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Structured Products Calendar
BANK OF AMERICA CORP.
Floating-rate notes due Feb. 22, 2017 based on the Consumer Price Index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; settlement Feb. 22
100% principal-protected notes due February 2015 with interest payments linked to the common stocks of Abercrombie & Fitch Co., Altria Group, Inc., Archer-Daniels-Midland Co., Barrick Gold Corp., Boeing Co., Caterpillar Inc., Deere & Co., General Electric Co., JPMorgan Chase & Co., McDonald's Corp., Monsanto Co., Motorola, Inc., United Technologies Corp., Verizon Communications Inc. and Wal-Mart Stores, Inc.; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in February
0% Currency Market Index Target-Term Securities due February 2012 based on Brazilian real, the Russian ruble, the Indian rupee and the South Korean won versus dollar; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in February
Zero-coupon 90% principal-protected conditional participation notes due January 2012 based on the dollar/euro exchange rate measure; via Merrill Lynch & Co. and First Republic Securities Co., LLC; pricing in February
Three-year 0% market-linked step up notes linked to the Dow Jones Industrial Average; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in February
10% STEP Income Securities due March 2011 based on the common stock of Ford Motor Co.; 110% trigger; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in February
14-month 0% Accelerated Return Notes linked to the Rogers International Commodity index - Excess Return; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in February
14-month 0% Accelerated Return Notes linked to the Russell 2000 index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in February
0% Strategic Accelerated Redemption Securities due February 2012 based on the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in February
14-month 0% Accelerated Return Notes linked to the S&P MidCap 400 index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in February
Six-month 0% Bear Accelerated Return Notes linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in February
0% Capped Leveraged Index Return Notes due March 2012 linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in February
14-month 0% Accelerated Return Notes linked to the spot price of silver; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in February
53-week 8%-10% STEP Income Securities linked to Apple Inc. common stock; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in February or March
Floating-rate notes due 2020 linked to the 10-year Constant Maturity Swap rate; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in February or March
Two-year 0% Capped Leveraged Index Return Notes linked to the Dow Jones U.S. Real Estate index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing February or March
53-week 8.5% STEP Income Securities linked to Goldman Sachs Group, Inc. common stock; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in February or March
Three-year 0% market-linked step up notes linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in February or March
Five-year 0% Market Index Target-Term Securities linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in February or March
BARCLAYS BANK DELAWARE
0.5%-1% certificates of deposit due Feb. 24, 2015 linked to gold; via Barclays Capital Inc. and distributor Advisors Asset Management, Inc.; pricing Feb. 19
Certificates of deposit due Feb. 24, 2015 linked to soybeans, sugar, platinum, copper, lead, tin, nickel, zinc, West Texas Intermediate crude oil and gasoline RBOB; via Barclays Capital Inc. and distributor Advisors Asset Management, Inc.; pricing Feb. 19
0.5%-1% certificates of deposit due Feb. 24, 2015 linked to the S&P 500 index; via Barclays Capital Inc. and distributor Advisors Asset Management, Inc.; pricing Feb. 19
0.5%-1% certificates of deposit due Feb. 24, 2013 linked to the S&P 500 index; via Barclays Capital Inc. and Advisors Asset Management, Inc. as distributor; pricing Feb. 19
0.5%-1% certificates of deposit due Feb. 24, 2015 linked to the S&P 500 index; via Barclays Capital Inc. and Advisors Asset Management, Inc. as distributor; pricing Feb. 19
Certificates of deposit due Feb. 24, 2015 linked to the S&P 500 index, the Dow Jones-UBS Commodity index, the Consumer Price index and the Brazilian real/dollar exchange rate; via Barclays Capital Inc. and Advisors Asset Management, Inc. as distributor; pricing Feb. 19
Certificates of deposit due Feb. 24, 2015 linked to Tesoro Corp., Massey Energy Co., Iamgold Corp., Bank of America Corp., Prudential Financial, Inc., Advanced Micro Devices, Inc., Micron Technology, Inc., Deere & Co., Goodyear Tire & Rubber Co. and Office Depot, Inc.; via Barclays Capital Inc. and Advisors Asset Management, Inc. as distributor; pricing Feb. 19
0.5% -1% certificates of deposit due Feb. 24, 2015 linked to West Texas Intermediate light sweet crude oil; via Barclays Capital Inc. and distributor Advisors Asset Management, Inc.; pricing Feb. 19
BARCLAYS BANK PLC
0% Buffered Super Track Notes due Feb. 22, 2013 linked to the price of gold; via Barclays Capital Inc.; pricing Feb. 19
0% Buffered Performance Leveraged Upside Securities due Feb. 27, 2012 linked to the iShares MSCI EAFE index fund; via Morgan Stanley Smith Barney LLC and Barclays Capital Inc.; pricing Feb. 22
9% reverse convertible notes due Feb. 25, 2011 linked to Abercrombie & Fitch Co. (Class A) stock; via Barclays Capital; pricing Feb. 23
9% reverse convertible notes due Feb. 25, 2011 linked to AES Corp. stock; via Barclays Capital; pricing Feb. 23
13.75% reverse convertible notes due Aug. 26, 2010 linked to AK Steel Holding Corp. stock; via Barclays Capital; pricing Feb. 23
11.5% reverse convertible notes due May 27, 2010 linked to AK Steel Holding Corp. stock; via Barclays Capital; pricing Feb. 23
12.5% reverse convertible notes due May 27, 2010 linked to Alcoa Inc. stock; via Barclays Capital; pricing Feb. 23
15.4% reverse convertible notes due May 27, 2010 linked to Alcoa Inc. stock; via Barclays Capital; pricing Feb. 23
11.3% reverse convertible notes due Aug. 26, 2010 linked to Alcoa Inc. stock; 75% trigger; via Barclays Capital; pricing Feb. 23
11.3% reverse convertible notes due Aug. 26, 2010 linked to Alcoa Inc. stock; 80% trigger; via Barclays Capital; pricing Feb. 23
10% reverse convertible notes due Feb. 25, 2011 linked to Alcoa Inc stock; via Barclays Capital; pricing Feb. 23
10% reverse convertible notes due Aug. 26, 2010 linked to Alcoa Inc. stock; via Barclays Capital; pricing Feb. 23
10.4% reverse convertible notes due Feb. 25, 2011 linked to Alcoa Inc stock; via Barclays Capital; pricing Feb. 23
10.75% reverse convertible notes due May 27, 2010 linked to Alpha Natural Resources, Inc. stock; via Barclays Capital; pricing Feb. 23
9% reverse convertible notes due Aug. 26, 2010 linked to American Eagle Outfitters, Inc. stock; via Barclays Capital; pricing Feb. 23
8% reverse convertible notes due Feb. 25, 2011 linked to Apple Inc. stock; via Barclays Capital; pricing Feb. 23
9% reverse convertible notes due Aug. 26, 2010 linked to Apollo Group, Inc. stock; via Barclays Capital; pricing Feb. 23
9% reverse convertible notes due Feb. 25, 2011 linked to Arch Coal, Inc. stock; via Barclays Capital; pricing Feb. 23
17.25% reverse convertible notes due May 27, 2010 linked to ATP Oil & Gas Corp. stock; via Barclays Capital; pricing Feb. 23
8.75% reverse convertible notes due Feb. 25, 2011 linked to Baker Hughes Inc. stock; via Barclays Capital; pricing Feb. 23
9% reverse convertible notes due Feb. 25, 2011 linked to Bank of America Corp. stock; via Barclays Capital; pricing Feb. 23
10% reverse convertible notes due Feb. 25, 2011 linked to Bank of America Corp. stock; via Barclays Capital; pricing Feb. 23
10.3% reverse convertible notes due Feb. 25, 2011 linked to Bank of America Corp. stock; via Barclays Capital; pricing Feb. 23
0% double short leverage securities due Feb. 28, 2011 linked to the Barclays Capital 30Y Treasury Futures index; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing Feb. 23
Non-principal protected notes due Feb. 25, 2011 based on the Barclays Capital 30Y Treasury Futures index; via Barclays Capital Inc.; pricing Feb. 23
0% double short leverage securities due Feb. 28, 2013 linked to the Barclays Capital 30Y Treasury Futures index; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing Feb. 23
8.25% reverse convertible notes due Feb. 25, 2011 linked to Barrick Gold Corp. stock; via Barclays Capital; pricing Feb. 23
0% buffered Super Track Digital notes due Aug. 26, 2011 based on the Brazilian real, the Australian dollar, the Norwegian krone and the Canadian dollar relative to the U.S. dollar; 10% trigger; via Barclays Capital Inc.; pricing Feb. 23
Zero-coupon principal-protected notes due Feb. 28, 2013 linked to the Brazilian real, the Russian ruble and the Indian rupee; via Barclays Capital Inc.; pricing Feb. 23
Zero-coupon 100% principal-protected notes due Feb. 28, 2013 linked to the Brazilian real, Russian ruble and Indian rupee; via Barclays Capital Inc.; pricing Feb. 23
10.25% reverse convertible notes due Aug. 26, 2010 linked to Bucyrus International, Inc. stock; via Barclays Capital; pricing Feb. 23
10% reverse convertible notes due Aug. 26, 2010 linked to Capital One Financial Corp. stock; via Barclays Capital; pricing Feb. 23
11.3% reverse convertible notes due May 27, 2010 linked to Capital One Financial Corp. stock; via Barclays Capital; pricing Feb. 23
13.9% reverse convertible notes due May 27, 2010 linked to Capital One Financial Corp. stock; via Barclays Capital; pricing Feb. 23
10.2% reverse convertible notes due Aug. 26, 2010 linked to Capital One Financial Corp. stock; via Barclays Capital; pricing Feb. 23
12.5% reverse convertible notes due Aug. 26, 2010 linked to Capital One Financial Corp. stock; via Barclays Capital; pricing Feb. 23
10% reverse convertible notes due Feb. 25, 2011 linked to Capital One Financial Corp. stock; via Barclays Capital; pricing Feb. 23
10.9% reverse convertible notes due Feb. 25, 2011 linked to Capital One Financial Corp. stock; via Barclays Capital; pricing Feb. 23
9% reverse convertible notes due Aug. 26, 2010 linked to Carpenter Technology Corp. stock; via Barclays Capital; pricing Feb. 23
11.6% reverse convertible notes due Aug. 26, 2010 linked to Carpenter Technology Corp. stock; via Barclays Capital; pricing Feb. 23
10% reverse convertible notes due Feb. 25, 2011 linked to Carpenter Technology Corp. stock; via Barclays Capital; pricing Feb. 23
10.8% reverse convertible notes due Feb. 25, 2011 linked to Carpenter Technology Corp. stock; via Barclays Capital; pricing Feb. 23
10.25% reverse convertible notes due Feb. 25, 2011 linked to CB Richard Ellis Group, Inc (Class A) stock; via Barclays Capital; pricing Feb. 23
10.75% reverse convertible notes due Feb. 25, 2011 linked to Cemex, S.A.B. De C.V. stock; via Barclays Capital; pricing Feb. 23
8% reverse convertible notes due Feb. 25, 2011 linked to Chesapeake Energy Corp. stock; via Barclays Capital; pricing Feb. 23
10% reverse convertible notes due Feb. 25, 2011 linked to Chicago Bridge & Iron Co. N.V. stock; via Barclays Capital; pricing Feb. 23
10.5% reverse convertible notes due Aug. 26, 2010 linked to Cliffs Natural Resources Inc. stock; via Barclays Capital; pricing Feb. 23
9% reverse convertible notes due Aug. 26, 2010 linked to Cogent, Inc. stock; via Barclays Capital; pricing Feb. 23
8.5% reverse convertible notes due Feb. 25, 2011 linked to Comerica Inc. stock; via Barclays Capital; pricing Feb. 23
8% reverse convertible notes due Aug. 26, 2010 linked to Community Health Systems, Inc. stock; via Barclays Capital; pricing Feb. 23
10.25% reverse convertible notes due Aug. 26, 2010 linked to Consol Energy Inc. stock; via Barclays Capital; pricing Feb. 23
0% SuperTrack notes due Aug. 26, 2011 based on the Consumer Staples Select Sector SPDR fund; via Barclays Capital Inc.; pricing Feb. 23
0% SuperTrack notes due Aug. 26, 2011 based on the Consumer Staples Select Sector SPDR fund; via Barclays Capital Inc.; pricing Feb. 23
14.25% reverse convertible notes due May 27, 2010 linked to Continental Airlines, Inc. (Class B) stock; via Barclays Capital; pricing Feb. 23
9.75% reverse convertible notes due Feb. 25, 2011 linked to Cree, Inc. stock; via Barclays Capital; pricing Feb. 23
12% reverse convertible notes due Aug. 26, 2010 linked to Delta Airlines, Inc. stock; via Barclays Capital; pricing Feb. 23
9.5% reverse convertible notes due Aug. 26, 2010 linked to Diana Shipping Inc. stock; via Barclays Capital; pricing Feb. 23
10% reverse convertible notes due Aug. 26, 2010 linked to Discover Financial Services stock; via Barclays Capital; pricing Feb. 23
8% reverse convertible notes due Feb. 25, 2011 linked to Dow Chemical Co. stock; via Barclays Capital; pricing Feb. 23
0% return optimization securities with contingent protection due Feb. 28, 2013 linked to the Dow Jones - UBS Commodity index; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing Feb. 23
0% performance securities with contingent protection due Feb. 27, 2015 linked to the Dow Jones - UBS Commodity index; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing Feb. 23
Callable point-to-point notes due Feb. 29, 2016 based on the Dow Jones Industrial Average; via Barclays Capital Inc.; pricing Feb. 23
15.75% reverse convertible notes due Aug. 26, 2010 linked to DryShips Inc. stock; via Barclays Capital; pricing Feb. 23
15.5% reverse convertible notes due May 27, 2010 linked to DryShips Inc. stock; via Barclays Capital; pricing Feb. 23
Zero-coupon Super Track Notes due March 28, 2011 linked to the Energy Select Sector SPDR fund with maximum return of 22.1%; via Barclays Capital Inc.; pricing Feb. 23
Zero-coupon Super Track Notes due March 28, 2011 linked to the Energy Select Sector SPDR fund with maximum return of 18.2%; via Barclays Capital Inc.; pricing Feb. 23
10.25% reverse convertible notes due Aug. 26, 2010 linked to Fifth Third Bancorp stock; via Barclays Capital; pricing Feb. 23
Zero-coupon Super Track Notes due March 28, 2011 linked to the Financial Select Sector SPDR fund with maximum return of 19.9%; via Barclays Capital Inc.; pricing Feb. 23
Zero-coupon Super Track Notes due March 28, 2011 linked to the Financial Select Sector SPDR fund with maximum return of 22.4%; via Barclays Capital Inc.; pricing Feb. 23
10.25% reverse convertible notes due Feb. 25, 2011 linked to First Solar, Inc. stock; via Barclays Capital; pricing Feb. 23
8.5% reverse convertible notes due Feb. 25, 2011 linked to Flowserve Corp. stock; via Barclays Capital; pricing Feb. 23
10% reverse convertible notes due May 27, 2010 linked to Ford Motor Co. stock; via Barclays Capital; pricing Feb. 23
12.1% reverse convertible notes due May 27, 2010 linked to Ford Motor Co. stock; via Barclays Capital; pricing Feb. 23
10% reverse convertible notes due Aug. 26, 2010 linked to Ford Motor Co. stock; via Barclays Capital; pricing Feb. 23
10.1% reverse convertible notes due Aug. 26, 2010 linked to Ford Motor Co. stock; via Barclays Capital; pricing Feb. 23
10% reverse convertible notes due Feb. 25, 2011 linked to Ford Motor Co. stock; via Barclays Capital; pricing Feb. 23
11% reverse convertible notes due Feb. 25, 2011 linked to Ford Motor Co. stock; via Barclays Capital; pricing Feb. 23
9% reverse convertible notes due Aug. 26, 2010 linked to Ford Motor Co. stock; via Barclays Capital; pricing Feb. 23
11% reverse convertible notes due May 27, 2010 linked to Forest Oil Corp. stock; via Barclays Capital; pricing Feb. 23
12.25% reverse convertible notes due May 27, 2010 linked to Freeport-McMoRan Copper & Gold Inc. stock; via Barclays Capital; pricing Feb. 23
10% reverse convertible notes due Aug. 26, 2010 linked to Garmin Ltd. stock; via Barclays Capital; pricing Feb. 23
10.5% reverse convertible notes due Aug. 26, 2010 linked to Genworth Financial, Inc. (Class A) stock; via Barclays Capital; pricing Feb. 23
0.5%-1% 100% principal-protected knock-out notes due Feb. 28, 2013 linked to the price of gold; via Barclays Capital Inc.; pricing Feb. 23
10.25% reverse convertible notes due Aug. 26, 2010 linked to Goodyear Tire & Rubber Co. stock; via Barclays Capital; pricing Feb. 23
10% reverse convertible notes due Aug. 26, 2010 linked to Green Mountain Coffee Roasters, Inc. stock; via Barclays Capital; pricing Feb. 23
10% reverse convertible notes due Aug. 26, 2010 linked to Hartford Financial Services Group, Inc. stock; via Barclays Capital; pricing Feb. 23
0% SuperTrack notes due Aug. 26, 2011 based on the Health Care Select Sector SPDR fund; via Barclays Capital Inc.; pricing Feb. 23
0% SuperTrack notes due Aug. 26, 2011 based on the Health Care Select Sector SPDR fund; via Barclays Capital Inc.; pricing Feb. 23
11.5% reverse convertible notes due Aug. 26, 2010 linked to Iamgold Corp. stock; via Barclays Capital; pricing Feb. 23
0% SuperTrack notes due Aug. 26, 2011 based on the Industrial Select Sector SPDR fund; via Barclays Capital Inc.; pricing Feb. 23
0% SuperTrack notes due Aug. 26, 2011 based on the Industrial Select Sector SPDR fund; via Barclays Capital Inc.; pricing Feb. 23
20% reverse convertible notes due Aug. 26, 2010 linked to InterOil Corp. stock; via Barclays Capital; pricing Feb. 23
20% reverse convertible notes due May 27, 2010 linked to InterOil Corp. stock; via Barclays Capital; pricing Feb. 23
10.5% reverse convertible notes due Aug. 26, 2010 linked to Interpublic Group of Cos., Inc. stock; via Barclays Capital; pricing Feb. 23
Zero-coupon buffered Super Track Notes due Aug. 26, 2011 linked to the iShares Dow Jones U.S. Real Estate index fund with maximum return of 25.1%; via Barclays Capital Inc.; pricing Feb. 23
Zero-coupon buffered Super Track Notes due Aug. 26, 2011 linked to the iShares Dow Jones U.S. Real Estate index fund with maximum return of 21.5%; via Barclays Capital Inc.; pricing Feb. 23
Zero-coupon buffered Super Track Notes due Aug. 26, 2011 linked to the iShares MSCI EAFE index fund; via Barclays Capital Inc.; pricing Feb. 23
Zero-coupon Super Track Notes due March 28, 2011 linked to the iShares MSCI EAFE index fund with maximum return of 14.8%; via Barclays Capital Inc.; pricing Feb. 23
0% SuperTrack notes due Aug. 26, 2011 based on the iShares MSCI EAFE index fund; via Barclays Capital Inc.; pricing Feb. 23
Zero-coupon Super Track Notes due March 28, 2011 linked to the iShares MSCI EAFE index fund with maximum return of 18.2%; via Barclays Capital Inc.; pricing Feb. 23
Zero-coupon buffered Super Track Notes due Aug. 26, 2011 linked to the iShares MSCI Emerging Markets index fund; via Barclays Capital Inc.; pricing Feb. 23
Zero-coupon Super Track Notes due March 28, 2011 linked to the iShares MSCI Emerging Markets index fund; via Barclays Capital Inc.; pricing Feb. 23
0% SuperTrack notes due Aug. 26, 2011 based on the iShares MSCI Emerging Markets index fund; via Barclays Capital Inc.; pricing Feb. 23
12.25% reverse convertible notes due Aug. 26, 2010 linked to Joy Global Inc. stock; via Barclays Capital; pricing Feb. 23
11.25% reverse convertible notes due Aug. 26, 2010 linked to KeyCorp stock; via Barclays Capital; pricing Feb. 23
9% reverse convertible notes due Feb. 25, 2011 linked to Kinross Gold Corp. stock; via Barclays Capital; pricing Feb. 23
14.25% reverse convertible notes due Aug. 26, 2010 linked to Las Vegas Sands Corp. stock; via Barclays Capital; pricing Feb. 23
9% reverse convertible notes due Feb. 25, 2011 linked to Lexmark International, Inc. (Class A) stock; via Barclays Capital; pricing Feb. 23
9% reverse convertible notes due Feb. 25, 2011 linked to Lincoln National Corp. stock; via Barclays Capital; pricing Feb. 23
9% reverse convertible notes due Feb. 25, 2011 linked to Macy's, Inc. stock; via Barclays Capital; pricing Feb. 23
13.25% reverse convertible notes due May 27, 2010 linked to Mariner Energy, Inc. stock; via Barclays Capital; pricing Feb. 23
10.25% reverse convertible notes due Aug. 26, 2010 linked to Marvell Technology Group Ltd. stock; via Barclays Capital; pricing Feb. 23
9.5% reverse convertible notes due Feb. 25, 2011 linked to Masco Corp. stock; via Barclays Capital; pricing Feb. 23
11.25% reverse convertible notes due May 27, 2010 linked to Massey Energy Co. stock; via Barclays Capital; pricing Feb. 23
20% reverse convertible notes due May 27, 2010 linked to MGM Mirage stock; via Barclays Capital; pricing Feb. 23
9% reverse convertible notes due Feb. 25, 2011 linked to Morgan Stanley stock; via Barclays Capital; pricing Feb. 23
9.75% reverse convertible notes due Aug. 26, 2010 linked to Mosaic Co. stock; via Barclays Capital; pricing Feb. 23
9% reverse convertible notes due Aug. 26, 2010 linked to Motorola, Inc. stock; via Barclays Capital; pricing Feb. 23
11.1% reverse convertible notes due Aug. 26, 2010 linked to Motorola, Inc. stock; via Barclays Capital; pricing Feb. 23
10% reverse convertible notes due Feb. 25, 2011 linked to Motorola, Inc. stock; via Barclays Capital; pricing Feb. 23
9% reverse convertible notes due Feb. 25, 2011 linked to Nabors Industries Ltd, stock; via Barclays Capital; pricing Feb. 23
9% reverse convertible notes due May 27, 2010 linked to Navistar International Corp. stock; via Barclays Capital; pricing Feb. 23
9% reverse convertible notes due Feb. 25, 2011 linked to Netflix, Inc. stock; via Barclays Capital; pricing Feb. 23
Zero-coupon 80% principal-protected notes due Feb. 28, 2012 linked to the New Taiwan dollar, Indonesian rupiah, Indian rupee, Singapore dollar, Korean won, U.S. dollar, euro and Japanese yen; via Barclays Capital Inc.; pricing Feb. 23
8.5% reverse convertible notes due Feb. 25, 2011 linked to Newmont Mining Corp. stock; via Barclays Capital; pricing Feb. 23
8.5% reverse convertible notes due Feb. 25, 2011 linked to Noble Corp. stock; via Barclays Capital; pricing Feb. 23
9% reverse convertible notes due Feb. 25, 2011 linked to Nucor Corp. stock; via Barclays Capital; pricing Feb. 23
12.25% reverse convertible notes due Aug. 26, 2010 linked to Office Depot, Inc. stock; via Barclays Capital; pricing Feb. 23
20% reverse convertible notes due May 27, 2010 linked to Palm, Inc. stock; via Barclays Capital; pricing Feb. 23
18.5% reverse convertible notes due May 27, 2010 linked to Patriot Coal Corp. stock; via Barclays Capital; pricing Feb. 23
11.5% reverse convertible notes due Feb. 25, 2011 linked to Peabody Energy Corp. stock; via Barclays Capital; pricing Feb. 23
9% reverse convertible notes due Feb. 25, 2011 linked to Pioneer Natural Resources Co. stock; via Barclays Capital; pricing Feb. 23
9.5% reverse convertible notes due Aug. 26, 2010 linked to Potash Corp. of Saskatchewan Inc. stock; via Barclays Capital; pricing Feb. 23
15% reverse convertible notes due Aug. 26, 2010 linked to Rambus Inc. stock; via Barclays Capital; pricing Feb. 23
12% reverse convertible notes due Aug. 26, 2010 linked to Regions Financial Corp. stock; via Barclays Capital; pricing Feb. 23
9.5% reverse convertible notes due Feb. 25, 2011 linked to Research In Motion Ltd. stock; via Barclays Capital; pricing Feb. 23
9.5% reverse convertible notes due Feb. 25, 2011 linked to Rowan Cos., Inc. stock; via Barclays Capital; pricing Feb. 23
0% autocallable index knock-out buffer notes due Nov. 30, 2010 linked to the Russell 2000 index; via Barclays Capital Inc.; pricing Feb. 23
0% Super Track Notes due Aug. 31, 2011 based on the Russell 2000 index; via Barclays Capital Inc.; pricing Feb. 23
0% Super Track Notes due Aug. 31, 2011 based on the S&P 500 index; via Barclays Capital Inc.; pricing Feb. 23
0% Buffered Super Digital Track Notes due Feb. 28, 2012 based on the S&P 500 index; via Barclays Capital Inc.; pricing Feb. 23
0% return optimization securities with contingent protection due Feb. 28, 2013 linked to the S&P 500 index; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing Feb. 23
Zero-coupon 100% principal-protected notes due Feb. 29, 2016 linked to the S&P 500 index; via Barclays Capital Inc.; pricing Feb. 23
0% performance securities with contingent protection due Feb. 27, 2015 linked to the S&P 500 index; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing Feb. 23
Zero-coupon 100% principal-protected notes due Feb. 29, 2016 linked to the S&P 500, Dow Jones Euro Stoxx 50 and Nikkei 225 indexes with 45%-60% cap; pricing Feb. 23
Zero-coupon 100% principal-protected notes due Feb. 29, 2016 linked to the S&P 500, Dow Jones Euro Stoxx 50 and Nikkei 225 indexes with 51%-60% cap; pricing Feb. 23
Zero-coupon 100% principal-protected notes due Feb. 29, 2016 linked to the S&P BRIC 40 index; via Barclays Capital Inc.; pricing Feb. 23
10% reverse convertible notes due Aug. 26, 2010 linked to salesforce.com, inc. stock; via Barclays Capital; pricing Feb. 23
11% reverse convertible notes due May 27, 2010 linked to SanDisk Corp. stock; via Barclays Capital; pricing Feb. 23
10.25% reverse convertible notes due Aug. 26, 2010 linked to Seagate Technology stock; via Barclays Capital; pricing Feb. 23
10% reverse convertible notes due Aug. 26, 2010 linked to Seagate Technology stock; via Barclays Capital; pricing Feb. 23
12% reverse convertible notes due Aug. 26, 2010 linked to Seagate Technology stock; via Barclays Capital; pricing Feb. 23
10% reverse convertible notes due Feb. 25, 2011 linked to Seagate Technology stock; via Barclays Capital; pricing Feb. 23
11.3% reverse convertible notes due Feb. 25, 2011 linked to Seagate Technology stock; via Barclays Capital; pricing Feb. 23
10.25% reverse convertible notes due Feb. 25, 2011 linked to Silver Wheaton Corp. stock; via Barclays Capital; pricing Feb. 23
10% reverse convertible notes due Feb. 25, 2011 linked to Smithfield Foods, Inc. stock; via Barclays Capital; pricing Feb. 23
9% reverse convertible notes due Aug. 26, 2010 linked to Smith International, Inc. stock; via Barclays Capital; pricing Feb. 23
10% reverse convertible notes due Aug. 26, 2010 linked to SolarWinds, Inc. stock; via Barclays Capital; pricing Feb. 23
9% reverse convertible notes due Aug. 26, 2010 linked to Southern Copper Corp. stock; via Barclays Capital; pricing Feb. 23
8.5% reverse convertible notes due Aug. 26, 2010 linked to Southwestern Energy Co. stock; via Barclays Capital; pricing Feb. 23
9% reverse convertible notes due Feb. 25, 2011 linked to Starwood Hotels & Resorts Worldwide, Inc. stock; via Barclays Capital; pricing Feb. 23
10% reverse convertible notes due Feb. 25, 2011 linked to Steel Dynamics, Inc. stock; via Barclays Capital; pricing Feb. 23
15.4% reverse convertible notes due May 27, 2010 linked to Stillwater Mining Co. stock; via Barclays Capital; pricing Feb. 23
20% reverse convertible notes due May 27, 2010 linked to Stillwater Mining Co. stock; via Barclays Capital; pricing Feb. 23
17.5% reverse convertible notes due Aug. 26, 2010 linked to Stillwater Mining Co. stock; via Barclays Capital; pricing Feb. 23
18.8% reverse convertible notes due Aug. 26, 2010 linked to Stillwater Mining Co. stock; via Barclays Capital; pricing Feb. 23
16.5% reverse convertible notes due Feb. 25, 2011 linked to Stillwater Mining Co. stock; via Barclays Capital; pricing Feb. 23
18.3% reverse convertible notes due Feb. 25, 2011 linked to Stillwater Mining Co. stock; via Barclays Capital; pricing Feb. 23
12.75% reverse convertible notes due May 27, 2010 linked to SunPower Corp. (Class A) stock; via Barclays Capital; pricing Feb. 23
14.75% reverse convertible notes due May 27, 2010 linked to Suntech Power Holdings Co., Ltd. (Adr) stock; via Barclays Capital; pricing Feb. 23
11.7% reverse convertible notes due May 27, 2010 linked to SunTrust Banks, Inc. stock; via Barclays Capital; pricing Feb. 23
14.2% reverse convertible notes due May 27, 2010 linked to SunTrust Banks, Inc. stock; via Barclays Capital; pricing Feb. 23
10.5% reverse convertible notes due Aug. 26, 2010 linked to SunTrust Banks, Inc. stock; via Barclays Capital; pricing Feb. 23
12.7% reverse convertible notes due Aug. 26, 2010 linked to SunTrust Banks, Inc. stock; via Barclays Capital; pricing Feb. 23
10% reverse convertible notes due Feb. 25, 2011 linked to SunTrust Banks, Inc. stock; via Barclays Capital; pricing Feb. 23
11.3% reverse convertible notes due Feb. 25, 2011 linked to SunTrust Banks, Inc. stock; via Barclays Capital; pricing Feb. 23
8.5% reverse convertible notes due Aug. 26, 2010 linked to Superior Energy Services, Inc. stock; via Barclays Capital; pricing Feb. 23
10.25% reverse convertible notes due Aug. 26, 2010 linked to SunTrust Banks, Inc. stock; via Barclays Capital; pricing Feb. 23
10% reverse convertible notes due Feb. 25, 2011 linked to Terex Corp. stock; via Barclays Capital; pricing Feb. 23
10.25% reverse convertible notes due Feb. 25, 2011 linked to Tesoro Corp. stock; via Barclays Capital; pricing Feb. 23
9% reverse convertible notes due Aug. 26, 2010 linked to Textron Inc. stock; via Barclays Capital; pricing Feb. 23
12.5% reverse convertible notes due Aug. 26, 2010 linked to Titanium Metals Corp. stock; via Barclays Capital; pricing Feb. 23
16.5% reverse convertible notes due Aug. 26, 2010 linked to Trina Solar Ltd. (ADR) stock; via Barclays Capital; pricing Feb. 23
12.5% reverse convertible notes due May 27, 2010 linked to TRW Automotive Holdings Corp. stock; via Barclays Capital; pricing Feb. 23
20% reverse convertible notes due Aug. 26, 2010 linked to UAL Corp. stock; via Barclays Capital; pricing Feb. 23
8.5% reverse convertible notes due Feb. 25, 2011 linked to Urban Outfitters, Inc. stock; via Barclays Capital; pricing Feb. 23
10.75% reverse convertible notes due Aug. 26, 2010 linked to United States Steel Corp. stock; via Barclays Capital; pricing Feb. 23
8.5% reverse convertible notes due Feb. 25, 2011 linked to Valero Energy Corp. stock; via Barclays Capital; pricing Feb. 23
10.25% reverse convertible notes due Feb. 25, 2011 linked to Vertex Pharmaceuticals Inc. stock; via Barclays Capital; pricing Feb. 23
11% reverse convertible notes due May 27, 2010 linked to Walter Energy, Inc. stock; via Barclays Capital; pricing Feb. 23
10% reverse convertible notes due Aug. 26, 2010 linked to Weatherford International Ltd. stock; via Barclays Capital; pricing Feb. 23
10% reverse convertible notes due May 27, 2010 linked to Whole Foods Market, Inc. stock; via Barclays Capital; pricing Feb. 23
10.75% reverse convertible notes due Feb. 25, 2011 linked to Yamana Gold, Inc. stock; via Barclays Capital; pricing Feb. 23
12% reverse convertible notes due Aug. 26, 2010 linked to Zions Bancorporation stock; via Barclays Capital; pricing Feb. 23
0% Performance Leveraged Upside Securities due Aug. 29, 2011 linked to the S&P BRIC 40 index, SPDR S&P Dividend exchange-traded fund, Vanguard REIT ETF, Dow Jones - UBS Commodity index, Energy Select Sector SPDR fund, PowerShares Water Resources Portfolio, iShares MSCI Australia index fund, iShares MSCI Canada index fund, dollar/Japanese yen exchange rate and dollar/euro exchange rate; via Morgan Stanley Smith Barney LLC and Barclays Capital Inc.; pricing in February
Zero-coupon buffered SuperTrack Notes due March 7, 2013 linked to the Dow Jones-UBS Commodity index; via Barclays Capital Inc.; pricing March 3
0% buffered iSuperTrack Notes due March 7, 2013 linked to the iShares Dow Jones U.S. Real Estate index fund; via Barclays Capital Inc.; pricing March 3
0% Super Track Notes due March 7, 2013 linked to the S&P 500 Dynamic Veqtor Excess Return index; via Barclays Capital Inc.; pricing March 3
0% double short leverage securities due April 1, 2011 linked to the Barclays Capital 30Y Treasury Futures index; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing March 26
0% double short leverage securities due March 28, 2013 linked to the Barclays Capital 30Y Treasury Futures index; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing March 26
CITIBANK, NA
Callable leveraged market-linked certificates of deposit due 2025 linked to the 30-year and two-year Constant Maturity Swap rates; via Citigroup Global Markets Inc. and Advisors Asset Management, Inc. as distributor; pricing in February
CITIGROUP FUNDING, INC.
Contingent coupon principal-protected ProNotes due Feb. 26, 2015 based on Alcoa Inc., AT&T Inc., American Express Co., E.I. Du Pont De Nemours and Co., General Electric Co., JPMorgan Chase & Co., Johnson & Johnson, Merck & Co., Inc., Exxon Mobil Corp. and Verizon Communications Inc.; via Credit Suisse Securities (USA) LLC; pricing Feb. 23
9%-11% callable yield notes due Feb. 28, 2011 based on the S&P 500 index and Market Vectors Gold Miners exchange-traded fund; 65% trigger; via Credit Suisse Securities (USA) LLC; pricing Feb. 23
Contingent coupon principal-protected ProNotes due Feb. 28, 2013 based on Alcoa Inc., AT&T Inc., American Express Co., E.I. Du Pont De Nemours and Co., General Electric Co., JPMorgan Chase & Co., Johnson & Johnson, Merck & Co., Inc., Exxon Mobil Corp. and Verizon Communications Inc.; via Credit Suisse Securities (USA) LLC; pricing Feb. 25
Contingent coupon principal-protected ProNotes due Feb. 28, 2013 based on Arch Coal, Inc., Caterpillar, Inc., Chevron Corp., Exxon Mobil Corp., Freeport-McMoRan Copper & Gold Inc., Monsanto Co., Newmont Mining Corp., Potash Corp. of Saskatchewan Inc., Schlumberger NV (Schlumberger Ltd.) and United States Steel Corp.; via Credit Suisse Securities (USA) LLC; pricing Feb. 25
8%-11% 13-month Equity LinKed Securities due 2011 based on Alcoa Inc. shares; 75% trigger; via Citigroup Global Markets Inc.; pricing in February
8%-10% annualized Equity LinKed Securities due Aug. 25, 2010 linked to the common stock of Chesapeake Energy Corp.; via Citigroup Global Markets Inc.; pricing in February
0% Index Leading Stockmarket Return Securities due Feb. 26, 2013 linked to the Dow Jones Industrial Average; via Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC; pricing in February
0% Performance Leveraged Upside Securities due Feb. 27, 2012 linked to the euro, Japanese yen and British pound; via Citigroup Global Markets Inc.; pricing in February
2% minimum coupon principal-protected notes due 2015 based on the price of gold; pricing in February
0% buffered Performance Leveraged Upside Securities due Feb. 27, 2012 linked to the iShares MSCI Emerging Markets index fund; via Citigroup Global Markets Inc.; pricing in February
Buffered Performance Leveraged Upside Securities due Feb. 27, 2012 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing in February
0% principal-protected notes due Aug. 26, 2015 linked to the S&P 500 index; pricing in February
CREDIT SUISSE, NASSAU BRANCH
0% Accelerated Return Equity Securities due Aug. 21, 2013 based on the performance of the Credit Suisse FX Factor US Dollar Excess Return index; via Credit Suisse Securities (USA) LLC; pricing Feb. 19
0% enhanced participation securities due Feb. 26, 2014 linked to the Credit Suisse Long/Short Liquid Index (Excess Net); via Credit Suisse Securities (USA) LLC; pricing Feb. 19
Zero-coupon 90% principal-protected ProNotes due May 29, 2012 linked to Australian dollar, Brazilian real, Canadian dollar and Norwegian krone; via Credit Suisse Securities (USA) LLC; pricing Feb. 22
8%-10% callable yield notes due Aug. 26, 2010 linked to the iShares MSCI Emerging Markets index fund, Russell 2000 index and S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 23
9.5%-12% callable yield notes due Feb. 28, 2011 linked to the iShares MSCI Emerging Markets index fund, Russell 2000 index and S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 23
Zero-coupon principal-protected ProNotes due Aug. 27, 2015 linked to S&P 500, Dow Jones Euro Stoxx 50 and the Nikkei 225 indexes; via Credit Suisse Securities (USA) LLC; pricing Feb. 23
Zero-coupon principal-protected ProNotes due Aug. 27, 2015 linked to the S&P 500 index, iShares Barclays 20+ Year Treasury Bond fund, iShares MSCI EAFE index fund, SPDR Gold trust and iShares MSCI Emerging Markets index fund; via Credit Suisse Securities (USA) LLC; pricing Feb. 23
7%-9% callable yield notes due Feb. 28, 2011 based on the S&P 500 index and Russell 2000 index; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing Feb. 23
11.5%-14% callable yield notes due March 2, 2011 linked to the iShares MSCI Emerging Markets index fund, Russell 2000 index and S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 25
9%-11% callable yield notes due March 2, 2011 linked to the S&P 500 index and Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Feb. 25
Zero-coupon principal-protected ProNotes due March 3, 2015 linked to the S&P 500 index, iShares Barclays 20+ Year Treasury Bond fund, iShares MSCI EAFE index fund, SPDR Gold trust and iShares MSCI Emerging Markets index fund; via Credit Suisse Securities (USA) LLC; pricing Feb. 25
8%-10.5% callable yield notes due March 2, 2011 based on the S&P 500 index and Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Feb. 25
8%-10% callable yield notes due Aug. 30, 2010 based on the S&P 500 index and Russell 2000 index; 80% trigger; via Credit Suisse Securities (USA) LLC; pricing Feb. 25
Zero-coupon bull/bear principal-protected ProNotes due March 3, 2015 based on S&P 500 index and iShares Barclays 20+ Year Treasury Bond fund; via Credit Suisse Securities (USA) LLC; pricing Feb. 25
Zero-coupon bull/bear principal-protected ProNotes due Aug. 27, 2015 based on S&P 500 index and iShares Barclays 20+ Year Treasury Bond fund; via Credit Suisse Securities (USA) LLC; pricing Feb. 25
DEUTSCHE BANK AG, LONDON BRANCH
0% market contribution securities due Aug. 23, 2011 linked to the Deutsche Bank Liquid Alpha USD 5 Total Return index; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Feb. 18
0% five-year market contribution securities due Feb. 23, 2015 linked to the Deutsche Bank Liquid Alpha USD 5 Total Return index; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Feb. 18
0% buffered return enhanced notes due March 4, 2011 linked to the Brazilian real, Turkish lira, Indonesian rupiah, dollar and Japanese yen; via JPMorgan Chase Bank, NA and J.P. Morgan Securities Inc.; pricing Feb. 19
0% capped Buffered Underlying Securities due Feb. 29, 2012 based on the iShares MSCI Emerging Markets index fund; 85% trigger; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Feb. 23
0% autocallable securities due Feb. 28, 2013, linked to the S&P 500 index; pricing Feb. 23
0% S&P plus tracker notes due March 28, 2011 linked to the S&P 500 Total Return index and Deutsche Bank Equity Mean Reversion Alpha index; via Deutsche Bank Securities Inc.; pricing Feb. 23
0% market contribution securities due March 11, 2013 linked to the Deutsche Bank Liquid Commodity Index - Mean Reversion Plus Total Return; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing March 5
EKSPORTFINANS ASA
0% enhanced growth securities with leveraged upside and buffered downside due March 5, 2012 linked to the iShares MSCI EAFE index fund; via Wells Fargo Securities, LLC; pricing in February
0% enhanced growth securities with contingent downside protection and capped upside due March 5, 2012 linked to Pfizer, Inc. common stock; via Wells Fargo Securities, LLC; pricing in February
9.5%-10.5% annualized enhanced yield securities with contingent downside protection due May 20, 2010 based on Caterpillar Inc. shares; 80% trigger; via Wells Fargo Securities, LLC
11%-12% annualized enhanced yield securities with contingent downside protection due May 20, 2010 based on Genworth Financial Inc. shares; 75% trigger; via Wells Fargo Securities, LLC
9%-10% annualized enhanced yield securities with contingent downside protection due May 20, 2010 based on Goldman Sachs Group, Inc. shares; 80% trigger; via Wells Fargo Securities, LLC
8%-9% enhanced yield securities due April 26, 2010 linked to the Market Vectors Gold Miners exchange-traded fund; via Wells Fargo Securities, LLC
24- to 28-month 0% equity index-linked notes tied to the MSCI EAFE index; via Goldman, Sachs & Co.
10.5%-11.5% annualized enhanced yield securities with contingent downside protection due May 20, 2010 based on Peabody Energy Corp. shares; 75% trigger; via Wells Fargo Securities, LLC
8%-9% annualized enhanced yield securities with contingent downside protection due May 20, 2010 based on Petrσleo Brasileiro SA shares; 80% trigger; via Wells Fargo Securities, LLC
GOLDMAN SACHS BANK NA
Five- to 51/2-year 0% equity index basket-linked deposit notes based on the performance of Dow Jones Industrial Average and the Dow Jones Euro Stoxx 50 index; via Goldman, Sachs & Co. and Incapital LLC
GOLDMAN SACHS GROUP, INC.
0% index-linked trigger notes due Aug. 25, 2011 linked to the S&P 500 index; via Goldman, Sachs & Co. and J.P. Morgan Securities Inc.; pricing Feb. 19
15-year non-call one-year callable CMS spread notes; via Goldman, Sachs & Co.
15-year callable range accrual notes linked to six-month Libor; via Goldman, Sachs & Co.
18-month 0% leveraged buffered index-linked notes due Sept. 26, 2011 based on the S&P 500 index; 88% trigger; via Goldman, Sachs & Co.
0% trigger notes due Aug. 18, 2011 based on the S&P 500 index; 80% trigger; via J.P. Morgan Securities Inc.
18- to 20-month 0% leveraged buffered index-linked notes based on the S&P 500 index; 85% trigger; via Goldman, Sachs & Co.
18- to 20-month 0% leveraged buffered index-linked notes based on the S&P 500 index; 90% trigger; via Goldman, Sachs & Co.
28- to 30-month 0% equity index-linked notes tied to the S&P 500 index; via Goldman, Sachs & Co.
36- to 42-month 0% leveraged equity index-linked notes linked to the S&P 500 index; via Goldman, Sachs & Co.
Five-year 0% autocallable index-linked notes tied to the S&P 500 index; via Goldman, Sachs & Co.
24- to 26-month 0% commodity index-linked notes tied to the S&P GSCI Enhanced Commodity Index Excess Return; via Goldman, Sachs & Co.
HAMPSHIRE FIRST BANK
Annual income opportunity certificates of deposit due Feb. 23, 2015 linked to the common stocks of AT&T Inc., Bank of America Corp., Bristol-Myers Squibb Co., Newmont Mining Corp., Potash Corp. of Saskatchewan, Inc., Research In Motion Ltd., Schlumberger Ltd., Southern Co., Tiffany & Co., Waste Management Inc., WellPoint Inc. and Yahoo! Inc.; via distributor Advisors Asset Management, Inc.; pricing Feb. 23
HARRIS NA
Principal-protected certificates of deposit due Feb. 26, 2015 linked to the S&P 500 index; via Incapital LLC; pricing Feb. 23
Callable principal-protected certificates of deposit due Feb. 26, 2015 based on the S&P 500 index; via InCapital LLC; pricing Feb. 23
HSBC BANK USA, NA
0% certificates of deposit with minimum return due Feb. 23, 2016 linked to the Dow Jones Industrial Average; via HSBC Securities (USA) Inc.; pricing Feb. 18
0% certificates of deposit with minimum return due Feb. 23, 2015 linked to the Dow Jones Industrial Average; via HSBC Securities (USA) Inc.; pricing Feb. 18
0% sector selector certificates of deposit with minimum return due Feb. 24, 2016 linked to the iShares MSCI Emerging Markets index fund, Market Vectors Gold Miners exchange-traded fund, Oil Service Holdrs trust, Financial Select Sector SPDR fund, iShares Dow Jones U.S. Real Estate index fund and Technology Select Sector SPDR fund; via HSBC Securities (USA) Inc.; pricing Feb. 19
0% absolute return certificates of deposit due Dec. 22, 2011 based on the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Feb. 19
0% absolute return certificates of deposit due June 22, 2012 based on the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Feb. 19
Contingent annual income certificates of deposit due Feb. 25, 2016 linked to the stocks of American Electric Power Inc., Applied Materials Inc., AT&T Inc., Bank of America Corp., Bank of New York Mellon Corp., Bristol-Myers Squibb Co., ConocoPhillips, Emerson Electric Co., Exelon Corp., Freeport-McMoran Copper & Gold Inc., H.J. Heinz Co., Honeywell International, Intel Corp., Johnson Controls Inc., Kroger Co., Nucor Corp., Merck & Co., Time Warner Inc., Valero Energy Corp. and Verizon Communications Inc.; via HSBC Securities (USA) Inc. and distributor Morgan Stanley Smith Barney; pricing Feb. 22
Annual income opportunity certificates of deposit due Feb. 25, 2016 linked to the stocks of Archer-Daniels-Midland Co., Barrick Gold Corp., Cameco Corp., El Paso Corp., Freeport-McMoRan Copper & Gold Inc., International Paper Co., Mosaic Co., Schlumberger Ltd., Transocean Ltd. and Weyerhaeuser Co.; via HSBC Securities (USA) Inc.; pricing Feb. 22
Annual income opportunity certificates of deposit due Feb. 25, 2016 linked to Baidu, Canon, Chunghwa Telecom, Cnooc, Icici Bank, LG Display, NTT, SK Telecom, Tata Motors and Toyota Motors; via HSBC Securities (USA) Inc.; pricing Feb. 22
Barrier multi-coupon opportunity certificates of deposit due Feb. 27, 2013 linked to the Market Vectors Gold Miners exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Feb. 22
Barrier multi-coupon opportunity certificates of deposit due Feb. 27, 2014 linked to the Market Vectors Gold Miners exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Feb. 22
Annual income opportunity series 6 certificates of deposit with an auto cap feature due Feb. 26, 2016 linked to Amazon.com, Inc., Archer-Daniels-Midland Co., Bank of America Corp., Berkshire Hathaway Inc. (class B shares), Exelon Corp., First Solar, Inc., Gilead Sciences, Inc., Motorola, Inc. Newmont Mining Corp., Pfizer Inc., Verizon Communications Inc. and Waste Management, Inc.; via HSBC Securities (USA) Inc.; pricing Feb. 23
Annual income opportunity series 5 certificates of deposit with an auto cap feature due Feb. 26, 2013 linked to AstraZeneca plc, Barrick Gold Corp., Cameco Corp., China Life Insurance Co., Ltd., Honda Motor Co., Ltd., Kraft Foods Inc., Research in Motion, SAP AG, Sony Corp., Starbucks Corp., Teva Pharmaceutical Industries Ltd. and Vodafone Group plc; via HSBC Securities (USA) Inc.; pricing Feb. 23
Annual income opportunity series 5 certificates of deposit with an auto cap feature due Feb. 26, 2016 linked to AstraZeneca plc, Barrick Gold Corp., Cameco Corp., China Life Insurance Co., Ltd., Honda Motor Co., Ltd., Kraft Foods Inc., Research in Motion, SAP AG, Sony Corp., Starbucks Corp., Teva Pharmaceutical Industries Ltd. and Vodafone Group plc; via HSBC Securities (USA) Inc.; pricing Feb. 23
HSBC USA INC.
0% Buffered Accelerated Market Participation Securities due May 24, 2011 based on the iShares Dow Jones U.S. Real Estate index fund; 90% trigger; via HSBC Securities (USA) Inc.; pricing Feb. 19
0% Buffered Accelerated Market Participation Securities due Aug. 24, 2011 linked to the iShares Dow Jones U.S. Real Estate index fund; via HSBC Securities (USA) Inc.; pricing Feb. 19
8%-11% callable yield notes due Feb. 28, 2011 based on the performance of the iShares MSCI EAFE index fund and iShares MSCI Emerging Markets index fund; 70% trigger; via HSBC Securities (USA) Inc.; pricing Feb. 19
0% Accelerated Market Participation Securities due March 24, 2011 linked to the iShares MSCI Emerging Markets index fund; via HSBC Securities (USA) Inc.; pricing Feb. 19
0% Buffered Accelerated Market Participation Securities due Aug. 24, 2011 linked to the iShares MSCI Emerging Markets index fund; via HSBC Securities (USA) Inc.; pricing Feb. 19
0% buffered Accelerated Market Participation Securities due May 24, 2011 based on the iShares MSCI Emerging Markets index fund; 90% trigger; via HSBC Securities (USA) Inc.; pricing Feb. 19
0% Accelerated Market Participation Securities due May 24, 2011 based on the iShares MSCI Emerging Markets index fund; via HSBC Securities (USA) Inc.; pricing Feb. 19
11%-14% callable yield notes due Feb. 28, 2011 based on the performance of the Market Vector Gold Miners trust and Energy Select SPDR fund; 70% trigger; via HSBC Securities (USA) Inc.; pricing Feb. 19
0% buffered Accelerated Market Participation Securities due May 24, 2011 based on the Russell 2000 index; 90% trigger; via HSBC Securities (USA) Inc.; pricing Feb. 19
0% Accelerated Market Participation Securities due May 24, 2011 based on the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Feb. 19
0% Accelerated Market Participation Securities due March 24, 2011 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Feb. 19
0% Buffered Accelerated Market Participation Securities due Aug. 24, 2011 linked to the Russell index; via HSBC Securities (USA) Inc.; pricing Feb. 19
0% Accelerated Market Participation Securities due March 24, 2011 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Feb. 19
0% Accelerated Market Participation Securities due May 24, 2011 based on the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Feb. 19
0% knock-out buffer notes due Aug. 25, 2011 linked to the S&P 500 index; via J.P. Morgan Securities Inc.; pricing Feb. 19
0% barrier multi-coupon securities due Feb. 25, 2013 based on the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Feb. 22
0% return optimization securities with contingent protection due Feb. 28, 2013 linked to the Hang Seng China Enterprises, Hang Seng and MSCI Singapore indexes; via UBS Financial Services Inc. and HSBC USA Inc.; pricing Feb. 23
0% return optimization securities with contingent protection due Feb. 28, 2013 linked to the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; via UBS Financial Services Inc.; pricing Feb. 23
13-month bearish accelerated market participation securities linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Feb. 23
10.25%-13.25% yield optimization notes with contingent protection due Feb. 28, 2011 based on the common stock of Delta Air Lines, Inc.; 55% trigger; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing Feb. 24
9.25%-12.25 yield optimization notes with contingent protection due Feb. 28, 2011 based on the common stock of Freeport-McMoRan Copper & Gold In.; 70% trigger; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing Feb. 24
0% best of performance notes due March 4, 2013 based on the S&P 500 index; 75% trigger; via HSBC Securities (USA) Inc.; pricing Feb. 26
18-month 0% buffered accelerated market participation securities linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Feb. 26
JPMORGAN CHASE BANK, NA
0% certificates of deposit due Feb. 26, 2016 based on S&P 500 index, the Dow Jones Euro Stoxx 50 index and the iShares MSCI EAFE index fund; via J.P. Morgan Securities Inc.; pricing Feb. 19
Contingent coupon certificates of deposit due Feb. 25, 2016 based on WTI crude oil, natural gas, corn, soybeans, zinc, gold, silver, platinum, S&P GSCI Wheat Index Excess Return and S&P GSCI Livestock Index Excess Return; via J.P. Morgan Securities Inc. and Morgan Stanley Smith Barney; pricing Feb. 22
Digital contingent coupon certificates of deposit due Feb. 26, 2016 linked to the stocks of Abbott Laboratories, Amazon.com, Inc., Boeing Co., Caterpillar Inc., CVS Caremark Corp., Goldcorp Inc., Goldman Sachs Group, Inc., Hewlett-Packard Co., Kraft Foods Inc. and Lowe's Cos., Inc.; via J.P. Morgan Securities Inc. and distributor Incapital LLC; pricing Feb. 23
Contingent coupon certificates of deposit due Feb. 26, 2016 linked to the common stocks of Alcoa Inc., Abbott Laboratories, Amazon.com, Inc., Costco Wholesale Corp., CVS Caremark Corp., General Electric Co., Microsoft Corp., Newmont Mining Corp., Verizon Communications Inc. and Wells Fargo & Co.; via J.P. Morgan Securities Inc. and distributor Incapital LLC; pricing Feb. 23
Digital contingent coupon certificates of deposit due Feb. 26, 2016 linked the common stocks of Apple Inc., Abbott Laboratories, Aflac Inc., Baxter International Inc., Cameron International Corp., Fluor Corp., Coca-Cola Co., Monsanto Co., Procter & Gamble Co. and Western Digital Corp.; via J.P. Morgan Securities Inc.; pricing Feb. 23
0% equity-linked certificates of deposit due Aug. 27, 2015 linked to the Dow Jones Industrial Average; via J.P. Morgan Securities Inc.; pricing Feb. 23
0% certificates of deposit due Feb. 26, 2016 linked to the MSCI World index, the Dow Jones - UBS Commodity index and the JPMorgan GBI Global Bond Index Total Return hedged in dollars; via J.P. Morgan Securities Inc.; pricing Feb. 23
Certificates of deposit due Feb. 29, 2016 linked inversely to the J.P. Morgan US Treasury Note Futures (G) Tracker; via J.P. Morgan Securities Inc.; pricing Feb. 23
0% certificates of deposit due Feb. 29, 2016 based on the S&P 500 Risk Control 10% Excess Return index; via J.P. Morgan Securities Inc.; pricing Feb. 23
Callable countdown CMS range accrual certificates of deposit due Feb. 26, 2025; via J.P. Morgan Securities Inc. and distributor Incapital LLC; pricing Feb. 24
Callable leveraged spread certificates of deposit due Feb. 26, 2025 based on the 10-year and two-year Constant Maturity Swap rates; via J.P. Morgan Securities Inc.; settlement Feb. 26
Callable six-month Libor range accrual certificates of deposit due Feb. 23, 2025; via J.P. Morgan Securities Inc.; pricing in February
Callable six-month Libor and S&P 500 index accrual certificates of deposit due Feb. 26, 2025; via J.P. Morgan Securities Inc. with Incapital LLC as distributor; pricing in February
Callable six-month Libor range accrual certificates of deposit due March 3, 2025; via J.P. Morgan Securities Inc.; pricing in March
JPMORGAN CHASE & CO.
0% buffered return enhanced notes due Feb. 23, 2012 linked to the Dow Jones - UBS Commodity Index 3 Month Forward index; via JPMorgan Securities Inc.; pricing Feb. 19
0% digital plus buffered notes due Feb. 23, 2012 linked to the Indonesian rupiah, Singapore dollar and South Korean won relative to the euro; via J.P. Morgan Securities Inc.; pricing Feb. 19
0% buffered return enhanced notes due Feb. 25, 2013 linked to the iShares MSCI Brazil index fund; via J.P. Morgan Securities Inc.; pricing Feb. 19
10.75% reverse convertible notes due Feb. 28, 2011 linked to Amazon.com, Inc. stock; via JPMorgan; pricing Feb. 23
13.25% reverse convertible notes due Aug. 26, 2010 linked to Arch Coal, Inc. stock; via JPMorgan; pricing Feb. 23
10.5% reverse convertible notes due Aug. 26, 2010 linked to Bank of America Corp. stock; via JPMorgan; pricing Feb. 23
10.5% reverse convertible notes due Feb. 28, 2011 linked to Caterpillar Inc. stock; via JPMorgan; pricing Feb. 23
9.5% reverse convertible notes due Feb. 28, 2011 linked to CSX Corp. stock; via JPMorgan; pricing Feb. 23
15% reverse convertible notes due May 27, 2010 linked to DryShips Inc. stock; via JPMorgan; pricing Feb. 23
21% reverse convertible notes due May 27, 2010 linked to First Solar, Inc. stock; via JPMorgan; pricing Feb. 23
14.5% reverse convertible notes due Aug. 26, 2010 linked to Freeport-McMoRan Copper & Gold Inc. stock; via JPMorgan; pricing Feb. 23
0% semiannual review notes due Aug. 26, 2011 based on the iShares Dow Jones U.S. Real Estate index fund; pricing Feb. 23
0% buffered return enhanced notes due Aug. 31, 2011 linked to the iShares MSCI EAFE index fund;via J.P. Morgan Securities Inc.; pricing Feb. 23
0% semiannual review notes due Aug. 26, 2011 based on Market Vectors Gold Miners ETF; pricing Feb. 23
0% semiannual review notes due Aug. 26, 2011 based on Market Vectors Gold Miners ETF; pricing Feb. 23
11.25% reverse convertible notes due Feb. 28, 2011 linked to Peabody Energy Corp. stock; via JPMorgan; pricing Feb. 23
11% reverse convertible notes due Aug. 26, 2010 linked to Research In Motion Ltd. stock; via JPMorgan; pricing Feb. 23
0% buffered return enhanced notes due Aug. 31, 2011 based on the Russell 2000 index; 90% trigger; via J.P. Morgan Securities Inc.; pricing Feb. 23
0% barrier optimization securities with partial protection due Aug. 31, 2011 linked to the S&P 500 index; via UBS Financial Services Inc. and J.P. Morgan Securities Inc.; pricing Feb. 23
0% buffered return enhanced notes due Feb. 29, 2012 based on the S&P 500 index; 90% trigger; via J.P. Morgan Securities Inc.; pricing Feb. 23
0% buffered return enhanced notes due Aug. 31, 2011 based on the S&P 500 index; 90% trigger; via J.P. Morgan Securities Inc.; pricing Feb. 23
17.25% reverse convertible notes due May 27, 2010 linked to United States Steel Corp. stock; via JPMorgan; pricing Feb. 23
17% reverse convertible notes due May 27, 2010 linked to Wynn Resorts, Ltd. stock; via JPMorgan; pricing Feb. 23
8.75%-11.25% annualized yield optimization notes with contingent protection due Aug. 31, 2010 linked to the common stock of Halliburton Co.; via UBS Financial Services Inc. and J.P. Morgan Securities Inc.; pricing Feb. 24
7.5%-10% annualized yield optimization notes with contingent protection due Aug. 31, 2010 linked to the common stock of Intel Corp.; via UBS Financial Services Inc. and J.P. Morgan Securities Inc.; pricing Feb. 24
0% Performance Leveraged Upside Securities due March 29, 2011 based on S&P 500 index; via J.P. Morgan Securities Inc.; pricing in February
0% buffered return enhanced notes due Sept. 8, 2011 linked to the iShares MSCI EAFE index fund; via JPMorgan Securities Inc.; pricing March 3
0% buffered return enhanced notes due Sept. 8, 2011 linked to the S&P MidCap 400 index; via JPMorgan Securities Inc.; pricing March 3
MORGAN STANLEY
11%-13% Equity LinKed Securities due March 29, 2011 linked to AK Steel Holding Corp. common stock; 75% trigger; via Morgan Stanley & Co. Inc.; pricing Feb. 22
0% Performance Leveraged Upside Securities due Aug. 29, 2011 based on the Dow Jones - UBS Commodity index; via Morgan Stanley & Co. Inc.; pricing Feb. 22
0% jump securities due Feb. 27, 2012 based on the performance of iShares Dow Jones U.S. Real Estate index fund; Morgan Stanley & Co. Inc.; pricing Feb. 22
9%-11% Equity LinKed Securities due Aug. 27, 2010 linked to Wells Fargo & Co. common stock; 80% trigger; via Morgan Stanley & Co. Inc.; pricing Feb. 22
0% Performance Leveraged Upside Securities due Aug. 29, 2011 linked to the Brazilian real, Korean won and Mexican peso; via Morgan Stanley & Co. Inc.; pricing in February
Floating-rate notes due Feb. 26, 2020 linked to the 10-year Constant Maturity Swap rate; via Morgan Stanley & Co. Inc.; pricing in February
Leveraged callable CMS curve-linked notes due Feb. 26, 2025; via Morgan Stanley & Co. Inc.; pricing in February
Floating-rate notes due March 1, 2020 linked to the Consumer Price Index; via Morgan Stanley & Co. Inc.; pricing in February
0% Performance Leveraged Upside Securities due Aug. 25, 2011 linked to the iShares MSCI Japan index fund, platinum, silver and gold; via Morgan Stanley & Co. Inc.; pricing in February
Six-month Libor and S&P 500 index linked range accrual notes due Feb. 26, 2025; via Morgan Stanley & Co. Inc.; pricing in February
0% buffered Performance Leveraged Upside Securities due August 2011 linked to the Market Vectors Gold Miners exchange-traded fund; via Morgan Stanley & Co. Inc.; pricing in February
ROYAL BANK OF CANADA
13.5% reverse convertible notes due May 28, 2010 linked to Alcatel-Lucent stock; via RBC Capital Markets Corp.; pricing Feb. 23
14% reverse convertible notes due May 28, 2010 linked to Alcoa Inc. stock; via RBC Capital Markets Corp.; pricing Feb. 23
12.75% reverse convertible notes due May 28, 2010 linked to Allegheny Technologies, Inc. stock; via RBC Capital Markets Corp.; pricing Feb. 23
10.5% reverse convertible notes due May 28, 2010 linked to Amazon.com, Inc. stock; via RBC Capital Markets Corp.; pricing Feb. 23
11.75% reverse convertible notes due May 28, 2010 linked to Apollo Group, Inc. stock; via RBC Capital Markets Corp.; pricing Feb. 23
14.25% reverse convertible notes due May 28, 2010 linked to Arch Coal, Inc. stock; via RBC Capital Markets Corp.; pricing Feb. 23
20.75% reverse convertible notes due May 28, 2010 linked to ATP Oil & Gas Corp. stock; via RBC Capital Markets Corp.; pricing Feb. 23
10.75% reverse convertible notes due May 28, 2010 linked to Bank of America Corp. stock; via RBC Capital Markets Corp.; pricing Feb. 23
10% reverse convertible notes due May 28, 2010 linked to Chesapeake Energy Corp. stock; via RBC Capital Markets Corp.; pricing Feb. 23
11% reverse convertible notes due May 28, 2010 linked to Citigroup Inc. stock; via RBC Capital Markets Corp.; pricing Feb. 23
20.5% reverse convertible notes due May 28, 2010 linked to Continental Airlines Inc. stock; via RBC Capital Markets Corp.; pricing Feb. 23
18% reverse convertible notes due May 28, 2010 linked to Delta Air Lines, Inc. stock; via RBC Capital Markets Corp.; pricing Feb. 23
16% reverse convertible notes due May 28, 2010 linked to DryShips Inc. stock; via RBC Capital Markets Corp.; pricing Feb. 23
13% reverse convertible notes due May 28, 2010 linked to Elan Corp. plc stock; via RBC Capital Markets Corp.; pricing Feb. 23
16.5% reverse convertible notes due May 28, 2010 linked to First Solar, Inc. stock; via RBC Capital Markets Corp.; pricing Feb. 23
11.25% reverse convertible notes due May 28, 2010 linked to Ford Motor Co. stock; via RBC Capital Markets Corp.; pricing Feb. 23
15% reverse convertible notes due May 28, 2010 linked to Freeport-McMoRan Copper & Gold Inc. stock; via RBC Capital Markets Corp.; pricing Feb. 23
26% reverse convertible notes due May 28, 2010 linked to Fuel Systems Solutions Inc. stock; via RBC Capital Markets Corp.; pricing Feb. 23
14.75% reverse convertible notes due May 28, 2010 linked to Garmin Ltd. stock; via RBC Capital Markets Corp.; pricing Feb. 23
17.75% reverse convertible notes due May 28, 2010 linked to Genworth Financial Inc. stock; via RBC Capital Markets Corp.; pricing Feb. 23
11% reverse convertible notes due May 28, 2010 linked to Green Mountain Coffee Roasters, Inc. stock; via RBC Capital Markets Corp.; pricing Feb. 23
15.75% reverse convertible notes due May 28, 2010 linked to Hartford Financial Services Group, Inc. stock; via RBC Capital Markets Corp.; pricing Feb. 23
23% reverse convertible notes due May 28, 2010 linked to Hutchinson Technology Inc. stock; via RBC Capital Markets Corp.; pricing Feb. 23
12.75% reverse convertible notes due May 28, 2010 linked to Joy Global Inc. stock; via RBC Capital Markets Corp.; pricing Feb. 23
15.5% reverse convertible notes due May 28, 2010 linked to KeyCorp stock; via RBC Capital Markets Corp.; pricing Feb. 23
23.75% reverse convertible notes due May 28, 2010 linked to Las Vegas Sands Corp. stock; via RBC Capital Markets Corp.; pricing Feb. 23
13.75% reverse convertible notes due May 28, 2010 linked to Lincoln National Corp. stock; via RBC Capital Markets Corp.; pricing Feb. 23
12.5% reverse convertible notes due May 28, 2010 linked to Mosaic Co. stock; via RBC Capital Markets Corp.; pricing Feb. 23
21.5% reverse convertible notes due May 28, 2010 linked to Northern Oil and Gas, Inc. stock; via RBC Capital Markets Corp.; pricing Feb. 23
19% reverse convertible notes due May 28, 2010 linked to Olympic Steel, Inc. stock; via RBC Capital Markets Corp.; pricing Feb. 23
31.75% reverse convertible notes due May 28, 2010 linked to Palm, Inc. stock; via RBC Capital Markets Corp.; pricing Feb. 23
11% reverse convertible notes due May 28, 2010 linked to Peabody Energy Corp. stock; via RBC Capital Markets Corp.; pricing Feb. 23
10% reverse convertible notes due May 28, 2010 linked to Research In Motion Ltd. stock; via RBC Capital Markets Corp.; pricing Feb. 23
0% buffered bullish digital notes due Feb. 29, 2012 linked to the S&P 500 index; via RBC Capital Markets Corp.; pricing Feb. 23
16.25% reverse convertible notes due May 28, 2010 linked to Sprint Nextel Corp. stock; via RBC Capital Markets Corp.; pricing Feb. 23
18.75% reverse convertible notes due May 28, 2010 linked to United States Steel Corp. stock; via RBC Capital Markets Corp.; pricing Feb. 23
13.5% reverse convertible notes due May 28, 2010 linked to Wynn Resorts Ltd. stock; via RBC Capital Markets Corp.; pricing Feb. 23
Zero-coupon principal-protected currency-linked notes due Feb. 28, 2014 linked to the Brazilian real, the Australian dollar, the Canadian dollar and the Norwegian krone versus the U.S. dollar; via RBC Capital Markets Corp.; pricing Feb. 24
Redeemable leveraged steepener notes due Feb. 26, 2030 linked to 30-year and two-year Constant Maturity Swap rates; via RBC Capital Markets Corp.; pricing in February
Redeemable range accrual notes due Feb. 26, 2025 linked to six-month Libor; via RBC Capital Markets Corp.; pricing in February
0% direct investment notes due April 8, 2011 linked to the EquityCompass Equity Risk Management Strategy; via RBC Capital Markets Corp.; pricing March 3
24- to 28-month 0% buffered index-linked notes based on the S&P 500 index; 90% trigger; via Goldman, Sachs & Co.
ROYAL BANK OF SCOTLAND NV
11.65% reverse convertible notes due May 28, 2010 linked to Advanced Micro Devices, Inc. stock; via RBS Securities Inc.; pricing Feb. 23
10.5% reverse convertible notes due Aug. 31, 2010 linked to Bank of America Corp. stock; via RBS Securities Inc.; pricing Feb. 23
12% reverse convertible notes due Aug. 31, 2010 linked to Chesapeake Energy Corp. stock; via RBS Securities Inc.; pricing Feb. 23
15.75% reverse convertible notes due May 28, 2010 linked to DryShips Inc. stock; via RBS Securities Inc.; pricing Feb. 23
17% reverse convertible notes due May 28, 2010 linked to First Solar, Inc. stock; via RBS Securities Inc.; pricing Feb. 23
13.5% reverse convertible notes due May 28, 2010 linked to Freeport-McMoRan Copper & Gold Inc. stock; via RBS Securities Inc.; pricing Feb. 23
8.5% reverse convertible notes due Aug. 31, 2010 linked to General Electric Co. stock; via RBS Securities Inc.; pricing Feb. 23
12% reverse convertible notes due Aug. 31, 2010 linked to Goldcorp Inc. stock; via RBS Securities Inc.; pricing Feb. 23
10% reverse convertible notes due May 28, 2010 linked to Hartford Financial Services Group, Inc. stock; via RBS Securities Inc.; pricing Feb. 23
18% reverse convertible notes due May 28, 2010 linked to Las Vegas Sands Corp. stock; via RBS Securities Inc.; pricing Feb. 23
11.5% reverse convertible notes due May 28, 2010 linked to Lincoln National Corp. stock; via RBS Securities Inc.; pricing Feb. 23
18.75% reverse convertible notes due May 28, 2010 linked to Patriot Coal Corp. stock; via RBS Securities Inc.; pricing Feb. 23
12.25% reverse convertible notes due Aug. 31, 2010 linked to Potash Corp. of Saskatchewan Inc. stock; via RBS Securities Inc.; pricing Feb. 23
11.25% reverse convertible notes due Aug. 31, 2010 linked to Research In Motion Ltd. stock; via RBS Securities Inc.; pricing Feb. 23
15% reverse convertible notes due May 28, 2010 linked to SanDisk Corp. stock; via RBS Securities Inc.; pricing Feb. 23
17% reverse convertible notes due May 28, 2010 linked to Silver Wheaton Corp. stock; via RBS Securities Inc.; pricing Feb. 23
11% reverse convertible notes due Aug. 31, 2010 linked to Southern Copper Corp. stock; via RBS Securities Inc.; pricing Feb. 23
15.5% reverse convertible notes due Aug. 31, 2010 linked to United States Steel Corp. stock; via RBS Securities Inc.; pricing Feb. 23
12.5% reverse convertible notes due Aug. 31, 2010 linked to Under Armour, Inc. stock; via RBS Securities Inc.; pricing Feb. 23
9.25% reverse convertible notes due Aug. 31, 2010 linked to Wells Fargo & Co. stock; via RBS Securities Inc.; pricing Feb. 23
SG STRUCTURED PRODUCTS, INC.
0% bearish principal-protected notes due Feb. 27, 2015 linked to the SGI Bond 10Y USD index; via SG Americas Securities, LLC and distributor Advisors Asset Management, Inc.; pricing Feb. 23
AB SVENSK EXPORTKREDIT
14-month 0% Accelerated Return Notes linked to the Energy Select Sector index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in February
0% Accelerated Return Notes due April 2011 based on the MSCI EAFE index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in February
14-month 0% Accelerated Return Notes linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in February
UBS AG, JERSEY BRANCH
0% performance securities with contingent protection due Feb. 27, 2015 linked the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; via UBS Financial Services Inc. and UBS Investment Bank; pricing Feb. 23
0% step performance securities due Feb. 29, 2012 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Feb. 23
0% return optimization securities with partial protection due Feb. 29, 2012 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Securities LLC; pricing Feb 23
0% performance securities due Feb. 28, 2013 linked to the UBS V10 Currency Index with Volatility Cap; via UBS Financial Services Inc. and UBS Investment Bank; pricing Feb. 23
UBS AG, LONDON BRANCH
11.25% annualized reverse convertible notes due May 28, 2010 linked to the common stock of Alcoa Inc.; 80% trigger; via UBS Securities LLC and UBS Investment Bank; pricing Feb. 23
11% reverse convertible notes due Aug. 31, 2010 linked to Chesapeake Energy Corp. stock; 80% trigger; via UBS Securities LLC and UBS Investment Bank; pricing Feb. 23
9.5% reverse convertible notes due Feb. 28, 2011 based on the common stock of Deere & Co.; 80% trigger; via UBS Securities LLC and UBS Investment Bank; pricing Feb. 23
14% reverse convertible notes due Aug. 31, 2010 linked to Ford Motor Co. common stock; 80% trigger; via UBS Securities LLC and UBS Investment Bank; pricing Feb. 23
25.5% annualized reverse convertible notes due May 28, 2010 linked to the common stock of Las Vegas Sands Corp.; 80% trigger; via UBS Securities LLC and UBS Investment Bank; pricing Feb. 23
0% double long leverage securities due Feb. 28, 2011 linked to the S&P 500 Financials Total Return index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Feb. 23
0% double long leverage securities due Feb. 28, 2011 linked to the S&P 500 Information Technology Total Return index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Feb. 23
0% double long leverage securities due Feb. 28, 2011 linked to the S&P 500 Total Return index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Feb. 23
0% double short leverage securities due Feb. 28, 2011 linked inversely to the performance of the S&P 500 Total Return index; via UBS Investment Bank and UBS Financial Services Inc.; pricing Feb. 23
9.25% reverse convertible notes due Feb. 28, 2011 based on the common stock of Wells Fargo & Co.; 80% trigger; via UBS Securities LLC and UBS Investment Bank; pricing Feb. 23
11.25% annualized reverse convertible notes due May 28, 2010 linked to the common stock of Whole Foods Market, Inc.; 80% trigger; via UBS Securities LLC and UBS Investment Bank; pricing Feb. 23
8%-10% yield optimization notes with contingent protection due Feb. 29, 2012 based on the American Depositary Shares of BHP Billiton Ltd.; 80% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Feb. 24
6.7%- 8.7% yield optimization notes with contingent protection due Feb. 29, 2012 based on the common stock of General Electric Co.; 80% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Feb. 24
0% double long leverage securities due April 4, 2011 linked to the S&P 500 Financials Total Return index; via UBS Financial Services Inc. and UBS Investment Bank; pricing March 26
0% double long leverage securities due April 4, 2011 linked to the S&P 500 Information Technology Total Return index; via UBS Financial Services Inc. and UBS Investment Bank; pricing March 26
0% double long leverage securities due April 4, 2011 linked to the S&P 500 Total Return index; via UBS Financial Services Inc. and UBS Investment Bank; pricing March 26
0% double short leverage securities due April 4, 2011 linked inversely to the performance of the S&P 500 Total Return index; via UBS Investment Bank and UBS Financial Services Inc.; pricing March 26
0% double long leverage securities due May 2, 2011 linked to the S&P 500 Financials Total Return index; via UBS Financial Services Inc. and UBS Investment Bank; pricing April 27
UNION BANK, NA
Zero-coupon principal-protected quarterly capped return market-linked certificates of deposit due Feb. 24, 2014 linked to the S&P 500 index; via UnionBanc Investment Services, LLC and distributor Incapital LLC; pricing Feb. 19
Zero-coupon principal-protected capped return market-linked certificates of deposit due Feb. 24, 2016 linked to the S&P 500 index; via UnionBanc Investment Services, LLC and distributor Incapital LLC; pricing Feb. 19
Zero-coupon principal-protected market-linked certificates of deposit due Feb. 24, 2014 linked to the Brazilian real, Russian ruble, Indian rupee and Chinese renminbi; via UnionBanc Investment Services, LLC and distributor Incapital LLC; pricing Feb. 22
Zero-coupon principal-protected quarterly capped return market-linked certificates of deposit due Aug. 26, 2013 linked to the Dow Jones - UBS Commodity index; via UnionBanc Investment Services, LLC and distributor Incapital LLC; pricing Feb. 22
WELLS FARGO BANK NA
0% market-linked certificates of deposit due Feb. 26, 2014 linked to the Brazilian real, Russian ruble, Indian rupee and Chinese renminbi; via distributor Incapital LLC; pricing Feb. 19
Market-linked certificates of deposit due Feb. 26, 2016 based on the Dow Jones - UBS Commodity index; via distributor Incapital LLC; pricing Feb. 19
Certificates of deposit due Feb. 26, 2016 linked to the SGI WISE US Vol Target 8% (USD-Excess Return) index; via SG America Securities, LLC and distributor Advisors Asset Management, Inc.; pricing Feb. 19
WELLS FARGO & CO.
0% enhanced growth securities with buffered downside due June 2012 linked to the S&P 500 index; via Wells Fargo Securities, LLC
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