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Structured Products Calendar
BANK OF AMERICA CORP.
Autocallable market-linked step-up notes due February 2016 linked to the PHLX Housing Sector index; via BofA Merrill Lynch; pricing in February
9.5% STEP Income Securities due February 2015 linked to Valero Energy Corp.; via BofA Merrill Lynch
BANK OF MONTREAL
0% autocallable barrier notes with step-up call price due Feb. 28, 2017 linked to the Euro Stoxx 50 index; via BMO Capital Markets Corp.; pricing Feb. 26; Cusip: 06366RSY2
0% barrier bullish return notes due Feb. 28, 2019 linked to the iShares MSCI EAFE exchange-traded fund; via BMO Capital Markets Corp.; pricing Feb. 26; Cusip: 06366RTB1
3% autocallable cash-settled notes with step-up call price due Feb. 29, 2016 linked to the Market Vectors Gold Miners exchange-traded fund; via BMO Capital Markets Corp.; pricing Feb. 26; Cusip: 06366RTC9
0% upside booster notes with barrier due Feb. 28, 2019 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing Feb. 26; Cusip: 06366RTA3
0% bullish enhanced return notes with lookback feature due Feb. 28, 2017 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Feb. 26; Cusip: 06366RSZ9
BANK OF NOVA SCOTIA
14- to 16-month 0% series A digital coupon notes linked to the Euro Stoxx 50 index; via Scotia Capital (USA) Inc. with Goldman Sachs & Co. as dealer; Cusip: 064159353
BARCLAYS BANK DELAWARE
0% certificates of deposit due Feb. 25 2021 linked to the Euro Stoxx 50 index; via Barclays; pricing Feb. 21; Cusip: 06740AL31
0% certificates of deposit due Feb. 25 2021 linked to the S&P 500 index; via Barclays; pricing Feb. 21; Cusip: 06740AL23
Certificates of deposit due Feb. 28, 2019 linked to Apple, Inc., Cisco Systems, Inc., Ford Motor Co., McDonald's Corp., AT&T Inc., Bristol-Myers Squibb Co., Duke Energy Corp., Hewlett-Packard Co., Nike, Inc. and Yahoo! Inc.; via Barclays; pricing Feb. 24; Cusip: 06740AK81
Certificates of deposit due Feb. 26, 2021 linked to Apple Inc., Bristol-Myers Squibb Co., Cisco Systems, Inc., Duke Energy Corp., Ford Motor Co., Hewlett-Packard Co., McDonald's Corp., Nike, Inc., AT&T Inc. and Yahoo! Inc.; via Barclays; pricing Feb. 24; Cusip: 06740AK99
0.25% certificates of deposit due Feb. 28, 2018 linked to the Russell 2000 index; via Barclays; pricing Feb. 24; Cusip: 06740AL64
0.25% certificates of deposit due Feb. 28, 2019 linked to the S&P 500 index; via Barclays; pricing Feb. 24; Cusip: 06740AL72
0.25% certificates of deposit due Feb. 28, 2019 linked to the S&P 500 index; via Barclays; pricing Feb. 24; Cusip: 06740AL72
0% certificates of deposit due Feb. 27, 2020 linked to the Barclays Armour II Excess Return 5% index; via Barclays; pricing Feb. 25; Cusip: is 06740AK57
Certificates of deposit due Feb. 28, 2018 linked to a basket of 10 equally weighted common stocks (Apple Inc., Bristol-Myers Squibb Co., Cisco Systems, Inc., Duke Energy Corp., Ford Motor Co., Hewlett-Packard Co., McDonald's Corp., Nike, Inc., AT&T Inc. and Yahoo! Inc.); via Barclays; pricing Feb. 24; Cusip: 06740AK73
Certificates of deposit due Feb. 27, 2020 linked to a basket of 10 equally weighted common stocks (Apple Inc., Bristol-Myers Squibb Co., Cisco Systems, Inc., Duke Energy Corp., Ford Motor Co., Hewlett-Packard Co., McDonald's Corp., Nike, Inc., AT&T Inc. and Yahoo! Inc.); via Barclays; pricing Feb. 24; Cusip: 06740AL56
0.4% to 0.6% certificates of deposit due Feb. 26, 2021 linked to the Shiller Barclays CAPE US Sector Risk Controlled 7% USD Excess Return index; via Barclays; pricing Feb. 24; Cusip: 06740AK65
BARCLAYS BANK PLC
Contingent income autocallable securities due Feb. 17, 2017 linked to General Electric Co. shares; 75% trigger; via Barclays with Morgan Stanley Wealth Management; pricing Feb. 14; Cusip: 06742K857
Capped and floored floating-rate notes due Feb. 24, 2021; via Barclays; pricing Feb. 19; Cusip: 06741T5T0
Callable barrier dual range accrual notes due Feb. 26, 2024 linked to the Russell 2000 and Euro Stoxx 50 indexes; via Barclays; pricing Feb. 21; Cusip: 06741T5X1
Floored floating-rate notes due Aug. 25, 2023 linked to 30-year Constant Maturity Swap Rate; via Barclays; pricing Feb. 20; Cusip: 06741T5Y9
Callable contingent coupon notes due Feb. 25, 2016 linked to the common stock of Walgreen Co.; via Barclays; pricing Feb. 21; Cusip: 06741J6H7
0% notes due Aug. 31, 2017 linked to Hang Seng China Enterprises index, the Hang Seng index, MSCI Taiwan Price index and the Korea Composite Stock Price Index 200; 75% trigger; via Barclays; pricing Feb. 25; Cusip: 06741T5V5
7.2% to 8.2% autocallable yield notes due Feb. 29, 2016 linked to the iShares China Large-Cap exchange-traded fund and the Russell 2000 index; 70% trigger; via Barclays; pricing Feb. 24; Cusip: 06741T5B9
8.25% reverse convertible notes due Feb. 27, 2015 linked to Valero Energy Corp. stock; via Barclays Capital; pricing Feb. 24; Cusip: 06741J6N4
0% buffered digital plus notes due Feb. 28, 2019 linked to the Dow Jones industrial average; via Barclays; pricing Feb. 25; Cusip: 06741T5M5
0% trigger return optimization securities due Feb. 28, 2017 linked to the S&P 500 index; via UBS Financial Services Inc. and Barclays; pricing Feb. 25; Cusip: 06742B584
0% trigger performance securities due Feb. 28, 2019 linked to the S&P 500 index; via UBS Financial Services Inc. and Barclays; pricing Feb. 25; Cusip: 06742B592
0% trigger performance securities due Feb. 28, 2019 linked to the Vanguard FTSE Emerging Markets exchange-traded fund; via UBS Financial Services Inc. and Barclays; pricing Feb. 25; Cusip: 06742K873
0% buffered SuperTrack notes due 2018 linked to the S&P 500 index, the iShares MSCI EAFE index fund, the S&P MidCap 400 index, the iShares MSCI Emerging Markets ETF and the Russell 2000 index; via Barclays; pricing Feb. 26; Cusip: 06741T5N3
Annual reset coupon buffered notes due Feb. 28, 2019 linked to the Russell 2000 index; via Barclays; pricing Feb. 26; Cusip: 06741T5K9
Annual reset coupon buffered notes due Feb. 28, 2020 linked to the Russell 2000 index; via Barclays; pricing Feb. 26; Cusip: 06741T5J2
0% market-linked notes due March 5, 2021 tied to the iShares MSCI EAFE exchange-traded fund; via Barclays with Morgan Stanley Smith Barney LLC as dealer; pricing Feb. 28; Cusip: 06742B634
0% Strategic Accelerated Redemption Securities due March 2015 tied to a basket of two equally weighted funds (iShares MSCI EAFE exchange-traded fund and iShares MSCI Emerging Markets exchange-traded fund); via BofA Merrill Lynch; pricing in February
0% relative value Strategic Accelerated Redemption Securities due March 2015 linked to the performance of the SPDR S&P 500 ETF Trust versus the iShares Barclays 20+ Year Treasury Bond ETF; via BofA Merrill Lynch; pricing in February
0% notes due March 8, 2017 linked to the EquityCompass Share Buyback index; via Barclays; pricing March 3; Cusip: 06741T5U7
BNP PARIBAS
23- to 26-month 0% notes linked to the Russell 2000 index; via BNP Paribas Securities Corp.; Cusip: 05574LRC4
CITIGROUP INC.
Callable leveraged CMS spread notes due Feb. 19, 2034 linked to the 30-year Constant Maturity Swap Rate and the five-year CMS rate; via Citigroup Global Markets Inc.; pricing Feb. 13; Cusip: 1730T0G78
0% geared buffer securities due Feb. 17, 2017 linked to the S&P 500 index and the SPDR S&P MidCap 400 ETF trust; via Citigroup Global Markets Inc.; pricing Feb. 14; Cusip: 1730T0H44
Leveraged CMS spread notes due Feb. 28, 2019 linked to the 30-year Constant Maturity Swap Rate and the five-year CMS rate; via Citigroup Global Markets Inc.; pricing Feb. 25; Cusip: 1730T0J83
Autocallable securities due March 6, 2017 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing Feb. 25; Cusip: 22547QF35
Autocallable equity-linked securities due Feb. 25, 2015 linked to the common stock of LinkedIn Corp.; via Citigroup Global Markets Inc.; pricing Feb. 25; Cusip: 1730T0H51
0% airbag return optimization securities due Feb. 28, 2017 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; pricing Feb. 25; Cusip: 17321F268
Market-linked notes due Aug. 29, 2019 tied to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Feb. 25; Cusip: 1730T0H36
0% market-linked notes with averaging due Aug. 29, 2019 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Feb. 25; Cusip: 1730T0H36
10%-12% annualized single observation Equity LinKed Securities due Sept. 2, 2014 tied to Cliffs Natural Resources Inc.; via Citigroup Global Markets Inc.; pricing Feb. 27; Cusip: 1730T0J42
Autocallable contingent coupon equity-linked securities due March 4, 2015 linked to Yahoo! Inc.; via Citigroup Global Markets Inc.; pricing Feb. 27; Cusip: 1730T0J34
CREDIT SUISSE AG
0% equity-linked autocallable step-up notes due Feb. 21, 2017 tied to the performance of the MSCI EAFE index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Feb. 12; Cusip: 22547QHS8
0% Buffered Accelerated Return Equity Securities due Feb. 19, 2018 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 14; Cusip: 22547QHN9
11% autocallable reverse convertible securities due Feb. 20, 2015 linked to Iron Mountain Inc. shares; via Credit Suisse Securities (USA) LLC; pricing Feb. 14; Cusip: 22547QHL3
Contingent coupon callable yield notes due Feb. 20, 2019 linked to the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 14; Cusip: 22547QH66
0% absolute return barrier notes due March 2, 2020 linked to the Dow Jones industrial average; via Credit Suisse Securities (USA) LLC; pricing Feb. 21; Cusip: 22547QH58
0% accelerated barrier notes due March 2, 2020 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 21; Cusip: 22547QH41
Contingent coupon yield notes due Feb. 28, 2020 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 21; Cusip: 22547QHB5
Contingent coupon callable yield notes due Feb. 28, 2017 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 21; Cusip: 22547QH90
0% equity-linked autocallable step-up notes due Feb. 28, 2017 tied to the performance of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 21; Cusip: 22547QHA7
0% absolute return barrier securities due March 1, 2018 linked to the S&P 500 index and the Russell 2000 index; 66% to 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Feb. 24; Cusip: 22547QHQ2
0% accelerated barrier notes due March 1, 2018 linked to the Dow Jones industrial average; via Credit Suisse Securities (USA) LLC; pricing Feb. 25; Cusip: 22547QGY6
0% callable cert plus securities due Feb. 29, 2016 linked to the Euro Stoxx 50 index and the iShares MSCI EAFE ETF; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Feb. 25; Cusip: 22547QHC3
High/low coupon callable yield notes due Aug. 28, 2015 linked to the Russell 2000 index and the iShares China Large-Cap ETF; via Credit Suisse Securities (USA) LLC; pricing Feb. 25; Cusip: 22547QGZ3
High/low coupon callable yield notes due Sept. 8, 2015 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 25; Cusip: 22547QH33
0% accelerated barrier notes due March 1, 2018 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 25; Cusip: 22547QGX8
Contingent coupon callable yield notes due Feb. 28, 2017 linked to the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via Barclays; pricing Feb. 25; Cusip: 22547QHF6
11% autocallable reverse convertible securities due Feb. 27, 2015 linked to Valeant Pharmaceuticals International, Inc.; via Credit Suisse Securities (USA) LLC; pricing Feb. 25; Cusip: 22547QHP4
0% Buffered Accelerated Return Equity Securities due Feb. 28, 2019 linked to the Dow Jones industrial average; via Credit Suisse Securities (USA) LLC; pricing Feb. 26; Cusip: 22547QHH2
0% Buffered Accelerated Return Equity Securities due Aug. 30, 2017 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 26; Cusip: 22547QHG4
0% Buffered Accelerated Return Equity Securities due Aug. 30, 2017 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 26; Cusip: 22547QHH2
0% accelerated barrier notes due March 5, 2018 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 28; Cusip: 22547QH25
0% callable cert plus securities due March 7, 2016 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Feb. 28; Cusip: 22547QGW0
0% Leveraged Index Return Notes due February 2019 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in February
0% autocallable market-linked step-up notes due February 2017 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in February
Autocallable market-linked step-up notes due February 2017 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in February
Autocallable market-linked step-up notes due February 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in February
0% Strategic Accelerated Redemption Securities due March 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in February
0% Accelerated Return Notes due April 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in February
Market-linked step-up notes due February 2016 tied to the S&P 500 index; via BofA Merrill Lynch; pricing February
0% Credit Suisse FI Enhanced S&P 500 Total Return index exchange-traded notes due 2019 linked to the S&P 500 Total Return index; via Credit Suisse Securities (USA) LLC; Cusip: 22542D431
DEUTSCHE BANK AG, LONDON BRANCH
0% trigger step performance securities due Feb. 28, 2018 linked to the S&P 500 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Feb. 25; Cusip: 25155P559
0% Accelerated Return Securities due Aug. 30, 2017 linked to the Euro Stoxx 50 index; via Deutsche Bank Securities Inc.; pricing Feb. 25; Cusip: 25152RHW6
0% trigger performance securities due Feb. 29, 2024 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Feb. 26; Cusip: 25155P542
0% Accelerated Return Notes due March 2015 linked to the MSCI EAFE index; via BofA Merrill Lynch; pricing in February
Capped Leveraged Index Return Notes due February 2016 linked to the MSCI Emerging Markets index; via BofA Merrill Lynch; pricing in February
0% Accelerated Return Notes due February 2016 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in February
Capped Leveraged Index Return Notes due February 2016 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in February
0% leveraged buffered notes linked to the S&P 500 index due in 24 to 27 months; 90% trigger; via Deutsche Bank Securities Inc.; Cusip: 25152RHR7
GOLDMAN SACHS BANK USA
Certificates of deposit due Feb. 25, 2021 linked to the GS Momentum Builder Multi-Asset 2 ER index; via Goldman Sachs & Co.; pricing Feb. 24; Cusip: 38147JTD4
0% certificates of deposit due Feb. 28, 2019 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing Feb. 24; Cusip: 38147JTK8
0% certificates of deposit due Feb. 27, 2020 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Feb. 24; Cusip: 38147JTJ1
0% certificates of deposit due Aug. 27, 2020 linked to the GS Momentum Builder Multi-Asset 2 ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing Feb. 24; Cusip: 38147JTC6
Variable-coupon basket-linked certificates of deposit due Feb. 27, 2020 linked to a basket of 10 stocks (Apple Inc., AbbVie Inc., Caterpillar Inc., Cisco Systems, Inc., McDonald's Corp., Merck & Co., Inc., Microsoft Corp., Occidental Petroleum Corp., Walgreen Co. and Wal-Mart Stores, Inc.); via Goldman Sachs & Co. with Incapital LLC as distributor; pricing Feb. 25; Cusip: 38147JTH5
Variable-coupon basket-linked certificates of deposit due Feb. 26, 2021 linked to a basket of 10 stocks (Apple Inc., AbbVie Inc., Caterpillar Inc., Cisco Systems, Inc., McDonald's Corp., Merck & Co., Inc., Microsoft Corp., Occidental Petroleum Corp., Walgreen Co. and Wal-Mart Stores, Inc.); via Goldman Sachs & Co. with Incapital LLC as distributor; pricing Feb. 25; Cusip: 38147JTG7
Variable-coupon basket-linked certificates of deposit due Feb. 28, 2022 linked to a basket of 10 stocks (Apple Inc., AbbVie Inc., Caterpillar Inc., Cisco Systems, Inc., McDonald's Corp., Merck & Co., Inc., Microsoft Corp., Occidental Petroleum Corp., Walgreen Co. and Wal-Mart Stores, Inc.); via Goldman Sachs & Co. with Incapital LLC as distributor; pricing Feb. 25; Cusip: 38147JTT9
Contingent coupon certificates of deposit due Feb. 26, 2021 linked to a basket of 10 stocks (AT&T Inc., Chevron Corp., Cisco Systems, Inc., Intel Corp., Johnson & Johnson, McDonald's Corp., Merck & Co., Inc., Pfizer Inc., Proctor & Gamble Co. and Verizon Communications Inc.); via Goldman Sachs & Co. with Incapital LLC as distributor; pricing Feb. 25; Cusip: 38147JTR3
0% equity index-linked certificates of deposit due Aug. 28, 2020 linked to a basket of the S&P 500 index, the Russell 2000 index and the S&P MidCap 400 index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing Feb. 25; Cusip: 38147JTS1
GOLDMAN SACHS GROUP, INC.
Callable monthly range accrual notes due Feb. 26, 2029 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing Feb. 21; Cusip: 38147QLP9
0% trigger performance securities due Feb. 28, 2019 linked to the S&P 500 index; via Goldman, Sachs & Co.; pricing Feb. 25; Cusip: 38148A118
Callable buffered monthly S&P 500 index-linked range accrual notes due Feb. 28, 2021; via Goldman Sachs & Co.; pricing Feb. 25; Cusip: 38147QLK0
0% leveraged trigger notes due Nov. 30, 2017 linked to the S&P 500 index; 75% trigger; via Goldman Sachs & Co.; pricing Feb. 25; Cusip: 38147QKB1
0% trigger performance securities due Feb. 28, 2019 linked to the Euro Stoxx 50 index; via Goldman, Sachs & Co.; pricing Feb. 26; Cusip: 38148A126
0% leveraged notes due March 3, 2021 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing Feb. 26; Cusip: 38147QHT6
Callable monthly range accrual notes due Feb. 28, 2029 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing Feb. 26; Cusip: 38147QJT4
Callable monthly range accrual notes due Feb. 28, 2029 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing Feb. 26; Cusip: 38147QJX5
Callable monthly range accrual notes due Feb. 28, 2024 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing Feb. 26; Cusip: 38147QJP2
Callable monthly range accrual notes due Feb. 28, 2024 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing Feb. 26; Cusip: 38147QJK3
0% index-linked notes due Aug. 31, 2021 tied to the S&P 500 index; via Goldman Sachs & Co.; pricing Feb. 26; Cusip: 38147QHX7
0% buffered notes due March 1, 2019 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Feb. 26; Cusip: 38147QHP4
Callable step-up fixed-rate notes due February 2031; via Goldman Sachs & Co. and Incapital LLC; settlement in February; Cusip: 38147QKF2
36- to 37-month 0% leveraged buffered notes linked to the MSCI EAFE index; via Goldman Sachs & Co.; Cusip: 38147QMK9
15-year callable quarterly CMS spread-linked notes; via Goldman Sachs & Co.; Cusip: 38147QMB9
0% leveraged buffered notes due 2016 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.
0% leveraged notes due 2016 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.
24- to 27-month 0% notes linked to the Euro Stoxx 50 index; 90% trigger; via Goldman Sachs & Co.
0% 36- to 40-month leveraged buffered notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; Cusip: 38147QAT3
0% callable exchangeable equity-linked notes tied to the common stock of Google Inc.; via Goldman Sachs & Co.: Cusip: 38147QLX2
0% 24- to 27-month leveraged buffered notes linked to the iShares MSCI Emerging Markets ETF; 90% trigger; via Goldman Sachs & Co.; Cusip: 38147QY26
0% callable exchangeable equity-linked notes tied to the common stock of Kansas City Southern; via Goldman Sachs & Co.; Cusip: 38147QMF0
0% leveraged notes due 36 to 39 months after issue linked to the MSCI AC World index; via Goldman Sachs & Co.
25- 28-month 0% leveraged notes tied to the MSCI EAFE index; 90% trigger; via Goldman Sachs & Co.
0% leveraged notes linked to the MSCI EAFE index; via Goldman Sachs & Co.
13- to 24-month 0% autocallable buffered index-linked notes tied to the Russell 2000 index; via Goldman Sachs & Co.
0% leveraged buffered notes due 2016 linked to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38147QGX8
18- to 21-month 0% leveraged buffered index-linked notes tied to the S&P 500 index; via Goldman Sachs & Co.
0% leveraged notes linked to the S&P 500 index due in 36 to 39 months; via Goldman Sachs & Co.
0% leveraged notes linked to the S&P 500 index; via Goldman Sachs & Co.
0% leveraged buffered notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38147QMP8
0% 60-month leveraged buffered notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38147QAP1
0% buffered notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38147QGF7
0% leveraged buffered notes linked to the S&P 500 index; 90% trigger; via Goldman Sachs & Co.
0% leveraged buffered notes linked to the S&P 500 index; via Goldman Sachs & Co.
0% buffered notes linked to the S&P 500 index with a 45% weight, the iShares MSCI EAFE ETF with a 35% weight and the Russell 2000 index with a 20% weight; via Goldman Sachs & Co.; Cusip: 38147QHK5
24-month 0% autocallable leveraged buffered notes linked to the S&P Banks Select Industry index; via Goldman Sachs & Co.
24- to 27-month 0% leveraged buffered notes linked to the S&P Banks Select Industry index; via Goldman Sachs & Co.
36- to 39-month 0% notes linked to the Topix index; via Goldman Sachs & Co.
0% notes linked to the Topix index; via Goldman Sachs & Co.
HSBC USA INC.
0% trigger autocallable optimization securities due Feb. 21, 2019 linked to the Euro Stoxx 50 index; 65% to 70% trigger; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing Feb. 14; Cusip: 40434B313
Income plus notes with minimum annual coupon due Feb. 26, 2021 linked to a basket of common stocks (Bristol-Myers Squibb Co., ConocoPhillips, Kraft Foods Group, Inc., McDonald's Corp. and Altria Group, Inc.); via HSBC Securities (USA) Inc.; pricing Feb. 21; Cusip: 40432XSD4
0% Accelerated Market Participation Securities due Aug. 26, 2015 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Feb. 21; Cusip: 40432XTN1
0% buffered Accelerated Market Participation Securities due Feb. 26, 2016 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Feb. 21; Cusip: 40432XTK7
0% buffered Accelerated Market Participation Securities due Feb. 26, 2016 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Feb. 21; Cusip: 40432XTF8
0% buffered Accelerated Market Participation Securities due Feb. 28, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Feb. 21; Cusip: 40432XTR2
0% buffered Accelerated Market Participation Securities due Feb. 26, 2016 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Feb. 21; Cusip: 40432XTJ0
0% buffered Accelerated Market Participation Securities due Feb. 26, 2016 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Feb. 21; Cusip: 40432XTE1
0% growth notes due Feb. 28, 2020 linked to the iShares MSCI Emerging Markets index fund; via HSBC Securities (USA) Inc.; pricing Feb. 21; Cusip: 40432XTS0
0% Accelerated Market Participation Securities due Aug. 26, 2015 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Feb. 21; Cusip: 40432XTM3
0% buffered Accelerated Market Participation Securities due Feb. 26, 2016 linked to the Russell 2000; via HSBC Securities (USA) Inc.; pricing Feb. 21; Cusip: 40432XTH4
0% buffered Accelerated Market Participation Securities due Feb. 26, 2016 linked to the Russell 2000; via HSBC Securities (USA) Inc.; pricing Feb. 21; Cusip: 40432XTD3
0% buffered Accelerated Market Participation Securities due Feb. 28, 2017 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Feb. 21; Cusip: 40432XTQ4
Buffered income notes due Feb. 26, 2019 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Feb. 21; Cusip: 40432XSE2
0% Accelerated Market Participation Securities due Aug. 26, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Feb. 21; Cusip: 40432XTL5
0% buffered Accelerated Market Participation Securities due Feb. 26, 2016 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Feb. 21; Cusip: 40432XTG6
0% buffered Accelerated Market Participation Securities due Feb. 26, 2016 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Feb. 21; Cusip: 40432XTC5
0% buffered Accelerated Market Participation Securities due Feb. 28, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Feb. 21; Cusip: 40432XTP6
Autocallable yield notes due May 26, 2015 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Feb. 21; Cusip: 40432XSC6
Autocallable yield notes due May 26, 2015 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Feb. 21; Cusip: 40432XSB8
Fixed-to-floating notes due Feb. 24, 2017; via HSBC Securities (USA) Inc.; settling Feb. 24; Cusip: 40432XTV3
0% buffered uncapped market participation securities due Feb. 27, 2018 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Feb. 24; Cusip: 40432XSG7
0% buffered uncapped market participation securities due Feb. 27, 2018 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Feb. 24; Cusip: 40432XSG7
0% buffered uncapped market participation securities due Feb. 27, 2018 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Feb. 24; Cusip: 40432XSJ1
0% buffered uncapped market participation securities due Aug. 23, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Feb. 24; Cusip: 40432XSF9
0% buffered uncapped market participation securities due Feb. 27, 2018 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Feb. 24; Cusip: 40432XSH5
0% Selections due March 3, 2015 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Feb. 25; Cusip: 40432XSN2
0% Selections due March 3, 2015 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Feb. 25; Cusip: 40432XT50
0% Selections due Feb. 28, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Feb. 25; Cusip: 40432XST9
0% Selections due Feb. 28, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Feb. 25; Cusip: 40432XTA9
0% Selections due Feb. 28, 2019 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Feb. 25; Cusip: 40432XSY8
0% Selections due March 3, 2015 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Feb. 25; Cusip: 40432XSM4
0% Selections due March 3, 2015 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Feb. 25; Cusip: 40432XT43
0% Selections due Feb. 28, 2017 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Feb. 25; Cusip: 40432XSS1
0% Selections due Feb. 28, 2017 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Feb. 25; Cusip: 40432XT92
0% Selections due Feb. 28, 2019 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Feb. 25; Cusip: 40432XSX0
0% Selections due March 3, 2015 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Feb. 25; Cusip: 40432XSL6
0% Selections due March 3, 2015 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Feb. 25; Cusip: 40432XT35
0% Selections due Feb. 28, 2017 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Feb. 25; Cusip: 40432XSR3
0% Selections due Feb. 28, 2017 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Feb. 25; Cusip: 40432XT84
0% Selections due Feb. 28, 2019 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Feb. 25; Cusip: 40432XSW2
0% Selections due March 3, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Feb. 25; Cusip: 40432XSK8
0% Selections due March 3, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Feb. 25; Cusip: 40432XT27
0% Selections due Feb. 28, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Feb. 25; Cusip: 40432XSQ5
0% Selections due Feb. 28, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Feb. 25; Cusip: 40432XT76
0% Selections due Feb. 28, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Feb. 25; Cusip: 40432XSV4
0% trigger performance securities due Feb. 29, 2024 linked to the S&P 500 index; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing Feb. 25; Cusip: 40434B354
0% SelectInvest Selections due March 3, 2015 linked to a basket comprised of the S&P 500 index, Russell 2000 index, Euro Stoxx 50 index and iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Feb. 25; Cusip: 40432XSP7
0% SelectInvest Selections due March 3, 2015 linked to a basket comprised of the S&P 500 index, Russell 2000 index, Euro Stoxx 50 index and iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Feb. 25; Cusip: 40432XT68
0% SelectInvest Selections due Feb. 28, 2017 linked to a basket comprised of the S&P 500 index, Russell 2000 index, Euro Stoxx 50 index and iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Feb. 25; Cusip: 40432XSU6
0% SelectInvest Selections due Feb. 28, 2017 linked to a basket comprised of the S&P 500 index, Russell 2000 index, Euro Stoxx 50 index and iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Feb. 25; Cusip: 40432XTB7
0% SelectInvest Selections due Feb. 28, 2019 linked to a basket comprised of the S&P 500 index, Russell 2000 index, Euro Stoxx 50 index and iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Feb. 25; Cusip: 40432XSZ5
0% buffered Performance Leveraged Upside Securities due Sept. 6, 2016 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Feb. 28; Cusip: 40434B339
0% buffered leveraged tracker notes linked to the Euro Stoxx 50 index due in four to five years; 50% trigger; via HSBC Securities (USA) Inc.; pricing in February; Cusip: 40432XS93
0% buffered Accelerated Market Participation Securities due February 2016 linked to the iShares MSCI Mexico Capped exchange-traded fund; via HSBC Securities (USA) Inc.; pricing in February; Cusip: 40432XS85
Market-linked step-up notes due February 2017 tied to the S&P 500 index with a 40% weight, the Euro Stoxx 50 index with a 30% weight and the MSCI EAFE index with a 30% weight; via BofA Merrill Lynch; pricing in February
Libor + 500 bps autocallable yield notes due February 2019 linked to the S&P 500 index, the Euro Stoxx 50 index and the Nikkei 225 index; via HSBC Securities (USA) Inc.; pricing in February; Cusip: 40432XTU5
JPMORGAN CHASE BANK, NA
Callable variable-rate range accrual certificates of deposit due Feb. 21, 2029 linked to six-month Libor and the Russell 2000 index; via J.P. Morgan Securities LLC with Incapital LLC; pricing Feb. 18; Cusip: 48125TET8
Digital contingent coupon certificates of deposit due Feb. 26, 2021 linked to Altria Group, Inc., AT&T Inc., Bristol-Myers Squibb Co., Coca-Cola Co., Kimberly-Clark Corp., McDonald's Corp., Philip Morris International Inc., Procter & Gamble Co., Southern Co. and Unilever plc; via J.P. Morgan Securities LLC with Incapital LLC; pricing Feb. 25; Cusip: 48125TET8
0% certificates of deposit due Feb. 28, 2019 linked to equal weights of the Brazilian real, the Russian ruble, the Indian rupee and the Chinese renminbi relative to the dollar; via J.P. Morgan Securities LLC with Incapital LLC; pricing Feb. 25; Cusip: 48125TER2
Certificates of deposit due Feb. 28, 2020 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC with Incapital LLC; pricing Feb. 25; Cusip: 48125TEY7
0% certificates of deposit due Aug. 30, 2019 linked to the JPMorgan Optimax Market-Neutral index; via J.P. Morgan Securities LLC with Incapital LLC; pricing Feb. 25; Cusip: 48125TFE0
JPMORGAN CHASE & CO.
Callable step-up fixed-rate notes due Feb. 19, 2032; via J.P. Morgan Securities LLC; pricing Feb. 13; Cusip: 48126NUA3
Floating-rate notes due Feb. 20, 2024 linked to the 10-year Constant Maturity Swap rate; via J.P. Morgan Securities LLC; pricing Feb. 14; Cusip: 48126NUB1
0% dual directional trigger Performance Leveraged Upside Securities due Aug. 19, 2015 linked to the Euro Stoxx Banks index; via J.P. Morgan Securities LLC; pricing Feb. 14; Cusip: 48127E700
Contingent income autocallable securities due Feb. 20, 2015 linked to Las Vegas Sands Corp. shares; 75% trigger; via J.P. Morgan Securities LLC with Morgan Stanley Smith Barney LLC; pricing Feb. 14; Cusip: 48127E833
0% autocallable securities due Feb. 19, 2016 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Feb. 14; Cusip: 48127E809
0% Performance Leveraged Upside Securities due Aug. 19, 2014 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Feb. 14; Cusip: 48127E841
Contingent income autocallable securities due Feb. 20, 2015 linked to Amazon.com, Inc. shares; 80% trigger; via J.P. Morgan Securities LLC with Morgan Stanley Smith Barney LLC; pricing Feb. 14; Cusip: 48127E825
Floating-rate range accrual notes due Feb. 21, 2024 linked to Libor and the 10-Year Constant Maturity Swap Rate; via J.P. Morgan Securities LLC; pricing Feb. 18; Cusip: 48126NUD7
6.25% autocallable yield notes due May 26, 2015 linked to the iShares MSCI Emerging Markets exchange-traded fund, the Euro Stoxx 50 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Feb. 19; Cusip: 48126N3M7
0% capped return enhanced notes due March 5, 2015 linked to the performance of the Mexican peso relative to the dollar; via J.P. Morgan Securities LLC; pricing Feb. 21; Cusip: 48126NUF2
Contingent income autocallable securities due Feb. 26, 2019 linked to Russell 2000 index, Euro Stoxx 50 index and Nikkei 225 index; via J.P. Morgan Securities LLC; pricing Feb. 21; Cusip: 48127E882
0% return notes due May 29, 2015 linked to the J.P. Morgan Strategic Volatility index; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48126N2Z9
Callable range accrual notes due Feb. 28, 2029 linked to the performance of the euro relative to the dollar and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Feb. 25; Cusip: 48126NUE5
0% capped buffered return enhanced notes due Feb. 29, 2016 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Feb. 25; Cusip: 48126N2W6
0% buffered return enhanced notes due Feb. 28, 2018 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Feb. 25; Cusip: 48126N3D7
0% capped buffered return enhanced notes due Feb. 29, 2016 linked to the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing Feb. 25; Cusip: 48126N2U0
0% capped buffered return enhanced notes due Feb. 29, 2016 linked to the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing Feb. 25; Cusip: 48126N2V8
0% notes due Feb. 28, 2020 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing Feb. 25; Cusip: 48126N3B1
0% return notes due May 29, 2015 linked to the J.P. Morgan Volemont Strategy - U.S. Equity (Series 1) (USD); via J.P. Morgan Securities LLC; pricing Feb. 25; Cusip: 48126N3A3
0% capped buffered return enhanced notes due Feb. 29, 2016 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Feb. 25; Cusip: 48126N2T3
0% capped buffered return enhanced notes due Feb. 29, 2016 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Feb. 25; Cusip: 48126N2Y2
Autocallable contingent interest notes due March 2, 2015 linked to the Russell 2000 index and the iShares MSCI Emerging Markets exchange-traded fund; 70% trigger; via J.P. Morgan Securities LLC; pricing Feb. 25; Cusip: 48126N2N6
0% capped buffered return enhanced notes due Feb. 29, 2016 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Feb. 25; Cusip: 48126N2X4
Autocallable contingent interest notes due March 2, 2015 linked to the S&P 500 index and the Euro Stoxx 50 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Feb. 25; Cusip: 48126N2Q9
Autocallable contingent interest notes due March 2, 2015 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Feb. 25; Cusip: 48126N2M8
Autocallable contingent interest notes due March 2, 2015 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Feb. 25; Cusip: 48126N2L0
0% Performance Leveraged Upside Securities due April 6, 2015 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Feb. 28; Cusip: 48127E403
0% Performance Leveraged Upside Securities due April 6, 2015 linked to the Nikkei 225 index; via J.P. Morgan Securities LLC; pricing Feb. 28; Cusip: 48127E502
0% Performance Leveraged Upside Securities due April 6, 2015 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Feb. 28; Cusip: 48127E304
MORGAN STANLEY
0% commodity-linked notes due Nov. 30, 2020 linked to the Dow Jones - UBS Commodity index; via Morgan Stanley & Co. LLC; pricing Feb. 25; Cusip: 61762GAX2
0% Buffered Performance Leveraged Upside Securities with downside factor due Feb. 26, 2021 linked to the Euro Stoxx 50 index; 50% trigger; via Morgan Stanley & Co. LLC; pricing Feb. 25; Cusip: 61761JPE3
0% trigger Performance Leveraged Upside Securities with downside factor due Feb. 28, 2024 linked to the Euro Stoxx 50 index; 50% trigger; via Morgan Stanley & Co. LLC; pricing Feb. 25; Cusip: 61761JPD5
0% trigger performance securities due Feb. 29, 2024 linked to the Russell 2000 index; via Morgan Stanley & Co. LLC with UBS Financial Services Inc. as dealer; pricing Feb. 25; Cusip: 61760S316
Contingent income securities due Feb. 28, 2029 linked to the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Feb. 25; Cusip: 61761JPF0
Contingent income securities due Feb. 28, 2029 linked to the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Feb. 25; Cusip: 61761JPB9
Contingent coupon notes due Feb. 28, 2034 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Feb. 25; Cusip: 61761JPC7
Contingent income securities due Feb. 28, 2029 linked to the worst performing of the Russell 2000 index and the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Feb. 25; Cusip: 61761JPG8
0% trigger Performance Leveraged Upside Securities with downside factor due Feb. 28, 2024 linked to the S&P 500 index; 50% trigger; via Morgan Stanley & Co. LLC; pricing Feb. 25; Cusip: 61761JPH6
0% trigger Performance Leveraged Upside Securities with downside factor due Feb. 29, 2024 linked to the S&P GSCI Gold Index - Excess Return; 50% trigger; via Morgan Stanley & Co. LLC; pricing Feb. 25; Cusip: 61762GAY0
0% airbag performance securities due Feb. 29, 2024 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC with UBS Financial Services Inc. as dealer; pricing Feb. 26; Cusip: 61760S324
Fixed-to-floating leveraged CMS curve and S&P 500 index-linked notes due Feb. 28, 2034; via Morgan Stanley & Co. LLC; settlement Feb. 28; Cusip: 61760QDY7
Contingent income autocallable securities due February 2017 linked to the common stock of Bank of America Corp.; via Morgan Stanley & Co. LLC; pricing in February; Cusip: 61760S365
0% Performance Leveraged Upside Securities due September 2014 linked to an equally weighted basket of commodities; via Morgan Stanley & Co. LLC; pricing in February; Cusip: 61762GAZ7
0% market-linked notes due February 2021 tied to the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing in February; Cusip: 61760S282
0% dual directional trigger Performance Leveraged Upside Securities with downside factor due August 2019 linked to the Euro Stoxx 50 index; 65% trigger; via Morgan Stanley & Co. LLC; pricing in February; Cusip: 61760S241
Contingent income autocallable securities due February 2017 linked to common shares of Prudential Financial, Inc.; via Morgan Stanley & Co. LLC; pricing in February; Cusip: 61760S308
0% Performance Leveraged Upside Securities due March 2015 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in February; Cusip: 61760S258
0% buffered Performance Leveraged Upside Securities due August 2016 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in February; Cusip: 61760S266
0% dual directional trigger Performance Leveraged Upside Securities due February 2020 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in February; Cusip: 61760S274
0% Buffered Performance Leveraged Upside Securities due February 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in February; Cusip: 61760S290
Contingent income autocallable securities due February 2017 linked to the common stock of Valero Energy Corp.; via Morgan Stanley & Co. LLC; pricing in February; Cusip: 61760S340
0% buffered Performance Leveraged Upside Securities due August 2018 linked to the Dow Jones industrial average, the Euro Stoxx 50 index, the iShares MSCI Emerging Markets ETF and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing in February; Cusip: 61760S373
ROYAL BANK OF CANADA
17.5% reverse convertible notes due May 19, 2014 linked to 3D Systems Corp. stock; via RBC Capital Markets Corp.; pricing Feb. 14; Cusip: 78010UQG5
11.5% reverse convertible notes due Aug. 19, 2014 linked to Delta Air Lines, Inc. stock; via RBC Capital Markets Corp.; pricing Feb. 14; Cusip: 78010UQP5
8% reverse convertible notes due Aug. 19, 2014 linked to F5 Networks, Inc. stock; via RBC Capital Markets Corp.; pricing Feb. 14; Cusip: 78010UQQ3
9% reverse convertible notes due May 19, 2014 linked to Facebook, Inc. stock; via RBC Capital Markets Corp.; pricing Feb. 14; Cusip: 78010UQH3
Contingent income autocallable securities due February 2017 linked to the common stock of Genworth Financial, Inc.; via RBC Capital Markets, LLC with Morgan Stanley Wealth Management handling distribution; pricing Feb. 14; Cusip: 78010Y612
9.25% reverse convertible notes due May 19, 2014 linked to KB Home stock; via RBC Capital Markets Corp.; pricing Feb. 14; Cusip: 78010UQJ9
11.5% reverse convertible notes due Aug. 19, 2014 linked to lululemon athletica inc. stock; via RBC Capital Markets Corp.; pricing Feb. 14; Cusip: 78010UQR1
13% reverse convertible notes due May 19, 2014 linked to Micron Technology, Inc. stock; via RBC Capital Markets Corp.; pricing Feb. 14; Cusip: 78010UQK6
9.25% reverse convertible notes due Aug. 19, 2014 linked to Netflix Inc. stock; via RBC Capital Markets Corp.; pricing Feb. 14; Cusip: 78010UQT7
10.75% reverse convertible notes due Aug. 19, 2014 linked to Newmont Mining Corp. stock; via RBC Capital Markets Corp.; pricing Feb. 14; Cusip: 78010UQS9
10% reverse convertible notes due Aug. 19, 2014 linked to PulteGroup Inc. stock; via RBC Capital Markets Corp.; pricing Feb. 14; Cusip: 78010UQU4
0% buffered bullish enhanced return notes with averaging due Feb. 20, 2018 linked to S&P 500 index, the S&P MidCap 400 index, the Russell 2000 index, the iShares MSCI EAFE ETF and the iShares MSCI Emerging Markets ETF; 80% trigger; via RBC Capital Markets, LLC; pricing Feb. 14; Cusip: 78010UQA8
10.25% reverse convertible notes due Aug. 19, 2014 linked to Seagate Technology plc stock; via RBC Capital Markets Corp.; pricing Feb. 14; Cusip: 78010UQV2
10.5% reverse convertible notes due May 19, 2014 linked to Tesla Motors, Inc stock; via RBC Capital Markets Corp.; pricing Feb. 14; Cusip: 78010UQL4
9% reverse convertible notes due Aug. 19, 2014 linked to United Rentals, Inc. stock; via RBC Capital Markets Corp.; pricing Feb. 14; Cusip: 78010UQX8
9.75% reverse convertible notes due May 19, 2014 linked to United States Steel Corp. stock; via RBC Capital Markets Corp.; pricing Feb. 14; Cusip: 78010UQN0
8.5% reverse convertible notes due Aug. 19, 2014 linked to Valero Energy Corp. stock; via RBC Capital Markets Corp.; pricing Feb. 14; Cusip: 78010UQY6
12.5% reverse convertible notes due May 19, 2014 linked to Vertex Pharmaceuticals Inc. stock; via RBC Capital Markets Corp.; pricing Feb. 14; Cusip: 78010UQM2
Redeemable step-up notes due Feb. 18, 2027; via RBC Capital Markets, LLC; settlement Feb. 18; Cusip: 78010UDT1
Fixed-to-floating notes due Feb. 18, 2019; via RBC Capital Markets LLC; settlement Feb. 18; Cusip: 78010UDS3
0% trigger step performance securities due Feb. 28, 2017 linked to the Euro Stoxx 50 index; via RBC Capital Markets LLC and UBS Financial Services Inc.; pricing Feb. 26; Cusip: 78010Y570
0% airbag return optimization securities due Feb. 28, 2017 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Feb. 26; Cusip: 78010Y562
0% buffered bullish enhanced return notes due Aug. 30, 2017 linked to the Euro Stoxx 50 index; via RBC Capital Markets LLC; pricing Feb. 26; Cusip: 78010UQZ3
0% buffered bullish enhanced return notes due Feb. 28, 2019 linked to the S&P 500 index; via RBC Capital Markets LLC; pricing Feb. 26; Cusip: 78010URA7
Redeemable leveraged steepener notes due Feb. 28, 2034 linked to the 30-year and five-year Constant Maturity Swap rates; via RBC Capital Markets, LLC; settlement Feb. 28; Cusip: 78010UDU8
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due March 6, 2017 linked to the iShares Russell 2000 exchange-traded fund; via Wells Fargo Securities LLC; pricing Feb. 28; Cusip: 78010UQF7
10% STEP Income Securities due February 2015 linked to the American Depositary Receipts of Nokia OYJ; via BofA Merrill Lynch; pricing in February
0% direct investment notes due April 9, 2015 linked to the Equity Compass Equity Risk Management Strategy; via RBC Capital Markets, LLC; pricing March 5; Cusip: 78010URB5
18- to 21-month 0% leveraged buffered notes tied to the iShares MSCI EAFE index fund; 90% trigger; via Goldman Sachs & Co.
15- to 17-month 0% buffered equity index-linked notes tied to the MSCI EAFE index; 85% trigger; via Goldman Sachs & Co.
AB SVENSK EXPORTKREDIT
0% Accelerated Return Notes due April 2015 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in February
UBS AG, LONDON BRANCH
0% trigger performance securities due Feb. 28, 2019 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Feb. 25; Cusip: 90271T620
0% trigger return optimization securities due Feb. 28, 2017 linked to the Russell 2000 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Feb. 25; Cusip: 90271T638
0% contingent-return optimization securities due Aug. 31, 2016 linked to the Russell 2000 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Feb. 25; Cusip: 90271T604
0% contingent-return optimization securities due Aug. 31, 2016 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Feb. 25; Cusip: 90271T596
0% trigger performance securities due Feb. 28, 2019 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Feb. 25; Cusip: 90271T612
0% trigger return optimization securities due Feb. 28, 2017 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Feb. 26; Cusip: 90271T646
0% Performance Leveraged Upside Securities with downside factor due April 2, 2015 linked to iShares FTSE China 25 index fund, the iShares MSCI Mexico Capped ETF, the iShares MSCI South Korea Capped ETF and iShares MSCI Taiwan ETF; via UBS Securities LLC; pricing Feb. 28; Cusip: 90271T653
0% trigger Performance Leveraged Upside Securities due Sept. 1, 2016 linked to the WisdomTree Japan Hedged Equity fund; via UBS Securities LLC with Morgan Stanley Smith Barney LLC; pricing Feb. 28; Cusip: 90271T711
0% five-year short leverage securities linked to the S&P 500 Total Return index; via UBS Financial Services Inc. and UBS Investment Bank
WELLS FARGO & CO.
Floored floating-rate notes due Feb. 20, 2024 linked to 10-year Constant Maturity Swap Rate; via Wells Fargo Securities LLC; pricing Feb. 14; Cusip: 94986RTA9.
0% market-linked securities with leveraged upside participation to a cap and buffered downside with multiplier due Feb. 28, 2017 linked to the iShares MSCI Emerging Markets exchange-traded fund; via Wells Fargo Securities LLC; pricing Feb. 25; Cusip: 94986RSX0
0% market-linked securities with leveraged upside participation to a cap and buffered downside with multiplier due Feb. 28, 2018 linked to the Russell 2000 index; via Wells Fargo Securities LLC; pricing Feb. 25; Cusip: 94986RSZ5
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Sept. 8, 2017 linked to the S&P 500 index; via Wells Fargo Securities LLC; pricing Feb. 27; Cusip: 94986RSW2
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