a 20% weight and the iShares MSCI Emerging Markets ETF with a 10% weight; via HSBC Securities (USA) Inc.; pricing Oct. 23; Cusip: 40433BQA9
0% SelectInvest debt securities due Oct. 30, 2017 linked to a basket of the S&P 500 index with a 40% weight, the Euro Stoxx 50 index with a 30% weight, the Russell 2000 index with a 20% weight and the iShares MSCI Emerging Markets ETF with a 10% weight; via HSBC Securities (USA) Inc.; pricing Oct. 23; Cusip: 40433BPK8
0% SelectInvest debt securities due Oct. 28, 2019 linked to a basket of the S&P 500 index with a 40% weight, the Euro Stoxx 50 index with a 30% weight, the Russell 2000 index with a 20% weight and the iShares MSCI Emerging Markets ETF with a 10% weight; via HSBC Securities (USA) Inc.; pricing Oct. 23; Cusip: 40433BPQ5
0% buffered uncapped market participation securities due Oct. 29, 2018 linked to the Dow Jones industrial average; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40433BQG6
0% buffered uncapped market participation securities due Oct. 29, 2019 linked to the Dow Jones industrial average; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40433BQN1
0% leveraged buffered uncapped market participation securities due Oct. 30, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40433BQM3
0% buffered Accelerated Market Participation Securities due Oct. 30, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40433BQX9
0% buffered uncapped market participation securities due Oct. 29, 2018 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40433BQL5
0% buffered uncapped market participation securities due Oct. 31, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40433BPC6
0% buffered uncapped market participation securities due Oct. 31, 2019 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40433BPD4
0% SelectInvest debt securities due Oct. 31, 2017 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40433BNY0
0% SelectInvest debt securities due Oct. 31, 2019 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40433BPB8
0% leveraged buffered uncapped market participation securities due Oct. 29, 2019 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40433BQP6
0% SelectInvest debt securities due Oct. 31, 2017 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40433BNX2
0% SelectInvest debt securities due Oct. 31, 2019 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip:40433BPA0
0% buffered Accelerated Market Participation Securities due Oct. 30, 2017 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40433BQV3
0% buffered accelerated return notes due Oct. 29, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40433BRB6
0% buffered Accelerated Market Participation Securities due Oct. 30, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40433BQU5
0% buffered uncapped market participation securities due Oct. 29, 2018 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40433BQK7
0% SelectInvest debt securities due Oct. 31, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40433BNW4
0% SelectInvest debt securities due Oct. 31, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40433BNZ7
5.5% autocallable yield notes due Jan. 29, 2016 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40433BQJ0
6% autocallable yield notes due Jan. 29, 2016 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40433BQH4
0% lookback allocator notes linked to a basket of the S&P 500 index, the Euro Stoxx 50 index and the Hang Seng China Enterprises index; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40433BQB7
0% Accelerated Market Participation Securities due Feb. 1, 2016 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Oct. 27; Cusip: 40433BQZ4
0% Accelerated Market Participation Securities due Feb. 1, 2016 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 27; Cusip: 40433BQY7
0% buffered return optimization securities due Oct. 31, 2016 to the IBEX 35 index; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing Oct. 28; Cusip: 40434D483
0% trigger return optimization securities due Oct. 31, 2017 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Oct. 28; Cusip: 40434D541
0% trigger performance securities due Oct. 31, 2017 linked to the S&P 500 index; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing Oct. 28; Cusip: 40434D491
0% trigger return optimization securities due Oct. 31, 2017 linked to the S&P 500 index; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing Oct. 28; Cusip: 40434D558
0% trigger performance securities due Oct. 31, 2019 linked to the Russell 2000 index; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing Oct. 28; Cusip: 40434D384
Collared floating-rate notes due Oct. 29, 2020; via HSBC Securities (USA) Inc.; settlement Oct. 29; Cusip: 40433BRE0
0% trigger performance securities due Oct. 31, 2019 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Oct. 29; Cusip: 40434D426
0% Performance Leveraged Upside Securities due Dec. 7, 2015 linked to the Euro Stoxx Banks index; via HSBC Securities (USA) Inc. and Morgan Stanley Wealth Management; pricing Oct. 31; Cusip: 40434D442
0% Performance Leveraged Upside Securities due Feb. 5, 2016 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc. with distribution through Morgan Stanley Wealth Management; pricing Oct. 31; Cusip: 40434D525
0% trigger Performance Leveraged Upside Securities due Nov. 6, 2017 linked to the iShares U.S. Real Estate exchange-traded fund; via HSBC Securities (USA) Inc. with distribution through Morgan Stanley Wealth Management; pricing Oct. 31; Cusip: 40434D533
Autocallable yield notes due October 2015 linked to the common stocks of BP plc, Chevron Corp. and Total SA; via HSBC Securities (USA) Inc.; pricing in October; Cusip: 40433BQD3
0% leveraged participation securities due October 2015 linked to the deliverable Chinese renminbi relative to the dollar; via HSBC Securities (USA) Inc.; pricing in October; Cusip: 40433BQE1
Market-linked step-up notes due October 2017 linked to Russell 2000 index, the Euro Stoxx 50 index and the MSCI Emerging Markets index; via BofA Merrill Lynch; pricing in October
Notes due October 2016 linked to Russell 2000 index, the Euro Stoxx 50 index and the MSCI Emerging Markets index; via BofA Merrill Lynch; pricing in October
Callable step-up rate notes due Oct. 22, 2024; via HSBC Securities (USA) Inc.; pricing in October; Cusip: 40433BRD2
JPMORGAN CHASE BANK, NA
Callable accrual certificates of deposit due Oct. 22, 2029 linked to six-month Libor and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 17; Cusip: 48125TYQ2
0% certificates of deposit due Oct. 31, 2019 linked to Brazilian real, the Russian ruble, the Indian rupee and the Chinese renminbi; via J.P. Morgan Securities LLC with Incapital LLC; pricing Oct. 28; Cusip: 48125TZS7
Digital contingent coupon certificates of deposit due Oct. 30, 2020 linked to a basket of stocks (Bristol-Myers Squibb Co., Duke Energy Corp., Hewlett-Packard Co., Kimberly-Clark Corp., McDonalds Corp., Mead Johnson Nutrition Co., Raytheon Co., Verizon Communications Inc., Walgreen Co. and Williams Cos., Inc.); via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48125TZM0
0% certificates of deposit due April 30, 2020 linked to the J.P. Morgan Mozaic Fixed Income Index (USD); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Oct. 28; Cusip: 48125TZR9
Certificates of deposit due Oct. 29, 2021 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC with Incapital LLC; pricing Oct. 28; Cusip: 48125TZJ7
0% certificates of deposit due Oct. 29, 2021 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC with Incapital LLC; pricing Oct. 28; Cusip: 48125TYZ2
0% certificates of deposit due Oct. 30, 2020 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC with Incapital LLC; pricing Oct. 28; Cusip: 48125TYT6
0% certificates of deposit due April 30, 2020 linked to the JPMorgan Optimax Market-Neutral index; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Oct. 28; Cusip: 48125TZH1
0% certificates of deposit due Oct. 29, 2021 linked to the J.P. Morgan TargetTracker: European Equities 20/8 (EUR) index; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Oct. 28; Cusip: 48125TA54
0% certificates of deposit due Oct. 29, 2021 linked to the J.P. Morgan TargetTracker: U.S. Equities 18/6 (USD) index; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Oct. 28; Cusip: 48125TA47
Callable accrual certificates of deposit due Oct. 31, 2029 linked to the S&P 500 index, the 30-year U.S. Dollar Constant Maturity Swap rate and the two-year U.S. Dollar CMS rate; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Oct. 28; Cusip: 48125TA21
JPMORGAN CHASE & CO.
0% trigger jump securities due Oct. 20, 2016 linked to the common stock of Apple Inc.; via J.P. Morgan Securities LLC; pricing Oct. 17; Cusip: 48127H489
0% trigger Performance Leveraged Upside Securities due Oct. 21, 2021 linked to the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC with Morgan Stanley Smith Barney LLC handling distribution; pricing Oct. 17; Cusip: 48127H554
Autocallable contingent interest notes due Oct. 25, 2021 linked to the lesser performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; 50% trigger; via J.P. Morgan Securities LLC; pricing Oct. 17; Cusip: 48127DL71
Airbag phoenix autocallable optimization securities due April 22, 2016 linked to AbbVie Inc. common stock; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing Oct. 17; Cusip: 48127H364
Airbag phoenix autocallable optimization securities due April 22, 2016 linked to D.R. Horton, Inc. common stock; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing Oct. 17; Cusip: 48127H356
Airbag phoenix autocallable optimization securities due April 22, 2016 linked to Palo Alto Networks, Inc. common stock; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing Oct. 17; Cusip: 48127H372
6% autocallable yield notes due Jan. 27, 2016 linked to the Russell 2000 index, iShares MSCI EAFE exchange-traded fund and the iShares MSCI Emerging Markets ETF; via J.P. Morgan Securities LLC; pricing Oct. 22; Cusip: 48127DL63
0% review notes due Oct. 29, 2018 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Oct. 24; Cusip: 48127DE95
0% dual directional knock-out buffered equity notes due Oct. 31, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; pricing Oct. 27; J.P. Morgan Securities LLC; Cusip 48127DH50
Floating-rate range accrual notes due Oct. 31, 2024 linked to 30-year Constant Maturity Swap rate and two-year CMS rate; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48127DNX2
11.6% reverse convertible notes due May 1, 2015 linked to Best Buy Co., Inc. stock; via JPMorgan; pricing Oct. 28; Cusip: 48127DL55
0% capped buffered return enhanced notes due Oct. 31, 2016 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48127DG69
0% buffered return optimization securities due Oct. 31, 2017 to the FTSE MIB index; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 481246148
0% capped buffered return enhanced notes due Oct. 31, 2016 linked to the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48127DG36
0% capped buffered return enhanced notes due Oct. 31, 2016 linked to the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48127DG44
0% return optimization securities due April 29, 2016 linked to the iShares MSCI Mexico Capped exchange-traded fund; via J.P. Morgan Securities LLC with UBS Financial Services Inc.; pricing Oct. 28; Cusip: 48127H521
0% return notes due Jan. 26, 2016 linked to the J.P. Morgan Strategic Volatility index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48127DG85
0% return notes due Nov. 30, 2015 linked to the J.P. Morgan U.S. Long Equity Dynamic Overlay 80 Index (Series 1); via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48127DG77
0% capped buffered return enhanced notes due Oct. 31, 2016 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48127DG28
Contingent coupon callable yield notes due Nov. 2, 2017 linked to the Russell 2000 index, the Euro Stoxx 50 index and the iShares MSCI EAFE ETF; pricing Oct. 28; J.P. Morgan Securities LLC; Cusip 48127DJ33
Autocallable contingent interest notes due Jan. 29, 2016 linked to the lesser performing of the Russell 2000 index and the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48127DH84
Autocallable contingent interest notes due Jan. 29, 2016 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48127DH68
0% capped buffered return enhanced notes due Oct. 31, 2016 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48127DG51
Autocallable contingent interest notes due Jan. 29, 2016 linked to the lesser performing of the S&P 500 index and the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48127DH76
Range accrual notes due Oct. 31, 2029 linked to the S&P 500 index and six-month Libor; pricing Oct. 28; J.P. Morgan Securities LLC; Cusip 48126N7L5
0% dual directional knock-out buffered equity notes due Oct. 31, 2016 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; pricing Oct. 28; J.P. Morgan Securities LLC; Cusip 48127DH43
0% review notes due Oct. 31, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48127DH92
0% trigger return optimization securities due Oct. 31, 2017 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC with UBS Financial Services Inc.; pricing Oct. 29; Cusip: 48127H547
0% trigger performance securities due Oct. 31, 2017 linked to the Euro Stoxx 50 index; 75% trigger; via J.P. Morgan Securities LLC with UBS Financial Services Inc.; pricing Oct. 29; Cusip: 48127H539
0% Performance Leveraged Upside Securities due Feb. 4, 2016 linked to the Energy Select Sector SPDR fund; via J.P. Morgan Securities LLC with Morgan Stanley Wealth Management; pricing Oct. 31; Cusip: 48127H562
0% Performance Leveraged Upside Securities due Feb. 4, 2016 linked to the S&P 500 index; via J.P. Morgan Securities LLC with Morgan Stanley Wealth Management; pricing Oct. 31; Cusip: 48127H570
0% trigger jump securities due Nov. 4, 2020 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC with Morgan Stanley Smith Barney LLC handling distribution; pricing in October; Cusip: 481246155
MORGAN STANLEY
Contingent income autocallable securities due Oct. 25, 2017 linked to EOG Resources, Inc. shares; 80% trigger; via Morgan Stanley & Co. LLC; pricing Oct. 20; Cusip: 61764C382
Contingent income autocallable securities due Oct. 25, 2017 linked to Whole Foods Market, Inc. shares; 80% trigger; via Morgan Stanley & Co. LLC; pricing Oct. 20; Cusip: 61764C374
Fixed-to-floating notes due Oct. 28, 2024 linked to the Consumer Price Index; via Morgan Stanley & Co. LLC; settlement Oct. 28; Cusip: 61760QFD1
Floating-rate CMS curve and S&P 500 index-linked range accrual securities due Oct. 31, 2034; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61760QFC3
0% trigger Performance Leveraged Upside Securities due Oct. 31, 2022 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61761JTT6
0% market-linked notes due Oct. 29, 2021 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61761JTU3
Contingent coupon notes due Oct. 31, 2034 linked to the worst performing of the Euro Stoxx 50 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61761JTW9
Contingent income securities due Oct. 31, 2029 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61761JTR0
Contingent income autocallable securities due Oct. 31, 2029 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; 50% trigger; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61761JTV1
Contingent income securities due Oct. 31, 2029 linked to the worst performing of the Russell 2000 index and the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61761JTS8
0% buffered jump securities linked to the S&P 500 index due Oct. 30, 2020; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61761JTF6
0% trigger Performance Leveraged Upside Securities due Oct. 31, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61761JTQ2
0% trigger performance securities due Oct. 31, 2019 linked to the S&P/TSX 60 index; 75% trigger; via Morgan Stanley & Co. LLC with UBS Financial Services Inc.; pricing Oct. 28; Cusip: 61764C309
Contingent income autocallable securities due Oct. 30, 2015 linked to Tesla Motors, Inc. shares; 70% trigger; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61761JTP
0% trigger performance securities due Oct. 31, 2019 linked to Euro Stoxx Automobiles & Parts index, the Euro Stoxx Banks index, the Euro Stoxx Oil & Gas index and the Euro Stoxx Utilities index; 75% trigger; via Morgan Stanley & Co. LLC with UBS Financial Services Inc.; pricing Oct. 29; Cusip: 61764C291
Fixed-to-floating leveraged CMS curve and S&P 500 index-linked notes due Oct. 31, 2034; via Morgan Stanley & Co.; pricing Oct. 31; Cusip: 61760QFE9
0% dual directional trigger Performance Leveraged Upside Securities due Nov. 5, 2019 linked to the worst performing of the S&P 500 index and the Russell 2000 index; 55% trigger; via Morgan Stanley & Co. LLC; pricing Oct. 31; Cusip: 61761JUA5
Fixed-to-floating leveraged CMS curve and S&P 500 index-linked notes due Oct. 31, 2034; 50% trigger; via Morgan Stanley & Co. LLC; pricing Oct. 31; Cusip: 61760QFF6
0% buffered securities due October 2019 linked to the Bloomberg Commodity index; via Morgan Stanley & Co. LLC; pricing in October; Cusip: 61762GCC6
0% market-linked notes due April 2022 linked to the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing in October; Cusip: 61764C275
0% trigger Performance Leveraged Upside Securities due October 2020 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing in October; Cusip: 61764C325
0% trigger participation securities due November 2020 linked to the Morgan Stanley SmartInvest Equity Index (Price Return); via Morgan Stanley & Co. LLC; pricing in October; Cusip: 61764C317
0% trigger Performance Leveraged Upside Securities due October 2017 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in October; Cusip: 61764C283
0% trigger jump securities due October 2020 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in October; Cusip: 61764C267
0% dual directional trigger Performance Leveraged Upside Securities due October 2020 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in October; Cusip: 61764C259
0% trigger Performance Leveraged Upside Securities due April 2015 linked to West Texas Intermediate light sweet crude oil, copper, platinum, milk futures contracts and live cattle futures contracts; via Morgan Stanley & Co.; pricing in October; Cusip: 61762GCF9
0% trigger Performance Leveraged Upside Securities due April 2015 linked to the West Texas intermediate light sweet crude oil; via Morgan Stanley & Co.; pricing in October; Cusip: 61762GCE2
0% trigger Performance Leveraged Upside Securities due April 2015 linked to West Texas Intermediate light sweet crude oil futures contracts, copper spot price, platinum fixing price, milk futures contracts and live cattle futures contracts; 90% trigger; via Morgan Stanley & Co. LLC; pricing in October; Cusip: 61762GCD4
ROYAL BANK OF CANADA
0% buffered bullish enhanced return notes due Oct. 22, 2018 linked to the Russell 2000 index; via RBC Capital Markets, LLC; pricing Oct. 17; Cusip: 78010U3W5
Contingent income autocallable securities due October 2015 linked to ServiceNow, Inc. common stock; via RBC Capital Markets, LLC and Morgan Stanley Smith Barney LLC; pricing Oct. 17; Cusip: 78011Y546
6.2%-8.2% airbag autocallable yield optimization notes due Oct. 22, 2015 linked to Alexion Pharmaceuticals, Inc. common stock; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Oct. 17; Cusip: 78011Y553
6.3%-8.3% airbag autocallable yield optimization notes due Oct. 22, 2015 linked to Royal Caribbean Cruises Ltd. common stock; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Oct. 17; Cusip: 78011Y561
6%-7.2% airbag autocallable yield optimization notes due Oct. 22, 2015 linked to Vertex Pharmaceuticals Inc. common stock; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Oct. 17; Cusip: 78011Y579
9% reverse convertible notes due Oct. 31, 2015 linked to Delta Air Lines, Inc. stock; via RBC Capital Markets Corp.; pricing Oct. 28; Cusip: 78010U4K0
8.2% reverse convertible notes due April 30, 2015 linked to First Solar, Inc. stock; via RBC Capital Markets Corp.; pricing Oct. 28; Cusip: 78010U4C8
10% reverse convertible notes due April 30, 2015 linked to Green Mountain Coffee Roasters, Inc. stock; via RBC Capital Markets Corp.; pricing Oct. 28; Cusip: 78010U4D6
9% reverse convertible notes due April 30, 2015 linked to Micron Technology, Inc. stock; via RBC Capital Markets Corp.; pricing Oct. 28; Cusip: 78010U4E4
7.65% reverse convertible notes due Oct. 31, 2015 linked to Nvidia Corp. stock; via RBC Capital Markets Corp.; pricing Oct. 28; Cusip: 78010U4L8
7.15% reverse convertible notes due April 30, 2015 linked to Regeneron Pharmaceuticals, Inc. stock; via RBC Capital Markets Corp.; pricing Oct. 28; Cusip: 78010U4F1
0% contingent return optimization securities due Oct. 31, 2017 linked to the Russell 2000 index; UBS Financial Services Inc. and RBC Capital Markets, LLC; Cusip 78011Y520; pricing Oct. 28
0% contingent return optimization securities due Oct. 31, 2017 linked to the S&P 500 index; UBS Financial Services Inc. and RBC Capital Markets, LLC; Cusip 78011Y512; pricing Oct. 28
0% buffered bullish enhanced return notes due Oct. 31, 2019 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Oct. 28; Cusip: 78010U3P0
Trigger phoenix autocallable optimization securities due Oct. 31, 2019 linked to the worst performing of the S&P 500 index and the Euro Stoxx 50 index; via RBC Capital Markets LLC and UBS Financial Services Inc.; pricing Oct. 28; Cusip: 78011Y488
8.2% reverse convertible notes due April 30, 2015 linked to Tesla Motors, Inc stock; via RBC Capital Markets Corp.; pricing Oct. 28; Cusip: 78010U4G9
10.1% reverse convertible notes due April 30, 2015 linked to United States Steel Corp. stock; via RBC Capital Markets Corp.; pricing Oct. 28; Cusip: 78010U4J3
8.2% reverse convertible notes due Oct. 31, 2015 linked to Valero Energy Corp. stock; via RBC Capital Markets Corp.; pricing Oct. 28; Cusip: 78010U4M6
0% trigger performance securities due Oct. 31, 2017 linked to the Vanguard FTSE Emerging Markets exchange-traded fund; via RBC Capital Markets, LLC with UBS Financial Services Inc.; pricing Oct. 28; Cusip: 78011Y538
8.3% reverse convertible notes due April 30, 2015 linked to Vertex Pharmaceuticals Inc. stock; via RBC Capital Markets Corp.; pricing Oct. 28; Cusip: 78010U4H7
6.2% reverse convertible notes due Oct. 31, 2015 linked to Whole Foods Market, Inc. stock; via RBC Capital Markets Corp.; pricing Oct. 28; Cusip: 78010U4N4
0% buffered bullish enhanced return notes due Oct. 31, 2019 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Oct. 29; Cusip: 78010U3Z8
0% market-linked securities with leveraged upside participation to a cap and fixed buffered downside due Aug. 6, 2018 linked to the iShares MSCI EAFE ETF with a 75% weight and the iShares MSCI Emerging Markets ETF with a 25% weight; via Wells Fargo Securities LLC; pricing Oct. 31; Cusip: 78010U3V7
0% Performance Leveraged Upside Securities due February 2016 linked to the Russell 2000 index; via RBC Capital Markets, LLC and Morgan Stanley Wealth Management; pricing Oct. 31; Cusip 78011Y496
0% market-linked securities with leveraged upside participation to a cap and fixed buffered downside due Nov. 5, 2018 linked to the SPDR S&P 500 ETF trust with a 50% weight, the iShares Russell 2000 ETF with a 20% weight, the iShares MSCI EAFE ETF with a 15% weight and the iShares MSCI Emerging Markets ETF with a 15% weight; via RBC Capital Markets, LLC with UBS Financial Services Inc.; pricing Oct. 31; Cusip: 78010U3T2
0% Leveraged Index Return Notes due October 2019 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in October
0% market-linked step-up notes due October 2016 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in October
0% Leveraged Index Return Notes due October 2019 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in October
0% Strategic Accelerated Redemption Securities due Nov. 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October
0% Capped Leveraged Index Return notes due October 2016 linked to the S&P 500 index with a 45% weight, the MSCI EAFE index with a 27.5% weight and the MSCI Emerging Markets index with a 27.5% weight; via BofA Merrill Lynch; pricing in October
0% Capped Leveraged Index Return Notes due October 2016 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October
0% direct investment notes due Dec. 8, 2015 linked to the EquityCompass Equity Risk Management Strategy; via RBC Capital Markets, LLC; pricing Nov. 5; Cusip: 78010U3X3
18-21-month 0% leveraged buffered index-linked notes tied to the S&P 500 index; via RBC Capital Markets, LLC; Cusip: 78010UV79
AB SVENSK EXPORTKREDIT
14-month 0% Accelerated Return notes due Dec. 2015 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in October
14-month 0% Accelerated Return notes due Dec. 2015 linked to the MSCI EAFE index; via BofA Merrill Lynch; pricing in October
14-month 0% Accelerated Return notes due Dec. 2015 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in October
UBS AG, LONDON BRANCH
18- to 21-month 0% capped leveraged buffered notes linked to the S&P 500 index; via UBS Securities LLC; pricing Oct. 16; Cusip: 90270KDT3
0% contingent absolute return autocallable optimization securities due Oct. 26, 2015 linked to Anadarko Petroleum Corp. shares; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 17; Cusip: 90274B451
European-style, cash-settled call warrants expiring Oct. 17, 2017 linked to the Euro Stoxx 50 index; via UBS Investment Bank with J.P. Morgan Securities LLC as placement agent; pricing Oct. 17; Cusip: 90274B444
0% contingent absolute return autocallable optimization securities due Oct. 26, 2015 linked to Tesla Motors, Inc. shares; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 17; Cusip: 90274B469
0% trigger autocallable optimization securities due Oct. 23, 2019 linked to the Russell 2000 index; 72%-76% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 17; Cusip: 90274B402
Contingent income autocallable securities due Oct. 25, 2017 linked to Anadarko Petroleum Corp. shares; via UBS Securities LLC with Morgan Stanley Wealth Management handling distribution; pricing Oct. 20; Cusip: 90274B477
Contingent income autocallable securities due Oct. 29, 2019 linked to the worst performing of the Russell 2000 index, Euro Stoxx 50 index and the MSCI Emerging Markets index; 55% trigger; via UBS Securities LLC with Morgan Stanley Smith Barney LLC; pricing Oct. 24; Cusip: 90274B394
Trigger phoenix autocallable optimization securities due Oct. 31, 2024 linked to the least performing of the Euro Stoxx 50 index and the Russell 2000 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 27; Cusip: 90270KDR7
0% return optimization securities due Nov. 30, 2015 linked to the stocks of Applied Materials, Inc., Autodesk, Inc., Citigroup Inc., Intel Corp., United Rentals, Inc. and Veeco Instruments Inc.; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 28; Cusip: 90274B238
Floating-rate trigger phoenix autocallable optimization securities due Nov. 3, 2017 linked to the Russell 2000 index; 75% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 28; Cusip: 90270KDS5
0% trigger step performance securities due Oct. 31, 2018 linked to the S&P 500 index; UBS Financial Services Inc. and UBS Investment Bank; Cusip 90274B204; pricing Oct. 28
0% trigger performance securities due Oct. 31, 2019 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 28; Cusip: 90274B196
0% trigger performance securities due Sept. 27, 2024 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 29; Cusip: 90274B162
0% buffered performance securities due Oct. 31, 2019 linked to the Euro Stoxx 50 index; UBS Financial Services Inc. and UBS Investment Bank; Cusip 90274B212; pricing Oct. 29
0% return optimization securities due Nov. 30, 2015 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 29; Cusip: 90274B154
0% contingent absolute return performance securities due Oct. 31, 2019 linked to the Euro Stoxx 50 index; 70% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 29; Cusip: 90274B188
WELLS FARGO & CO.
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Aug. 7, 2018 linked to the SPDR S&P 500 ETF trust; via Wells Fargo Securities LLC; pricing Oct. 31; Cusip: 94986RVB4
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